Shanta
Dutta
a,
Iris K. M.
Yu
ab,
Jiajun
Fan
c,
James H.
Clark
c and
Daniel C. W.
Tsang
*a
aDepartment of Civil and Environmental Engineering, The Hong Kong Polytechnic University, 181 Chatham Road South, Hung Hom, Kowloon, Hong Kong, China. E-mail: dan.tsang@polyu.edu.hk
bDepartment of Chemistry and Catalysis Research Institute, TU München, Lichtenbergstrasse 4, 85748 Garching, Germany
cGreen Chemistry Centre of Excellence, Department of Chemistry, University of York, York, YO10 5DD, UK
First published on 30th September 2021
A considerable amount of food waste generated globally could be upcycled to synthesise platform chemicals to enhance environmental sustainability and realise a circular economy. This study investigates the catalytic production of the vital platform molecule levulinic acid (LA) from bread waste, a typical stream of starch-rich food waste generated worldwide. Gamma-valerolactone (GVL), isopropanol (IPA), and propylene carbonate (PC) were evaluated as bio-derived and CO2-derived green co-solvents for LA synthesis. In-vessel pressure generated in PC/H2O (1
:
1) solvent was conducive to rapid LA production from bread waste compared to GVL/H2O and IPA/H2O. In PC/H2O, 72 mol% total soluble product yield was observed quickly within 1 min in moderate reaction conditions (130 °C, 0.5 M H2SO4), whereas ∼15–20 mol% of LA could be obtained when the reaction was prolonged for 10–20 min at 130 °C. The yield of LA could be significantly enhanced in GVL/H2O through phase separation using NaCl (30 wt%(aq)). LA yield increased up to a maximum of ∼2.5 times in the biphasic system (28 mol%, 150 °C, 15 min) (representing a theoretical yield of 66%) in GVL/H2O (1
:
1) compared to the monophasic system (∼11 mol%) under the same reaction conditions. The partition coefficient for LA achieved was 4.2 in the GVL/H2O (1
:
1) biphasic medium, indicating that the system was efficient for simultaneous production and extraction of LA. Biphasic GVL/H2O facilitated selective LA production, which could be optimised by tuning the reaction conditions. These new insights can foster the development of high-performance LA production and sustainable biorefinery.
Levulinic acid (LA) is one of the top bio-derived platform chemicals with various applications, e.g., pharmaceuticals, plasticisers, solvents, fuels, and personal care products.4,5 Besides, LA serves as a building block for the production of various value-added derivatives such as gamma-valerolactone (GVL),6 succinic acid, diphenolic acid,7,8 alkyl levulinates, 2-methyl-tetrahydrofuran, etc.5 Considering the low cost and high catalytic activity for tandem hydrolysis and dehydration reactions, mineral acids such as H2SO4 and HCl are generally used for LA production from diverse biomass feedstock including food waste, paper waste, etc.9,10 Starch-rich foods such as rice, bread, and potatoes are commonly consumed and constitute a significant proportion of global food waste,11 which can serve as a potential feedstock for biorefineries. Recent studies demonstrated that catalytic production of sugars and platform chemicals could be an effective technique for recycling/valorising a considerable amount of starch-rich food waste generated globally.12,13 In this study, bread waste serves as the representative starch-rich feedstock for the catalytic production of LA.
Appropriate reaction conditions and solvent selection are critical for selective and cost-effective LA production.14 As the greenest and environmentally benign solvent, water is preferred as a reaction medium for LA synthesis. However, harsh reaction conditions, i.e., high temperature and acidity, are required when using water as the reaction medium resulting in an energy-intensive process and high byproduct (humin) formation.15 The selection of a suitable solvent is necessary, as it not only serves as a reaction medium, but also influences the catalytic process through solvent-solute interactions, adjusting the reactivity of proton, suppressing the byproduct formation, etc.13,16 Owing to the need for selective and high-efficiency chemical synthesis, various organic solvents as reaction medium have been widely investigated, such as dimethylsulfoxide (DMSO),9 tetrahydrofuran (THF), dimethylformamide (DMF),7 GVL, acetone, etc.10,17 However, conventional organic solvents DMSO, DMF, THF, etc., are often considered “non-green” due to their direct or indirect detrimental effects on the natural environment and human health and safety. Therefore, the use of alternative “green” solvents, and especially those which are renewable and bio-derived (GVL, alcohols, etc.) or CO2-derived (propylene carbonate (PC), dimethyl carbonate (DMC), etc.), are recommended for future applications.18,19 Furthermore, enhanced catalytic conversion of biowaste using these bio-derived and CO2-derived solvents was reported in recent studies,10,13,20 yet their influences should be evaluated in comparable conditions to validate their efficiency and elucidate the critical factors for catalytic LA production.
