Open Access Article
Muhammad Salman
Mohsin
,
Katrina
Fitzpatrick
,
Melisa
Avdic
,
Joshua
Fiorentino
and
Mariana
Lanzarini-Lopes
*
Environmental and Water Resources Engineering, Department of Civil and Environmental Engineering, University of Massachusetts Amherst, MA 01003, USA. E-mail: marianalopes@umass.edu
First published on 21st April 2023
There is growing interest in using continuous, low-irradiance germicidal ultraviolet (UV) radiation to prevent bacterial attachment, growth, and biofilm formation on surfaces through water distribution pipes, appliances, and point-of-use plumbing. This study explored the low irradiance dose response of surface-bound Escherichia coli (E. coli). A linear model was used to calculate the pseudo-first-order inactivation rate constant (k′), and a minimum irradiance (μW cm−2) was established to achieve inactivation of surface-bound organisms in a nutrient-rich environment. The k′ for irradiance above 0.21 μW cm−2 was calculated to be 1.06 ± 0.05 cm2 mJ−1. The kinetic model reveals that UV irradiance above 0.21 μW cm−2 can result in up to 6
log inactivation at a dose of <6.0 mJ cm−2. The minimum UV irradiance required for complete inactivation of surface-bound E. coli during prolonged exposure was averaged to be 0.38 ± 0.11 μW cm−2 and 0.18 ± 0.02 μW cm−2 for 265 nm and 280 nm wavelength, respectively. This study provides new knowledge and guidance to design technologies for disinfecting surfaces and a control strategy for biofilm prevention with very low UV irradiance (μW cm−2).
Water impactThere is increased interest in using UV light for pathogenic biofilm prevention in enclosed water channels and pipes. However, there is no consensus on a minimum UV flux needed to sustain passive treatment. The findings in this research will directly impact the development and design of UV technologies for inactivation of bacteria on surfaces. |
There is growing interest in implementing UV light for continuous exposure on surfaces of point-of-use tubing, piping, and showerheads to prevent biological growth and infection of the consumer.8–11 UVC radiation between 240 and 280 nm is categorized as germicidal because it inhibits pathogens (i.e., bacteria, viruses, protozoa) from replicating and infecting a host.12,13 Absorption of UV light by nucleic acids results in crosslinking between thymine and cytosine. These mutations disable hydrogen bonding to the opposite strand's purine base, inhibiting replication.14 The amount of crosslinked pyrimidine nucleotide bases is directly related to UV exposure.
UV light-emitting diodes (LEDs) are attractive in water treatment due to lack of mercury or warm-up time, specific wavelength emission, no degradation from on/off cycles, high durability, and long-term use.9,10,15–20 The compact nature of LEDs allows engineers to explore new designs for point-of-use (POU) disinfection applications.21 These LEDs can be placed in sinks, storage units, water bottles, and point-of-use water treatment. UV LEDs are also gaining traction for their potential to disinfect showerheads and distribution systems. Cates and Torkzadeh proposed a showerhead design with LEDs to prevent opportunistic respiratory pathogens from infecting immunocompromised individuals.22 Lanzarini-Lopes et al. previously illustrated how UV side-emitting optical fibers can be used to guide light from UV LEDs into tight enclosed channels.23,24 Linden et al. depicted a vision for UV secondary disinfection that takes advantage of the LED geometry to distribute light throughout the water distribution system.25 In these applications, UV light would serve as both the last barrier and the residual disinfectant to inactivate microbial pathogens released from pipes during the distribution of treated water. This vision would prevent (i) operational problems and (ii) health hazards associated with the growth of pathogenic organisms in piping.
