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Photochemical conversion of CO2 to CO by a Re complex: theoretical insights into the formation of CO and HCO3 from an experimentally detected monoalkyl carbonate complex

Miho Isegawa*a and Akhilesh K. Sharmab
aInternational Institute for Carbon-Neutral Energy Research (WPI-I2CNER), Kyushu University, 744 Moto-oka, Nishi-ku, Fukuoka, 819-0395, Japan. E-mail: isegawa.miho.169@m.kyushu-u.ac.jp
bInternational Research Center for Elements Science (IRCELS), Institute for Chemical Research (ICR), Kyoto University, Uji, Kyoto 611-0011, Japan

Received 30th September 2021 , Accepted 17th November 2021

First published on 24th November 2021


Abstract

Triethanolamine (TEOA) has been used for the photocatalytic reduction of CO2, and the experimental studies have demonstrated that the TEOA increases the catalytic efficiency. In addition, the formation of a carbonate complex has been confirmed in the Re photocatalytic system where DMF and TEOA are used as solvents. In this study, we survey the reaction pathways of the photocatalytic conversions of CO2 to CO + H2O and CO2 to CO + HCO3 by fac-Re(bpy)(CO)3Br in the presence of TEOA using density functional theory (DFT) and domain-based local pair natural orbital coupled cluster approach, DLPNO-CCSD(T). Under light irradiation, the solvent-coordinated Re complex is first reduced to form a monoalkyl carbonate complex in the doublet pathway. This doublet pathway is kinetically advantageous over the singlet pathway. To reduce carbon dioxide, the Re complex needs to be reduced by two electrons. The second electron reduction occurs after the monoalkyl carbonate complex is protonated. The second reduction involves the dissociation of the monoalkyl carbonate ligand, and the dissociated ligand recombines the Re center via carbon to generate Re–COOH species, which further reacts with CO2 to generate tetracarbonyl complex and HCO3. The two-electron reduced ligand-free Re complex converts CO2 to CO and H2O. The pathways leading to H2O formation have lower barriers than the pathways leading to HCO3 formation, but their portion of formation must depend on proton concentration.


1. Introduction

With the advancement of science and technology, fossil fuels have been consumed in large quantities, and the demand is still increasing. Consequently, the increase of the atmospheric CO2 concentration has become a severe environmental problem. Atmospheric CO2 accumulation is considered as a major cause of climate change and ultimately endangers the Earth's ecosystems.1,2

CO2 is a moderately stable gas with very low reactivity, since it is the most oxidized form of carbon.3,4 Thus, the conversion of CO2 to value-added chemicals is highly challenging. Although many catalysts have been developed, they do not satisfy the criteria for industrial application. Furthermore, for practical use, the development of catalysts using earth-abundant transition metals is desirable, but their activity is typically low. Hence, catalyst design research has mainly been conducted using mainly precious metals.5,6 Therefore, it is crucial to clarify the reaction mechanisms of precious metal catalysts, for which many experimental studies have been conducted.6–8

d6 transition metals, such as Re(I) and Ru(II), have been used with a redox-active diamine ligands have been used as photosensitizers due to their ability to form long-lived triplet excited states under the photoirradiation and their strong oxidizing power. In addition, various substituents on bpy can be used to adjust the redox properties of the metal complex.

Re(I) and Ru(II) diimine complexes have been also used as catalysts for CO2 reduction. The bulky bpy ligand derivatives prevent dimerization of the metal complex, which reduces catalytic activity.9 Also, the positions of the substituents on bpy affect the catalytic activity.10 Thus, the bpy ligand based metal complexes are highly flexible, and bpy affects catalysis of the metal complex catalysis.

A representative homogeneous photocatalysts for CO2 reduction is fac-[ReI(bpy)(CO)3X] (bpy = 2,2′-bipyridine, X = Cl or Br). Photocatalytic CO2 reduction by this Re complex in a dimethylformamide (DMF)/triethanolamine (TEOA) mixed solvent was first reported by Lehn and co-workers.11 In this catalyst system, the Re complex acts as both a photosensitizer and a catalyst, and TEOA functions as a sacrificial reductant. The main reduction product is CO with the generation of Re–formate complexes in non-catalytic amounts. Neither CO32− nor HCO3 was detected in nuclear magnetic resonance (NMR) spectra.11 In contrast, prior to this photocatalytic study, Mayer et al.12 investigated the electrochemical reduction of CO2 by Re complexes in an acetonitrile solution, and they reported that CO and CO32− were detected as major products. It has also been reported that RuRe photocatalytic CO2 reduction yields both CO and HCO3 as products using 1,3-dimethyl-2-phenyl-2,3-dihydro-1H-benzo[d]imidazole as a sacrificial electron donor (BIH), where the BIH donates two electrons to one of CO2 molecules and another CO2 molecule receives oxygen.13

