Open Access Article
Binita
Nath
abf,
Lorenzo
Caprini
*c,
Claudio
Maggi
d,
Alessandra
Zizzari
e,
Valentina
Arima
e,
Ilenia
Viola
d,
Roberto
Di Leonardo
bd and
Andrea
Puglisi
abg
aISC-CNR, Institute for Complex Systems, Piazzale A. Moro 2, I-00185 Rome, Italy
bDipartimento di Fisica, Sapienza Università di Roma, Piazzale A. Moro 2, I-00185, Rome, Italy
cHeinrich-Heine-Universität Düsseldorf, Institut für Theoretische Physik II – Soft Matter, D-40225 Düsseldorf, Germany. E-mail: lorenzo.caprini@gssi.it; lorenzo.caprini@hhu.de
dNANOTEC-CNR, Institute of Nanotechnology, Soft and Living Matter Laboratory, c/o Dipt. di Fisica, Sapienza Università di Roma, Piazzale A. Moro 2, I-00185, Rome, Italy
eNANOTEC-CNR, Institute of Nanotechnology, c/o Campus Ecotekne, University of Salento, Via Monteroni, I-73100, Lecce, Italy
fDepartment of Mechanical Engineering, National Institute of Technology Silchar, Silchar - 788010, Assam, India
gINFN, Unità di Roma Tor Vergata, 00133 Rome, Italy
First published on 30th January 2023
Sperm motility is a prerequisite for male fertility. Enhancing the concentration of motile sperms in assisted reproductive technologies – for human and animal reproduction – is typically achieved through aggressive methods such as centrifugation. Here, we propose a passive technique for the amplification of motile sperm concentration, with no externally imposed forces or flows. The technique is based on the disparity between probability rates, for motile cells, of entering and escaping from complex structures. The effectiveness of the technique is demonstrated in microfluidic experiments with microstructured devices, comparing the trapping power in different geometries. In these micro-traps, we observe an enhancement of cells' concentration close to 10, with a contrast between motile and non-motile cells increased by a similar factor. Simulations of suitable interacting model sperms in realistic geometries reproduce quantitatively the experimental results, extend the range of observations and highlight the components that are key to the optimal trap design.
The most successful in vitro fertilisation techniques (e.g. Fertilisation in Vitro and Embryo Transfer (FIVET) and Intracytoplasmic Sperm Injection (ICSI)) are highly aggressive, particularly for the female partner, and very expensive so a part of the population cannot access them.7 Less expensive techniques, such as Intrauterine Insemination (IUI), are even more dependent on the selection of highly motile sperms, a problem which is typically solved by centrifugation, density gradients and swim-up techniques8 which can compromise the integrity of cells, mechanically or by exposition to DNA-disrupting chemical species.9,10 Sperm selection is also important for sperm cryopreservation. Established selection techniques are moreover poorly effective in the most serious cases of oligospermia (<4 million cells per ml).11 Microfluidics is certainly a promising road for the future of in vitro fertilization.12–19 Microfluidic methods for sperm selection have been recently implemented,20,21 demonstrating interesting capabilities and important reduction of damaging probabilities.10,22–26 Many of these methods require the use of external pumping in the micro-flow through channels, which is a further source of possible mechanical stress on the cells as well as a technological complication affecting costs. Microfluidics-based techniques for sperm sorting without external flow pumping have also been investigated recently.22,25,26 In these studies, the largest effort is devoted to the design of a ready-to-use chip for biomedical applications and to the evaluation of DNA fragmentation, while less attention is paid to the role of geometry and trap shapes, looking for possible physical effects that can enhance the sorting capacity.
