Maxime
Debiossac†
,
Peng
Pan‡
and
Philippe
Roncin
*
Université Paris-Saclay, CNRS, Institut des Sciences Moléculaires d'Orsay (ISMO), 91405 Orsay, France. E-mail: philippe.roncin@universite-paris-saclay.fr
First published on 3rd November 2023
Grazing incidence fast atom diffraction has mainly been investigated with helium atoms, considered as the best possible choice for surface analysis. This article presents experimental diffraction profiles recorded with neon projectile, between 300 eV and 4 keV kinetic energy with incidence angles θi between 0.3 and 1.5° along three different directions of a LiF(001) crystal surface. These correspond to perpendicular energy ranging from a few meV up to almost 1 eV. A careful analysis of the scattering profile allows us to extract the diffracted intensities even when inelastic effects become so large that most quantum signatures have disappeared. The relevance of this approach is discussed in terms of surface topology.
Elastic diffraction results from the quantum scattering of the projectile on the potential energy landscape (PEL) above the surface. This latter is then accessible by comparison with theory. For applications, helium is the simplest projectile, behaving as a compact, hardly deformable sphere, so that the projectile is essentially repelled by the surface electronic density ρ(x,y,z) making the interpretation both easier and more valuable in terms of surface engineering (see ref. 8 and 9 for reviews). With the second-highest binding energy in the periodic table, neon atoms should behave similarly, differing only by a larger number of valence electrons and a larger mass, increasing the momentum transfer to each surface atom and therefore the inelastic effects. Scattering of neon atoms on a LiF(100) surface has already been published, showing inelastic10 and elastic diffraction profiles11 along the [110] direction together with theoretical analysis. The present paper reports a full set of diffraction profiles recorded along the [110], [100] and random ([Rnd]) directions with the account of both elastic and inelastic contributions.
Section 2 presents the experimental arrangement, geometric definitions, and the general strategy for data analysis. Sections 3–5 present the diffraction profiles recorded on the Laue circle for neon atoms on the LiF surface oriented along the [110], [Rnd] and [100] directions, respectively. Section 6 discusses the various strategies used to extract diffracted intensities Im of each diffraction order m from elastic and inelastic data and their relevance to the PEL.
In GIFAD, and for well-aligned conditions, the axial surface channeling approximation (ASCA) holds.15 In this approximation, the motion along the crystal axis, taken as x, is decoupled from the one in the perpendicular (y,z) plane. Labeling the initial and final condition with the subscript i and f respectively, the momentum conservation writes f =
i + m·
y + n·
x with Gx = 2π/ax, Gy = 2π/ay the reciprocal lattice vectors associated with the surface periodicity ax and ay along x and y. Giving an infinite mass to the crystal, the energy conservation writes |
f| = |
i|. In well-aligned GIFAD condition, only the Laue circle is observed, the one corresponding to n = 0 and corresponding to ASCA, i.e. kfy2 + kfz2 = kiz2. It is clearly visible in the raw diffraction pattern shown in Fig. 1(a). After a polar transform13 bringing the elastic spots on a straight line, the Bragg structure ϕf = mϕB with ϕB = arctan(Gy/kx) is illustrated in Fig. 1(b) and Fig. 2. Reversely, we assume here that the intensity of the sharp peaks sitting on the Laue circle corresponds to the elastic diffraction. This is not fully demonstrated as the final momentum kfx is not measured16 but, even under a vacuum of a few 10−10 mbar, we observe a drastic reduction of the intensity of these peaks within days, probably due to a progressive reduction of the surface coherence length defined as the mean distance between ad-atoms or defects.
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Fig. 1 Diffraction pattern recorded for 500 eV neon atoms along LiF[110]. (a) Raw scattered intensity I(kfy,kfz). (b) Polar transformed intensity I(kfy,keff) with the direct beam position as an invariant point and keff the radius of the circle encompassing the direct beam and the diffracted beams (see ref. 12 and 13). (c) Same as (b) with a doubly differential filter outlining the elastic component.13 |
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Fig. 2 Diffraction profiles from Fig. 1(b) and (c). Panel (a) the data from Fig. 1(c) obtained with a doubly differential filter eliminating inelastic contributions, are fitted by Gaussian functions having a width equal to that of the direct beam σb = 0.008°. Panel (b) the unfiltered data from Fig. 1(b) are fitted by a line profile (green) allowing 60% of inelastic contribution. Both distributions are taken on the Laue circle, and the intensities Im (in %) are reported on each peak. |
In principle, only the elastic diffraction intensity can be linked directly to the shape of the potential energy landscape. This later describes the perfectly periodic lattice, which corresponds to surface atoms at their equilibrium position. Two methods have been proposed to isolate the elastic contribution on the Laue circle. One assumes that the variation of the inelastic intensity with θf of the primary beam σb so that the application of a doubly differential filter isolates the elastic component. The filter is a sum of two Gaussians, one positive having a width σb and the other one negative having a width 2σb. An example of a diffraction pattern using such a filter along the z direction is shown in Fig. 1(c). The 1D profiles with or without application of this filter are reported in Fig. 2(b) and (a) respectively.
