Open Access Article
Roghayeh Imania,
Carlos H. Borca
b,
Meysam Pazoki
*cd and
Tomas Edvinsson
*a
aDepartment of Materials Science and Engineering, Solid State Physics, Ångström Laboratory, Uppsala University, Box 34, Uppsala 75121, Sweden. E-mail: tomas.edvinsson@angstrom.uu.se
bDepartment of Chemical and Biological Engineering, School of Engineering and Applied Science, Princeton University, Princeton 08544, New Jersey, USA
cInstitute for Photovoltaics, Stuttgart University, Stuttgart 70569, Germany. E-mail: meysam.pazoki@gmail.com
dDepartment of Physics, Shiraz University, Shiraz 71454, Iran
First published on 7th September 2022
Mixed-cation perovskite materials have shown great potential for sunlight harvesting and have surpassed unmixed perovskite materials in solar cell efficiency and stability. The role of mixed monovalent cations in the enhanced optoelectronic properties and excited state response, however, are still elusive from a theoretical perspective. Herein, through time dependent density functional theory calculations of mixed cation perovskites, we report the electronic structure of Cs formamidinium (FA) mixed cationic lead iodide (Cs0.17FA0.87PbI3) in comparison to the corresponding single monovalent cation hybrid perovskite. The results show that the Cs0.17FA0.87PbI3 and FAPbI3 had negligible differences in the optical band gap, and partial and total density of states in comparison to a single cation perovskite, while the effective mass of carriers, the local atomic density of states, the directional transport, and the structural distortions were significantly different. A lattice-distortion-induced asymmetry in the ground-state charge density is found, and originates from the co-location of caesium atoms in the lattice and signifies the effect on the charge density upon cation mixing and corresponding symmetry breaking. The excited-state charge response and induced polarizabilities are quantified, and discussed in terms of their importance for effective light absorption, charge separation, and final solar cell performance. We also quantify the impact of such polarizabilities on the dynamics of the structure of the perovskites and the implications this has for hot carrier cooling. The results shed light on the mechanism and origin of the enhanced performance in mixed-cation perovskite-based devices and their merits in comparison to single cation perovskites.
A higher performance,5 longer excited-state lifetime,11,13 less defect states,14 less current voltage hysteresis,13 and better stability5,6 of mixed-cation perovskites can stem from diverse factors; for instance, from a lower degree of ionic movement.15 One of the main sources for instability of perovskite devices, both in material composition and delivery of power, is the ionic movement where the defects can migrate to and along grain interfaces and change the electronic states; triggering degradation mechanisms at the interface.16 The barriers of ionic movement in perovskite materials depend on the lattice symmetries and the type of monovalent-cation. In this regard, we previously reported on the monovalent cation roles in phonon-assisted ionic movement,17 interactions with vacancies,18 and dielectric relaxation19 in single monovalent cation perovskites. Additionally, the lattice asymmetry modifies the electronic structure of mixed-cation perovskites compared to single-cation perovskites. These differences can explain the performance dissimilarities of mixed-cation and single-cation perovskites for example in ionic movement or the dielectric constant of the material. Light absorption includes a series of electronic transition from the valence band to conduction band that is affected by selection rules coming from symmetries of charge density in ground state, as reported previously.20 However, monovalent cation key-rules are important in mixed-cation perovskites. As the main operation of the material is under continuous illumination, the excited state properties are here vital to include for a full understanding. The role of the mixed cations and, more importantly, how this affects the charge polarization under illumination, is not yet well understood and is one of the main motivations for the subject of this study.
With a band gap of 1.7 eV, Cs0.17FA0.87PbI3 shows a relative high voltage, enhanced performance/stability, low defect density, and represents a mixed-cation perovskite compound with enhanced optoelectronic properties compared with the corresponding single A-site cation perovskites (CsPbI3 and FA PbI3). Mixed-cation materials with band gaps of 1.7 eV are considered one of the best materials for tandem solar cell fabrication with silicon, and they have even been studied in solar cell concentrator applications under high-intensity illumination.21 Herein, we investigate the mixed-cation perovskite Cs0.17FA0.87PbI3 by means of first-principles calculations with the intention to elucidate the origin of the enhanced optoelectronic properties. Electronic structure, geometrical parameters, partial and total density of states, charge-density plots, and excited-state charge-density response are reported and discussed in context of solar cell applications and compared with single monovalent cation perovskites. Insights about the interplay of the mixed monovalent cations in the stability and in the carrier cooling mechanism in mixed perovskites are concluded from the data and discussed. This is useful for both a fundamental understanding of the optoelectronic response and also for designing perovskite films with a minimum ionic movement and highest stability. Furthermore, the results presented in this study can be partially extended to other mixed perovskite materials.