Apart from using environmentally friendly and safe reaction systems, process intensification is indispensable to improve the final concentration of LA for scaling up at the industrial level.14 Efficient separation and purification of LA are necessary for the possible recovery of mineral acid catalyst and further conversion of LA to valuable derivatives such as GVL, which can be negatively affected by the presence of mineral acid.17,21 A viable strategy could be using the biphasic solvent system comprising two immiscible layers. The aqueous layer contains the acid catalyst and serves as the reactive phase, while the organic layer acts as the extractive phase, facilitating simultaneous production and extraction of LA, which might enhance LA yield and selectivity.21,22 For instance, a recent study on the conversion of remnant algal biomass reported a significant enhancement of hydroxymethylfurfural (HMF) and LA yield using acidic ZSM-5 zeolite as a heterogeneous catalyst when utilising a biphasic solvent system composed of methyl isobutyl ketone (MIBK) and H2O with NaCl as the phase modifier.23 Another study achieved a ∼4 fold increase in LA yield from rice straw using a biphasic reaction medium containing dichloromethane (DCM) and H2O (DCM/H2O, 1
:
1), in which the enhanced performance was attributed to the good extraction capability of DCM solvent.24 However, there is insufficient experimental evidence and limited understanding of critical impacts of the biphasic system on LA production using the recommended green solvents.
This study examines LA production from bread waste using PC, GVL, and isopropanol (IPA) as green co-solvent systems, i.e., PC/H2O, GVL/H2O, IPA/H2O, catalysed by dilute H2SO4 to investigate how and why an efficient yield of LA could be achieved at moderate reaction conditions using these bio-derived and CO2-derived green co-solvents. Water (100%) as the greenest solvent was also evaluated as the baseline for comparison. Furthermore, this study explores the application and tuning of the binary biphasic reaction medium to intensify the concentration of the target product LA considering the potential advantages of phase separation for reactive LA extraction.
:
1 for monophasic reaction), and 0.5 M H2SO4 were loaded in teflon vessel and sealed, then heated to reach the desired reaction temperature (110–150 °C) following a constant ramp rate (32 °C min−1), followed by a holding stage for 1–20 min, and cooling down for 20–30 min using mechanical ventilation. Each experimental run was conducted in duplicates to ensure reliable analysis. The reaction conditions were selected based on the latest studies on starch-rich food waste conversion11,13 and adjusted if necessary based on the experimental observations. To substantiate the experimental results obtained in PC/H2O solvent, additional tests under the selected conditions were conducted using PG and H2O (PG/H2O, 1
:
1) for comparison.
After analysing the results obtained from different monophasic solvent systems, GVL/H2O and IPA/H2O solvents were investigated for biphasic reactions. As GVL and IPA are completely miscible in water, 30 wt%(aq) NaCl was applied as a phase modifier to prepare the biphasic system,21,25 and catalytic tests were conducted following the conditions mentioned above. It is noted that the concentration of H2SO4 refers to the whole solvent system (i.e., consistent for all experimental runs with different solvents, both monophasic and biphasic), whereas the concentration of NaCl refers to the reaction phase (H2O) only, which is denoted as NaCl(aq). To analyse the influence of the reaction phase and extraction phase on catalytic performance in the biphasic system, different ratios of H2O and organic solvent (1
:
1, 1
:
3, 3
:
1) were applied for the conversion. Control runs without bread waste substrate were performed for solvent systems under the selected conditions. Standard thermocouple and pressure data-logger were used during catalytic reactions to monitor and record the in-vessel reaction temperature and autogenous pressure, respectively.
