Dan
Xie
and
Yangcheng
Lu
*
State Key Laboratory of Chemical Engineering, Department of Chemical Engineering, Tsinghua University, Beijing 100084, China. E-mail: luyc@tsinghua.edu.cn; Fax: +86 10 62773017; Tel: +86 10 62773017
First published on 5th April 2021
Previous studies on fast living cationic polymerisation have rarely focused on the effects of nucleophiles, which are crucial in determining a suitable initiation system. In this work, taking the polymerisation of isobutyl vinyl ether (IBVE) as an example, the effects of various nucleophiles, namely ethyl acetate, 1,4-dioxane, 1,3-dioxolane, diethyl ether, and ethyl propionate, on the activity and stability of the propagating chains were systematically examined in a microflow system, in which IBVE-HCl/SnCl4 was selected as the initiation system and 2-hydroxyethyl methacrylate was employed as an effective end-capping agent for 1H NMR spectroscopy measurements. The characteristic time of activity (tact) and the half-life of stability (tdecay) exhibited almost linear proportional relationships, revealing that the nucleophiles did not alter the relative values of activity and stability, acting simply to improve the controllability of the cationic polymerisation process. Furthermore, a density functional theory simulation method was established to calculate the dissociation energy of IBVE/SnCl4/Nus (ΔE). Approximately linear relationships between ln(tact) or ln(tdecay) and ΔE were found, indicating the potential of theoretical calculations to estimate the activities and stabilities of the propagating chains in this process.
Recently, various initiation systems have been developed, including the FeCl3/cyclic ether (1,4-dioxane/1,3-dioxolane/THF),37 SnCl4/cyclic ether (1,4-dioxane) or ethyl acetate,38,39 EtxAlCl3−x/ethyl acetate,21,40 FeBr3/THF, InCl3/1,4-dioxane (DO) or ethyl acetate (EA), ZnCl2/EA or DO, HfCl4/EA, ZrCl4/EA, BiCl3/EA, GaCl3/THF, GeCl4/DO, and TiCl4/EA30 systems. However, the main challenge associated with living cationic polymerisation is that the polymerisation rate is quite slow, which directly restricts its application in industry.32 For example, the TiCl4 and EtAlCl2 system suitable for rapid cationic polymerisation (i.e., 1 s, 100% conversion) can achieve the living cationic polymerisation of IBVE in the presence of ethyl acetate, but it requires 120 and 22 h to reach complete conversion, respectively.21,30,40 Efforts have also been channelled into fast living initiation systems,2,38,39,41 such as the FeCl3/cyclic ether (15 s, 100%) and EtAlCl2/SnCl4/ethyl acetate (2 min, 100%) systems. Furthermore, our previous studies show that accelerated living cationic polymerisation with the reduced addition of nucleophiles can be achieved in a microflow system, since the microflow can ensure the stability of the produced propagating chains over a limited time and space. We also demonstrated that the activity of the propagating chains can be measured using the apparent rate constant (kapp) and characteristic time (t1/2),42,43 and the dissociation energies of the active species combining the nucleophile, calculated by density functional theory (DFT) simulations, showed a relationship with living performance.43,44
In this work, we aim to elucidate the effects of different nucleophiles on the activities and stabilities of the growing propagating chains. For this purpose, five different nucleophiles, namely 1,4-dioxane (DO), 1,3-dioxolane (DOL), ethyl acetate (EA), diethyl ether (Et2O), and ethyl propionate (EP), are used to prepare initiation systems containing SnCl4 and IBVE-HCl, which are suitable for the fast living polymerisation of IBVE in a microflow reaction system. The activities and stabilities of various active species are then measured and the relationship between them determined. In addition, the dissociation energies between SnCl4 and various nucleophiles are determined by DFT simulations to reveal the key role of the nucleophile and how they influence the activity (or the stability) of the propagating chains quantitatively.