However, there is a large knowledge gap in trying to use UV light in applications where a surface would be exposed to UV light for a prolonged time. In this context, we define prolonged as greater than 12 h to indefinite, where the light source would remain on continuously until it is replaced. Traditionally, the dose is the primary design parameter for disinfection because time is usually the limiting variable for both batch and flow-through reactors when using high-power lamps. The literature until 2020 reported the UV dose (J cm−2) required for the inactivation of organisms, where dose (J cm−2) = exposure time (s) × UV irradiance (W cm−2). Unlike flow-through or batch reactions that expose water to UV light for seconds to minutes, prolonged UV light exposure on surfaces can result in a very high (infinite) UV dose. Therefore, the ultraviolet irradiance (W cm−2) becomes the limiting variable and can be insufficient to either (i) damage the DNA and protein of the organism or (ii) surpass the rate of DNA and protein reconstruction.26 There is a need to understand the minimum UV irradiance required to inactivate organisms during prolonged surface exposure.
Recently, Torkzadeh et al. illustrated that at least 50.5 μW cm−2 was needed to reduce the biovolume by 95% in a highly fouling environment.27 The authors eloquently described the importance of the work, proposed a method that can be used to assess the irradiance response, and recommended a minimum irradiance needed for biofilm prevention in showerheads. In this study, we explored a similar idea of using low intensity UV-C irradiation for biofilm prevention. Specifically, this work focuses on inactivation of surface-bound organisms in a nutrient-rich environment before they begin forming complex biofilm structures. To our knowledge, no work has explored the low irradiance (<1 μW cm−2) dose response in surface-bound E. coli. This work seeks to quantify the pseudo-first-order kinetics of inactivation during prolonged (>18 h) low irradiance conditions, establish a minimum irradiance needed to achieve inactivation of surface-bound organisms in a nutrient-rich environment, and propose a method of calculating an energy budget for a surface bound UV disinfection system.
:
1 ratio and then aliquoted into microcentrifuge tubes and stored in a −80 °C freezer to be used as culture stock.29
The generation one culture was prepared by mixing a 1
:
10 ratio of the culture stock and TSB. Following overnight (18–24 h) incubation, the culture was diluted in a 1
:
10 ratio with TSB, incubated (37 °C), and mixed (140 rpm) for 2 hours to achieve an optical density (OD) of 1 cm−1 (108 cells per ml).29 A UV-Vis spectroradiometer was used to measure the OD. The culture was washed three times by centrifuging (4000 rpm, 1 min) in a phosphate buffer solution (PBS). Washing is necessary to avoid UV absorption by broth media during UV experiments. Agar plates were used throughout the experiment during irradiation and for quantifying colony-forming units (CFU). The agar plates were prepared by mixing 10 g tryptic soy agar (TSA) (2291, Sigma-Aldrich) in 250 ml of liquid broth media and then autoclaved for 20 min at 121 °C. Approximately, 50 ml of solution was poured into a 15 cm diameter round polystyrene petri dish and cooled.
To quantify the density of E. coli in the initial solution, a volume of 50 μL of serially diluted samples were evenly spread on tryptic soy agar (TSA) plates and incubated at 37 °C for 18 to 24 hours. Colony forming units (CFU) were counted via the plate streaking technique.30
The incident irradiance was measured using a spectroradiometer (AvaSpec-ULS2048CL-EVO) (minimum detection = 0.10 μW cm−2). Readings lower than the minimum detection were quantified linearly by measuring absorption by the UV translucent film explained earlier. In this experimental set up, the spectroradiometer sensor tip (3.9 mm) was placed parallel to the UV-C LED with a separation distance the same as that of the agar plate (3 cm) in the UV reactor to measure the light distribution profile of the reactor. Total irradiance was calculated by integrating the output light spectrum from the spectroradiometer from 240 nm to 300 nm. There was a ∼26.6% drop in irradiance around the edges of the UV reactor. All light intensity measurements were taken in open air on an optical table. A 15 cm gap was used between the optical tabletop and the sensor tip to eliminate reflection interference from the optical table.