Recently, Ishitani and co-workers re-examined photocatalytic CO2 reduction by the fac-[Re(bpy)(CO)3Br] catalyst.14,15 Their main objective was to identify the contribution of triethanolamine (TEOA) to the photocatalytic process. In the study, a mixture of N,N-dimethylformamide (DMF) with a large portion of TEOA (DMF[thin space (1/6-em)]:[thin space (1/6-em)]TEOA-of 5[thin space (1/6-em)]:[thin space (1/6-em)]1 v/v) was used as a solvent. They showed that CO2 is efficiently captured even at a low concentration in the presence of TEOA, and they detected a monoalkyl carbonate complex, fac-[Re(bpy)(CO)3(R2N–CH2CH2O–COO)] (17c0, Fig. 1). The monoalkyl carbonate complex is also formed in the RuRe bimetallic system16 in which Ru and Re units serve as a photosensitizer and a catalyst, respectively. Based on the linear relationship between the initial rate of CO formation and the concentration of the monoalkyl carbonate complex in the RuRe system, it was suggested that the monoalkyl carbonate complex is the active species of in CO formation.8,17


image file: d1ra07286b-f1.tif
Fig. 1 Proposed mechanism for photocatalytic CO2 reduction by the Re catalyst in a DMF/TEOA mixed solvent in ref. 8.

The proposed catalytic cycle for the Re catalyst is illustrated in Fig. 1.8,18 According to the proposed catalytic cycle, complex 1 is reduced by TEOA with the photoirradiation, and the one-electron reduced complex (21) is used to reduce complex 17c0. The formation of complexes 160 and 17c0 has been experimentally confirmed. However, the formation mechanism of the formation of complex 17c0 and the subsequent reaction process for the conversion of CO2 to CO have yet to be elucidated.

Muckerman and co-workers19 performed a competitive carbon kinetic isotope effect study and density functional theory (DFT) calculations to examine the mechanism of CO2 reduction in a DMF/TEOA mixed solvent. They examined several possible routes and concluded that the CO2 reduction route cannot be uniquely determined. The proposed mechanism partially resembles the computationally identified electrochemical process:20 CO2 binds to the Re center in the η1 mode, and is protonated by an acid to form a tetracarbonyl complex and water. However, TEOA acts only as a sacrificial reductant and a proton donor in their suggested mechanism; the effect of the experimentally trapped monoalkyl carbonate complex on the catalytic efficiency remains to be elucidated.

In this study, we aim at elucidating the mechanism of photocatalytic CO2 reduction to CO by the Re complex in the presence of TEOA using DFT and recently developed domain-based local pair natural orbital coupled cluster approach, DLPNO-CCSD(T).21,22 We focus on the formation of the experimentally trapped monoalkyl carbonated complex and its contribution to the catalytic process. To examine the catalytic process, including the electron reduction process, we computed the thermodynamic and kinetic data, along with the reduction potentials for the key intermediates, of the catalytic process.

2. Method

All computations in this study were performed using Gaussian 09 program23 and ORCA program.24 All structures were fully optimized without any constraints using the M06-L functional.25 M06-L has been used to investigate the mechanism of CO2 reduction by Re-complex.19,26

The Stuttgart/Dresden (SDD) basis set27 and its associated effective core potential were used for Re and Br, and 6-311G(d,p) basis sets28 were used for the remaining atoms. The SMD implicit solvation model29 was used to incorporate the solvation effect of the DMF solvent (ε = 37.219). Integrals were evaluated using a pruned grid that consisted of 99 radial shells with 590 angular points per shell. The wave function stability was evaluated for all metal complexes.

