A. Raoul
Blume
*a,
Wolfram
Calvet
b,
Aliakbar
Ghafari
a,
Thomas
Mayer
c,
Axel
Knop-Gericke
a and
Robert
Schlögl
d
aMax-Planck-Institut für Chemische Energiekonversion, Postfach 101365, 45413 Mülheim an der Ruhr, Germany. E-mail: raoul@fhi-berlin.mpg.de
bFachbereich 1, Umweltbundesamt, Wörlitzer Platz 1, 06844 Dessau-Roßlar, Germany
cFG Oberflächenforschung, TU Darmstadt, Otto-Berndt-Str. 3, 64287 Darmstadt, Germany
dAbt. Anorganische Chemie, Fritz-Haber-Institut der MPG, Faradayweg 4-6, 14195 Berlin, Germany
First published on 8th September 2023
NiOx films grown from 50 nm thick Ni on Si(111) were put in contact with oxygen and subsequently water vapor at elevated temperatures. Near ambient pressure (NAP)-XPS and -XAS reveal the formation of oxygen vacancies at elevated temperatures, followed by H2O dissociation and saturation of the oxygen vacancies with chemisorbing OH. Through repeated heating and cooling, OH-saturated oxygen vacancies act as precursors for the formation of thermally stable NiOOH on the sample surface. This is accompanied by a significant restructuring of the surface which increases the probability of NiOOH formation. Exposure of a thin NiOx film to H2O can lead to a partial reduction of NiOx to metallic Ni accompanied by a distinct shift of the NiOx spectra with respect to the Fermi edge. DFT calculations show that the formation of oxygen vacancies and subsequently Ni0 leads to a state within the band gap of NiO which pins the Fermi edge.
Hydrogen can be produced through water splitting in an electrochemical device by water electrolysis in which hydrogen and oxygen are generated on the cathode (reduction, hydrogen evolution reaction (HER)) and the anode (oxidation, oxygen evolution reaction (OER)), respectively. Hence, this process consists of two half-reactions such that the overall efficiency is determined by the half-cell with the slowest reaction rate or kinetics. This is usually considered to be the OER half-reaction following the equation 6H2O → O2 + 4H3O+ + 4e− with a four-electron charge transfer at the liquid–solid interface.1 Recently, as a replacement for high-cost noble metals, such as Ru, Ir or Pt, nickel-based oxides have come into focus again as an anode material for the OER in alkaline electrolytes due to their relative abundance and low cost as well as their reactivity and efficiency in the electrolytic process. Bode et al. established that the catalytically active phase changes according to NiO → (β,α)-Ni(OH)2 ↔ (β, γ)-NiOOH during electrochemical cycling in the anodic potential range.2 However, as they already stated 50 years ago, there is still no unambiguous picture with regard to the details of the involved reaction mechanisms or the state of the electrodes during the electrochemical reaction. The reason for this is that with the improved methods available since then, it became apparent that the catalytic performance of nickel oxide strongly depends on structural and chemical properties complicating the scientific case. Not only has it been shown that the efficiency of water splitting on nickel oxide single crystals is affected by the crystal's surface orientation3–6 but also that defects, phase boundaries, kinks, and step-edges on the surface, which are usually present, act as reaction centers.5,7–9 The latter is also the reason for referring to Ni oxide as NiOx rather than NiO. Also, additional side reactions involving Ni and O species can lead to additional intermediate phases, mass transport issues, or even dissolution or structural transformation processes in the interface region of the catalyst including the sub-surface.10 The influences of the intrinsic properties and reaction mechanisms of the catalyst and its performance are still under investigation. This includes the transformation of NiOx to Ni-(oxy)-hydroxides,11,12 as well as determining the structure of Ni-(oxy)-hydroxides under various conditions, which is still under debate.13–16
Apparently, defects, also in the form of oxygen or Ni vacancies, can play an important role in the observed catalytic activity and may also be crucial for the understanding of mechanisms responsible for the transformation between NiOx and Ni-(oxy)-hydroxides.17,18 We have recently shown that NiOx films exposed to 0.5 mbar of O2 readily form oxygen vacancies at elevated temperatures.19 Furthermore, the obtained results point to OH chemisorption at the vacancies, which may act as a precursor to NiOOH formation, while on the other hand, Ni vacancies, usually present only at room temperature on NiOx, appear not to be involved at all. In the present study, NiOx thin films were first thermally treated in an atmosphere of 0.5 mbar O2 to deliberately create oxygen vacancies and other structural defects such as step-edges to facilitate the dissociation of water. Subsequently, they were exposed to H2O at different temperatures. The samples were characterized in situ by real-time NAP-XPS and NAP-XAS in combination with ex situ SEM and EDX. The detailed examination of the interaction of oxygen vacancy-rich NiOx with H2O presented here provides new information on H2O dissociation and subsequent NiOOH formation and builds the basis for a further study in which we investigate the OER at NiOx/liquid electrolyte interfaces using electrochemical cells in operando.