A volume of 50 μL of serially diluted E. coli was spread on pre-prepared agar plates. A culture of approximately 106 CFU cm−2 of E. coli was exposed to continuous low UV-C radiation of 0.02 μW cm−2, 0.06 μW cm−2, 0.21 μW cm−2 and 0.78 μW cm−2 for intervals of 1 h, 3 h, 6 h, 12 h and 24 h each. The exposure took place inside an incubator chamber at 37 °C. Only plates with a CFU count of 30 to 300 were used for analysis. After exposure, the plates were incubated for 18 to 24 h before counting CFU. The experiments were run in independent random time series with duplicates for each time point. Finally, a linear empirical model (eqn (1)) was used to quantify the pseudo-first-order UV inactivation rate constant (k′) at a low UV dose (D).
![]() | (1) |
000 per cm2. There was an exponential decrease in incident UV irradiance on the agar plate, and therefore incident on the bacterial colonies, with distance from the LED. The streak began 4.8 cm away from the UV-C LED to account for the natural Lambertian profile of UV LEDs. The central streak was aligned with the center of the UV-C LED, while the adjacent streaks were offset by 2.5 cm on both sides. The experimental apparatus was placed in a biosafety cabinet to avoid contamination. After 18 to 24 h of UV exposure, the samples were incubated in a temperature room at 37 °C for 24 h before analysis. Finally, the distance between bulk E. coli growth and the LED was measured as shown in Fig. 3-A. Single CFUs with a gap of more than 0.5 cm from the adjacent CFU were considered anomalous and not accounted for in measuring the minimum irradiance required for complete inactivation. The incident irradiance was calculated based on the distance of the start of the continuous cells from the LED and averaged for all three bacterial streaks. Independent triplicates were conducted, resulting in nine replicate measurements. A dark control (no UV exposure) was measured for comparison to the UV-C exposed samples.
log inactivation allows us to establish an energy budget and understand the operating cost of the technology. In bulk water treatment, this value is defined as the electrical energy required to reduce the concentration of a pollutant by one order in 1 m3 volume of water.9 For surface disinfection, we have defined EP,N as the electrical power required for 1
log inactivation per 1 cm2 of surface assuming perfect light distribution from the source to the surface as described by eqn (2), where FN is the fluence rate required for N
log reduction (W cm−2) and C is the wall-plug efficiency of the light source.![]() | (2) |
![]() | (3) |
log inactivation) as per our methods of analysis. Above 0.21 μW cm−2, the UV dose response follows statistically similar inactivation kinetics and there was no statistically significant difference (p > 0.05, unpaired t-test) in inactivation observed for 0.78 μW cm−2 and 0.21 μW cm−2 UV irradiance. The k′ for irradiance of 0.78 μW cm−2 and 0.21 μW cm−2 was calculated to be 1.06 ± 0.05 cm2 mJ−1. The kinetics linear fit reveals that 6-log inactivation can be achieved with a minimum UV irradiance of 0.21 μW cm−2 at ∼5.6 mJ cm−2 UV dosage (Fig. 2).
The reported dose of low irradiance inactivation varies between studies for both surface and water disinfection. Table 1 shows five studies, including the current, that reported UV inactivation at UV irradiance <500 μW cm−2. Cheng et al. reported a comparable dose of 11.88 mJ cm−2 for a 5-log reduction of surface-bound E. coli at 39.6 μW cm−2 UV irradiance.29 Green et al. and Nyangaresi et al. reported a dose of 7 mJ cm−2 and 11.52 mJ cm−2 for 4.88 and 4
log reduction of E. coli at 90 μW cm−2 and 384 μW cm−2 UV irradiance in an aqueous suspension of bacteria on a Petri dish.31,32 A significantly lower dose of 0.6 mJ cm−2 was reported for >5
