F. F. H. Aragón*ab,
L. Villegas-Lelovsky*ac,
J. I. Castillo-Llanosa,
C. M. Sonccoa,
J. L. Solisd,
G. H. Peralta-Alarcóna,
D. G. Pacheco-Salazar*a and
P. C. Moraisbe
aUniversidad Nacional de San Agustín de Arequipa, Arequipa, Peru. E-mail: ffharagon@gmail.com; leonardo.villegas@unesp.br; dpachecos@unsa.edu.pe
bNucleo de Física Aplicada, Instituto de Física, Universidade de Brasília, Brasília, DF 70910-900, Brazil
cPhysics Department, IGCE, Paulista State University, CEP 13506-900, SP, Rio Claro, Brazil
dUniversidad Nacional de Ingeniería, Facultad de Ciencias, Lima, Peru
eCatholic University of Brasília, Genomic Sciences and Biotechnology, Brasília, DF 70790-160, Brazil
First published on 27th September 2023
Nowadays, the use of self-cleaning surfaces is increasing globally, especially after the COVID-2019 pandemic, and the use of nanoparticles has been shown as a plausible option for this purpose. In the present study, Cu-doped SnO2 nanocrystals were successfully synthesized (in the copper content range of 0–30 mol%) using the polymeric precursor method. The structural, morphological, vibrational, and antibacterial activity were carefully studied to unveil the effect of copper ions on the properties of the hosting matrix, aiming at maximizing the usage of Cu-doped SnO2 nanocrystals. The results show fabrication of nanoparticles near their respective exciton Bohr diameter (5.4 nm for SnO2), however, monophasic SnO2 was observed up to 15 mol%. Above this limit, a secondary CuO phase was observed, as shown by the assessed X-ray diffraction (XRD), Fourier transform infrared, and Raman spectroscopy data. Furthermore, the redshift of the primary A1g vibrational mode of SnO2 is successfully described using the phonon-confinement model, demonstrating a good relationship between the Raman correlation length (L) and the crystallite size (〈D〉), the latter determined from XRD. Regarding the antibacterial activity, assessed via the disc-diffusion testing method (DDTM) while challenging two bacterial species (S. aureus and E. coli), our results suggest a rapid diffusion of the nanoparticles out of the paper disc, with a synergistic effect credited to the Sn1−xCuxO2–CuO phases contributing to the inhibition of the bacteria growth. Moreover, the DDTM data scales with cell viability, the latter analyzed using the Hill equation, from which both lethal dose 50 (LD50) and benchmark dose (BMD) were extracted.
By doping oxide semiconductors, such as transition metal-doped SnO2 (TM-SnO2) or earth rare-doped SnO2 nanoparticles, one targets a wide range of applications, including the use of self-cleaning surfaces (SCS). In this regard, one can mention the use of doped SnO2 nanoparticles, which recently gained attention due to antibacterial activity. Studies have shown that these nanoparticles can inhibit the growth of various bacterial species, including Gram-positive and Gram-negative bacteria,9,10 given that doping enhances antibacterial activity; the highest values reported in the literature are also connected to the maximum doping value employed, as well as the total mass of nanoparticles present in the test. These findings have been described in several studies, where doping metals such as Fe, Co, Ni, Cu, and Ce have been used, and the maximum diameter inhibition zone (DIZ) value has been found for the highest doping concentration and mass of nanoparticles.9,11–13 In this regard, the report of Sathishkumar et al. can be highlighted, displaying and increase in antibacterial activity (using a 10 mm disc) as the doping content and concentration of Cu-doped SnO2NPs (30, 40, 50, and 60 mg mL−1) increase, leading to the highest DIZ values of 18 and 19 mm for the S. aureus and P. aeruginosa bacteria, respectively, while using a sample of 9 mol% Cu-doped SnO2 and 60 mg mL−1 concentration.9 However, the exact mechanism by which doping enhances the antibacterial activity of TM-SnO2 nanoparticles is not fully understood, although it is believed that the presence of transition metal ions can extend carrier recombination by the increase of defect centers, acting as trapping cores. This can lead to an increase in the generation of superoxide (˙O−2), O2 + e−→ ˙O−2, which is the precursor of other reactive oxygen species (ROS), being responsible for the antibacterial effect of TM-SnO2 nanoparticles.14 ROS have a strong ability to oxidize a wide range of organic-based materials, such as pollutants, bacteria, cancer cells, and viruses. When doped oxide semiconductors are used as self-cleaning surfaces, the ROS generated on the surface can cause oxidative stress in bacterial cells, destroying cell walls, DNA, and relevant proteins.6 The research of new materials with SCS activity is of extreme importance, especially after the COVID-2019 pandemic. In this scenario, we can highlight the use of Cu-doped oxide semiconductor with high antibacterial activity while it is irradiated with UV light.15 However, UV light is not feasible for creating self-cleaning and antibacterial surfaces in typical indoor conditions, with negligible UV light exposition. Therefore, it is necessary to search for alternatives aiming at to increase antimicrobial response in a dimly illuminated environment. Also, no previous investigation has been carried out to evaluate the influence of doping enrichment of the surface and the onset of a secondary phase on the antibacterial activity of the system, indicating a knowledge gap.
