Open Access Article
Helen
Schneider
a,
Nabyl
Merbouh
*b,
Sandra
Keerthisinghe
b,
Markus
Antonietti
a and
Svitlana
Filonenko
*a
aMax Planck Institut für Kolloid- und Grenzflächenforschung, Am Mühlenberg 1, 14476 Potsdam, Germany. E-mail: svitlana.filonenko@mpikg.mpg.de
bSimon Fraser University, 8888 University Drive, Burnaby, BC V5A 1S6, Canada. E-mail: nabyl_merbouh@sfu.ca
First published on 16th November 2022
Herein, we report the use of reactive eutectic media from ammonium formate and monosaccharides to synthesize poly(hydroxyalkyl)pyrazines via microwave irradiation. This enabled unprecedented fast rates as well as better atom economy compared to previous methods. We investigated the influence of water on the reaction yield as well as the physical properties of the eutectic media and could thereby drastically reduce the viscosity, while preserving high reaction yields. The results were consistent for different monosaccharides, using fructose, glucose, rhamnose and fucose as reactants. Furthermore, the major reaction products were separated, chemically analyzed and tested for their antimicrobial activity via high-throughput screening.
Interestingly, the concept of eutectic systems has gained much attention in the last two decades due to the emergence of so-called deep eutectic solvents (DES).5 Such solvents are eutectic mixtures between Lewis acids and bases; thus hydrogen bond formation occurs and the resulting delocalization of the electron density is the driving force for their formation. By changing the nature and the ratio of constituents, DES are tunable in a broad range of physical and chemical properties and considered the so-called designer solvents. In this sense, they are similar to ionic liquids but in many cases cheaper, easy to prepare by simply mixing the components and biodegradable depending on the components. One of the main drawbacks of DES has been their high viscosity, but this has been tackled in recent years by the use of “solvent in DES”, meaning the introduction of water or other solvents as constituents of the DES but at much lower concentrations than those used in traditional synthesis. In this way viscosity can be drastically reduced while the characteristic properties of DES can still be retained.6–9
In this paper, we transferred the concept of DES dilution to eutectic melts for (almost) solvent-free or solvent-less reactions, one could also call them less-solvent reactions. We applied this concept to Maillard-type reactions for the synthesis of deoxyfructosazine (DOF) and fructosazine (FZ) from ammonium formate and reducing sugars, as shown in Scheme 1 with fructose. As reported previously by our group, ammonium formate and monosaccharides already form reactive eutectic mixtures by themselves10 but in the present work, water was added to the mixture as a third component.
DOF and FZ belong to the non-volatile poly(hydroxyalkyl)pyrazines and occur naturally in food products.11–13 They are produced in the reaction between reducing sugars with ammonium compounds – a Maillard type reaction which yields an elaborate series of products ranging from simple molecules to complex polymeric materials. Due to the pleasant smell and low odor threshold, the food as well as the Tabaco industry have made use of these reaction mixtures for years and they have also been used as food colorants.14 In recent years, isolated products, DOF and FZ have attracted attention as they were found to exhibit interesting biological activities. They showed antimicrobial activity for heat resisting E. coli15,16 as well as promising pharmaceutical activity for the treatment of diabetes,17 cancer18 and as immunomodulators.19
These findings spurred the development of synthesis routes for DOF. Wu et al. used cellobiose and inulin as biomass based starting materials, which were hydrolyzed to glucose and fructose respectively and then reacted with excess ammonium formate in aqueous solution. They optimized reaction conditions in the later step and obtained DOF in 33% yield from glucose and 28% yield from fructose at a temperature of 150 °C for 2 hours.20 Similarly long reaction times and high temperature conditions were reported in a pending patent by the Shanxi Institute of Coal Chemistry of CAS from 2019. The patent used different ammonium salts for the reaction with fructose, again with a large excess of the ammonium salt in aqueous solution. The highest yield of DOF of 60% was reported, using ammonium chloride and with reaction conditions of 120 °C for 2 hours.21 Another approach to synthesize DOF was via the self-condensation of glucosamine and fructosamine. The synthesis was performed in ionic liquids by Jia et al. and required reaction times of 3 hours.22 Faster rates were only reported when catalysts such as boric acid were used23 or by homogeneous catalysis with ionic liquids based on amino acids.22
In summary, the synthesis routes for DOF either suffer from long reaction times and excessive use of ammonium salts or require the use of much more expensive reagents and catalysts. In this paper, we aim to tackle these issues by using eutectic mixtures between monosaccharides, ammonium formate and water. For the monosaccharides, we will use fructose to optimize the reaction conditions and investigate the eutectic mixture. For the optimized conditions and water content, we will also look at the products from glucose and from two deoxy sugars, fucose and rhamnose, which have been much less investigated for this reaction. This diversity of the saccharides covers isomers and molecules with various functionalities and hydrophobicities.