log reduction of E. coli at 4.24 μW cm−2 UV irradiance by D. K. Kim et al., which is 9 times lower than our observed results.33 The group used a lower cell concentration of 105 CFU ml−1 in their work. The high cell density of bacteria in the outer layer of culture droplets can prevent the UV radiation from reaching the inner planktonic cells and can result in higher observed UV resistance.29
| Study | Method of culture growth | Bacterial strain | λ (nm) | Irradiance (μW cm−2) | Time (min) | Dose (mJ cm−2) | Log inactivation |
|---|---|---|---|---|---|---|---|
| Cheng et al. (2020)29 | Surface-bound E. coli in nutrient-rich media | ATCC 25922 | 280 | 39.6 | 5 | 11.88 | 5 log |
| D. K. Kim et al. (2017)33 | Surface-bound E. coli in nutrient-rich media | O157:H7 | 266 | 4.24 | 2.3 | 0.6 | >5 log |
| Green et al. (2018)31 | Planktonic E. coli in aqueous suspension | O157:H7 | 268 | 90 | 1.3 | 7 | 4.88 log |
| Nyangaresi et al. (2018)32 | Planktonic E. coli in aqueous suspension | CGMCC 1.3373 | 267 | 384 | 0.5 | 11.52 | 4 log |
| Current study | Surface-bound E. coli in nutrient-rich media | ATCC 25922 | 265 | 0.21 | 449 | ∼5.6 | 6 log |
The results shown in Fig. 2 supports the hypothesis that a minimum effective incident UV irradiance (W cm−2) exists. There is a statistically significant distinction (p <0.05, group two-sample t-test) between high (0.78 and 0.21 μW cm−2) and low (0.06 and 0.02 μW cm−2) dose response curves. The irradiance values of 0.06 μW cm−2 and 0.02 μW cm−2 do not follow pseudo-first-order kinetics. A maximum of 0.2–0.4 ± 0.09
log inactivation was observed for all exposure times analysed. No statistically significant difference (p = 0.5, unpaired t-test) in inactivation was observed for longer exposure times or between 0.06 and 0.02 μW cm−2.
Irradiance below 0.06 μW cm−2 may not follow a general dose response due to the rate of growth or bacterial DNA repair mechanism exceeding the UV DNA destruction rate. Previous studies have shown that most photoreactivation repair takes place within the first 2 hours, and a maximum of up to 85% reactivation can be achieved.26,34–36 Dark repair mechanisms can lead to 25% log repair during 4 h of incubation.26 However, a detailed study is needed to better understand the rate of DNA repair mechanisms at lower UV irradiance (μW cm−2).
Generally, unencapsulated LEDs are diffused and incoherent sources of light, which means that the radiation pattern emitted by the LED chip reaches maximum intensity at the angle perpendicular to the junction plane and decreases to the cosine of the angle away from the perpendicular axis. This pattern is known as the Lambertian pattern. Therefore, a combination of the inverse-square law37 and Lambert's cosine law can be used to model a light distribution profile from a point source following eqn (4).
![]() | (4) |
| Y = AxB | (5) |
| LED | Position | A | B | R 2 |
|---|---|---|---|---|
| 265 nm | Left | 220 | −2.98 | 0.97 |
| Center | 126 | −2.81 | 0.99 | |
| Right | 74 | −2.64 | 0.98 | |
| 280 nm | Left | 149 | −2.93 | 0.99 |
| Center | 167 | −3.04 | 0.99 | |
| Right | 65 | −2.69 | 0.99 |
The constant A represents the irradiance at the initial position (I0), while B represents the magnitude of decay in light intensity with distance from the initial position. The variation in both intensity and magnitude of decay results from the LED intensity profile of the LED output, as shown in Fig. 3-C, in combination with the semi-diffused irradiation profile. For example, as indicated in Fig. 3-C, the intensity at a 60° angle from the center is 50% of the intensity at a 25° angle from the center. The 265 nm LED peaks at 265 nm with a 240–300 nm bandwidth. The 280 nm LED peaks at 280 nm with a 260–310 nm bandwidth. The relative (RLE) spectral profile for both LEDs is shown in Fig. 3-B.