The diffraction pattern in Fig. 2(b) shows quasi-Gaussian peaks along the azimuthal direction ky, comforting the initial assumption that elastic peaks shape should be close to that of the primary beam. The method is parameter-free, but requires high quality images to limit the noise of the differentiation filter.
Without filter, the raw intensity in Fig. 2(a) shows slightly broader peaks with significant wings at their base due to the inelastic component, which may prevent proper measurement of the elastic intensity. We then rely on an important result established with helium. It was shown that when elastic diffraction is significant, then the inelastic and elastic relative intensities are identical.17 The challenge is then to find an adequate line-shape describing the combination of elastic and inelastic intensities on the Laue circle.
Our first attempt used an empirical description inspired from numerical simulations17 and made of a product of a Gaussian by a Lorentzian having only one width parameter (L·Gi in Table 1). This strategy was used along the [110] direction and is described in Section 3. Recently, a more general form of the profile18 was proposed taking into account the resolution and presence of an elastic and inelastic components with relative weight a ( in Table 1). The parameters a and w of the profiles are measured along the [Rnd] and presented in Section 4 and used to fit the data recorded along the [100] direction and described in Section 5. All of the diffraction profiles presented here have been recorded on the Laue circle.
During an E-scan the size of the Laue circle is constant, but the Bragg angle ϕB indicating the peak separation along ϕf scales with E0−1/2 so that the number of open channels increases progressively. Twenty-eight snapshots were recorded in less than an hour with a resolution σb = 0.01° (0.024° fwhm). Some raw diffraction profiles are reported in Fig. 3. It shows that line-shape does not increase significantly, but the narrowing of the peak separation leads to a progressive merging of the peaks to a smooth quasi-continuous profile where the distinction between diffraction peaks and supernumerary rainbows9,19 is unclear.
This continuous profile gives the impression that the semi-classical link between topology and diffraction profile is preserved, but the progressive weakening of the contrast in the center indicates clearly that the information on the corrugation amplitude is degraded. This is in part balanced by the fact that the natural measurement unit is the wavelength λ⊥, and this latter reduces at larger values of E⊥. It should be noted that this presentation of the scattering profiles is more quantitative than the color plots of the diffraction chart,8,11 which mainly gives an overall impression of where the maxima are located, leaving weak contributions and line-shapes hardly visible. The diffracted intensities Im are derived by a fit were all diffraction orders have identical L·G2 line-shapes as shown in Fig. 4. The diffraction profiles are reasonably well fitted using the same L·G2 line-shape with a width parameter w such that the standard deviation is σϕ = 25 mdeg, hardly more than the primary beam σb = 9 mdeg. The topmost image where ϕB has become half of the linewidth (i.e. less than the fwhm) suggests that unless the exact target alignment is known with an accuracy better that a fraction of the Bragg angle ϕB, trying to recover the exact intensity Im of contributing peaks is a daunting task.
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Fig. 4
E-scan for neon atoms along the [110] of LiF at θi = 0.42°. The transverse momentum distribution ![]() |
During a θ-scan the primary beam energy is constant so that the Bragg angle ϕB is essentially constant (cosθi ∼ 1 within a few 10−4) while the radius θi of the Laue circle increases allowing also more and more diffraction orders to contribute to the diffraction pattern. The θ-scan consists in 45 diffraction images recorded between 0.27° and 0.94° with a resolution of σb = 8 mdeg. Three diffraction profiles recorded on the Laue circle are displayed in Fig. 5. Both the number of contributing diffraction orders and the line-width progressively increase with θi, reducing the visibility of the peaks and the contrast in the center. Both the E-scan and the θ-scan yield very similar intensities Im when plotted as a function of the energy E⊥11 confirming, once more,8,20 the validity of ASCA.