Initial lattice parameters of the single tetragonal unit cell were a = 8.71 Å, and c = 12.46 Å.18 Scalar relativistic calculations with a pseudo-potential approximation and the PBE functional were employed to obtain the electronic structure, partial density of states, and charge density. The PBE functional has been reported to capture the experimental band gaps well for the lead iodide perovskites. Here an error cancellation occurs causing the DFT bandgap to approximate the exact experimental value as mentioned previously.25 A variable cell relaxation was carried out at the Γ point while the rest of calculations were performed with 2 × 2 × 2 lattice points in a Monkhorst grid. The lead 5d10/6s2/6p2, the nitrogen 2s2/2p3, the iodide 5s2/5p5, and the carbon 2s2/2p2 electrons were considered as valence electrons. For ground states calculations, the Kohn–Sham orbitals were expanded in a planewave basis set with cut off energies for the electronic wave and charge density of 30 and 350 Rydberg, respectively, after convergence tests. Self-consistency in the total energy was achieved with a tolerance of 10−5 Rydberg. The relaxation procedure regarding the unit cell vectors and atomic coordinates continued until the forces acting on atoms were less than 0.06 Ry per a.u. The VESTA26 and XCrysDen27 packages were used for visualization of unit cell and related charge densities.
Time dependent density functional theory (TD-DFT) calculations were performed using the Turbo TD-DFT code28 in the Quantum Espresso package. The linear charge-density response of Cs0.17FA0.87PbI3 was estimated from the incoming light (here polarized in different directions) based on the Liouville–Lanczos approach. 5000 iterations were implemented to calculate the charge-density response for charge excitations from polarized incoming light (monochromic light polarized along z axes or lattice ab-plane, photon energy = 395 nm). The cut off energy for TD-DFT calculations was set to 70 Ry. The charge-density response is calculated as the solution of the linearized Liouville equation:28
![]() | (1) |
![]() | (2) |
and
′ are charge-density responses, and the ground-state charge-density, respectively.
is the j component of the dipole moment operator and L is the time-dependent quantum Liouvillian operator defined by eqn (2). Here
and
are the ground-state Hamiltonian and the incoming light induced linear correction, respectively, while more details about this approach have been reported previously.28,29 There is no possibility to relax the atoms during or after the excitations in Quantum Espresso, and the presented data are corresponding to the moments immediately after excitation and before lattice relaxation and carrier cooling.
Distortion factors of octahedra have been calculated according to eqn (3):
![]() | (3) |
The distortion factors for high-symmetry octahedra surrounded by FA cations and highly distorted octahedra surrounded by mixed-FA-Cs cations were estimated to be 0.025 and 0.64 respectively.
The simulated X-ray diffraction (XRD) pattern is presented in Fig. 1c. Previously, a similar distortion induced by the presence of an extra Rb cation in the Cs1−xRbxPbBr3 mixed perovskite was verified experimentally and through DFT calculations.19
Charge-density plots show the covalent bond formed between the lead and iodine in the perovskite lattice (Fig. 2). The inorganic network of PbI6 octahedra is responsible for charge transport through the covalent chemical bonds and energetically viable path in between the metal and the halogen, as can be extracted from the top view and side view plots (Fig. 2a and b). Due to the distortions induced by the presence of caesium atoms, which are accompanied with higher tilting of the octahedra, there is an asymmetry in between some of the I–Pb–I chemical bonds perpendicular to the crystallographic ab plane (marked with green arrows in Fig. 2a). This asymmetry induces a polarizability in the electronic cloud around the iodine and lead atoms and could have an impact on the charge transport, ion migration, and light absorption along the crystal axis. To further investigate this, we have performed TD-DFT calculations and provide charge-density response plots at the excited state (Fig. 3).