The improvement of automatic techniques for separating motile cells from the non-motile ones can also impact diagnostic protocols. The evaluation of sperm concentration is typically operated by direct observation, under an optical microscope, in so-called Makler or Neubauer cameras, with noticeable approximation. The assessment of motility, not necessarily correlated with concentration, is another factor of subjectivity27 so that the classical male fertility exam, the spermiogram, is considered to be of not really high statistical significance.28 Less subjective approaches include expensive systems such as CASA (Computer Assisted Sperm Analysis) and flow cytometry.29 Recent studies have evidenced how microfluidics is a promising technology for sperm diagnostics and point-of-care applications.30
Our aim here is to demonstrate a new class of sperm sorting/concentration techniques which do not require external pumping in the micro-flows but still take advantage of low-cost and integrated microfluidic systems, obtained by soft-lithography microfabrication. This approach allows for the enhancement and modulation of the confinement effects experienced by cells in their dynamics even under a restricted diffusion condition, typical of flows at the microscale. In this case, a pumped active flow is not really necessary, because the cells are motile by themselves and a separation can occur spontaneously. Indeed, non-motile sperms behave as passive particles dispersed in the fluid, and therefore diffuse very slowly without preferences for particular regions of the channel. The motile cells, as other kinds of cells with self-propulsion (such as Escherichia coli, Bacillus subtilis and others), move very fast and display non-intuitive behavior in the presence of solid surfaces,31–33 particularly adhesion,34–38 swimming parallel to surfaces/obstacles32,33,39,40 but also long-time trapping in partially closed geometries.41,42 The consequence of this behavior for filtering purposes on general models and on real bacteria has been studied theoretically and experimentally.43–46 From the point of view of statistical physics, the demixing (e.g. separation of motile and non-motile cells) originates from the contrast between opposite thermodynamic situations, i.e. equilibrium (non-motile cells) vs. non-equilibrium (motile cells). In the first case, one cannot expect spontaneous de-mixing, as dictated by the second principle of thermodynamics, whereas in the latter case, de-mixing is not forbidden, and the spontaneous ratchet effect due to asymmetric geometries is a way to realise it.47–53
In our study, we investigate experimentally a wide range of microstructures within an integrated microfluidic device to determine the key components optimising the trapping/sorting power. A numerical simulation widens even more the range of accessible structures, confirming and deepening our understanding of the trapping mechanism. An important feature of sperm passive trapping, already emerged in previous research,40 is the high trapping power of curved walls with a small curvature radius, such as corners.54 Inspired by those previous studies, we take advantage of this effect to increase the sorting capability of a micro fluidic device. Thanks to this observation, the maximum relative concentration (the ratio between the density of motile cells inside and outside of the traps) achieved in our study is double that found using geometries with large curvatures. We expect that our study could be a starting point for the development of point-of-care applications for male fertility diagnostics and for automatization of sperm sorting procedures finalised to the less expensive in vitro fertilization techniques (e.g. IUI).
Details for microlithography and sample treatment procedures are given in the Methods section. The design of the functional chambers is based on an array with 4 groups of differently shaped trapping units, with each group containing several identical units separated by an average period of about 450 μm. Each trapping unit has a flower-like design made of n “petals” (with n = 4 or n = 5 and differently shaped petals) around a central region: the spaces between petals are the inlets allowing sperm cells to enter or leave a trapping unit; in the following we call them “gaps”, and their minimum distance is named Lgap and in the two chamber designs it has two values: 20 μm (“S” small) and 40 μm (“B” big). Each petal can have a “rounded” (⊂) or “cornered” (
) shape, as shown in Fig. 1a. A given structure is denoted by the combination of the three possible parameters Lgap × n × shape, e.g. B4⊂ stands for 4 rounded petals separated by big gaps, and this makes a total of 8 different kinds of traps, each repeated at least 9 times in order to collect a larger statistics in the results. Several experiments in re-printed channels with the same design (together with cumulated observations at different times) allowed us to increase even further the statistics. The average area of a trapping structure is ∼225 μm × 225 μm and the height of the channel is ∼15 μm, i.e. the trapping volume is – on average – 7 × 10−7 ml. At the typical observed sample concentration of 1.2–1.3 × 107 motile cells per milliliter, one would find ∼8–9 cells in a structure. In contrast, the number of motile cells is found to be in the range of 20–80, corresponding to a density enhancement of a factor of 3–10, depending on the choice of n, Lgap and the shape of the petals, as detailed in the rest of the work.
One of the main results of our work is the role, in the sperm trapping mechanism, of petals, particularly of their shape. Histograms of petal occupation, shown in Fig. 2, show the results of the study of the whole structures (below). The average of each distribution is much larger than the average number of cells that is found in an equivalent area outside (and far from) the traps, marked by a black dashed vertical line in each graph. It is also evident that more cells are captured by
-shaped petals rather than ⊂-shaped ones, and by smaller gaps (“S”) rather than large ones (“B”), while the number n of petals seems to have a less clear influence on cell trapping. Distributions are compatible with the Poissonian statistics (a p-value larger than 0.05) apart from two cases (B4
with p = 0.04 and S5
with p = 10−5). It is tempting to deduce that there is no correlation induced by interactions between the cells; however, direct observation suggests that the dynamics – particularly the movement from one petal to another – often occurs in groups of few coordinated cells (see Movies in the ESI†). Indeed, dynamical correlations are not incompatible with the Poissonian steady state statistics, but they are difficult to measure.