As presented in Fig. 4, the average minimum irradiance of inactivation of surface-bound bacteria in a nutrient-rich medium resulted in 0.38 ± 0.11 μW cm−2 and 0.18 ± 0.02 μW cm−2 for 265 nm and 280 nm wavelengths, respectively. The irradiance is in line with a previous study by Lanzarini-Lopes et al. that reported a singular calculated minimum irradiance value of 0.30 μW cm−2 for complete inactivation of surface-bound E. coli at 265 nm wavelength.24 Other researchers have explored the minimum irradiance required for biofilm prevention in flow-through reactors and higher-complexity environments. For example, Torkzadeh et al. reported an irradiance of 50.5 μW cm−2 needed to reduce the biovolume of biofilm by 95%.27 This could be due to various reasons, such as biofilm production in the flow through cells in TSB introducing complexity to the reactor design not seen in our experimental set-up. Additionally, biofilms are much more complex than surface attached cells and include extra polymeric substances that protect the bacteria from environmental hazards. In general, we expect a high degree of variation in the response of inactivation under low irradiance conditions due to the environmental and flow conditions such as available nutrients, biofilm maturity, temperature, pH, particle count, and shading potential.38–41
The electrical power per area that resulted in >6
log inactivation (no cell growth detected) was calculated and is shown in Fig. 4. The 280 nm wavelength resulted in two times lower irradiance required for complete inactivation of E. coli when compared to 265 nm light. Cheng et al. reported a similar phenomenon in which 280 nm resulted in higher inactivation of E. coli compared to 254 nm and 265 nm wavelengths.29 Protein has a peak absorbance at 280 nm wavelength caused by aromatic amino acids such as tryptophan and tyrosine.42,43 Photons absorbed by the cellular membrane protein and amino acid charge them into an excited state leading to deterioration.33,44 Additionally, the surface chemistry of the substrate can play a role in UV inactivation. For example, UV radiation at 280 nm can lead to a higher formation of reactive oxygen species (ROS) than that at 265 nm. The formation of reactive oxygen species (ROS) induces cellular damage like membrane destruction,33 membrane lipid peroxidation, and respiratory enzyme activity.45 These indirect processes can contribute to higher inactivation of E. coli at 280 nm wavelength and, therefore, a lower required minimum irradiance for inactivation during prolonged exposure. However, more research is needed to understand the importance of the substrate surface for UV surface disinfection.
Approximately 20.06 ± 2.44 μW cm−2 and 8.02 ± 0.91 μW cm−2 electrical power is required for ≥6
log inactivation of E. coli for 265 and 280 nm wavelengths, respectively. In context, if 265 nm UV light was evenly distributed through the inside of a 1 m long (1 cm ID) shower hose indefinitely, it would take approximately 0.02 W power or 0.45 Wh energy per day to keep the system running. However, similar studies would have to be done with the same material of interest and flow conditions to accurately calculate the minimum UV irradiance needed for each specific application.
The electrical power required for the 280 nm wavelength LED was 2.52 times lower as compared to the 265 nm wavelength LED as calculated by eqn (2). The difference is due to (1) a lower inactivation irradiance and (2) a higher wall plug efficiency of 2.2% for the 280 nm LED as opposed to 1.8% for the 265 nm LED. Researchers and system designers should continue to explore wavelength specific mechanisms of disinfection to decrease the operating cost of UV systems (Fig. 4).
As shown in Fig. 4 (inset), singular colonies were formed inside the reported inhibition zone. The singular cells can be a result of three phenomena, including (1) the development of UV resistance, (2) inactivation after colony growth, and (3) shielding by other bacteria during UV exposure. The first two phenomena were tested by resuspending the random CFU observed inside the inhibition zone and performing similar inactivation experiments. Similar inactivation kinetics indicated that the bacteria have not developed UV resistance and were viable to reproduce under no UV exposure. Other studies previously reported the third phenomenon indicating that bacterial cells can be shielded from UV radiation during exposure and can still grow into a colony. For example, Cheng et al. reported that the thickness of bacterial culture droplets spread over agar plates significantly lowers the UV sensitivity of bacteria.29 The higher cell density of bacteria in the outer layer of culture droplets can prevent UV radiation from reaching the inner planktonic cells and causes DNA damage. This is a much simpler yet similar mechanism to the UV shielding of cells inside biofilms that significantly inhibits the UV sensitivity of bacteria.38–41
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