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Post-reaction solid residues were collected through centrifugation and decantation; washed with DIW three times and oven-dried for 48 h at 60 °C and then ground as a powder for further analysis using 13C nuclear magnetic resonance (NMR). Solid 13C NMR were recorded with bulk powder samples on a Jeol JNM-ECZ500R MHz spectrometer operating at a resonance frequency of 125 MHz. A commercial 3.2 mm magic-angle spinning (MAS) NMR probe was used with a standard cross-polarisation MAS (CPMAS) pulse sequence. The MAS frequency was 10 kHz with relaxation delay, scan times, and contact time at 5 s, 1200–2000, and 2 ms, respectively. Liquid samples subjected to the selected reaction conditions were analysed by 13C NMR (liquid-state) using D2O solution. Chemical shifts (δ) were given in ppm and measured relative to tetramethylsilane (TMS) as the internal standard. The solid residues were also characterised by X-ray diffraction (XRD) (Rigaku Smatlab, 5° to 50° 2θ, rate: 10° min−1 at 45 kV and 200 mA) and the crystallinity index (CrI) was calculated from XRD patterns following the method reported in the literature.27
The higher soluble product yields in PC/H2O and GVL/H2O (Fig. 1b) could be related to the high reactivity of the Brønsted acid catalyst due to the availability of highly active proton in the presence of aprotic co-solvents in the reaction system.13,30 The extent of proton stabilisation influences the acid dissociation constant, and in water lowers the proton reactivity, which subsequently elevates the required energy level for acid-catalysed biomass conversion reactions such as hydrolysis and dehydration.30 Therefore, reaction kinetics could be slower in H2O (100%) compared to a solvent system consisting of a polar aprotic solvent such as GVL and PC, which might enhance the reaction rates owing to reactive proton and facile glycosidic bond cleavage.20,31 For instance, a recent study reported a ten-fold increase in reaction rate for acid-catalysed conversion of HMF to LA using GVL with 10% H2O compared to 100% H2O as solvent.32 Slower conversion of bread waste was observable in the case of IPA/H2O solvent (total sugar ∼10 mol%, at 110 °C, 1 min) (Fig. 1b), where both co-solvents are protic and probably hamper the proton reactivity during conversion.
The starch contained in the bread waste substrate represents a complex structure combining linear amylose chains and highly branched amylopectin comprising α(1 → 4) and α(1 → 6) glycosidic bonds. 13C NMR spectra of solid residues (Fig. 2b) subjected to reaction under different solvent systems (20 min) showed differences in chemical shifts than the untreated bread waste, possibly related to the changes in starch structures.33 The chemical shifts observed at resonance values of 93–103, 74–85, 64–73, 55–60 ppm can be attributed to C1, C4, C2,3,5, and C6 of glucose units, respectively.11,34 Resonance values attributed to C1 and C4 can be helpful to understand the changes in the amorphous and highly ordered/crystalline state of starch. The C1 resonance for post-reaction solid residues shifted toward 98–103 ppm, presenting comparatively sharp peaks compared to the broad peak observed at 93–100 ppm for untreated bread waste. The broad shoulder observed around 95 ppm for untreated bread waste is characteristic of the amorphous domain of C1. In contrast, a sharp peak observed around 100 ppm (C1) for solid residues might indicate a decrease in amorphous content and a subsequent rise in relative crystallinity, which was previously reported for acid-modified starch.34,35 In contrast, the resonance for C4 around 82 ppm was observed for solid residues, characteristic of an amorphous state.36 Different changes in chemical shifts in different carbon regions can reflect varied transformations between amylose and amylopectin within the starch structures. Amylose is mainly amorphous and more susceptible to acid hydrolysis than amylopectin, which comprises highly ordered/crystalline domain building double-helical structures. However, initially during acid hydrolysis, amorphous amylose could be partially transformed into double helices resistant to acid hydrolysis, and consequently, crystalline content could be enhanced relative to amorphous content.37,38 The observed changes in solid residues compared to untreated bread waste was substantiated by XRD analysis. The XRD pattern of untreated bread waste (Fig. S2†) showed a broad crystalline peak at ∼2θ = 20°, and the calculated CrI value was 0.51, whereas solid residues in different solvent systems provided CrI values ranging 0.73–0.78. This also suggested the rapid decomposition of amorphous region of starch granules during acid hydrolysis resulting in an increased relative crystallinity.27
