Andjelika
Bjelajac
*,
Adrian-Marie
Phillipe
,
Jérôme
Guillot
,
Yves
Fleming
,
Jean-Baptiste
Chemin
,
Patrick
Choquet
and
Simon
Bulou
Luxembourg Institute of Science and Technology, MRT, 28, Avenue des Hauts-Fourneaux, L-4365 Esch-sur-Alzette, Luxembourg
First published on 13th April 2023
Herein, we report the impact of plasma on gold nanoparticles synthesis. We used an atmospheric plasma torch fed with an aerosolized tetrachloroauric(III) acid trihydrate (HAuCl4·3H2O) solution. The investigation showed that using pure ethanol as a solvent for the gold precursor enabled a better dispersion compared to a water-containing solution. We demonstrated here that the deposition parameters are easy to control, presenting the influence of solvent concentration and deposition time. The advantage of our method is that no capping agent was used. We assume that plasma creates a carbon-based matrix around the gold nanoparticles preventing them to agglomerate. The XPS results revealed the impact of using plasma. Metallic gold was detected in the plasma-treated sample, whereas the no-plasma sample revealed only Au(I) and Au(III) contributions originating from the HAuCl4 precursor. Detailed HRTEM, EDS mapping, and SAED analyses led to more insights into the structure.
The physical methods for gold NPs synthesis, i.e. the e-beam evaporation10,11 or laser ablation of a Au target12 provide high purity gold NPs. Yet, the preference is given to the chemical synthesis since it provides more NPs surface modification and consequently opens more application possibilities. These chemical routes originated from the Turkevich approach. The Turkevich method involves the use of sodium citrate for the reduction of chloroauric acid (HAuCl4) at elevated temperatures.13 However, with this method, it is difficult to control and predict the NPs size and morphology. Also, one of the disadvantages of the Turkevich method is the use of water as a solvent, because sodium citrate is practically insoluble in alcohol. In addition, the use of water as solvent limits the labeling of gold NPs by organic drug molecules, which are usually less soluble in water.14 Thus, attention is given to overcome these limitations of the Turkevich method by optimizing the reaction medium (type of Au precursor, ligands, etc.) and by controlling the properties of the solvent (i.e. using a mixture of water and ethanol14). Many studies proposed different methods, such as Brust–Schiffrin, where an aqueous solution of HAuCl4 was mixed with a toluene solution of tetraoctylammonium bromide (TOAB).15 Furthermore, some green methods16,17 using plant extracts are documented, but the procedure for plant extract preparation includes some extra preliminary steps. A more simple way to synthetize gold NPs is to use a stabilizer agent, commonly a bio-ligand, such as polyvinylpyrrolidone (PVP)14 or polydopamine (PDA)18 or poly(ethylene glycol) (PEG).19 In case of using a capping agent, the optimization of its concentration is required since it affects the NPs stability, size, and distribution.20,21 Additionally, Bouchard et al. pointed out the importance of 5–50 nm size range and spherical shape of Au NPs for medical application.22
One of the ligand-free methods for Au NPs synthesis was reported by Mariotti et al. where they applied plasma directly on the Au precursor solution.23 Herein, we investigate the creation of Au NPs by using an atmospheric pressure Dielectric Barrier Discharge (DBD) plasma torch fed with a nebulized Au precursor solution. It was previously demonstrated that DBD is one of several configurations of plasma torches that allows metallic NPs synthesis, as reported by Ghosh et al. where Ni NPs were synthetised by using nickelocene vapor.24 Our goal was to synthesize and immobilize the Au NPs of narrow size distribution that are well dispersed, without the use of ligand. Furthermore, Hussain et al. reported the effect of the solvent polarity on gold NPs synthesis by varying the ethanol-to-water ratio used as solvents for HAuCl4·3H2O. In their study, nearly spherical nanoparticles of 9.7 and 13.9 nm were produced by the Turkevich approach in 20 vol% and 50 vol% of ethanol-to-water solvent mixture, respectively.14 Thus, we also studied the effect of ethanol-to-water solvent ratio on the Au NPs synthesis.