In this study, we aim to investigate the synthesis and characterization of Cu-doped SnO2 nanoparticles, with emphasis on structural, morphological, and vibrational properties plus antibacterial activity against Escherichia coli (ATCC® 33876) and Staphylococcus aureus (ATCC® 25923) in a dark environment. We also explore the possible mechanisms by which Cu-doping contributes to enhance the antibacterial activity of the as-synthesized SnO2 nanoparticles. Our findings are expected to contribute to the development of novel materials for self-cleaning surfaces with high antibacterial activity.
To determine the structural parameters the XRD patterns were analyzed using Rietveld refinement implemented in EXPGUI, a graphical user interface for GSAS software,8 where a Lorentzian peak shape (S) was used to model the diffraction peaks profiles, S = X/cosθ + Ytanθ, with the first term representing the Lorentzian Scherrer whereas the second term describes the strain broadening. A typical fit is shown in Fig. 1(b), where the open black circles are the recorded experimental data, the solid red line is the theoretical curve, and the solid green line at the bottom is the difference between them.
Table 1 displays the structural parameters extracted from the Rietveld refinement. The lattice constants for the undoped SnO2 nanoparticles are a = b = 4.7339 Å and c = 3.1894 Å, giving a unit cell volume of 71.374 Å3. However, the unit cell volume shows an increasing tendency as the Cu-content increases, which is related to the entry of Cu2+-ions with ionic radii of 0.73 Å in solid solution with Sn4+-ions with ionic radii of 0.69 Å, both in six-coordinate geometry.17 It is worth noting that if the Cu2+-ions entered the SnO2 crystal lattice with a low spin state (ionic radii of 0.54 Å) this could cause an opposite trend, as shown by Sathishkumar et al. while observing a decrease in the lattice parameters.9 Using the quasispherical particle's Scherrer constant (0.9), the mean crystallite size (〈D〉XRD) of the Cu-doped SnO2 nanoparticles was calculated from Scherrer's broadening contribution. The results are shown in Fig. 1(c), where one can see the decreasing trend (from ∼9 nm to ∼5 nm) as the Cu content increases. Fig. 1(c) emphasizes (horizontal orange color strip) the SnO2 exciton Bohr diameter, which is around 5.4 nm,2 meaning that a quantum confinement effect cannot be ruled out for the samples, as it will be explained below.