In Fig. 3a, we show the results of the occupancy of the whole structure, which means counting the sum of motile cells in all the petals and in the central region of each structure. For the details about the way the statistics is collected, see the Methods section. The plot teaches us with fair accuracy that the number of motile cells per structure is affected positively by the shape of the petals (the ⊂-shape is surpassed by the
-shape), and by the size of the gap (structures with big gaps are surpassed by structures with small gaps). These trends are quantified by statistical t-tests over a couple of distributions, using *s to mark how significant is the difference.‡ A higher significance is observed when the shape is changed. In Fig. 3b, we show the ratio between the average numbers of motile cells when one parameter is changed and the others are not, considering only changes in shape and in Lgap. It is seen that cornered structures, with respect to rounded ones, increase the number of trapped motile cells by a factor significantly larger than 1, up to a factor of 2 in the case of small gaps with 5 petals.
In Fig. 4a, we test our previous conclusions against the variability of the area of the structures as well as of the (motile) sperm cell concentration in the different samples and in the different regions of the same channel. We need to rule out that the results for the numbers of cells in the structure are not influenced by fluctuations of cells in the region and sample where we have performed the observation, which is known to display some (weak) variation. The plot in Fig. 4a illustrates the relative concentration of motile cells Cr = Cin/(Cin + Cout): where Cin is the average concentration (the number per unit area) of cells inside a structure, Cout is the average concentration outside of the structure, measured roughly in the mid distance between the structure and nearby structures (this ensures that surface effects are minimised). The relative concentration is defined to be constrained between 0 (no trapping) to 1 (infinite trapping), while the concentration ratio Cin/Cout = Cr/(1 − Cr) can grow to infinite. We remark that, with the cornered structures and small gaps, we get quite high values of this ratio: Cin/Cout ∼ 7–9. The use of a cornered structure is the key to get a concentration contrast much higher than the one achieved in previous studies.40 The role of the curvature of walls is discussed in detail in section 3 and in the ESI† where our numerical results show that, at constant physical dimensions, smaller curvatures always enhance the trapping power of structures or membranes. The effect of the number of petals n going from 4 to 5 on the relative concentration is a reduction of roughly a factor ≈1.2 for all cases. This reduction is compatible, quantitatively, with the reduction, when going from n = 4 → n = 5, of the percentage of the area occupied by petals – which have the largest trapping power – with respect to the whole structure.
The last observation we report is crucial for applications, as it concerns the ratio among motile and non-motile cells – details on their distinction are shown in the Methods section “Distinction between motile and non-motile cells”. The efficiency of a sperm sorting technique, in fact, is determined by the concentration of motile cells. The motile/non-motile ratio, if measured outside of the structures, in the free area not too close to the outer boundaries of the trapping structures, is quite unvaried in all the observed samples, and amounts to ∼0.7 ± 0.2, i.e. in the non-trapped regions, the sample hosts the majority of non-motile cells. In contrast, the ratio inside the trapping structures is clearly in favour of the motile cells, as shown in Fig. 4b, with values in the range of 4–15, depending on the structure type. The larger motile/non-motile ratios are measured for cornered structures with small gaps. The ratio between motile and non-motile cells has larger errors with respect to Cin/Cout. The percentage of motile cells is much higher than 1 for all the structures, and the largest values are reached in those with cornered petals. This measurement suggests that our mechanism acts as an efficient selector for the motility of sperms. This result is crucial in applications that usually require not only high concentrations but also cells with high motility.
The sizes of the structures, as well as the intrinsic properties of the sperms, such as speed, wagging frequency and persistence time, are fixed by experimental observations. The other parameters, such as the constants appearing in the repulsive potentials (for sperm–wall and sperm–sperm interactions) as well as constants in the aligning torque terms (see Methods), are fixed looking for reasonable comparison between numerical simulations and experiments for a single choice of Lgap and shape of the petals. After the initial calibration of the parameters, we ran simulations with different Lgap values and different petal shapes. Simulation results interpolate the experimental data very well, as shown in Fig. 5b and c (see also the videos in the ESI†).
