Mahmoud
Al Humaidi
*abc,
Julian
Jakob
ab,
Ali
Al Hassan
bc,
Arman
Davtyan
c,
Philipp
Schroth
abc,
Ludwig
Feigl
b,
Jesús
Herranz
d,
Dmitri
Novikov
e,
Lutz
Geelhaar
d,
Tilo
Baumbach
ab and
Ullrich
Pietsch
c
aLaboratory for Applications of Synchrotron Radiation, Karlsruhe Institute of Technology, Kaiserstraße 12, D-76131 Karlsruhe, Germany. E-mail: mahmoud.humaidi@kit.edu
bInstitute for Photon Science and Synchrotron Radiation, Karlsruhe Institute of Technology, Hermann-von-Helmholtz-Platz 1, D-76344 Eggenstein-Leopoldshafen, Germany
cSolid State Physics, Emmy-Noether Campus, Walter-Flex Straße 3, D-57068 Siegen, Germany
dPaul-Drude-Institut für Festkörperelektronik, Leibniz-Institut im Forschungsverbund Berlin e.V., Hausvogteiplatz 5-7, D-10117 Berlin, Germany
eDeutsches Elektronen-Synchrotron, PETRA III, D-22607 Hamburg, Germany
First published on 2nd November 2022
Here we report on the non-uniform shell growth of InxGa1−xAs on the GaAs nanowire (NW) core by molecular beam epitaxy (MBE). The growth was realized on pre-patterned silicon substrates with the pitch size (p) ranging from 0.1 μm to 10 μm. Considering the preferable bending direction with respect to the MBE cells as well as the layout of the substrate pattern, we were able to modify the strain distribution along the NW growth axis and the subsequent bending profile. For NW arrays with a high number density, the obtained bending profile of the NWs is composed of straight (barely-strained) and bent (strained) segments with different lengths which depend on the pitch size. A precise control of the bent and straight NW segment length provides a method to design NW based devices with length selective strain distribution.
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Fig. 1 (a) Illustration of the azimuthal arrangement of the MBE cells and the pattern of the substrate. (b) Illustration of material flux shadowing by neighboring NWs. |
An observed influence of the cell arrangement of the same MBE chamber on the bending direction of the NWs was reported in ref. 23. It was observed that NWs grown on patterned Si substrates with the given growth parameters bend toward the direction of the Ga flux in the case of performing no substrate rotation during shell growth. The predetermination of the bending direction and the geometrical arrangement of the pMBE effusion cells with respect to the NW arrays are illustrated schematically in Fig. 1(a).
The exploited flux shadowing of the shell growth material by neighboring NWs and the resulting bending profile of the NW are demonstrated in Fig. 1(b). The NW arrays with high number density experience prominent flux shadowing and display a lower straight (shadowed) segment and an upper bent (exposed) segment of the NW. The length ratio of the exposed (lexposed) and the shadowed (lshadowed) NW segments can be controlled by changing the flux angle (Φflux), the NW length (l) and the distance (p) as shown in Fig. 1(b). Therefore, the length of (lexposed) is given by
![]() | (1) |
For the length of the bent segment lbent, the diffusion of the shell materials on the NW surface from the exposed part toward the shadowed part of the NW must be considered. Therefore,
lbent = lexposed + lD | (2) |
The length lD indicates the effective diffusivity of group-III materials on the NW surface that accumulate and cause strain-induced NW bending. Fig. 2(a) shows exemplary 30° tilt view SEM images of reference GaAs NWs in arrays with p = 100, 200, 400 and 700 nm, evidencing high NW yield. As shown in Fig. 2(b), 30° title view SEM images are taken from four NW arrays of sample-1 with different p showing significant variations in the NW bending profiles after shell growth implying a varying strain distribution along these NWs. For the NW arrays with p = 100 and 200 nm, the bending occurs at the upper part of the NW which appears thicker in diameter compared to the straight lower part due to the shadowing effect on the latter.
In order to get deeper insights into the evolution of the bending and the strain along the NWs in different arrays, we performed an in situ XRD experiment. By scanning the sample across the X-ray beam while fulfilling Bragg's condition of the GaAs(111) reflection, the micro-fields of NWs were precisely located with respect to the diffractometer geometry. For each field with a particular p value, we monitored the evolution of NW bending as a function of the In0.15Ga0.85As shell growth time for sample-2. Fig. 3(a) shows the 3D distribution of the GaAs(111) Bragg reflection in a reciprocal space map (RSM) of the NW arrays with p = 100, 200 and 400 nm acquired from the in situ XRD measurement. These maps are recorded at different times of In0.15Ga0.85As shell growth for sample-2. The recorded 3D RSMs shown in Fig. 3(a) are represented by the reciprocal space vectors Qx, Qy and Qz, where Qz is set parallel to the GaAs[111] NW growth axis and sensitive to the axial strain ε∥ while Qx and Qy are parallel to the Si(111) plane of the substrate and sensitive to the changes in the crystal orientation (i.e. tilting and bending of the NW). In addition to these vectors, we introduce two new vectors, Q and Qr where Q is set along the bending direction of the QxQy component of the RSM as demonstrated by the blue arrow in Fig. 3(a). The other vector Qr has the same origin as the other vectors but is tilted from Qz by a bending angle of the NW crystal. The lower images in Fig. 3(a) are of the RSMs of straight GaAs NWs at different arrays and the top images are that of the NWs after 20 minutes of shell growth where 2D cross-sections are highlighted along the bending direction.