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Fig. 1 NiOx film heated in the 0.5 mbar O2 atmosphere. (a) O1s fits of spectra recorded at RT in a vacuum directly after oxidation and during subsequent treatment at 650 °C in O2. Different O1s oxygen species are indicated. The peaks at 531.2, 528.9 and 530 eV are highlighted. (b) Ni2p3/2 spectra corresponding to (a) fitted only with NiO components. The fits were performed according to the peak components listed in the ESI,† Table S1. Note that the photon energies for the O1s and Ni2p3/2 spectra in (a) and (b) represent the same information depth. |
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Fig. 2 (a) Evolution of the Ni and O fractions during heating to 650 °C in 0.5 mbar O2. (b) Evolution of the residuum intensity derived from subtracting the fit of pure NiO from the measured spectrum (e.g., grey area in Fig. 1(b)) with temperature. (c) Evolution of the relative intensities derived from the fits of O1s spectra with temperature. The fits were performed according to the peak components listed in the ESI,† Table S1. (d) Heating profile. Preparation steps in which the sample was in a vacuum are indicated by dashed lines and “Vac.” and “V.”, respectively. |
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Fig. 3 NiOx film during heating–cooling cycles in the 0.5 mbar H2O atmosphere. (a) Bottom to top: O1s fits of spectra recorded at Tmax,1 = 510 °C, Tmin,2 = 50 °C, Tmax,3 = 510 °C and after subsequent cooling and evacuation at RT. (b) Ni2p3/2 spectra corresponding to (a). The residuum between the fitted NiO components and the measured spectrum are marked in grey. The fits were performed according to the components listed in the ESI,† Table S1. |
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Fig. 4 (a) Evolution of the Ni and O fractions during heating–cooling cycles in the 0.5 mbar H2O atmosphere. (b) Evolution of the intensity residuum derived from subtracting the fit of pure NiO from the measured spectrum (e.g., grey areas in Fig. 3(b)) with temperature. (c) Evolution of the relative intensities derived from the fits of O1s spectra with temperature. Note that in this figure, for better visibility, the relative intensities of both NiOOH peaks as well as OHad and H2O are combined. (d) Heating profile. Preparation steps in which the sample was in a vacuum are indicated by dashed lines and “V.”. |
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Fig. 5 (a) and (b) XA spectra of the Ni L3- and O K-edge of the NiOx sample at RT, at the first Tmax and after the first cooling under 0.5 mbar H2O partial pressure, corresponding to the results presented in Fig. 3 and 4. (c) Close-up of peak d in Fig. 5(b). (d) XA spectra of the O K-edge recorded at RT in a vacuum before H2O exposure, after the second Tmax and after final cooling, respectively. The features indicated as a–f are discussed in the text. |
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Fig. 7 Ex situ SEM micrographs of (a) a NiOx sample after one (inset: enlarged scale) and (b) after three heating–cooling cycles to 510 °C in 0.5 mbar H2O atmosphere. (c) SEM micrograph of NiOx after heating to 650 °C in 0.5 mbar O2 as shown in Fig. 1 and 2. (d) EDX spectra of the SEM micrographs presented in (a) and the ESI,† Fig. S5(b) with prominent O K- and Ni L-edges of nickel oxide as well as the Si K-edge, representing the underlying Si substrate. The result of the evaluation of the composition is given in the text. |
In parallel to XPS, XA spectra were recorded. Therefore, the analyzer was adjusted to measure the partial electron yield at fixed kinetic energies of Ekin = 300 eV for the O K-edge and Ekin = 500 eV for the Ni L-edge, while the excitation energy was steadily varied in 0.05 eV steps with a dwell time of 0.1 s. The energy range for the O K-edge was 520 eV to 560 eV, whereas for the Ni-L edge, the energy range of 840 eV to 880 eV was chosen. Both the O K- and the Ni L-edges were normalized to the simultaneously recorded mirror currents (mirror coating: Pt). For further details, see the ESI.†
SEM micrographs were taken using a high-resolution ZEISS field emission-based microscope (LEO Gemini) with an integrated energy dispersive X-ray spectroscopy (EDX) system based on a fluorescence detector from Bruker (XFlash). The maximum lateral resolution is estimated to be in the range of about 10 nm depending on the structure and morphology of the films. In this work, several NiOx samples were examined. This includes films before and after multiple heating–cooling cycles in O2 as well after one and two heating–cooling cycles in the H2O atmosphere, respectively.