:
1. Water was added in different amounts, using molar ratios ranging from 0 to 50. A listing of the educts in molar ratios as well as in weight percentages can be found in Table S1.† Samples were transferred into 10 ml quartz glass vials and after the addition of a magnetic stir bar, sealed with a Teflon-lined cap. Vials were heated under vigorous stirring with a laboratory microwave (Discover SP) with a power of 5 watts for mixtures without water. The power was increased with water addition to enable comparable heating rates. The temperature was monitored by infrared technology. The reactions were performed in the sealed reactors and any loss of components was avoided. Zero time was taken when the desired temperature was reached. Experiments were conducted at 80 °C, 100 °C and 120 °C and performed for 5 to 90 minutes. For comparison, the experiments were also performed with thermal heating in an oil bath, otherwise keeping the same reaction set-up (same reaction vessel and stirring bar).
Quantitative 1H NMR was applied to calculate the substrate conversion and yields of products using pyrazine as an internal standard as described in the ESI.†
In order to simplify the separation procedure, another method was developed, based on semi-preparative HPLC. The reaction mixtures from glucose and from fucose were separated as follows: the reaction mixtures were extracted with ethanol and concentrated under reduced pressure. The resulting oil was injected into an HPLC system, using semi-preparative C18 column (ACE 5, C18 250x21.2) with a flow rate of 15 mL min−1. The same method was used as described above for analytical HPLC. Fractions containing the desired product were combined. For glucose, the product was washed with ethanol, for fucose the product was washed with acetone. The resulting powder was identified to be DOF from glucose (>95% purity) and deoxyfucosazine (DOFu) from fucose (>93% purity).
Each compound was characterized by NMR as well as HR-MS. After at least 40 mg were prepared for each compound, they were tested on their antimicrobial activity. Test were performed with high-throughput screening on 19 different antimicrobial strains. Gram-negative bacteria include E. coli, K. aerogenes, K. pneumonia, S. enterica, A. baumanii, P. alcalifaciens, S. sonnei, V. cholera, P. aeruginosa, Y. pseudotuberculosis and O. anthropi. Gram-positive bacteria include B. subtilis, MSSA, MRSA, S. epidermidis, L. ivanovii, E. faecium, E. faecalis and S. pneumoniae. The test protocol can be found in the ESI.†
We chose fructose as the monosaccharide to optimize the reaction conditions due to its availability and because it was used in multiple studies by others and gave a good reference point. The influence of the molar ratio of reagents on the reaction yield has been investigated previously by our group.10 The present study, therefore, relied on a molar ratio of 1.5
:
1 between ammonium formate and monosaccharide because we observed that excess ammonium formate only slightly increased the yields of the main products. Since we used microwave-heating in the present study, the reaction parameters with respect to temperature and time were optimized (Fig. 1). We observed relatively fast reaction rates, and the maximum yield was reached in less than 3 minutes at 120 °C, in 15 minutes at 100 °C and in 40 minutes at 80 °C. While the reaction at 80 °C seems to reach a plateau in the product yield, products at 100 °C and 120 °C underwent degradation under sustained reaction conditions. Interestingly, we could not observe any FZ, which is typically observed as a minor product for this reaction when performing the reaction in water.15,28 Presumably, the fast reaction rates that can be achieved in the eutectic mixtures and especially using the microwave approach solely favored the formation of DOF (ESI†).
To our knowledge, such fast rates are unprecedented for this reaction and might be traced back to two explanations, which present the novelty of our approach: the use of eutectic mixtures or the use of microwave heating during the reaction.
Regarding microwave heating, it has been observed that organic reactions performed in a microwave can exhibit unexpectedly high reaction rates. Such observations have been made since the mid-1980s, yet the underlying mechanism for the enhanced reactivity due to microwave irradiation is still a subject of an active debate. While the explanation of non-thermal effects is controversial (which are supposed to increase reaction rates not due to thermal effects but due to the polarizing field); it is generally agreed upon that microwave radiation can produce unusual heating effects such as hot-spots or selective heating of components.29–32 Therefore, we investigated the influence of the heating method on the reaction rate by repeating experiments under thermal heating, as shown in Fig. 1a and b. We could not observe any rate enhancement that would suggest a substantial influence of the heating method. Maximum yields were reached in 5 minutes at 120 °C and in 30 minutes at 100 °C. The slightly faster rates during microwave heating can easily be explained by different heating profiles. While microwaves can provide rapid heating of the bulk by direct energy transfer to the reaction mixture, conventional heating comprises a combination of conductive and convective heat transfer, which results in non-uniform heating via the reactor wall and lower heating rates.
Our results suggest that the effect of the heating method is only minor with respect to the reaction rate. That means that the eutectic mixture and the resulting high concentration of (both) reactants must be the reason for the faster rates observed.