Vibrational frequency calculations were performed at the same theoretical level of to verify the minima and TSs, and to obtain zero-point vibrational energy (ZPE) corrections. The thermal corrections were computed at 298.15 K and 1 atm. The connectivity of the stationary points was verified via the ‘pseudo’ intrinsic reaction coordinate (IRC) approach,30 where IRC calculations were performed for 20 steps from the TS (in both the forward and reverse directions), and subsequent structures were fully optimized to identify the minima.

The electron energies of all complexes were calculated using DLPNO-CCSD (T) with the def2-TZVP basis set. To accelerate the calculation of two electron integrals, resolution of identity (RI) approximation was applied for the Coulomb integrals and chain-of-spheres (COS) algorithm was applied for the exact exchange terms by employing Coulomb fitting auxiliary basis set31 and correlation-fitting auxiliary basis set.32 The solvation effects was considered using SMD implicit solvation model. In the Gibbs free energy calculation, the electronic energy was estimated by DLPNO-CCSD(T), while the thermal correction was estimated by M06-L functional.

In terms of the accuracy of DLPNO-CCSD(T) method, the recent assessment study showed that the deviation from CCSD(T) method is within 1.0 kcal mol−1 for the energy barrier of hydrogen atom transfer.33 The DLPNO-CCSD(T) has been also examined for the low- and high-spin splitting energy for spin crossover model complexes, and shown to be reasonably agree to multireference perturbation theory (CASPT2).34 The DLPNO-CCSD(T) method has been applied to obtain accurate energy profile for the CO2 hydrogenation by Ru and Co complexes.35

Artificial force induced reaction (AFIR)36 calculations were performed using an artificial force parameter of 47.8 kcal mol−1 to obtain “approximate” reaction paths and TSs.

The reduction potential of the complex in a DMF solution for a saturated calomel electrode (SCE) was calculated using the following equation:37

 
image file: d1ra07286b-t1.tif(1)
where image file: d1ra07286b-t2.tif (4.28 V)38,39 is the absolute potential of the standard hydrogen electrode (SHE), E°(SCE/SHE) (0.241 V (ref. 40)) is potential of aqueous SCE relative to SHE, image file: d1ra07286b-t3.tif (0.172 V)41 is the correction for a liquid junction potential. image file: d1ra07286b-t4.tif is the difference in Gibbs free energy between the reductant and the oxidant in the DMF solution for the reaction, which is expressed as
 
image file: d1ra07286b-t5.tif(2)
n is the number of electrons that are involved in the reaction, and F is the Faraday constant. When the energy is expressed in eV, the F is equal to the unit charge e. The superscript circle denotes a standard definition of a standard state of 1 atom of an ideal gas for gases and a standard state of a 1 molal ideal solution for the solute.

To calculate the difference in the Gibbs free energy in solution, a thermodynamic cycle is typically used.42 However, in a previous computational study by Ho,43 redox potentials that were computed based on the direct approach in eqn (2) yielded a similar result to those that were calculated using the thermodynamic cycle in the SMD solvation model.29 Therefore, we used the direct approach to estimate image file: d1ra07286b-t6.tif (eqn (2)).

To clearly describe the reaction processes, labels are assigned to all intermediates, with superscripts on the left and right representing the spin multiplicity and the charge, respectively, of the complex.

3. Results and discussion

3.1 Reduction of CO2 to CO

Carbon monoxide has been reported as a product (eqn (3)) of both photochemical and electrochemical CO2 reduction by mononuclear Re and dinuclear RuRe complexes.11,13,14 In the electrochemical reduction of CO2 by the Re monomer complex, the HCO3 formation with CO has been reported.12 In addition, the formation of HCO3 in photocatalytic CO2 reduction has been reported when the dinuclear RuRe complex is used as a catalyst.13 Hence, the reaction pathway for the formation of HCO3 that is expressed in eqn (4) is also explored.
 
CO2 + 2H+ + 2e → CO + H2O (3)
 
2CO2 + H+ + 2e → CO + HCO3 (4)

In both reactions, two-electrons contribute to the catalytic reaction. In the reaction (4), the product will be either CO32−, HCO3, or H2CO3, depending on the type of proton donor.

The Re-catalyzed CO2 reduction reaction in the presence of TEOA includes the formation of metal monoalkyl carbonate complexes, the reduction of metal complexes, and the reduction of CO2, which leads to the production of CO, H2O, HCO3, and a formate complex. All of these processes are systematically discussed in the following sections. The recent experimental study detects the Re–dimer,44 but the experimental studies targeted in this study14,15 did not report the dimer detection, implying the dimerization depends on the experimental condition. In this study, we only focus on the catalytic process by Re–monomer.