The main result of our simulations is the trapping power for two kinds of pocket shapes (cornered and rounded) and a wide range of gap sizes (Fig. 5a). The figure demonstrates that cornered
structures always have a higher trapping power than rounded ⊂ structures and that increasing the gap size reduces the trapping power. These two observations are in substantial agreement with the experiments. Remarkably, numerical simulations suggest that Lgap is certainly a less relevant parameter than the shape of the petals. Indeed, the red curve in Fig. 5a is always above the blue curve, that is with ⊂ structures – no matter how small is the gap size – one cannot achieve the relative concentration obtained with
structures. We recall that decreasing the Lgap at a constant size of the petals implies a relative increase of the trapping surface: this is the qualitative explanation of the decreasing curves in Fig. 5a.
It is interesting to observe that in both cases, an asymptotic trapping power larger than 1 is found suggesting that even spare petals (not close in “flowers”) can be used to entrap sperms. Of course, increasing much more the Lgap would result in totally open structures and the measurement, in an experiment with a single structure surrounded by an infinite unconfined volume, would be dominated by bulk concentration; therefore, a decrease to 1 is expected, asymptotically: however, verifying this requires much larger simulation chambers to avoid finite-size effects. We remark that such finite-size effects are present also in our experiments. It would be interesting, in future experiments, to study if the relative position or orientation of the structures with respect to the entrance can influence the filling of each structure by capillary injection. We speculate that a more dense arrangement of traps (i.e. drastically reducing the distance between them) could lead to a reduction of the trapping performance, as the original sample, being loaded from the side of the chip, would find it more difficult to reach all the trapping units. Panel d in Fig. 5 is useful to evaluate the sorting time. The relative concentration, starting from the situation Cin = Cout, achieves an unbalanced plateau in a time t ∼ τ where τ is the persistence time of the model sperm cells (see Methods). In physical time, this corresponds to ∼100 seconds. This result also gives a hint about the fact that the experimental measurements, taken a few minutes after the chip filling, come from a steady regime.
Numerical simulations (not shown) with single sperm cells in a pocket with different curvature radii R confirm the origin, discussed already in ref. 40, that trapping is enhanced by radii smaller than the occupied size of the sperm cell, typically head diameter σ plus oscillation amplitude A, e.g. curvatures with R ≪ σ + A have a strong trapping power with respect to curvatures with R ≫ σ + A: this can be understood as a consequence of the fact that the interaction with a curved wall together with the transversal oscillation make it very unlikely for a sperm to follow the curvature without bouncing back. In contrast, a sperm model that has no wagging can align close to and follow any kind of curvature without coming back, emerging from the pocket and escaping from it. We refer to the movies in the ESI† for a rapid understanding of this scenario.
Recent studies have already exploited microfluidics without flow-pumping for sperm sorting.22,25,26 These studies are somehow complementary to ours, because they focus on the technology readiness of the chip and on the evaluation of DNA fragmentation, while our analysis explores the geometry of the device, looking for optimal shapes that can enhance physical effects for sorting. Moreover, the filtered sample obtained within our chip (that is the content of the trapping chambers) has a cell concentration which is higher than the original sample, that is, our chip is not only a filter/sorter but also a concentrator. Our device improves also the time-efficiency of the sorting process: in our study, the sorting time is of the order of a few tens of seconds, which is smaller than the typical times needed in previous studies.22,25,26 The device proposed here is low-cost, disposable if needed, easy to fabricate and use, and suitable for later integration with more complex devices for clinical applications. Moreover, it is at quite a high level of technological readiness. In the future, such a trapping device may be implemented in a multiplexed system for the purpose of picking up highly motile cells. The motile sperm cells, trapped in the microstructures, can be taken away with subsequent rinsing or by providing apertures on the side of the chip and using a microscope-guided syringe to collect the concentrated sperm. For diagnostics purposes, one may imagine optical reading (through lighting levels) of the concentration in the confining region. A future development of our study concerns the correlation between sperm performance, e.g. speed or other parameters, and the features of the confining regions, which could help in designing more sophisticated chips for point-of-care diagnostic applications where a detailed spermiogram can be directly elaborated.