Entry | Nus | t/s | Conv./% | M n,cal/g mol−1 | M n/g mol−1 | M w/Mn | ln([M0]/[M]) |
---|---|---|---|---|---|---|---|
All experiments: [IBVE]0 = 0.38 M, [IBVE-HCl]0 = 10 mM, [SnCl4]0 = 5 mM, nucleophile: [EA]0 = 0.1 M for entries 1–5, [DO]0 = 0.1 M for entries 6–11, [DOL]0 = 0.1 M for entries 12–16, [Et2O]0 = 0.1 M for entries 17–22, [EP]0 = 0.1 M for entries 23–28, in toluene at 0 °C. | |||||||
1 | EA | 0.75 | 33 | 1260 | 1610 | 1.14 | 0.3988 |
2 | 1.51 | 56 | 2170 | 2520 | 1.14 | 0.8321 | |
3 | 3.02 | 79 | 3020 | 3480 | 1.10 | 1.5476 | |
4 | 6.03 | 95 | 3640 | 3840 | 1.09 | 2.9499 | |
5 | 7.54 | 97 | 3740 | 4070 | 1.09 | 3.6088 | |
6 | DO | 0.60 | 45 | 1710 | 1980 | 1.15 | 0.5894 |
7 | 0.90 | 56 | 2170 | 2550 | 1.14 | 0.8315 | |
8 | 1.21 | 67 | 2580 | 2930 | 1.13 | 1.1112 | |
9 | 1.51 | 74 | 2860 | 3220 | 1.11 | 1.3606 | |
10 | 2.26 | 89 | 3420 | 3970 | 1.07 | 2.2154 | |
11 | 3.02 | 94 | 3620 | 4010 | 1.09 | 2.8416 | |
12 | DOL | 0.15 | 55 | 2120 | 2270 | 1.15 | 0.8049 |
13 | 0.30 | 78 | 2990 | 3000 | 1.13 | 1.5115 | |
14 | 0.45 | 89 | 3420 | 3690 | 1.10 | 2.2059 | |
15 | 0.60 | 96 | 3690 | 3960 | 1.09 | 3.2560 | |
16 | 0.75 | 98 | 3750 | 4180 | 1.08 | 3.7206 | |
17 | Et2O | 0.16 | 31 | 1200 | 1483 | 1.16 | 0.3747 |
18 | 0.32 | 48 | 1852 | 2200 | 1.18 | 0.6583 | |
19 | 0.53 | 70 | 2677 | 3230 | 1.13 | 1.1945 | |
20 | 0.80 | 80 | 3076 | 3519 | 1.11 | 1.6147 | |
21 | 1.06 | 91 | 3482 | 4100 | 1.09 | 2.3727 | |
22 | 1.33 | 95 | 3643 | 4220 | 1.09 | 2.9700 | |
23 | EP | 0.32 | 31 | 1180 | 1490 | 1.16 | 0.3671 |
24 | 0.53 | 46 | 1784 | 2140 | 1.14 | 0.6247 | |
25 | 0.8 | 54 | 2076 | 2430 | 1.13 | 0.7779 | |
26 | 1.33 | 79 | 3047 | 3420 | 1.10 | 1.5774 | |
27 | 1.86 | 87 | 3332 | 3840 | 1.09 | 2.0227 | |
28 | 2.12 | 90 | 3450 | 3940 | 1.09 | 2.2871 |
As shown in Table 1 entries 1–5, the polymerisation using the SnCl4/EA initiator system gave complete conversion at ∼7.54 s, while the SnCl4/DO, SnCl4/EP, SnCl4/Et2O and SnCl4/DOL initiating systems resulted in complete conversion at 3.02 s, 2.12 s, 1.33 s and 0.75 s, respectively. In addition, it should be emphasised that polymers with a narrow MWD (Mw/Mn = 1.08–1.18) can be produced under all conditions in a microflow system, and as shown in Fig. 1, the Mn value of the polymer is directly proportional to the monomer conversion. This is in good agreement with the calculated value, assuming that the initiator species corresponds to the step-by-step growth of the polymer chain. These results confirmed that under the investigated conditions, the SnCl4/Nu-mediated IBVE polymerisation reactions are invariably living processes. In addition, a nucleophile concentration of 0.1 M was sufficient, and the obtained data were valid for determining the activity of the propagating chains.
In terms of the stability, end-capping analysis is required for the living cationic polymerisation process of IBVE initiated by the SnCl4/X (X = EA, DO, DOL, Et2O or EP) system after reaching 100% monomer conversion. In a pioneering work conducted by Higashimura et al. in 1990, the concentration of living polymers ([P*], the sum of the concentrations of active chains and dormant chains) was determined using sodiomalonic ester as a quencher in the HI/ZnX2 and HI/I2 systems.46,47 Subsequently, they used ln[P*] as a function of time to measure the lifetime of a growing species. However, the synthetic route to sodiomalonic ester is expensive and complex, and no systematic investigations were carried out into the effects of different factors on the lifetime. Since HEMA was reported to be an effective and cheap quencher for living poly(MOVE)s,48 we expected that it could be a suitable and cheap substitute for sodiomalonic ester.
Thus, the reaction was quenched at varying intervals using an excess of HEMA. Fig. 2 shows a typical 1H NMR spectrum for a HEMA-terminated PIBVE, where peaks corresponding to the methacrylate protons at 6.1, 5.6, and 1.9 ppm are clearly visible. The peak intensity ratio of the terminal protons (e) to those of the methylene and methine units of poly(IBVE) (f and g) corresponds to the concentration of living ends. The living polymer chains can be calculated as follows: [living polymer] = [P*] = [M]0 × 103 × conv. × 3e/(f + g), where [M]0 is the initial monomer concentration. In addition, all spectra revealed several chain end structures of side reactions: internal olefin, aldehyde, alkanal, and the structure resulting from β-proton elimination.49 The results of the end-capping analysis and related data are presented in Table 2. It was found that independent of the type of nucleophile, the MWDs of the polymers were always very narrow (Mw/Mn = 1.08–1.13), thereby indicating that the termination process using HEMA was also quantitative and instantaneous.