One electron reduction of the Re–Br complex. The mechanism for the one electron reduction of the Re complex (110) and the formation of protonated TEOA (TEOAH+) has been well established experimentally (Fig. 2),45,46 and it is briefly reviewed here.
image file: d1ra07286b-f2.tif
Fig. 2 Schematic diagram of the formation of a one-electron-reduced Re complex starting from the ground state of [Re(bpy)(CO)3Br]0 via (1) photo absorption, (2) intersystem crossing (ISC), and (3) reductive quenching.

The reaction is initiated by photoexcitation of a singlet Re complex, [Re(bpy)(CO)3Br]0 (Fig. 2). The generated singlet excited state decays to a long-lived lowest triplet state, [Re(bpy) (CO)3Br]0*, which is characterized as a metal-to-ligand charge-transfer state (3MLCT).47–49 A previous experimental and time-dependent density functional theory study showed that the long-lived phosphorescence originates from the lowest triplet state.46 Then, the lowest triplet state [Re(bpy)(CO)3Br]0* (E° = 0.74 V vs. SCE, Fig. 3) is reductively quenched by TEOA (E°(TEOA+/TEOA) = 0.72 V, Fig. 3), thereby resulting in the formation of a one-electron-reduced complex (fac-[Re(bpy)(CO)3Br]) and TEOA radical cation (TEOA+˙):

 
[Re(bpy)(CO)3Br]0* + TEOA → [Re(bpy)(CO)3Br] + TEOA+˙ (5)


image file: d1ra07286b-f3.tif
Fig. 3 One-electron reduction potentials (V vs. SCE) that were calculated for the triplet, singlet, and doublet spin states of the Re complexes. The lavel, 310/21, indicates that species 1 with zero charge in the triplet spin state is reduced to species 2 with minus one charge in the doublet spin state. The higher the positive value, the stronger the oxidizing power.

This electron transfer reaction is exergonic by only 0.6 kcal mol−1. In the lowest triplet state, the spin density is equally distributed on the Re–Br unit and the bpy ligand, where the Re spin density is 0.53. In contrast, in the one-electron reduced doublet complex, the spin density is exclusively located in the bpy ligand and no spin density on Re (Fig. 4). Then, the oxidized TEOA (TEOA+˙) is then deprotonated by neutral TEOA:

 
TEOA+˙ + TEOA → (TEOA–H)˙ + TEOAH+ (6)
and the reaction is exergonic by 6.5 kcal mol−1. For species (TEOA–H)˙, the location where the hydrogen atom is extracted is illustrated in Fig. S1 of the ESI. The generated protonated TEOAH+ acts as a proton donor.


image file: d1ra07286b-f4.tif
Fig. 4 Distribution of Mulliken spin densities in (a) the triplet spin state and (b) the one-electron-reduced doublet spin state.

The redox potential is essential to discuss the electron transfer process. However, the redox potentials calculated using the DFT or wavefunction method in combination with the negative solvation model often do not match the experimental values due to solvation energy errors.50 The Re complex, which is the subject of this study, also showed a substantial deviation from the experimental value. The redox potential of fac-[ReI(bpy)(CO)3Cl] calculated at the DLPNO-CCSD(T) level in conjunction of implicit solvation model was −1.76 V against the experimental value, −1.34 V.51 The discussion of electron transfer in this study is based on the assumption that the errors are systematic among the Re complexes.

Formation of monoalkyl carbonate derivative (6c); fac-[Re(bpy)(CO)3(R2N–CH2CH2O–COO)]. Since the formation of fac-[Re(bpy)(CO)3(R2N–CH2CH2O–COO)] has been demonstrated to occur without light irradiation, we explore the reaction pathway of its formation from a solvent-coordinated complex, namely, fac-[Re(bpy)(CO)3(DMF)]+, under dark conditions using DFT methods (Fig. 5). For the conformation of TEOA, we consistently use the “open form” without intramolecular hydrogen bonding under the assumption that the hydrogen bonding occurs with another TEOA or DMF in the mixed solvent.
image file: d1ra07286b-f5.tif
Fig. 5 (a) The free energy profile for the formation of the monoalkyl carbonate complex in the ground electronic state. ΔG and ΔH (in parentheses) are given in kcal mol−1. (b) Optimized key stationary points with the selected bond distances (Å).