Cu (mol%) | SnO2 phase | CuO phase | Cu/(Cu + Sn) | ||||
---|---|---|---|---|---|---|---|
a (Å) | c (Å) | V (Å3) | V (Å3) | 〈D〉XRD (nm) | % | mol%/mol% | |
0.0 | 4.7339 | 3.1849 | 71.374 | — | — | — | — |
0.5 | 4.7344 | 3.1849 | 71.389 | — | — | — | 0.7 |
1.0 | 4.7329 | 3.1840 | 71.323 | — | — | — | 1.2 |
1.5 | 4.7349 | 3.1857 | 71.421 | — | — | — | — |
2.0 | 4.7344 | 3.1848 | 71.385 | — | — | — | — |
2.5 | 4.7332 | 3.1842 | 71.338 | — | — | — | — |
5.0 | 4.7345 | 3.1845 | 71.381 | — | — | — | — |
7.5 | 4.7339 | 3.1838 | 71.346 | — | — | — | — |
10.0 | 4.7340 | 3.1839 | 71.353 | — | — | — | — |
15.0 | 4.7357 | 3.1858 | 71.447 | — | — | 15.4 | |
20.0 | 4.7338 | 3.1848 | 71.369 | 81.045 | 96 | 1 | 23.2 |
25.0 | 4.7344 | 3.1844 | 71.377 | 81.047 | 39 | 5 | 25.7 |
30.0 | 4.7356 | 3.1857 | 71.444 | 81.198 | 32 | 6 | 38.4 |
SEM and EDS measurements were performed in some of the samples to determine their chemical composition. Fig. 2 shows the SEM image and its corresponding EDS map for the undoped (upper panel) and 30 mol% Cu-doped SnO2 (lower panel). The SnO2 nanocrystals exhibit a curious morphological characteristic, akin to dried sludge-like formations, which is a result of the high-temperature production method. Meanwhile, or the 30 mol% Cu-doped a more porous structure is observed, which could be correlated with the CuO structure. To make an elemental characterization, a small and homogeneous structure was chosen from both samples (see dashed lines in Fig. 2) and the EDS analysis was performed on it. For the undoped SnO2, the EDS spectrum (see right-hand side of Fig. 2) displays the characteristic X-ray peaks located at 0.52 keV and 3.4 keV, expected for the O Kα and Sn Lα, respectively. No additional characteristic X-ray peaks are observed, confirming the single SnO2 crystalline phase observed by XRD. However, for the Cu-doped samples, two additional X-ray peaks are seen located at 0.93 and 8.04 keV; respectively associated with the characteristic Cu Lα and Cu Kα x-rays. The calculated Cu/(Cu + Sn) weight ratio collected in Table 1, was obtained by deconvolution of the characteristic X-ray peaks, performed in the internal EDS software. The results are consistent with the nominal increase of Cu-content used in the Cu-doped nanocrystals synthesis.
Fig. 2 SEM (left panels) and EDS (right panels) images of the undoped (upper panels) and 30 mol% (lower panels) Cu-doped SnO2 were used to determine the chemical ratio Cu/(Cu + Sn). |
In addition, TEM images were recorded and corroborated with the crystallite size obtained from the XRD analyses. Fig. 3(a) shows a representative high-resolution TEM (HRTEM) image obtained for the 2.5 mol% Cu-doped SnO2 nanocrystals, where the interplanar spacing (0.33 ± 0.01 nm) corresponds to the main crystal plane (110) of the SnO2 phase. Fig. 3(b) depicts a representative TEM image of the recorded micrographs used to analyze the samples' morphology, revealing quasispherical particles from which the physical particle size distribution was obtained. Particles' counts were made using the ImageJ software to assess their diameter,18 where N = 405 particles were counted and used for building the particle size histogram while following the Sturges method19 (see Fig. 3(c)). The histogram's binwidth (W) is obtained from the relationship: W = (DMax − DMin)/k, where k = 1 + 3.322log(N). The histogram was modeled by a lognormal distribution function, , where D0 is the median and σ is the polydispersity index of the distribution. After analyses, an average particle size 〈D〉 = D0exp(σ2/2) = 8.6 nm was obtained, in very good agreement with the values extracted from the XRD examinations (see Fig. 1(c)).