Fig. 1 Schema of the experimental set-up: 1: outer quartz tube, 2: inner injection tube with Pt coating, 3: Al foil and 4: generator. |
The substrates for the deposition were chosen according to the needs of the characterization technique, i.e., Si wafer for scanning electron microscopy (SEM), X-ray photoelectron spectrometry (XPS) and X-ray diffraction (XRD), a 300 mesh Cu holey carbon grid for transmission electron microscopy (TEM), and a silica glass plate for optical measurements.
We investigated the influence of several synthesis parameters to study under which conditions the Au deposit would turn well dispersed and homogeneous in size:
(i) Concentration of the HAuCl4·3H2O was varied (0.025, 0.25, and 25 g l−1) but only in ethanol solution and for 10 min deposition.
(ii) Solvent composition: pure ethanol, ethanol: water mixture with 25 and 50 vol% of water, and pure water, 10 min, 0.25 g l−1.
(iii) Time of deposition: 1, 5, 10, 30, and 60 min only for precursor dissolved in ethanol, 0.25 g l−1.
The transmission spectra were recorded using LAMBDA 1050 UV-vis-NIR spectrophotometer from PerkinElmer with a 100 mm integration sphere. Measurements were performed in the UV-vis spectral range (250–800 nm).
X-ray diffraction spectra were recorded at a fixed grazing incidence of 0.5° on a PAnalytical X'Pert Pro instrument equipped with a Cu Kα anode (1.54184 Å) and operated at 45 kV and 40 mA. A strain-size analysis (Rietveld method25 together with the Caglioti26 parameters previously determined using a NIST1976 Corundum Standard) was performed in Highscore Plus version 5.1b27 for determining the crystalline domain size of the gold phase deposit.
X-ray photoelectron spectra were acquired using a Kratos Axis Ultra-DLD photoelectron spectrometer with a monochromatic Al Kα source (10 mA, 15 kV) and a 700 × 300 μm spot size. Survey spectra were acquired using a pass energy of 160 eV, whereas high resolution spectra of the Au 4f, Cl 2p, C 1s, O 1s, and Si 2p regions were collected with a pass energy of 20 eV. The binding energies were referenced to the adventitious carbon at 285.0 eV. The shape of a reference spectrum acquired on a sputter-clean gold foil was used to fit the metallic Au 4f component. All other components were reconstructed using Gaussian–Lorentzian peaks after removing a Shirley type background.
For a more accurate determination of NPs size distribution, TEM analysis was performed on the deposit obtained using 0.25 g l−1 of gold precursor in ethanol solution after 10 min with applying plasma. This set of parameters enables the synthesis of NPs displaying a homogeneous dispersion, as illustrated in Fig. 3a. The size distribution histogram in Fig. 3b was obtained by measuring the size of 200 individual NPs. It is bimodal with a population of small particles displaying a size around 3 nm and larger ones close to 12 nm. The EDS mapping performed in STEM mode shows that the observed particles are made of gold (Fig. 3c and d). The chemical mappings of other detected elements (C, Cl, and O) are given in ESI Fig. S2.†
The interplanar distance of several NPs, measured on HRTEM images, matched well with metallic gold. Fig. 3e illustrates the interplanar spacing of 0.235 nm, which corresponds to the characteristic distance of (111) plane of metallic gold.28 In addition, the SAED analysis performed on the region presented in Fig. 1a is in good agreement with the Au pattern (JCPD-ICDD 00-004-0784 card). However, we also found (on one out of fifteen analysed NP) an interplanar spacing of 0.212 nm that can be associated to AuOCl (003) plane or AuCl3 (−241) or even AuCl (004). For one NP out of ten, we also measured a spacing of 0.56 nm, closely matching the (101) plane of AuOCl. Despite the unambiguous identification of metallic gold nanoparticles, several other gold-based materials were found to be present in the deposit. Even though we do not propose a full explanation of each of these species' formation mechanisms at this stage of the study, we assume that they are side-products of the plasma-induced synthesis or the result of oxidation paths occurring post-deposition. The possible mechanism will be the subject of a discussion further in the article.