The reaction is initiated by the dissociation of DMF from the Re center of complex 12+ and it significantly destabilized the Re complex. As an intermediate, we speculated that such a ligand-free species (13+) might not be formed and obtained TS in which the ligand exchange between DMF and TEOA is performed in concert manner (Fig. S2). However, the TS energy level was shown to be almost the same as complex 13+, suggesting that both process of stepwise and concerted process could occur. Next, the oxygen of the hydroxyl group in TEOA binds to the vacant site of Re to form complex 14+. Then, another TEOA approaches the complex 14+ and abstracts a proton, thereby resulting in the formation of complex 160 and TEOAH+. This proton abstraction is a barrierless process at room temperature, where the lower energy of 1TS-5a5b+ is lower than that of the corresponding reactant 15a+ is due to the thermal correction (the electronic energy of 15a+ is lower than that of 1TS-5a5b+; Table S2). After deprotonation, the bond length between the metal and oxygen decreases from 2.27 Å for 14a+ to 2.11 Å for 160 (Fig. 5b), which suggests that the TEOA–H ligand binds more tightly to the metal center. Once complex 160 is formed, CO2 approaches the metal-complex, and the carbon of CO2 binds to the deprotonated oxygen of TEOA that is bound to Re through transition state 1TS-7a7b0. This CO2 binding process is endergonic more than 10 kcal mol−1. The subsequent isomerization from 17b0 to 17c0 is exergonic and leads to lower energy species.

In the CO2 binding complex (17b0), the CO bond distance (1.21 and 1.23 Å) is elongated from that in the gas phase (1.16 Å), which suggests that the electron density shifts from the Re–TEOA(–H) moiety to the CO2. This is supported by the total atomic Mulliken charge of CO2, namely, −0.37 (which is the sum of the atomic Mulliken charges of the carbon and two oxygens, 0.54, −0.48, and −0.43, respectively).

Overall, the formation of monoalkyl carbonate complex is exergonic process by 3.4 kcal mol−1 and the rate-determining step is dissociation of DMF solvent from the Re center. Complex 160 is the lowest energy intermediate and the barrier height of conversion 17c0160 is not extremely high, which is consistent with the experimentally observed reversibility of the reaction under an Ar atmosphere.14

So far, to elucidate the mechanism CO2 reduction by Re complex, different functionals have been used. To investigate the density functional dependence on the free energy profile, we calculated the electronic energies by one local density functional, TPSS,25 and three hybrid density functionals; M06 (27% of Hartree–Fock (HF) exchange), TPSSh52 (10% of HF exchange), and B3LYP53–55 (20% of HF exchange). For TPSS and B3LYP functionals, the dispersion-corrected electron energies were also calculated by including Grimme's empirical dispersion correction (D3).56 The energy profiles are substantially different from DLPNO-CCSD (T) (Fig. S3). Among the tested functionals, M06-L, M06, TPSS and TPSS-h shows the closer energy profile to DLPNO-CCSD(T) than B3LYP, B3LYP-D3 and TPSS-D3. The incorporation of the dispersion correction overstabilizes the complexes in the process of 15a+15b+.

The reaction pathway for a monoalkyl carbonate complex formation under light irradiation starting from the one-electron-reduced complex is illustrated in Fig. 6. Once Br dissociates from the Re–Br complex into the DMF-TEOA solution during the photocatalytic reaction, it is less likely to re-coordinate to the Re center due to the very low concentration of Br. Therefore, the DMF coordination complex is described as the reaction initiation complex in the free energy profile (Fig. 5). Mechanistically, the singlet ground state pathway and the one-electron-reduced doublet pathways are the same. As the maximum barrier of the formation of monoalkyl carbonate complex in doublet spin state is smaller than singlet spin state, the formation more facililately occur in doublet spin state.


image file: d1ra07286b-f6.tif
Fig. 6 (a) The free energy profile for the formation of the monoalkyl carbonate complex starting from the one-electron-reduced complex. ΔG and ΔH (in parentheses) are given in kcal mol−1. (b) Optimized key stationary points with the selected bond distances (Å). The blue bars represent one-electron-reduced doublet Re complexes.
Formation of a two-electron-reduced complex from 17c0. Previous theoretical studies have shown that the formation of CO and H2O involves CO2 binding to the Re center.19,57 This was also observed for our previously investigated Mn complex.58 According to our calculations, CO2 binding to metal center requires the formation of a two-electron reduced Re complex (13).