The integrated intensity profiles of Bragg peaks along Q for the arrays with p = 100, 200 and 400 nm are plotted in Fig. 3(b). It can be seen that the intensity of the integrated line profiles depends on the number density of the NWs for different arrays. For arrays with p = 100 and 200 nm, the evolution of the Bragg peak profile along Q shows that the peak maxima decreases and a peak tailing evolves indicating an increasing NW curvature on the exposed parts of the NW. To quantify the signal profiles, we first introduce the symmetry factor S (also known as the tailing factor) of each Bragg peak along Q by
![]() | (3) |
As the NW curvature increases, the maximum intensity of the Bragg peak decreases due to the spreading of the diffracted signal distribution along Q that results from the changes in crystal orientation along the bent NW. The contribution of the straight part appears as an intense peak located closely to Q = 0 Å−1 in the RSM while the bent part appears as a tailing of the diffraction peak along the bending direction as shown in Fig. 3. As the length of the bent part increases, the tailing of the diffraction signal increases. Therefore, the signal of the arrays with p = 200 nm has a lower symmetry compared to the arrays with p = 100 nm as shown in Fig. 4(a).
Furthermore, Fig. 4(b) shows the relative changes in the Bragg peak maximum intensity at different shell growth times. The maxima of the Bragg peak of bare GaAs NW drops to ≈20% after 20 minutes of shell growth at the arrays with p = 400 and 700 nm. Whilst the maxima of the Bragg peak intensity profile of the NW arrays with p = 100 and 200 nm decrease to ≈45% and ≈25%, respectively. These values indicate the percentage of the diffracted signals from the NWs that accumulate at the same position in the RSM for these two arrays. Therefore, approximately 45% and 25% of the NW volume remains vertical to the substrate surface for the NW arrays with p = 100 and 200 nm, respectively. To innervate this approach, the Bragg peak profiles of the NW at these arrays were deconvoluted by multiple-Gaussians as shown in Fig. 4(c). By integrating the area of each Gaussian, this model gives the same percentages of the XRD signal that remained close to Q = 0 Å−1 in RSM for the two mentioned arrays shown before (shaded with blue in Fig. 4(c)).
Accordingly, the average volume of the NW part that exhibits bending forms about 55% and 75% of the total volume of the NWs at the arrays with p = 100 and 200 nm, respectively.
The length lexposed of the NW can be calculated from eqn (1) as listed in Table 1 by considering the distance between the NWs which is √3p in our case as the shadowing in sample-2 is done by the next neighboring NWs.
Pitch size (p) [nm] | l average [nm] | l exposed [nm] |
---|---|---|
100 | 850 ± 90 | 320 |
200 | 1035 ± 70 | 652 |
400 | 1120 ± 50 | 1120 |
700 | 1150 ± 50 | 1150 |
1000 | 1150 ± 50 | 1150 |
By considering that the average length of the NWs is lpaverage for the mentioned arrays, the length of the bent part lpbent can be calculated as l100bent = 0.55 × l100average = 468 nm and l200bent = 0.75 × l200average = 776 nm. The values of laverage, lbent and lexposed are plotted in Fig. 4(d). From these values, one can estimate the length of the NW segment lpD that is covered by the diffused shell materials by l100D = l100bent − l100exposed ≈ 142 nm and l200D = l200bent − l200exposed ≈ 124 nm, therefore, laverageD ≈ 135 nm.
However, the length lD depends on the diffusivity of the shell materials which in turn depends on the NW surface properties and the shell growth parameters. Therefore, lD is valid for the given parameters of the shell growth of the studied sample and may be changed by changing these parameters.
Fig. 4(e) shows the position of the Bragg peak maxima on Q of the arrays with p = 100 and 200 nm as the function of shell growth time. It can be seen that the peak position exhibited minor changes during the first 5 minutes of shell growth indicating a small NW bending of ≈0.025°, under the consideration of the angular resolution of our measurement being limited to 0.01° by the XRD setup. However, these minor changes indicate a minor development of strain and curvature in the entire NW at the beginning of shell growth. This might be explained by the high diffusivity of the shell material at the early stages of shell growth which may decrease the shell thickness and strain due to the NW surface increase.