Apart from the aprotic nature of the PC solvent, significant pressure build-up resulting from CO2 generation during catalytic conversion in PC/H2O might enhance the LA production rate. Another influential factor could be the increased acidity due to carbonic acid derived from partial dissolution of CO2 during the reaction, which might enhance sugar dehydration.41 Solution acidity can arise through in situ formation and dissociation of carbonic acid, as given in eqn (3).42
![]() | (3) |
The acidity (pH) associated with CO2 generated during 3–20 min reaction in PC/H2O was estimated, following the scheme reported in the literature.43,44 The estimated CO2-derived pH value for specified reaction conditions was ∼3.5, i.e., considerably higher than the H2SO4 derived pH (∼0.5) in this study. Therefore, CO2-derived pH on its own might not be sufficient to catalyse tandem reactions and significantly enhance LA yield. In other words, LA yield might be improved by PC/H2O generated CO2 pressure more than CO2-derived acidity during the catalytic conversion of bread waste. To testify this postulation, an additional test using PC/H2O was conducted, in which autogenous pressure developed due to PC degradation (∼22 bar) was released after 5 min reaction, and then the solution underwent reaction for another 15 min (Fig. 3c). Compared to continuous 20 min reaction in PC/H2O (LA yield 19.6 mol%), only about half of LA was produced (LA yield 11.2 mol%) when the pressure was released prematurely during the reaction. After the pressure release, the autogenous pressure was ∼4.2 bar from the beginning till the end point of additional 15 min reaction. Moreover, supplementary tests using PG/H2O only generated ∼3 mol% LA yield (130 °C, 20 min) (Fig. 3d), which was insignificant compared to LA yield obtained in PC/H2O, therefore disproving any favourable influences by PG solvent (decomposed from PC) on the catalytic performance. These experimental evidences confirm the crucial role of reaction pressure in enhancing catalytic LA production.
The biphasic solvent systems (prepared using 30 wt% NaCl(aq)) were further investigated as an intensification scheme to improve the concentration of the target product LA in this study. Promisingly, the concentration of LA at the end of the reaction (150 °C, 20 min) increased ∼1.6 times in both biphasic GVL/H2O and IPA/H2O systems (Fig. 4c) compared to analogous monophasic systems. Though total soluble product yields were comparable in the two biphasic systems (∼33–35 mol%) (Fig. S1b†), the distributions of soluble products were distinctive between GVL/H2O and IPA/H2O. While biphasic GVL/H2O selectively generated LA as the main product 26.8 mol% yield and 4.4 mol% FA as co-product, IPA/H2O biphasic contained 10.6 mol% LA, 2.6 mol% FA, ∼7 mol% HMF, and 10.2 mol% remaining sugars (glucose and fructose) (Fig. 4c). A considerable fraction of HMF present in both monophasic and biphasic IPA/H2O indicated that the solvent could hinder the HMF rehydration to LA. In comparison to DMSO, which is a widely recommended solvent for HMF production, IPA can create a shielding effect around HMF that helps to prevent its rehydration and suppress further conversion to byproducts such as insoluble humins.45,46 A recent study revealed that the rate constant for fructose to HMF was considerably higher than that of HMF to degradation products when IPA was present in the solvent system,46 echoing the experimental observations in this study where low LA selectivity was obtained in IPA/H2O solvent system. In other words, IPA/H2O could be considered as a potential solvent for HMF production in future investigations. By contrast, in the presence of GVL solvent, H2SO4 catalysed HMF production could be rapid and readily converted to LA at high acid strength.47 Considerable LA yield achieved in biphasic GVL/H2O in this study (26.8 mol%, at 150 °C, 20 min) proves the high efficiency of H2SO4/GVL/H2O system for LA production.
As GVL/H2O biphasic solvent was the most efficient for intensifying LA yield at moderate conditions, a comprehensive investigation was conducted for bread waste conversion in the co-solvent system following varied reaction conditions (150 °C, 10–20 min). In biphasic GVL/H2O, LA yield increased with increasing reaction duration (∼19–28 mol% in 10–15 min) (GVL/H2O, 1
:
1) (Fig. 5a). However, a slight decrease in LA yield was observed after 20 min, suggesting that LA started to degrade with prolonged reaction. The major product in monophasic GVL/H2O (1
:
1, 15 min) was glucose (34.6 mol%), while the biphasic system selectively generated LA (28 mol%) as the major product. The LA yield increased up to ∼2.5 times in the biphasic system compared to the monophasic one (∼11 mol%) (150 °C, 15 min), implying that phase separation could be beneficial for intensive LA production and upscaling to industrial scale.