Our study suggests potential applications where oocytes are directly inserted into the trapping chambers of the chip of a microfluidic multilayered open device:61 the diameter of mature oocytes, including the zona pellucida, is smaller than 150–120 μm, comparable to the diameter of the central part of our chambers, which – however – can be easily redesigned with a slightly larger internal area, if necessary. This idea could be interesting for future research, and could also lead to a totally new in vitro fertilisation technique, which is in principle more effective than conventional IVF (thanks to the high concentration of motile, already selected, sperms around the oocyte) and where the final selection of the fertilising sperm is not due to the hand of the experimenter, as in ICSI, but to natural competition in oocyte penetration among several tens of sperms. A further advantage of such a conjectural technique is that semen needs neither preparation nor waiting in the dish/chip for the oocytes: as soon as the oocytes are ready (e.g. after incubation and other treatments which usually take hours), they are transferred in the chip trapping chambers and only then the raw sample, just after ejaculation or thawing, is injected by capillarity in the chip: at that point, in a few seconds, the chambers fill up with dense concentrations of ∼90% motile sperms, in close contact with their target.
:
1, Sylgard-184, Dow Corning – USA) onto one of the SU-8 masters. The PDMS is then polymerized at 140 °C for 15 min and then detached from the master. To promote the imbibition, the microchannels are opened with a razor blade and the replica is placed in conformal contact with a glass substrate to allow the closure of the device. To improve the sealing and displacement of the cell sample, both the replica and the glass are treated with oxygen plasma (Diener Pico, low pressure plasma system: 100 W, 240 cm3 min−1 of O2 flow; 0.5 mbar; 60 s).
![]() | (1) |
The particles interact through the force Fi = −∇iUtot, where
is a pairwise potential. The shape U is chosen as a shifted and truncated Lennard-Jones potential:
![]() | (2) |
The effects of the flagella are modeled by the active force, γv0ni, evolving according to the active Brownian particle (ABP) dynamics. In the ABP model, the active force acts locally on each particle, providing a constant swim velocity v0 and a time-dependent orientation, ni = (cos
θi, sin
θi). The orientation angle θi evolves stochastically via a Brownian motion:
![]() | (3) |
The last term in the right hand side of eqn (1) is a periodic time-dependent force which mimics the oscillations of the sperm head because the vector n⊥ = (−sin
θ, cos
θ) points perpendicularly to the swimming direction ni. The constants A and ω = 2πνi determine the amplitude and the frequency of the oscillations, respectively.
| Fw = − U′(w(x) − y)e, | (4) |
is the unit vector orthogonal to the wall profile and Uw(r) is chosen as a harmonic repulsive potential truncated in its minimum:The torque exerted by the walls, Twi, reads:
Twi(θ, r, ϕ) = −I(θ, ϕ) 0|Fw| sin [2(θ − ϕ ± α)] | (5) |
axis. The function I selects the interval of θ which activates the torque, namely when the self-propulsion vector points inward with respect to the wall profile. The torque aligns the particle orientation to the orientation of the wall so that an angle ±α (the sign is determined by the orientation) is formed. This assumption is consistent with the experimental results since each sperm usually does not swim parallel to the wall but forms a relative angle of ≈10 degrees.37,39,64 We remark that the torque is fundamental to avoid accumulation of particles (without sliding) close to the wall, as it is observed in simulations without torque.65
0 = 6 μm2 s−2 and α = 10 degrees.
Simulations are performed using dimensionless units, rescaling the time and position through the time scale introduced by the active force and size of the sperm, namely
= t/τ and
= x/σ.
The numerical study is performed by simulating a system of N = 100 (not far from the average total number of particles in a similar area of the experiments) interacting particles in a box of size L0 under periodic boundary conditions. In Fig. 6, we show the simulation setup with the symbols representing the fundamental lengths of the simulations. In units of the sperm head's diameter σ, we have used L1 = 5, L3 = 16, L2 = L3/2 + L1 = 13, and
, while the width of the walls is H = 2, and clearly, the radius of the half-circle representing the curved part of the petals is L3/2.
![]() | ||
Fig. 6 Setup of the simulations whose results are presented in Fig. 4. The sizes, given in units of σ (the particle diameter, ideally corresponding to the head of the sperm cell), are L1 = 5, L3 = 16, L2 = L3/2 + L1 = 13, and , while the width of the walls is H = 2, and the radius of the half-circle representing the curved part of the petals is L3/2. The value of Lgap is varied between 1 and 9 (again in units of σ), as shown in Fig. 5. | ||
Footnotes |
| † Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d2lc00997h |
| ‡ Our observations in Fig. 2 indicate a compatibility of cell count fluctuations with the Gaussian statistics, justifying the uses of t-test. We have also confirmed our results through a non-parametric Mann–Whitney test. |
| This journal is © The Royal Society of Chemistry 2023 |