Fig. 5 SEM micrographs of Au deposit obtained using 0.25 g l−1 precursor in pure ethanol, center, for various deposition duration: (a) 1 min, (b) 5 min, (c) 30 min and (d) 60 min. |
We investigated the influence of deposition time on the optical properties of the deposit. The transmission spectra are presented in Fig. 6, together with the photographs of the samples. Due to their too low thickness, the 1 and 5 min deposits did not show any absorption peak. We thus, studied only the films obtained after 10, 30 and 60 min of plasma deposition. The 10 min film showed an absorption peak at 545 nm, which corresponds to the surface plasmon resonance of gold NPs.23,29 In the case of 30 min film, a red shift was noticed (571 nm). We explain this latter by the increase of the film density and consequently some NPs close to one another are merging and making one bigger (Fig. 5c). This merging of gold NPs was observed before by Sutter et al. under the in situ TEM30 where they stated that only NPs closer than 1 nm are subjected to that. Others remained separated. The same effect we notice for the 60 min deposit (Fig. 5d). This film having an intense bright yellow colour, showed an absorption peak at 601 nm. The plasma influence is unambiguously evidenced in the transmittance spectrum of the film obtained after 60 min of deposition. Using the same precursor and injection parameters but without plasma and for the same time, there was no absorption peak observed as the thickness of the film was very low. SEM micrograph of deposit obtained after 1 h without applied plasma is given in the ESI Fig. S3,† where one can see that, indeed, the deposit is of low thickness, and its distribution looks to be disordered.
Fig. 6 Transmittance spectra of Au deposit obtained after: (a) 10, (b) 30 and (c) 60 min of plasma deposition using 0.25 g l−1 ethanol precursor, (d) 60 min deposition without applied plasma. |
The XRD analyses were performed on both of the samples, with and without plasma treatment during the deposition step, using a 0.25 g l−1 precursor in ethanol solution. The depositions were done 1 h for plasma-deposited sample and 10 h for no-plasma deposition to ensure the good coverage of the substrate and to increase the signal of the deposit. The results are given in Fig. 8. One can see that in the case of no-plasma sample the composition of the deposit was very heterogeneous, whereas in the case of plasma deposited sample, only the peaks for pure Au were detected as well as of Si substrate. The crystalline size of Au deposit was determined to be 21.4 nm and the micro-strain 0.338 ± 0.009%.
XPS analyses were carried out to determine the chemical states of Au and Cl to get more insight into the molecular structure of the obtained deposits (without and with plasma applied, Fig. 9a and b, respectively). High resolution XPS spectrum of the Au 4f 7/2 of the no-plasma sample shows 2 components corresponding to Au(I), at 84.9 eV, and Au(III) at 87.4 eV.12,13,33,34 Recalling the results of TEM and SAED analyses, we can assume that Au(III) component originates from AuOCl, whereas the Au(I) signal may be from AuCl. This was expected since it is well known that the precursor, HAuCl4·3H2O, is metastable and is prone to be reduced.35 However, in the case of plasma-treated sample, 3 contributions are identified as follows: the component at 84.0 eV matches well to bulk metallic Au and corresponds in this sample to Au(0) clusters electrically connected to the substrate.36 The contribution at 84.4 eV, so with a +0.4 eV upward shift, can be associated to metallic Au(0) nanoparticles of less than 2 nm as described elsewhere,37,38 but not detected on the TEM images. However, it can also be due to metallic Au(0) particles embedded in a carbon matrix and presenting a higher surface potential due to a low conductivity of the system and a too low electron refilling rate after the photo-ionization process.39,40 Gold–metal interaction with charge transfer was also previously described. Indeed, C-based capping agents could lead to the injection and trapping of electrons from Au NPs to the C matrix, which causes a downward shift of binding energy of C 1s as well as an upward shift of Au 4f and thus, decreasing the C 1s − Au 4f energy gap.41–43 The downward shift of C 1s cannot be evidenced as the peak was used for the energy calibration of the spectra. However, a decrease of the C 1s − Au 4f energy gap of 0.4 eV is observed. The first hypothesis (nanoclusters of less than 2 nm) does not seem realistic since comparing the intensity of the two main Au 4f7/2 components would mean that nanoclusters represent most of the gold amount deposited at the surface, which is not the case. The third and the smallest contribution at 86.2 eV can be associated to Au(III), which is shifted downward. This tiny contribution may be coming from AuOCl NPs, as it was detected with HRTEM (Table 1). However, this contribution can also originate from Au2O3 or Au(OH)3 or AuCl3 which are in contact with metallic Au, as already reported in literature.44–46 Given the rather large contribution in the peak reconstruction (FWHM = 2.6 eV), we can also expect the coexistence of several phases. When a metal oxide is in contact with Au, a downward shift of the peak of the metal associated to that oxide is noticed, as already reported for TiO2,47,48 NiO49 or CeOx.50 To verify our hypothesis of Au 4f positions shift due to the C matrix around the NPs, we performed the XPS also on a deposit obtained using the same conditions but with the gold precursor dissolved in water. Indeed, the results showed that Au 4f position corresponds to Au(0) contribution only (ESI Fig. S4†), without any shift, as expected since without ethanol as a solvent, there was no C source for the creation of matrix around Au NPs.