In the O1s region, the most intense peak, attributed to NiO, is located at 529.4 eV (Fig. 1(a)), bottom panel).39,40 At higher binding energies (BE), several additional peaks are fitted, of which the most prominent one is located at about 531.2 eV. This peak is assigned to Ni-deficient NiO or Ni3+, which is labeled by some as Ni2O3 and both of which we will be used synonymously in the following discussion.30,40–42 The BE of this peak is very close to the one assigned to Ni(OH)2 which can make it difficult to separate both of their contributions from each other.43,44 Two other peaks at 530.65 eV and 531.88 eV, respectively, are added to the fit and assigned to NiOOH, reflecting the different electronic configurations of its two oxygen atoms.40,42,45 Both peaks will become very prominent during H2O exposures in the following experiments. Similarly, peaks related to single and multi-layer H2O adsorption can be added on the high binding energy (BE) side of the spectrum.40,42 Finally, two other weak peaks at 528.9 eV and 530 eV are fitted to the spectrum, indicated as NiO1−x. and Ni1−x–OH, respectively, which we relate to oxygen vacancies. As reported in detail in our study of oxygen vacancy formation on NiOx thin films, such vacancies can readily form by thermal treatment in an oxygen atmosphere.19 Increasing the sample temperature leads to the removal of oxygen atoms from the lattice, just as in the common reduction process in a vacuum. Yet, in the presence of O2, a balance between removal and replenishment of oxygen atoms depends on temperature. For example, when the NiOx film shown in Fig. 1 is heated to 650 °C in 0.5 mbar of O2, both the O1s and the Ni2p3/2 spectra gradually but visibly change (full set in the ESI,† Fig. S3). The impact of heating on the O1s region consists of a considerable intensity loss at high BEs, while the NiO main peak appears to be broader. Simultaneously, the main feature in the Ni2p3/2 spectrum loses its peak-and-shoulder-like shape, becoming rather flat. The fits reveal that at 650 °C, the O1s spectrum loses almost all Ni3+- and OH-bond-related peaks, while the two components at 528.9 eV and 530 eV flanking the NiO main peak become quite pronounced (Fig. 1(a), top panel). On the other hand, the fits of the Ni2p3/2 spectrum recorded at 650 °C with NiO components only obviously lead to a residuum, marked as a grey area in the plot, which, by simply subtracting the fit envelope of pure NiO from the measured spectrum, can be used as a measure of deviation from the “as prepared” oxide spectrum (Fig. 1(b), top panel).
The evolution of the O- and Ni-fractions with increasing temperature derived from XPS as well as the relative intensities of the O1s and Ni2p3/2 fit components and residuum, respectively, can be followed as shown in Fig. 2(a)–(c). Between RT and ≈200 °C, OH-bond-related peaks vanish quickly, which is accompanied by a loss of oxygen, while all other peaks remain largely unaffected. This suggests that these peaks are related to OH-species formed by residual water and carbon bonds. Indeed, the corresponding C1s signal is already completely quenched at 250 °C and does not appear again in an oxygen atmosphere (not shown). From approximately 200 °C onward, the Ni2p3/2 residuum increases, which is seemingly related to an increase of the relative intensities of the NiO1−x and NiO1−x–OH peaks. The relative intensities of both peaks reach maxima of about 0.22 and 0.1, respectively, at about 500 °C. This apparent intensity saturation is reflected by the behaviour of the Ni2p3/2 residuum, which reaches a maximum level at around the same temperature, suggesting that 500 °C may be a key temperature. DFT calculations of bond lengths, charge densities and BEs revealed that the NiO1−x peak can be directly related to the formation of oxygen vacancies, which leads to a relaxation of the atoms around a vacancy influencing the charge density and, consequently, the XPS BE of these neighboring atoms.19 Hence, the peak at 528.9 eV was labeled NiO1−x. The other peak at 530 eV is ascribed to the presence of oxygen vacancies with chemisorbed OH, thus representing NiO1−x–OH.19 We will address the latter peak in detail below.