Essentially, to develop an efficient biphasic reaction medium, it is necessary to understand the contribution and influences of the reaction phase (H2O) and the extraction phase (GVL) to optimise the yield of the target product. To tune the reaction and extraction phases in GVL/H2O biphasic system, catalytic tests were conducted with various ratios of GVL and H2O (1
:
1, 1
:
3, and 3
:
1 of GVL/H2O). The partition coefficient for LA (RLA) in the GVL/H2O biphasic solvent was calculated to evaluate the effect of the extraction phase (GVL) in the system. The RLA achieved for 10–15 min reaction was 4.2 when 1
:
1 GVL/H2O was applied for reaction (Fig. 5b), indicating a higher distribution of LA in the organic phase compared to the aqueous phase. Therefore, GVL solvent can be considered highly effective for reactive LA extraction. The partitioning of LA obtained in this study (RLA 4.2) is comparable to a previous study that reported RLA ranging 3.7–4 using cellulose as feedstock.21
The total yield of LA increased (27.4–32 mol%) when a higher fraction of H2O (1
:
3, GVL/H2O) was applied during catalytic conversion, whereas the total LA yield decreased (14.5–17.1 mol%) when a lower fraction of H2O (3
:
1, GVL/H2O) was applied (Fig. 5b). Though the total LA yield increased with a higher fraction of H2O, the extraction of LA was found to be inefficient. The partition coefficient achieved was only 1.1 (1
:
3, GVL/H2O), indicating nearly even distribution of produced LA in the reaction and extraction phases due to the lower fraction of GVL applied. In comparison, ∼97% of the total LA produced was extracted into the GVL phase when a higher fraction of GVL (3
:
1, GVL/H2O) was applied for reaction. However, a considerable decrease in total LA yield was observed, possibly due to the lack of sufficient aqueous phase available for reaction. These observations suggested the indispensable contribution of both reaction and extraction phases for an efficient biphasic system for LA production. Considering LA yield (28 mol%) and RLA (4.2), the 1
:
1 GVL/H2O biphasic system (150 °C, 15 min) provided the best performance for intensive LA production.
To reflect further on the mechanism and roles of catalytic species in NaCl modified GVL/H2O biphasic system, additional tests were performed under the selected reaction conditions. In the case of reaction conducted with only NaCl (30 wt%) without acid catalyst, only marginal product yield was observed (Fig. 6a). When NaCl was applied together with H2SO4 for bread waste conversion, an increase in LA yield was observed compared to the reaction in the presence of H2SO4 without salt addition. These observations indicate that NaCl alone could not catalyse the desired reaction yet it may act synergistically with H2SO4 enhancing the LA production in the aqueous phase during biphasic conversion of bread waste. Product distributions in the aqueous and GVL phases in the specified reaction conditions are provided in Fig. S3.† The synergistic catalysis by NaCl and H2SO4 together with simultaneous efficient extraction of LA into GVL could account for the high LA yield obtained in the GVL/H2O biphasic system.
Moreover, the recyclability of the aqueous phase containing H2SO4 was investigated. After the catalytic run (reaction and cooling), the reacted organic phase was removed and fresh GVL and bread waste substrate were applied for another cycle of catalytic reaction (run-2) again while retaining the aqueous phase from the previous run without adding extra H2SO4. Similarly, the third cycle of catalytic reaction (run-3) was conducted. In the 2nd and 3rd run (Fig. 6b), 15 mol% and 13 mol% LA was obtained, respectively, compared to the LA yield (28 mol%) obtained in the initial run, which suggested that the acid catalyst could be retained in the aqueous phase and recycled for further conversion, though a certain degree of decrease in LA yield was observed. Future studies would be required for evaluating the biphasic system in a continuous reaction mode, which may be more efficient compared to the batch reaction mode.