There is a ground-state charge-density overlap in between atomic orbitals for some of the FA molecules and iodine atoms (marked with blue arrows in Fig. 2a) where a polarization is induced on the formed chemical bonds, and a hydrogen bond is formed in between I and H atoms (Fig. 2a). The impact of such an overlap on the charge transport along the crystallographic c axis needs to be resolved. Such an induced-polarization in the ground-state charge density of I orbitals is not observed for pure perovskites such as FAPbI3 and MAPbI3, and probably resulted from a highly distorted local structure originating from the broken symmetry of the lattice due to the presence of mixed monovalent cations. These asymmetries in charge-density distribution in physical space are accompanied with dissimilarities in the partial density of states (PDOS) of electronic levels in energy space, i.e. when one compares the partial density of different lead and iodine atoms in the lattice of mixed perovskite (Fig. S2†) and compare it with simple FAPbI3 (Fig. S3†). These PDOS features and the corresponding differences in between different lattice atoms are absent in the case of single monovalent cation perovskites (Fig. S2 and S3†).
The charge-density response plots (Fig. 3a and b) show the initial distribution of the electronic cloud in the conduction band (CB) after excitation and before the lattice relaxation. The charge density response has the same overall symmetry of the lattice of Cs0.17FA0.87PbI3 considering the charge excitation from the iodine's 5p to the lead's 6p orbitals with respect to the polarization of the incoming light (Fig. 3a and b) and in agreement with pure FAPbI3.29 Plotting the profiles of the excited-charge density within special planes in the lattice, i.e. the plane which includes the centre of mass of lead and iodine, reveals the asymmetry and polarizabilities of the electronic cloud (marked in Fig. 3c–f) which are absent in pure FAPbI3 and will be further discussed below.
![]() | ||
| Fig. 4 (a) Partial and total density of states ((P)DOS and DOS), (b) band structure of Cs0.17FA0.87PbI3. | ||
The calculated band structure of Cs0.17FA0.87PbI3 (Fig. 4b) indicates a direct band gap of 1.7 eV at Gamma point and low effective masses for electrons and holes, convenient for solar light absorption and charge transport in solar cell applications. However, charge transport is not symmetric in the ab plane and, in special directions within the ab plane, one can find high effective masses for holes, i.e., directions X → M and R → A (Fig. 4b). Here, effective masses of electrons and holes were calculated based on band theory in the independent electron approximation (eqn (4))24,31
![]() | (4) |
and
are the effective masses of the electrons and holes respectively, ħ is the reduced Planck constant, k is the reciprocal lattice vector and ECB_min and EVB_max are representative of the minimum and maximum of the energy at the CB and VB, respectively and the corresponding values are reported in Table 1.
In polycrystalline films with random orientation, the effective mass can be taken as an average scalar value, while for anisotropic crystal structures the effective mass is a tensor that depends on the direction of the charge carriers in reciprocal space. The calculated effective masses of electrons and holes for Γ → X, X → M, and Γ → Z are reported in Table 1, where for example Γ → Z effective masses for the electron and the hole are 0.04 m0 and 0.25 m0, respectively; m0 is the mass of the free electron.
Here one can note that he effective mass in the X-direction is significantly increased in the mixed-cation situation compared to the case with the FA cation, with more than 10 time increase in the electron effective mass and 4 times increase in the effective hole mass from 0.094 m0 and 0.15 m0 to 1.1 m0 and 0.61 m0 using a mixed-cation material. This can be contrasted to the situation for the charge carrier in the Γ–Z-direction with a significant lowering of the electron effective mass from 0.25 m0 to 0.04 m0, while keeping the effective hole mass at or below 0.25 m0 (Table 1). As the reduced mass (μ) is closest to the lightest mass, as evident from the well-known formula
, this implies a substantial lowering of the charge mobility in the Γ–Z direction. From these results, orientation of crystals in the Γ–Z direction in-between charge collecting electrodes will thus be highly preferred in comparison to a Γ–X orientation in Cs/FA mixed lead-halide perovskites but, on the other hand, an increased transfer in the preferential direction.