Furthermore, the O1s peak attributed to Ni2O3 or Ni vacancies continuously decreases throughout the whole experiment. Even after cooling at the end of the experiment, the original intensity is clearly not reached again. This behavior indicates that most Ni vacancies are irrevocably healed by the thermal treatment. In addition, the changes in the composition of Ni and O suggest a stronger loss of oxygen, reaching a maximum at ≈500 °C (Fig. 2(a)). Interestingly, beyond this temperature, the sample appears to gain oxygen again. This can be related to increasing fractions of: (a) the NiO1−x–OH peak and (b) NiOOH starting just above 400 °C stemming from the dissociation of residual H2O. Finally, after cooling and evacuating O2, the NiOOH bond fraction increases slightly more which points to an involvement of oxygen vacancies in the formation of Ni oxy-hydroxide. However, at this stage, a contribution from residual gas adsorption cannot be excluded. Simultaneously, after cooling, the intensities of both the NiO1−x and NiO1−x–OH together with the Ni2p3/2 residuum are almost completely quenched. Remarkably, the corresponding Ni2p3/2 spectrum is virtually identical to the one prior to heating, while the O1s spectrum has changed (ESI,† Fig. S3). This behavior suggests that the observed dynamics of the Ni2p3/2 spectra are not related to Ni3+ but are rather related to oxygen vacancies.
In our study of oxygen vacancies on NiOx thin films, we have also shown that by applying multiple heating–cooling cycles to only 350 °C, oxygen vacancy formation is reversible to a certain extent (ESI,† Fig. S4). We observed that while the Ni2p3/2 residuum fully vanishes, both the NiO1−x and NiO1−x–OH peaks retain some intensity even after cooling, which suggests a more defective surface than the as-prepared NiOx film.19 However, the methods applied were only sensitive to the electronic environment and the bond states. As it turns out, repeated heating and cooling treatments in oxygen affect the morphology of the NiOx sample as well. ESI,† Fig. S5(a) to (d) depict ex situ SEM micrographs of NiOx samples before, after two and after three annealing cycles to 350 °C and subsequent cooling in 0.5 mbar of O2. The as prepared NiOx film shown in ESI† Fig. S5(a) appears mainly flat with only a small number of visible step edges or terraces most likely as NiO(100), the most stable NiO orientation.46–51 Moreover, rather inhomogeneous, protruding areas are present which suggests the presence of more than one surface orientation. Their hexagonal and triangular shapes as well as the triangular holes within may indicate the presence of NiO(111).44,52 A more detailed discussion is given in the ESI.† The morphology changes after several annealing cycles in O2. The flat sample areas become visibly terraced that are detectable even with SEM, as indicated by the red arrows in ESI† Fig. S5(b) and by carbon deposited after air exposure in ESI† Fig. S5(c) and (d). The visibility of the steps with SEM can be explained by step bunching which has been observed before using TEM in situ during Ni oxidation.53 The step bunching is possible because of a high mobility of Ni atoms on the NiO terraces. This can also explain the healing of Ni vacancies in the NiO films observed during heating to 650 °C. If Ni atoms can migrate, the vacancies can also move through the simple hopping of Ni atoms, most likely in the direction of step edges. This defective state of the NiOx achieved through heating–cooling cycles provides an ideal surface for the dissociation of H2O.