Fig. 4 depicts the FTIR spectrum of the Cu-doped SnO2 nanocrystals at wavenumber (ω) ranging from 4000 to 400 cm−1. Visual inspection reveals bands present in the undoped SnO2 nanocrystals, which be divided into three ranges. First, for wavenumber between 4000 and 2500 cm−1, the OH band is observed at ∼3426 cm−1,20,21 the CH2 asymmetric stretching (AS) band is observed at ∼2924 cm−1, and the CH2 symmetric stretching (SS) band is observed at ∼2853 cm−1. Second, from intermediate wavenumber, ranging from 2000 to 1500 cm−1, the bending mode of surface water molecules and OH groups is observed at ∼1634 cm−1, as described in the literature.22 Third, in the wavenumber range from 700 to 400 cm−1, the skeletal Sn–O vibrations of the SnO2 structure are shown, which are located around 652 cm−1.23 Moreover, with the introduction of copper, several changes can be observed, such as a shift of the Sn/Cu–O skeletal vibrations induced by copper addition on the host lattice, and the increase of the absorbed bands (see Fig. 4(a)), indicating an enhancement of the absorbed region on the nanoparticle surface as the Cu-content increases. In view of the aforementioned points, the spectra were curve-fitted assuming Gaussian-shaped peaks. Fig. 4(b) shows the peak wavenumber position versus Cu-content for the skeletal Sn–O vibrational region fitted with two peaks (ω1 and ω2); these two peaks are the minimum number of peaks to achieve a reasonably good fit about the Sn/Cu–O vibration zone. The inset in Fig. 4(b), shows the spectrum fitting of the 30.0 mol% Cu-doped SnO2 sample, where the peaks around 510–530 cm−1 and 650–670 cm−1 are herein referred to as ω1 and ω2, respectively. Hooke's law was used to model the frequency dependence on the Cu-content, with , where k and μ are the force constant and the reduced mass, respectively. Considering μ between Sn–O (14.1 g mol−1) and Cu–O (12.8 g mol−1), an increase in ω for a monotonic substitution of Sn for Cu-ions is expected, thus explaining the increase from 1.5 to 10 mol% (zone II, in Fig. 4(b)) for the two frequencies (ω1 and ω2). However, it does not explain the decreasing tendency of ω in the first doping zone, up to 1.5 mol% (zone I), and for high concentrations, i.e. above 10 mol% (zone III). Regarding the low doping zone (zone I), a plausible explanation could be associated with the first annihilation of intrinsic defects such as oxygen vacancies (VO) present in the undoped sample. Meanwhile, in the high copper concentration (zone III), the observed trend could be correlated with the segregation of Cu-ions and the nucleation process of the onset CuO phase. Considering the intensity rise in the absorption bands (see Fig. 4(c)), one can extract the ratio between the areas (integrated intensity) of the absorbed O–H bands (∼3426 and ∼1634 cm−1) and the skeletal Sn–O bands. In this regard, the integrated intensity ratio (IO–H/ISn–O) between the adsorbed molecules (such as O–H) and skeleton (Sn–O) vibrational bond (IO–H/ISn–O)can be related through the crystalline particle size determined from the XRD data, in agreement with the following equation.24
(1) |
Fig. 5(a) shows the room-temperature Raman spectra of undoped and Cu-doped SnO2 nanocrystals. At first glance, one can observe the presence of many bands, that can be grouped into structural and disordered modes (S1, S2, and S3). Regarding the structural modes, one can begin with the modes located at low frequencies, between 200 and 400 cm−1, which are labeled E(1)u, E(2)u(LO) and E(2)u(TO), followed by modes located at frequencies between 400 and 800 cm−1, namely Eg, A1g and B2g, which are respectively located at 471.7, 628.9, and 769.7 cm−1 in the undoped SnO2 nanopowder. The A2u(LO) mode is also observed at ∼686 cm−1, although it is hidden by the S3 mode, especially at higher Cu-doping. These modes have been extensively studied and reported in the literature.25–27 At this stage, it is crucial to elucidate how Cu-ions alter the