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Fig. 5
θ-Scan for neon atoms along LiF[110] at E0 = 500 eV. Fit of the transverse momentum distribution ![]() |
In Fig. 6, we report the Debye–Waller factor (DWF) for neon atoms at 500 eV. The DWF is estimated here as the fraction of the elastic peak in the observed polar scattering profile, as detailed in ref. 21 and shown in the inset of Fig. 6. This technique does not allow for a relevant estimate of the DWF below 1%, in part because the log-normal profile is not a perfect description,17 it is only the best available so far. The DWF is plotted as a function of E0θ3, as suggested in ref. 17, 22 and 23 because this value corresponds to the classical energy loss in the multiple successive grazing collision regime of GIFAD. The quantity E0θ3 is expected to replace the binary recoil energy appearing in the standard DWF used in single scattering conditions such as X-ray, neutrons or thermal energy helium diffraction. In GIFAD, for helium projectile impinging on a LiF surface at room temperature, this 1% value of the DWF is reached with E0θ3 ∼ 8–10 meV24 while for the case of neon atoms, it is reached here between 1.1 and 1.3 meV. This is consistent with the fact that for comparable trajectory, all the binary classical energy transfers to the surface atoms should scale with the projectile mass.
More important for the analysis in the next sections, the fraction of elastic scattering on the Laue circle, and called contrast or visibility, is given by the relative height of the elastic Gaussian peak at its maximum. It is typically ∼σθ/σb larger than the DWF. In the example in the inset of Fig. 6, the DWF is only 10% while the contrast a (see in Table 1) at the specular position is close to 41%.
In the quantum regime, a random direction can be defined as a direction where only the specular peak (m = 0) is present, indicating a surface seen as perfectly flat so that no structural information can be extracted (see e.g. ref. 15). In the present case, the exact direction was 10° away from the [100] direction. 2D images of the scattering profiles are displayed as insets in Fig. 7.
The ratio of elastic to the total scattering intensity, identified here to the DWF and the inelastic polar (σθ) and azimuthal (σϕ) profiles are comparatively easy to measure and are reported in Fig. 7(a). The lines drawn to guide the eyes indicate that the visibility on the Laue circle drops by four orders of magnitude between an (extrapolated) incident perpendicular energy of 0 meV and ∼400 meV perpendicular energy. The inelastic lateral width increases linearly above 100 meV following approximately the equation σϕ ∼ 16 + 135 mdeg eV−1. With helium and under restricted conditions, these polar and azimuthal profiles were identical, irrespective of the surface orientation.18,21,26
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Fig. 8 Scattering profiles of 1 keV neon along the LiF[100] direction at θi = 0.46°, 0.89° and 1.09° (E⊥ = 65, 240 and 363 meV respectively) fitted with a ![]() |
This naive question has been present since the beginning of GIFAD. The elastic component corresponds to a surface with atoms fixed at equilibrium positions because this is the only configuration that offers perfectly periodic conditions. How is this idealized description connected with an actual surface where the atoms have a mass and undergo thermal motion? The answer is that the surface is not classical but quantum. The vibrations at surfaces are specific phonon modes that can be further simplified as independent harmonic oscillators using the Debye Model. The probability pe to leave a harmonic oscillator in its ground state, with wavefunction |ψ〉 in response to a sudden momentum transfer δk is pe = | 〈ψ|eiδk|ψ〉|2, known as the Lamb-Dicke probability or recoilless emission (or absorption) probability in atomic spectroscopy or in the cold atom community.29,30 If no excitation occurs, the scattering takes place from the center of the vibration wave-function ze = 〈ψ|z|ψ〉 which is indeed sitting at the equilibrium position in spite of a Gaussian thermal position distribution of variance σz2(T) = 〈ψ|z2|ψ〉 that never reaches 0.
The question is now what do we see in inelastic diffraction? Starting with the observation that, when elastic diffraction is present and within a limited range around the Laue circle (typically |θf − θi|σθ), the structural information Im derived from the inelastic profiles compares with the elastic one. Of course, an effective wavelength has to be defined but it was shown13,31 that using keff (Table 1) provides intensities Im comparable with the one derived from elastic diffraction at θi = θeff. A model was developed where inelastic diffraction is seen as a perturbation of the elastic trajectory. Among the N lattice sites encountered, each binary collision can turn inelastic (with a probability pe), allowing a derivation of the DWF adapted to GIFAD22,23 and essentially confirmed by experiment at different temperatures.24 On the other hand, the idea that the scattering profile could be decomposed in terms of the number of inelastic binary collisions, each contributing to a finite angular broadening δθ was invalidated. Even at the lowest investigated angles, the agreement with the experimental inelastic polar profiles was reached21 only with the classical limit where σθ2 = Nδθ2 as if a single inelastic collision would turn all N other collisions inelastic, as considered in case B of ref. 22.