The evolution of the Ni2p3/2 spectra throughout the heating–cooling cycles shows a similar behavior as previously observed for annealing in O2.19 During each heating cycle with increasing temperature, the pronounced peak-and-shoulder-like structure of the Ni2p3/2 main feature flattens, which is almost entirely reversed to the original shape during each cooling cycle (Fig. 3(b); for more temperature steps, see the ESI,† Fig. S6(a). Again, by simply subtracting the fit envelope of pure NiO from the measured spectrum, the resulting residuum, marked as a grey area in the plot, can be used as a measure of deviation from the RT oxide spectrum. The biggest deviations appear at each Tmax = 510 °C as depicted in Fig. 4(b) with its BE centred around 855 eV. Interestingly, this is also the Ni2p3/2 BE region for which NiOOH and Ni(OH)2 are expected at ≈854.6–856 eVx.54,55 In ESI† Fig. S6(a), on close inspection, the Ni2p3/2 main feature's point of maximum intensity at Tmax seems to shift from ∼854 to ∼856 eV throughout the cycles. A shift like this would be in agreement with the presence of NiOOH. On the other hand, the Ni2p3/2 spectra always reverse back to the peak-and-shoulder-like shape of NiO after cooling, although the ratio between the high- (“peak”) and low-intensity part (“shoulder”) of the main feature seems to decrease slightly (ESI,† Fig. S6(a)).
The evolution of the O1s spectra is even more dynamic than what was observed during heating in O2. In Fig. 3(a), the fitted O1s spectra recorded at and after the first Tmax as well as at and after the third Tmax (in vacuum) are depicted (see also ESI† Fig. S6b). In comparison, the spectrum recorded at the first Tmax = 510 °C and its components’ distribution are very similar to those obtained by heating to high temperatures in O2. On both sides of the NiO main peak, rather strong NiO1−x and NiO1−x–OH peaks become visible. However, the OH-bond-related peaks on the high BE side of the main NiO peak exhibit slightly higher intensities compared to heating in O2 (see ESI† Fig. S3b). The evolution of the O- and Ni-fractions with increasing temperature derived from XPS as well as the relative intensities of the O1s fit components, respectively, can be followed as shown in Fig. 4(a) and (c). The relative intensity plot shows that both the NiO1−x and NiO1−x–OH peaks reach a relative intensity of ≈0.2. This value for NiO1−x, is in the expected range for maximum vacancy formation obtained in O2 at ≈500 °C (Fig. 2(c)). On the other hand, the relative intensities of the NiO1−x–OH peak are higher than those observed during heating in O2 to 350 °C or even above 500 °C (ESI,† Fig. S4(f) and Fig. 2(c)). As expected, both peaks are – almost – entirely quenched after the first cooling to 50 °C (i.e., the starting point of the second cycle). Simultaneously, the O- and Ni-fractions of the sample reflect the formation and replenishment of oxygen vacancies with a significant loss of oxygen at the first Tmax = 510 °C and subsequent gain upon cooling. After this, the similarity to heating in oxygen ends.
During the following cycles, both the evolution of the Ni2p3/2 intensity residuum as well as the relative intensities of the NiO1−x and NiO1−x–OH peaks still follows the same pattern as in the first cycle. However, the O- and Ni-fractions derived from XPS start to change drastically with changing temperature, while during the first 1 ½ cycles, the Ni-/O-fractions increase/decrease at each Tmax when oxygen vacancies are formed and decrease/increase when vacancies are replenished, and during the second cooling and subsequent evacuation, a permanent increase of oxygen is observed. This uptake of oxygen is closely related to the relative O1s intensity changes plotted in Fig. 4(c). First, after an initial intensity decrease due to the removal of residual adsorbates, a rearrangement of the spectral composition is observed already during the first heating ramp, which continues throughout the following cycles. This becomes particularly apparent when following the relative intensity changes of the NiO and Ni2O3/Ni(OH)2 peaks. In O2, the latter's intensity varied diametrically to the oxygen vacancy-related peaks (ESI,† Fig. S4f), which is also true for the first heating–cooling cycle in H2O. After that, in H2O, the Ni2O3/Ni(OH)2 peak remains weak throughout the rest of the experiment, similar to what was observed when heating above 500 °C in O2 (Fig. 2(c)). Equally, the main NiO O1s peak decreases visibly with the increasing number of cycles. Furthermore, the combined relative intensity of the two NiOOH components increases strongly during the second cooling and even preserves a significant partial intensity at the following Tmax. Both the loss of NiO and Ni2O3/Ni(OH)2 intensities and the simultaneous gain of NiOOH intensity reflect the observed overall oxygen gain and point to the formation of mainly NiOOH, partially at the expense of NiO, with ongoing heating–cooling cycles. Note that the combined intensity of peaks related to H2O adsorbates is only prominent at low temperatures as one can expect. Regarding the formation of Ni(OH)2, the situation is less distinct. Since both Ni2O3 and Ni(OH)2 share almost the same O1s binding energy and are not resolved in our fits, the formation of the latter species is not easily confirmed. In particular, since after the first heating–cooling cycle, the relative intensity of the combined peak remains low and varies only slightly, making it difficult to determine its nature as either Ni2O3 or Ni(OH)2. However, when considering the results displayed in Fig. 2(c), where a constant decrease of the Ni2O3 contribution with increasing temperature was observed and did not recover upon cooling, it is very likely that in the present experiment, the remaining relative intensity can be assigned to small amounts of Ni(OH)2.