vibrations in the SnO2 host matrix. In this regard, Fig. 5(a) shows the spectrum (upper panel) of the 30 mol% Cu-doped SnO2 nanocrystal, with two vibrational modes located at ∼276 and ∼333 cm−1, which are missing in the undoped SnO2 sample. These modes were found to be consistent with the main Ag and B2g modes of monoclinic CuO respectively at ∼275 and ∼329 cm−1, reported by Shen et al.28 Formation of a secondary CuO phase, observed by Raman spectroscopy, is consistent with the secondary crystalline phase found in the XRD measurements. Furthermore, the Ag and B2g modes associated with the CuO phase drop down when the Cu-doping lowers, which is associated with the reduction of the secondary phase. On the other hand, the disordered S1 and S2 modes (located at ∼500 and ∼560 cm−1), with respect to the canonical A1g mode, show a decreasing tendency with the increasing Cu content. This finding means that the disorder on the particle surface is reducing, possibly due to the elimination of surface defects, such as oxygen vacancies, caused by gradual enrichment of the surface with Cu-ions, leading the surface energy to decline while increasing the surface area, in agreement with the Ostwald ripening model.29 Similar behavior is displayed in Sn1−xCoxO2 nanoparticles.7 The effect of the Cu-doping is analyzed in more detail while investigating the dominant A1g mode, which exhibits a redshift and FWHM increase associated with the increase in the surface disorder degree provoked by continuous reduction in crystallite size. With the above consideration in mind, Fig. 5(b) depicts the Raman shift as a function of the inverse of the nanoparticle's radius (1/R) for the Cu-doped SnO2, with a linear increasing trend up to 7.5 mol% Cu-content. It is worth mentioning that the same tendency is reported for Sun et al.30 and Diéguez et al.26 for undoped SnO2, as included in Fig. 5(b) for comparison. However, our data display a breaking of the linearity in the range of 7.5–15 mol%, keeping the crystallite size of the SnO2 phase almost unchanged in this range. This fact could be correlated with the enrichment of the surface exactly when the nucleation process is beginning, suggesting a strong redshift in this region. It is worth noting that above this range (7.5–15 mol%), the Raman shift is unaffected because excess of Cu-ions are converted into the CuO secondary phase.
Furthermore, regarding the prominent A1g Raman mode, the shift to lower frequency accompanied by a broadening are signatures of the phonon confinement effect, as suggested in the literature.31 In this scenario, the phonon confinement is induced by the crystallites' low dimension, introducing a reduction of the correlation length of the phonons as the wave vector selection rule is relaxed. In this scenario, within the phonon-confinement model (PCM), the A1g Raman line intensity can be described by:
(2) |
(3) |
Fig. 6(a) shows the fit of the A1g Raman mode using eqn (2) and (3) for undoped and 30 mol% Cu-doped SnO2, revealing an excellent correlation with the experimental data. Fig. 1(c) presents the Cu-content dependence of the Raman correlation length (L) and the crystallite size (〈D〉XRD) obtained from the XRD data, indicating a good correlation between them. It is also worth noting that the strain-induced shift term (ωS) was critical to achieve a satisfactory fit. The Cu-content dependence of the strain-induced shift term (ωS) is shown in Fig. 6(b). Additionally, in order to elucidate the underlying detailed mechanisms, one should mention that compressive strain induces a linear blueshift in the A1g vibrational mode, as reported by Girao et al.34 Moreover, it is important to note that this behavior is consistent with the shift in the skeletal Sn–O bonds detected by FTIR analysis, which specifically shows a singularity in this region. Taking this into consideration, the enrichment region detected in this zone induces strong strain, primarily on the nanoparticle's surface.