Fig. 9 High resolution XPS spectra of Au 4f and Cl 2p envelopes of the deposits obtained: (a) without plasma and (b) with applying plasma during deposition, 10 min. |
Sample | Au 4f, % | C 1s, % | Cl 2p, % | O 1s, % | Si 2p, % |
---|---|---|---|---|---|
No plasma | 2.2 | 39.4 | 5.3 | 24.9 | 28.2 |
With plasma | 8.8 | 49.6 | 1.0 | 31.8 | 8.8 |
The high resolution XPS spectra of the Cl 2p region of the no-plasma and plasma-created sample are also presented in Fig. 9a and b, respectively. For both samples, one can observe Cl 2p components at ∼198.5–199.0 and ∼200 eV, characteristic for metal and organic chlorides, respectively.51 The first contribution is attributed to Cl–Au (and/or Si–Cl, where Si is the substrate), whereas the second originates from C–Cl bonds.52 However, in the case of the no-plasma deposit, a small additional doublet is observed at 201.8 eV and can be associated to O–Cl bonds.53 This is in accordance with the TEM/SAED results where AuClO was identified in the case of deposition in the absence of plasma. The Cl/Au at% ratio (as deduced from XPS measurements) was found to be equal to 2.70 and 0.15 for no-plasma and plasma-treated sample, respectively (Table 1). This, again, tends to prove the major role played by the plasma in (i) enhancing the degradation of the precursor and (ii) promoting the formation of metallic nanoparticles.
According to our experimental findings, it is likely that, thanks to the introduction of precursor in the immediate vicinity of the discharge, an important part of the Au ions reduction may result from the interaction with plasma-produced free electrons. Besides, optical emission spectroscopy observation of the plasma discharge points out the production of highly reactive species and radicals such as OH, CH, C2 (ESI, Fig. S5†). Thus, we can assume that plasma-produced hydroxyl groups are involved in redox reaction in which Au(III) and Au(I) were completely reduced to zero-valent Au(0). Similarly, it was suggested by Dursun et al.54 that the hydroxyl groups from covalent-organic polymer networks acted as a reductant for Au3+ ions.
We report here the strong plasma effect in providing a fine dispersion of Au NPs, embedded in a carbon-based matrix. On the contrary, the deposition without plasma is very scarce, and undesired agglomeration is present. Therefore, fabricating different composites that include Au NPs can be foreseen with the plasma deposition method described here. Our work provides a new pathway in Au NPs synthesis since the excellent dispersion of the deposit was enabled without any capping agent.
Furthermore, we provided insight into the mechanism of the plasma created Au NPs. Using a pure ethanol-based solution with plasma during the deposition, a carbon-based matrix around the Au NPs was created. This C matrix has a significant role in preventing the Au NPs from agglomerating. The agglomeration tendency was higher when using a water-based solvent, not having the C source. XPS analyses confirmed that plasma induced the complete reduction of Au(III) and Au(I) to Au(0) and a formation of C–Cl bonds.
Footnote |
† Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d3na00007a |
This journal is © The Royal Society of Chemistry 2023 |