A reduction in viscosity is highly beneficial for the use of this reaction on a larger scale, e.g. it would allow the reaction to be performed in a microwave-assisted continuous flow system which are one of the most promising approaches for the scale-up of microwave technology in organic synthesis. At the typical frequency of most microwave reactors of 2.45 GHz, the penetration depth is typically only on the order of centimeters, which makes batch reactions at production scale very difficult. Another advantage is that continuous flow systems benefit from the fast reaction rates of microwave irradiation.34
Another advantage of this approach is the efficient heating of the reaction mixture, compared to dilute systems. This is shown in Fig. 4A, which compares the heating rate of different mixtures by heating 0.5 g of sample for 60 seconds with a fixed 20 W applied power. Water is considered a moderate absorbing solvent to convert microwave energy into heat. Its performance increases with increasing salt concentration as ionic conduction is one of the two fundamental mechanism for absorbing microwave energy (the other one being dipole rotation). The results showed that the reaction mixtures are indeed very good absorbing solvents for microwave energy. Furthermore, samples with the highest concentration of reactants also showed the highest heating rates, which means that microwave energy for heating is used with maximum efficiency. In this way, most of the energy goes into the heating of reactants and less into the solvent molecules. This is visualized in Fig. 4B, which shows that samples with high water content barely reacted while the reactions of samples with the lowest water content (:3 and :5) were close to completion (considering the fast reaction rates at 120 °C in Fig. 1). Interestingly, samples :3 and :5 showed a different heating profile compared to more diluted samples, indicating that these mixtures were in a different dilution regime and did not form aqueous solutions but tertiary eutectic mixtures instead.
We used 1H NMR to take a closer look at hydrogen bonding in our eutectic mixtures. By using DMSO-d6 as a standard but keeping the mixtures separated in a sealed capillary tube, we were able to investigate proton shifts as a function of water dilution (Fig. 6). A change in the chemical shift is a consequence of the change in the electron environment of the proton and thereby the strength of hydrogen bonding. A downfield shift indicates less shielding and thereby stronger hydrogen bonding, upfield shift indicates weaker hydrogen bonds. Under typical dilution (:50–:1000) we observed no change for water and very little change for the protons of fructose and formate ions, meaning that the chemical environment barely changed. However, when the water content decreased further (<:50), molecules started to see each other instead of being surrounded by a hydration shell. The chemical shift indicates that the liquid state could be maintained for reduced water content because the hydrogen bonds in water strongly increased, while hydrogen bonds of fructose and the formate ion weakened to a lesser extent. It seems likely that the increasing ionic strength of the solution enabled stronger polarization of the water molecule thereby enabling stronger hydrogen bonds. This explanation is also supported by the DSC results. As the strength of hydrogen bonding increased, water could not exhibit its typical melting/crystallization behavior but was incorporated into the eutectic mixture instead.
:
monosaccharide
:
water in a 1.5
:
1
:
7 ratio for fructose and glucose and in a 1.5
:
1
:
3 ratio for rhamnose and fucose. Experiments were performed at 100 °C for 15 minutes
| Monosaccharide | Major product | Yield | Minor product | Yield |
|---|---|---|---|---|
| D-Fructose | 2,5-Deoxyfructosazine | 37.2% | 2,6-Isomer | 9.3% |
| D-Glucose | 2,6-Deoxyfructosazine | 26.1% | 2,5-Isomer | 5.9% |
| L-Rhamnose | 2,6-Deoxyrhamnosazine | 32.5% | 2,5-Isomer | 11.2% |
| L-Fucose | 2,6-Deoxyfucosazine | 23.9% | 2,5-Isomer | 6.0% |
Considering the effect of the increasing water content (Fig. 7) we have found that the reactions all followed a similar trend: for water dilution above a molar ratio of 7, yields dropped drastically for the chosen reaction conditions. A slightly earlier decrease of yields from rhamnose and fucose might be related to their terminal methyl groups, which increase the hydrophobic nature of the product.
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| Fig. 7 Yields of DOF derivatives from different monosaccharides with varying amounts of water in the reaction mixture. Experiments were performed at 100 °C for 15 minutes. | ||
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| Fig. 8 Graphical representation of the high-throughput screening for four different DOF derivative compounds. | ||
:
1) instead of using one compound in great excess. The high concentration of reactants led to unprecedented fast reaction rates with yields up to 37.2% for 2,5-DOF and 9.3% for 2,6-DOF, while the incorporation of water also retained relatively low viscosities. Applying the microwave energy directly to the reaction mixture led to a high energy efficient heating method, making this approach attractive for microwave-assisted continuous flow systems.
In addition to fructose, other monosaccharides were successfully used as reactants, showing the same trend as fructose with respect to water addition. The respective reaction mixtures were successfully separated, by HPLC proving it to be a straightforward method for the purification of final compounds. The separated DOF derivative compounds were thoroughly characterized and successfully tested for their antimicrobial activity via high throughput screening. Promising candidates were identified and subjected to additional antibacterial screening: 5-DOF for O. anthropi as well as 1,6-DOR for S. pneumoniae.
Footnote |
| † Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d2gc03122a |
| This journal is © The Royal Society of Chemistry 2022 |