Fig. 6 (a) Fit of the A1g Raman mode using the PCM for undoped and 30 mol% Cu-doped SnO2. (b) Strain-induced shift term versus Cu-content. |
(4) |
(5) |
Fig. 7 Profile of the change of the gray color as a function of the distance (r) for time (t) 0 and 48 hours. The inset displays the change in color after 48 hours. |
The solid red line in Fig. 7 represents the best fit of the data (yellow circles) using eqn (5). The values obtained for the diffusion coefficients are Dif1 = 10.5(1) × 10−6 cm2 s−1 and Dif2 = 4.0(6) × 10−6 cm2 s−1, representing the nanoparticle's diffusion nearest and farthest center of the sample's spot, respectively. The latter diffusion coefficient is of the order of those reported for metronidazole, chloramphenicol succinate, cefsulodin and piperacillin antibiotics, with diffusion coefficients ranging from 0.6 × 10−6 to 1.2 × 10−6 cm2 s−1 in agar.35 Fig. 8 shows the final inhibition zone (IZ) for E. coli and S. aureus after 24 and 48 hours, respectively. As can be seen, there is a strong relationship between IZ and Cu-content, for both bacteria species. The latter is in agreement with the report of Sathishkumar et al., who report an increase in the antibacterial activity as the copper content.9 A possible explanation for this finding is based on the values of the diffusion coefficients (Dif) of the nanoparticles, presenting an inverse dependence on the particle size (〈D〉), as described by the Stokes–Einstein equation Dif = kT/3πη〈D〉, where k is the Boltzmann constant, T is the absolute temperature, and η is the dynamic viscosity. However, in a more recent report, Peulen and Wilkinson suggested that the diffusion coefficient (Dif) decreases exponentially with the square of nanoparticle size.36 In both cases, this implies that small particles reach a larger area, which explains well the systematic increase of the inhibition zone. Surprisingly, however, the system shows a discontinuity in the bacterial growth (around 7.5–10 mol% Cu), with a significantly higher antibacterial activity for higher Cu-doping (above 7.5–10 mol% Cu), even more active than pure CuO nanoparticles with a crystallite size of ∼23 nm. This information is emphasized in Fig. 9(a), with the help of the horizontal solid green line, where CuO nanoparticles were tested under the same conditions as the Cu-doped SnO2 nanocrystals. Our findings strongly suggests that a mechanism of inhibition of bacteria growth can be correlated with copper enrichment of the SnO2 nanoparticles' surface and the onset of a synergistic effect with the secondary CuO phase, the latter potentially producing high ROS content, which would be responsible for the observed strong antibacterial activity.
Fig. 9 (a) Inhibition zone (IZ) thickness obtained from the in vitro disc diffusion method, using undoped and Cu-doped SnO2 nanoparticles. (b) and (c) Cell viability (CV) versus Cu-content for the S. aureus and E. coli, respectively, with symbols representing experimental data and solid black lines representing the best fittings using eqn (6). |
Importantly, Fig. 9(a) shows the results of the aforementioned IZ data, characterized by its diameter thickness (dIZ), herein measured in units of millimeters (mm). Moreover, in the in vitro disc diffusion method, the reference diameter (dR) is taken as the diameter of the disc paper impregnated with the testing sample. Regarding the type of bacteria under test, our study evidenced that the Cu-doped SnO2 nanocrystals are more efficient for Gram-positive S. aureus than for Gram-negative E. coli. This effect was also reported by Alotaibi et al. who used thin films of Cu-doped anatase (TiO2) on glass substrates to test the bactericidal activity of these two bacterial species.15 Therefore, it is quite obvious that the IZ data scales with the cell viability (CV). In this regard, one can claim that CV scales linearly (first approximation) with dR/dIZ, namely CV = (dR/dIZ) × 100(%). This is indeed a pioneering proposal. Fig. 9(b) and (c) shows the cell viability versus Cu-content in the doped SnO2 nanoparticles for S. aureus and E. coli, respectively. The cell viability data (solid square symbols) are curve-fitted (solid black lines) using the Hill equation, successfully applied to assess the viability data of nanomaterials, as recently reported by Li et al.:37
(6) |
(7) |
(8) |
Impressively, as far as the cytotoxicity is concerned, the cell viability evaluation herein employed with the help of the Hill equation, signaling LD50 above 7.5 mol% Cu for both bacterial species, corroborates with the outcomes of the IZ in vitro disc diffusion method, the latter revealing higher antibacterial activity for Cu-doping above 7.5–10 mol% Cu. Likewise, the numbers assessed for LD50 and BMD are in excellent agreement with the higher antibacterial activity towards S. aureus. Furthermore, the Hill coefficient (n) associated with S. aureus (6.7) is higher than the value associated with E. coli (2.9), signaling higher antibacterial activity to the former.
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