In the case of electrocatalysts, the mechanism of CO2 reduction has been elucidated by considering the electron transfer only from the electrode in the electron reduction of the Re-complex.57,59 On the other hand, in the case of homogeneous photocatalysis, it is necessary to consider electron transfer from other molecules in reaction mixture. In this study, we mapped the reduction potentials of intermediates in the CO2 reduction reaction to clarify the electron transfer between molecules (Fig. 3). From bottom to top, the reduction potentials of the lowest triplet, non-reduced singlet, and one-electron-reduced doublet complexes are shown. As a general trend, the triplet has the highest oxidation power, followed by the unreduced singlet, and the one-electron-reduced doublet species has the lowest oxidation power. Electron transfer is possible only from a species with a lower reduction potential to a species with higher reduction potential.

The calculated redox potential and free energy profiles suggest two possible pathways for the formation of complex 27c. In the first pathway, DMF coordinated complex 12+ is electronically excited and reduced by TEOA. The generated one electron reduced complex, 220, is then converted to 27c as illustrated in Fig. 6. In the second possible pathway, the ground- state complex, 17c0, is first generated (Fig. 5). Then, the complex 17c0 is photoexcited and electronically reduced from TEOA (Fig. 6). The pathway in which the ground state complex 17c0 is reduced by the one-electron reduced species 21, is thermodynamically unfavorable process according to the calculated reduction potentials (Fig. 3).

The most favorable pathway for the formation of the two-electron-reduced complex, 13, is as follows (Fig. 7a): once a one-electron-reduced complex of monoalkyl carbonate, 27c, is formed, a proton is transferred from TEOAH+ to 27c through a TS (2TS-8a8b0) (barrier height; ∼15 kcal mol−1), thereby resulting in the formation of complex 290. Here, complex 2TS-8a8b0 is of lower energy than the corresponding product, 28b0, due to the thermal correction, where the electronic energies of 2TS-8a8b0 and 28b0 are almost equivalent (Table S2). Then, the complex 290 (−1.49 V) is reduced by a doublet species (Fig. 3) such as 27c (−1.87 V). This reduction accompanies the dissociation of the neutral monoalkyl hydrogencarbonate ligand.


image file: d1ra07286b-f7.tif
Fig. 7 The free energy profile for the formation of the monoalkyl carbonate complex in the ground electronic state. ΔG and ΔH (in parentheses) are given in kcal mol−1. The bond distances for the optimized geometry are given in angstrom.
Formation of CO and H2O. The process of water production in the presence of TEOA has been investigated in past study,19 so we will review the process.

Once two-electron reduced complex 13 is formed, CO2 binds to the Re center in an endergonic process (Fig. S4a). In this process, the geometry of CO2 changes from linear to bent form with elongation of the C–O bond (1.16 Å → 1.23 Å; Fig. S4b), which suggests that the electron shifts from the Re complex to CO2. The calculated barrier (12.7 kcal mol−1) is lower than the previously estimated barrier using M06-L/6-311+G(2df,p), 16.1 kcal mol−1.19 Then, TEOAH+ approaches one of the negatively charged oxygen atoms of CO2 and protonates it, leading to the formation of metallocarboxylic acid, 1120. In the next step, the TEOAH+ approaches the intermediate, namely, 1120, and a proton is transferred from TEOAH+ to the COOH group of 1120 through 1TS-13a13b+, resulting in C–O bond cleavage with the generation of a tetracarbonyl complex, 114+, and water. Both proton transfer TSs are characterized by large imaginary frequencies (935 cm−1 for 1TS-13a13b+, and 1374 cm−1 for 1TS-11a11b; Table S1). The barrier height of the second proton transfer (17.1 kcal mol−1) estimated at DLPNO-CCSD(T) is close to the previously estimated barrier (18.2 kcal mol−1)19 at M06/SDD(Re),6-311G+G(2df,p) (H, N, C, and O) level.