By considering the distribution of the zinc blende (ZB) and wurtzite (WZ) structures along the grown GaAs NWs, the strain at the top part of the NW (denoted by T) could be evaluated. For the ZB phase dominating NWs, WZ appears at the top and the bottom of the NW due to the changes in the growth conditions during the axial growth of the NWs as reported in ref. 23. Therefore, we integrate a line profile along Qr at the position of the displaced WZ peak on Q for the arrays with p = 400 nm and p = 700 nm while we consider the peak tail on Q for the arrays with p = 100 nm and p = 200 nm as indicated by the red arrows in Fig. 5(a).
The obtained average strain ε∥ is measured from the peak position on Qr or Qz and the strain variation Δε∥ is obtained from the peak broadening on the same vectors as explained in detail in ref. 23 by the following formulas
![]() | (4) |
![]() | (5) |
• In the lower part B of the NW, the average strain εB,p∥ in the NWs of the arrays with p = 100 nm increases and saturates at εB,100∥ = 0.0007 after 16 minutes of shell growth, while εB,200∥ increases in a nonlinear fashion and reaches a value of εB,200∥ = 0.001 after 20 minutes of shell growth as shown in the left panel of Fig. 5(b). This approach indicates the low strain magnitude at the lower parts of the NWs where the shadowing effect takes place. However, the minor strain that built up in the shadowed part of the NWs in these arrays in logical consistency with the observation of the slight bending as shown in Fig. 4(e). In this case, the entire NW during the first few minutes of shell growth is slightly strained due to the high diffusivity of the shell material on the NW surface where this diffusivity decreases as the strain increases. The same approach explains the saturated strain variation as shaded in blue in the left panel of Fig. 5(b). In addition, an overlapping of the signal in the RSM of the bent (strained) part of the NW with the lower (barely-strained) part must be considered as a contributor to the strain curve plotted at these arrays. The volume of the segments that contribute to the overlapping is demonstrated by the red rectangle in Fig. 5(c) and denoted by V2, where V1 is the volume of the straight part of the NW. As the NW curvature increases, the XRD signal from the entire NW spreads more along Q in the RSM and the overlapping of the signals from the different NW segments decreases; therefore, decreases. The ratio
explains the relatively higher strain values at B of the arrays when p = 200 nm compared to the ones of arrays with p = 100 nm, where V1 forms 25% of the NW volume at the array with p = 200 nm compared to 45% for the ones with p = 100 nm as shown above.
For the NW arrays with p = 400 nm and p = 700 nm, the average strain increases in the same manner for both NW arrays and reaches a value of εB,400∥ = εB,700∥ = 0.0019 after 20 minutes of shell growth. The strain variations of these arrays increase as the shell growth proceeds as indicated by the green shade in the left panel of Fig. 5(b). However, it was reported in the literature that the strain magnitude at the NW base near the wire–substrate interface is relatively low compared to the other parts of the NW.29,30 This feature at the NW base explains the curve shape of the strain function of the arrays with p = 400 nm and p = 700 nm plotted in the left panel of Fig. 5(b). The same feature explains the higher strain variation at B for the same arrays compared to the other parts M and T that are shaded in green in Fig. 5(b) by the same concept of the overlapping signals in RSMs.
• At position M on the NW, the average strain magnitude of all NW arrays increases to εM,200∥ = εM,400∥ = εM,700∥ = 0.0024 while εM,100∥ = 0.0022 as the shell growth proceeds and the strain variation as it can be seen in the middle panel of Fig. 5(b). This implies a progressive strain evolution and an increasing asymmetry degree of the shell growth around the NW at the parts where no flux shadowing takes place.
• At position T at the NW top, the strain increases as a quadratic function to the shell growth time and reaches a higher value compared to the strain at M where εM,100∥ = 0.0026, εM,200∥ = 0.003 and nM,400∥ = εM,700∥ = 0.0031 as it can be seen in the right panel of Fig. 5(b). This increment of the strain may be explained by the changes in the local deposition geometry of the shell growth material along the NW. As the NW curves, the angle of the incident flux changes along the NW as demonstrated in ref. 31 which leads to an inhomogeneous shell thickness along the exposed segment of the NW. However, in our study, we relate to the early stages of NW bending and the maximum bending angle does not exceed 5° at the NW tip; therefore, the variations in the strain magnitude at B, M and T would increase as the NW bending increases.
From these NW arrays, we could estimate the length of the NW segment that is strained by the diffused shell materials by means of in situ X-ray diffraction. Additionally, we observed that the shadowed part of the NW exhibits a low strain magnitude and minor bending during the early stages of shell growth, indicating the high diffusivity of the shell materials at the beginning. On the NW arrays with low densities where the shadowing effect does not take place, the shell materials cover the whole length of the NW. On these arrays, the entire NW exhibits bending and the XRD measurement revealed that the strain evolves in the same manner at different parts of the NW. These results provide a method for controlling the NW geometry with novel designs which might be used for NW interconnects as well as tuning the strain distribution along the NWs.
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