For temperatures below the Debye temperature, this should correspond to scattering from a surface where the surface atoms adopt a classical position distribution. In other words, the inelastic polar scattering distribution appears close to that arising from classical mechanics. In this case the intensities Im derived from inelastic conditions should be related to the thermally averaged surface, not the one at the equilibrium position. These are different in GIFAD because the diffraction takes place along the well-aligned rows on the effective 2D potential with ax any multiple of the lattice parameter along x. Whether explicit32 in a 2D calculation or implicit using a 3D trajectory,33 the integral or average in the effective 2D potential is not the same with surface atoms thermally displaced or at equilibrium position because of the exponential character of the potential along z. One is temperature dependent while the ideal one measured in elastic diffraction is not. This is visible in Fig. 6 of ref. 24 where Im recorded on the Laue circle in quasi elastic conditions at different temperatures fall on top of each other.
On the theoretical side, the rumpling of the Li+ ions was estimated by comparing with experimental values of Im. The value derived from an ideal surface model is ≃20% less than that estimated from the thermally averaged surface.34 Also in ref. 35, depending on the surface representation used, the intensity calculated at the rainbow angle can vary by a factor of three to four, and some intensities Im can switch from intense to negligible.36 These calculations are presented as elastic, but no sharp peak16 is present and the scattering profiles compare with the one called here inelastic, possibly because the Lamb-Dicke effect is not properly taken into account. In addition, the inelastic effects are probably underestimated because the author introduces a restriction in the thermal amplitude37–39 that is supposed to guarantee an elastic scattering.
It seems clear that, from the theoretical side, there are significant differences between the intensities Im derived from the ideal and the thermally averaged surfaces. Can the second one be associated with the experimental inelastic diffraction? The answer is probably yes when elastic diffraction has disappeared, but the answer could be progressive. The equivalence between Im from elastic and inelastic diffraction observed when both are present17 appears in contradiction with the strict association inelastic-thermally averaged. These facts could be re-investigated in more detail, but a strong difference between elastic and inelastic values of Im would probably have been detected. The gradual evolution is also supported by the recent finding18 that at low values of Eθ3, where elastic diffraction is important, the polar angle dependence of the azimuthal inelastic width σϕ is linear with a minimum at the specular angle: σϕ(θf) = σϕs + α|θf − θi| where σϕs is the width at the specular angle θf = θi. This could support a perturbative approach explaining that the elastic and inelastic intensities Im are identical on the Laue circle. However, this dependence σϕ(θf) rapidly becomes more complex progressively loosing memory of the specular position.18 This could be a sign of inelastic diffraction starting to probe the thermally averaged surface, i.e. the one with classically distributed atoms. How fast or how progressive is the transition remains to be investigated both theoretically and experimentally, but no convincing model is available yet. It could be that inelastic effects start with long wavelength phonons, as suggested in a calculation trying to model a quantum surface,40 but no scattering distribution was presented.
It should also be mentioned that the inelastic component may have various origins, we have focused here on the phonon contribution but, most likely, a limited surface coherence is responsible for the absence of elastic diffraction in many experiments, including our first publications20,23,32 and may also contribute partly as suggested by the fact that the DWF seems to saturate at the lowest values of θi.24 The question of the nature of the defects limiting this surface coherence is difficult and probably important, ad-atoms may have different consequences on the inelastic profiles than missing atoms.
Note also that when important electronic excitations are present, such as LiF excitons41 with an energy above 10 eV are excited, diffraction disappears.42 For weaker electronic excitation such as the one at the Fermi level of a metal, the momentum exchanged could be less than a reciprocal lattice vector, allowing a contribution from electron system43 in inelastic diffraction.
Footnotes |
† Present address: German Aerospace Center (DLR), Institute of Quantum Technologies, Wilhelm-Runge-Straß e 10, D-89081 Ulm, Germany. |
‡ Present address: Dept. of Chemistry and Chemical Engineering, Chalmers Univ. of Technology, Göteborg, Sweden. |
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