The generated singly positively charged tetracarbonyl complex, 114+ (E°(114+/2140) = −1.22 V, Fig. 3) can be reduced by one-electron-reduced complexes such as 27c. According to the free energy profile at the DLPNO-CCSD (T) level, the CO ligand of 2140 dissociates easily (Fig. S5).

In the CO formation reaction, the carbon of CO2, not the oxygen, binds to the Re center and the reaction proceeds. One of reasons is as follows. CO2 binds to Re via oxygen in the non-reduced and one-electron-reduced states, while it cannot bind via oxygen in the two-electron-reduced state, but instead binds via carbon (Fig. S6). As can be seen from the Mulliken charge, when bonding through carbon in the two-electron reduced state, oxygen exhibits the most negative charge. Therefore, it is the most desirable proton acceptor. The CO2 reduction reaction initiated by the coordination of CO2 carbon to metal is not only seen in group 7 elements such as Mn and Re, but also in group 6 elements such as Mo and W.60,61

3.2 Formation of CO and HCO3

The formation of HCO3 from metallocarboxylic acid (1120) has been proposed in the previous theoretical study.26 However, this process does not assume that the monoalkyl carbonate complex is an active species. A possible reaction pathway assuming that the monoalkyl carbonate complex as a precursor is as follows (Fig. 8).
image file: d1ra07286b-f8.tif
Fig. 8 Free energy profile for the formation of the tetracarbonyl complex and HCO3. which consists of two elementary reactions (a) and (b). ΔG and ΔH (in parentheses) are given in kcal mol−1.

First, the carbon of the monoalkyl hydrogen carbonate ligands, which dissociated in the second electron reduction (Fig. 7), recombines with the Re center to form metallocarboxylic acid, which is denoted as 19b (Fig. 8a). Next, CO2 binds to the oxygen of the COOH group to form HCO3 and a tetracarbonyl complex. The enthalpy barriers for the second step, 22.4 kcal mol−1 (Fig. 8b) are similar to the previous reported enthalpy barrier, 23.9 kcal mol−1 estimated at the M06-L/LANL08F(Re), 6-31++G**(H,N,C, and O) level of theory.26 Since anionic species are produced in this reaction, the effect of the diffuse function was investigated using the DLPNO-CCSD(T) method with def2-TZVPD basis set. The calculated barrier height is 23.0 kcal mol−1, which is quite close to the value of 23.3 kcal mol−1 calculated using the def2-TZVP basis set, suggesting the reaction barrier properly estimated without diffuse function.

The formation of HCO3 (Fig. 8) has a higher reaction barrier than formation of water molecules (Fig. S4). However, since the monoalkyl hydrogen carbonate ligand that is dissociated with the reduction of 290 (Fig. 7) has not been detected, this pathway cannot be excluded as a candidate for the formation of CO and HCO3. Also, one proton is required for the formation HCO3 (eqn (4)), while two protons are required for the formation of water (eqn (3), Fig. S4). Based on the stoichiometry, it is possible that the formation rate of HCO3 increases when TEOAH+ is not present at a sufficient concentration.

Next, we examined whether the HCO3 can be formed via one-electron reduction of the Re catalyst. The transition state for the rebinding of protonated monoalkyl carbonate ligands to the one-electron reduced complex (230) was explored; however, such a state has not been detected. Instead, a TS was obtained in which COOH and TEOA-H ligands were interchangeably ligated on the Re center was identified.

The protonation significantly changes the electronic structure of the complex and affects to the progress of the reaction.62,63 We investigated whether the monoalkyl carbonate ligand binds to the Re-center of complex 13 prior to protonation, as illustrated in Fig. 7. As a result, neither a 6-coordinated state in which the carbon of the monoalkyl carbonate ligand coordinates to Re nor a 7-coordinated state in which both C and O coordinates to the Re center was not obtained. Thus, the protonation, as illustrated in Fig. 7, is critical for the formation of the Re–C bond, which leads to the formation of metallocarboxylic acid.

3.3 Formation of the Re–formate complex as a side product

The Re–formate complex is a side product of CO2 reduction and this process has not been suggested by previous theoretical study.19 A plausible reaction pathway for its formation is as follows (Fig. 9). First, proton transfer occurs from TEOAH+ to the Re center of the complex 12b, which generates Re–hydride complex 15b0. In the next step, CO2 is reduced by attack of the hydride on the carbon of CO2 via 1TS-16a16b to form the HCOO species. The formed species is higher in energy and isomerizes to form a lower energy Re–formate complex 117c, where the oxygen of formate interacts with the Re-center.
image file: d1ra07286b-f9.tif
Fig. 9 Free energy profile for the formation of the formate complex from the tricarbonyl Re complex. ΔG and ΔH (in parentheses) are given in kcal mol−1. The red bars represent two-electron-reduced singlet Re complexes.