H′ = ∫ (r − r′)· (r)dr
| (5) |
is the polarization, r and r′ represent the location operator, and
is the field produced at r due to an electron present at r′.
![]() | (6) |
This interaction Hamiltonian has an explicit polarizability dependence and in special cases is equivalent to the bulk Fröhlich Hamiltonian.33 For this study, one can account for the polarization created by oscillating ions which has two parts, one from the ions and one from the electronic cloud:
![]() | (7) |
, n, e, α, and
are respectively the film polarization, the number of ion pairs in the unit cell, the magnitude of the partial charge on the lattice ions, the polarizability from the electronic cloud, and the external electric field. In our study, for the Pb–I oscillations in inorganic network,
can be defined as the displacement in between the Pb and I atoms:
![]() | (8) |
The local polarizability variations, originating from both local geometrical factors and the electronic cloud distributions, can affect and be affected by the time dependent atomic scale motion of the ions.33 Therefore, both asymmetry ionic displacement and uneven charge-density distributions can affect the electron–phonon interaction amplitude based on the equations. Immediately after the excitation and the thermalization, the excess energy of hot electrons is transferred to the lattice via electron–phonon interactions. Therefore, the amplitude of electron–phonon interactions (either acoustic or optical phonons) together with other factors, such as the density of available phononic states, are related to the cooling rate and the excited state lifetime of the hot carriers. As a consequence, the above-mentioned polarisation differences can also affect the excited state lifetime of hot carriers.34 In accordance with this, a higher excited-state lifetime of carriers for mixed-cation perovskites compared to pure perovskites has been experimentally reported by Brauer et al.11 However, they did not consider the roles of electron–phonon interactions in their conclusions, which we here find to be important to understand the origin of the effect.
Monovalent cation induced polarizabilities can further affect the light absorption selection rules and directional dependence of the dielectric constant at steady state.35 This phenomena is also present in pure cubic FAPbI3 due to the lattice asymmetry but to a much smaller extent.35 The local differences in the atomic scale electronic cloud distribution which can be translated to differences in directional light absorption, electron–phonon interactions, and even in the dielectric constant, can be considered as the main factor responsible for many of the observed differences in the physical behaviour of mixed-cation perovskites, when one compares it to single monovalent cation perovskite materials.
In addition, the broken symmetry observed in this study, which is evident in the location and distribution of the electronic cloud in the excited and ground states (Fig. 2 and 3) and in the differences in partial density of states of different iodine atomic orbitals (Fig. S3†) is important to consider. This can affect the barriers of ionic movement in the lattice (in agreement with a recent report15) and also contribute to routes for ionic movement, or acting as an impediment for it. With further experimental verifications, this can potentially be considered as one of the main candidate reasons behind the superior device stability and less observed hysteresis in mixed-cation perovskite solar cells. Further calculations with coupled experiments can draw a more comprehensive picture for these above-mentioned factors, i.e., calculations of barriers of ionic movement and studying the phonon–electron interactions or directional dependence of dielectric constant in comparison with single crystal experimental studies. These however are beyond the scope of the current study and only suggested here as future endeavours.
According to our results, asymmetry plays an important role in improving the performance of solar cells as outlined in the above experimental and theoretical works. For example, based on a joint theoretical/experimental study15 of different mixed cation perovskites, the level of impeding iodine ions movement can be at the level of 12% to 78%. The trend for reported values has been explained based on the direct impact of cation size mismatch which is directly translated to lattice distortions and asymmetries as we emphasized. Moreover, the slow component of excited state carrier lifetime of mixed perovskite has been reported one order of magnitude higher than pure perovskite.11 The higher population of higher excited state levels and different symmetry-based selection rules demonstrated is an important factor for this, emphasizing the role of asymmetry in the hot carrier lifetimes in perovskite solar cell materials. The same role-play of symmetry-based selection rules are used for dielectric constant and light absorption35 and is anticipated to play an analogous role in the context for the above analysed phenomena. The possible impacts of the DFT-calculated parameters on the device performance parameters are summarized in Table S2 of ESI.†
Footnote |
| † Electronic supplementary information (ESI) available. See https://doi.org/10.1039/d2ra04513c |
| This journal is © The Royal Society of Chemistry 2022 |