In the data presented so far, the spectra of the O1s and Ni2p regions were recorded at photon energies of hν = 680 and hν = 1000 eV, respectively, corresponding to a kinetic energy of the photoelectrons of Ekin = 150 eV. This means their photoelectron escape depth is close to its minimum of ≈7 Å and the recorded spectra are mostly surface sensitive.56 To investigate the extent of NiOOH bond formation towards the bulk of the NiOx film, O1s depth profiling at a kinetic energy of the photoelectrons of Ekin = 470 eV (hν = 1000 eV; escape depth ≈ 10 Å) was performed. While the general shape of the depth sensitive spectra remains very similar to the surface sensitive spectra, the former show less intensities in the high BE region (ESI,† Fig. S6b). Given that the side of the spectra is dominated by OH-bonds, this suggests that the formation of OH-bonds does not reach very far into the bulk. This is also confirmed by the evolution of the relative intensities of the fitted components depicted in ESI† Fig. S7. At both photon energies, the evolution is strikingly similar apart from the actual values of the relative intensities of the NiOOH and NiO peaks, respectively. Compared to the relative intensities obtained from the spectra recorded at the lower photon energy, those obtained from the higher photon energy spectra show a higher relative intensity of the NiO peak, while the relative intensity of the NiOOH peak is lower. In summary, the XPS results show a gradual change of the electronic structure with increasing information depth, which suggests that the formation of NiOOH happens mostly on the surface, not yet strongly affecting the bulk.
The formation of oxygen vacancies was also monitored via XAS during the heating–cooling cycles. In Fig. 5(a), the Ni L3-edge of the NiOx sample exposed to 0.5 mbar H2O is compared at RT, 500 °C and after cooling to RT, respectively. Fig. 5(a) corresponds to the XPS results shown in Fig. 3(b). The spectra consist of three peaks a, b and c. According to multiplet calculations, they reflect the typical signature of bulk NiO in a high spin Ni2+ state.57–60 Features a and b in the Ni-L3 spectra correspond to Ni2+ related 2p63d8 → 2p53d9 transitions which are dominated by multiplet effects. Feature c is attributed to excitations leading to final states of 2p53d10.59 Note that Ni L-spectra are split into two groups at around 854 eV (L3) and 872 eV (L2), not shown here, due to spin–orbit interactions of the 2p5 core-levels (2p53/2 and 2p51/2 → 2p43/2 and 2p41/2) similar to XPS. While the spectra recorded at RT are virtually identical, the spectrum recorded at Tmax exhibits a shift/broadening of peaks a and b towards lower photon energies which also leaves the dip between both peaks less pronounced. Also, peak c remains unaffected. The observed behaviour resembles the evolution of the Ni2p3/2 spectra recorded at the same temperatures (ESI,† Fig. S6a). Recent studies by Preda et al. showed that the presence of NiOx under-coordinated with oxygen, e.g., at the rims of oxide nuclei, leads to a lower energy position of peaks a and b during the initial stages of NiO film growth. With increasing film thickness, reducing contributions from oxygen under-coordinated sites, both peaks shift towards higher energies.57 Hence, in our case, the presence of oxygen vacancies, which can be considered an oxygen under-coordination of NiOx, can explain the observed shifts towards lower energies.