The highest barrier for the formate formation from the complex 13 is the CO2 reduction step (barrier height: 24.7 kcal mol−1), which is higher than the highest energy barrier of CO formation (17.1 kcal mol−1; Fig. S4). This qualitatively shows that CO is the main product.

Starting from complex 13, the barrier height of the formation of the hydride complex (1TS-16a16b0) is lower than that of the formation of metallocarboxylic acid (1TS-10a10b). In addition, the back reaction, namely, deprotonation (117b013), is unlikely to occur. These findings suggest that the amount of transient formation of the hydride complex exceeds that of metallocarboxylic acid. Thus, 1170 is expected to be consumed in the other reaction process. A possible reaction pathway for its consumption is as follows. First, the hydride complex (E° = 1.01 V) is oxidized by the one electron reduced complex such as 27c. Then, the oxidized hydride complex (217+) is utilized as a proton donor to convert the metallocarboxylic acid (1120) into a tetracarbonyl complex (114+). The barrier height of this process was calculated as 19.3 kcal mol−1 (Fig. 10), which is 2.2 kcal mol−1 lower than that of the process in which TEOAH+ acts as a proton donor (17.1 kcal mol−1, Fig. S4). The unoxidized hydride complex, namely, 1170, cannot act as a proton donor, as demonstrated by the high reaction barrier (Fig. S7).


image file: d1ra07286b-f10.tif
Fig. 10 Free energy profile of the formation of the tetracarbonyl complex when the one-electron oxidized hydride complex acts as a proton donor. ΔG and ΔH (in parentheses) are given in kcal mol−1.

4. Conclusions

The photochemical conversion mechanisms of CO2 to CO + H2O and CO2 to CO + HCO3 by the Re complex in the presence of TEOA have been investigated via DFT methods and DLPNO-CCSD(T) method. A plausible reaction pathway was suggested based on the calculated thermodynamics, kinetics, and the reduction potential of key intermediates.

It was determined that the formation of the monoalkyl carbonate complex involves (1) TEAO binding to the Re center, (2) CO2 binding to the TEOA that is bound to the Re complex, and (3) the isomerization. The isomerization step was the rate determining step in the formation of the monoalkyl carbonate complex.

Two electron reduction of Re-complex is necessary to reduce CO2. In the conversion of CO2 to CO by light irradiation in the presence of TEOA, the DMF coordination complex is first reduced by TEOA and converted into the monoalkyl carbonate complex via doublet pathway. Then, the second electron reduction occurs following the protonation of monoalkyl carbonate complex.

The reduction of CO2 to CO + H2O was kinetically advantageous over the formation of CO + HCO3 with the monoalkyl carbonate complex as precursor. However, while one proton is required to produce CO + HCO3, two protons are required to produce CO + H2O. Hence, the ratio of production is expected to depend on the proton concentration.

The formation of a Re–formate complex as a side product was kinetically less likely than the formation of CO + H2O. However, the barrier for intermediate Re–hydride complex formation was rather low. As one of the consumption pathways of the produced hydride complex, we proposed the possibility of its involvement in the production of water as a proton donor after the oxidation.

In this study, an implicit solvation model was used, and a reaction pathway was proposed under the assumption that the TEOA conformation does not significantly affect the reaction. Therefore, to determine the correctness of the proposed reaction pathway, more detailed experimental studies must be conducted using spectroscopic techniques.

Conflicts of interest

There are no conflicts of interest to declare.

Acknowledgements

The authors are grateful to Osamu Ishitani for insightful comments and discussions. This work was in supported in part by the World Premier International Research Center Initiative (WPI) and Grants-in-Aid for Scientific Research (KAKENHI JP18K05297). Computer resources at the Academic Center for Computing and Media Studies at Kyoto University, Research Center of Computer Science at the Institute for Molecular Science are also acknowledged.

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Electronic supplementary information (ESI) available. See DOI: 10.1039/d1ra07286b

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