Apart from LA as the target product, FA yield was analysed for bread waste conversion in monophasic and biphasic GVL/H2O, as FA is co-produced during HMF rehydration to LA.48 Similar to LA, the FA yield was enhanced through phase separation with the yield from ∼2–3 mol% in the monophasic system to a maximum 5.4 mol% FA yield in biphasic GVL/H2O (150 °C, 15 min, 1
:
3 solvent ratio) (Fig. 5c). Using 1
:
1 GVL/H2O, FA partition coefficient (RFA) obtained was ∼2–3 (150 °C, 10–20 min, solvent ratio 1
:
1) (Fig. 5c), indicating that FA could also be simultaneously extracted into the GVL layer during bread waste conversion. Besides, partition coefficients for LA, FA, and HMF were evaluated in IPA/H2O solvent (150 °C, 20 min, 1
:
1 solvent ratio), and the values were 6.6, 5.4, and 5.7, respectively (Fig. S4†), corroborating an effective extraction of these compounds into the organic phase. Considering the low LA selectivity and total LA yield (10.6 mol% at 150 °C, 20 min), further investigation was discontinued for IPA/H2O.
| Substrate | Reaction conditions | Catalyst | LA yield based on total organic carbon (mol%) | LA yield based on weight of substrate (%) | LA yield relative to theoretical yield (%) | Ref. |
|---|---|---|---|---|---|---|
| Bread waste | 130 °C, 20 min, H2O | 0.5 M H2SO4 | 1.5 | 1.2 | 3.6 | This study |
| 130 °C, 20 min, IPA/H2O | 1.0 | 0.8 | 2.4 | |||
| 130 °C, 20 min, GVL/H2O | 4.8 | 3.8 | 11.3 | |||
| 130 °C, 20 min, PC/H2O | 19.6 | 15.5 | 45.7 | |||
| 150 °C, 20 min, IPA/H2O (mono) | 6.6 | 5.3 | 15.6 | |||
| 150 °C, 20 min, IPA/H2O (bi) | 10.6 | 8.5 | 25.1 | |||
| 150 °C, 15 min, GVL/H2O (mono) | 10.9 | 8.8 | 25.8 | |||
| 150 °C, 15 min, GVL/H2O (bi) | 28 | 22.4 | 66.0 | |||
| 150 °C, 20 min, GVL/H2O (mono) | 16.4 | 13.2 | 38.8 | |||
| 150 °C, 20 min, GVL/H2O (bi) | 26.8 | 21.6 | 63.4 | |||
| Bread | 130 °C, 8 h | 1.5 ml 5 M H2SO4 and 10 ml GVL | — | 30.2 | — | 17 |
| Starch | 165 °C, 5 h | Sulfonated hyperbranched poly (arylene oxindole)s | — | 31.1 | — | 51 |
| Starch | 200 °C, 60 min | 4% H2SO4 | — | 47.5 | 66.4 | 50 |
| Sorghum grain | 200 °C, 40 min | 8% H2SO4 | 32.6 | 45.6 | 49 |
The recyclability of GVL/H2O biphasic solvent was investigated and discussed in the previous section. For PC/H2O solvent, despite partial decomposition of PC during acid catalysis, it offers various advantages as a solvent because a high product yield can be obtained with a moderate temperature and a short duration, which play a critical role in reducing the energy consumption and reactor size. The production of PC from CO2 is beneficial for process economy and environmental sustainability in terms of CO2 utilisation. In the application of PC solvent, the derived CO2 after reaction can be captured and recycled for PC production or other CO2 based biorefineries, which are conducive to fostering the circular economy. The spent organic solvents can be recycled after separation and purification following commonly used techniques such as fractional distillation. For instance, a comprehensive life cycle assessment (LCA) on solvent waste recovery52 demonstrated that implementing a solvent recovery system can reduce the environmental footprint of the total solvent manufacturing, usage, and disposal process. The energy requirements and emissions associated with the solvent recovery process have been recognised to be trivial in comparison to the emissions due to virgin solvent production and spent solvent disposal by incineration.
Footnote |
| † Electronic supplementary information (ESI) available. See DOI: 10.1039/d1gc01948a |
| This journal is © The Royal Society of Chemistry 2022 |