The corresponding O K-edge spectra are shown in Fig. 5(b) and (c). The spectra recorded at RT in H2O appear almost identical, similar to what was observed for their Ni L3-edge counterparts. In the region displayed here, they consist of three peaks d, e and f. Peaks e and f can be attributed to mixed unoccupied O2p-Ni4sp states, while peak d is associated with unoccupied Ni eg states.19,57,60 Compared to the vacuum spectra shown in Fig. 5(d), small but visible intensity dips at 534, 535.85 eV and 537.1 eV appear. These dips are caused by absorption in the H2O atmosphere and vanish upon evacuation. Upon heating to Tmax, a pronounced shift of the peaks e and f as well as a distinct broadening of the low energy side of peak d sets in, displayed as a close-up shown in Fig. 5(c), which can be directly related to the formation of oxygen vacancies. Missing surface oxygen atoms and oxygen vacancies in the bulk lead to a broken symmetry which then leads to the appearance of additional peaks around 532 eV, causing a distinct broadening of this feature.19,57,61 As expected from the XPS results presented in Fig. 2(c) and 4(c), the broadening of peak d appears to be only dependent on temperature. This distinction is clearly visible when comparing the broadening in vacuum, O2 and H2O as a function of T as given in the ESI,† Fig. S8 and S9. Since the spectra recorded at RT as shown in Fig. 5(b) are slightly distorted by the features stemming from H2O gas phase absorption, it is not easy to see any changes which may be related to OH-bond formation. Here, the vacuum spectra obtained before H2O exposure, after the second Tmax and after the final cooling provide better information (Fig. 5(d)). Indeed, both the intermediate and final spectra show slightly higher intensities in the regions of peaks e and f compared to the initial spectrum which can be related to the formation of small amounts of NiOOH and/or Ni(OH)2,62 agreeing well with the XPS results. In conclusion, XAS clearly evidences the presence of oxygen vacancies during heating in the H2O atmosphere and supports the XPS finding that the formation of thermally stable NiOOH happens on or close to the sample surface under the given conditions.
Finally, if the NiO film is comparatively thin and heated in H2O, the partial reduction of NiOx can proceed beyond the creation of oxygen vacancies towards the formation of Ni metal islands. This can happen because it is less likely for dissociating H2O to produce single oxygen atoms and thus H2O has less potential to sustain NiO than O2 has. Furthermore, the amount of accessible oxygen atoms diffusing from the bulk to the surface is limited for a thin oxide film.3,63 Hence, in order to initiate NiOOH formation on a larger scale, thick oxide films appear to be a better choice. This may be different under EC conditions. In the activation process of NiOx electrodes for the OER even for small particles oxidizing conditions are (a) applied by a sufficient voltage which can easily be repeated numerous times and does not need to be as carefully tuned as the temperature in the model experiments presented in the present study,72 and (b) due to the electrolyte, the oxygen supply is much more efficient as in water vapor.
Another interesting result is the behavior of the Ni2p3/2 main peak and its high BE shoulder. The shape of these combined features, measured by the Ni2p3/2 residuum, is heavily influenced by the presence of oxygen vacancies visible by the flattening of its normally peak-and-shoulder-like appearance. However, in an O2 atmosphere, the replenishing of oxygen vacancies leads to a full recovery of the original shape. In an H2O atmosphere, its behavior is similar, which suggests that the shoulder on the high BE side of the Ni2p3/2 main peak is very likely related to non-local screening effects than caused by a chemical shift due to the presence of Ni-oxygen bonds as often suggested. To fully confirm this conclusion, this needs to be addressed by detailed theoretical studies which are beyond the scope of the present work. However, there are two small deviances: In the H2O atmosphere, the Ni2p3/2 main feature's point of maximum intensity at Tmax shifts slightly from ≈854 to ≈856 eV throughout the heating–cooling cycles. Since the intensity ratio between the high- and low-intensity part of the peak-and-shoulder-like main feature seems to change slightly as well after cooling (ESI,† Fig. S3(a)), this may indicate the presence of NiOOH features also in the Ni2p3/2 region.54,55 Obviously, the two effects are rather small. Hence, the onset of NiOOH formation is obviously much easier tracked by monitoring the O1s region where the NiOOH formation has a direct effect on the BEs.
Footnote |
† Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d3cp02047a |
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