Fig. 2 1H NMR spectrum of the HEMA-terminated PIBVE species ([IBVE]0 = 0.38 M, [IBVE-HCl]0 = 10 mM, [SnCl4]0 = 5 mM, nucleophile: [DOL]0 = 0.1 M for entry 18 in Table 2). |
Entry | Nus | t/s | Conv./% | M n,cal/g mol−1 | M n/g mol−1 | M w/Mn | ln[P*] |
---|---|---|---|---|---|---|---|
All experiments: [IBVE]0 = 0.38 M, [IBVE-HCl]0 = 10 mM, [SnCl4]0 = 5 mM, nucleophile: [EA]0 = 0.1 M for entries 1–6, [DO]0 = 0.1 M for entries 7–12, [DOL]0 = 0.1 M for entries 13–18, [Et2O]0 = 0.1 M for entries 19–26, [EP]0 = 0.1 M for entries 26–34, in toluene at 0 °C. [P*] = 0.38 × 103 × conv. × 3e/(f + g). | |||||||
1 | EA | 60.32 | 100 | 3840 | 4540 | 1.09 | 2.2495 |
2 | 75.40 | 100 | 3840 | 4450 | 1.09 | 2.1952 | |
3 | 96.51 | 100 | 3840 | 4460 | 1.09 | 2.0766 | |
4 | 120.64 | 100 | 3840 | 4220 | 1.10 | 1.9695 | |
5 | 156.83 | 100 | 3840 | 3850 | 1.10 | 1.8061 | |
6 | 180.96 | 100 | 3840 | 3960 | 1.11 | 1.7147 | |
7 | DO | 24.13 | 100 | 3840 | 4590 | 1.07 | 2.2447 |
8 | 36.19 | 100 | 3840 | 4550 | 1.08 | 2.1676 | |
9 | 48.25 | 100 | 3840 | 4340 | 1.11 | 2.0979 | |
10 | 60.32 | 100 | 3840 | 4590 | 1.08 | 1.9357 | |
11 | 90.48 | 100 | 3840 | 4410 | 1.09 | 1.7039 | |
12 | 120.64 | 100 | 3840 | 4560 | 1.07 | 1.3522 | |
13 | DOL | 1.51 | 100 | 3840 | 3830 | 1.09 | 2.1743 |
14 | 3.02 | 100 | 3840 | 3680 | 1.10 | 2.1396 | |
15 | 6.03 | 100 | 3840 | 3740 | 1.09 | 2.0119 | |
16 | 9.05 | 100 | 3840 | 4020 | 1.08 | 1.9099 | |
17 | 12.06 | 100 | 3840 | 3810 | 1.09 | 1.8135 | |
18 | 15.08 | 100 | 3840 | 3660 | 1.09 | 1.6899 | |
19 | Et2O | 6.03 | 100 | 3840 | 4670 | 1.10 | 2.2946 |
20 | 9.05 | 100 | 3840 | 4640 | 1.12 | 2.2185 | |
21 | 12.06 | 100 | 3840 | 4670 | 1.11 | 2.1790 | |
22 | 15.08 | 100 | 3840 | 4640 | 1.11 | 2.0487 | |
23 | 24.13 | 100 | 3840 | 4690 | 1.11 | 1.9765 | |
24 | 36.19 | 100 | 3840 | 4690 | 1.11 | 1.8265 | |
25 | 48.25 | 100 | 3840 | 4630 | 1.13 | 1.9520 | |
26 | 60.32 | 100 | 3840 | 4620 | 1.12 | 2.2575 | |
27 | EP | 12.06 | 100 | 3840 | 4550 | 1.10 | 1.9577 |
28 | 15.08 | 100 | 3840 | 4610 | 1.10 | 2.2822 | |
29 | 24.13 | 100 | 3840 | 4590 | 1.09 | 2.1181 | |
30 | 36.19 | 100 | 3840 | 4450 | 1.10 | 2.0506 | |
31 | 48.25 | 100 | 3840 | 4500 | 1.11 | 1.9316 | |
32 | 60.32 | 100 | 3840 | 4530 | 1.10 | 1.8922 | |
33 | 90.48 | 100 | 3840 | 4490 | 1.10 | 1.5774 | |
34 | 120.64 | 100 | 3840 | 4470 | 1.10 | 1.5489 |
The ln[P*] values, obtained from these 1H NMR spectra, were then plotted against time, as shown in Fig. 4. The straight ln[P*]–t plots revealed that these decay processes were of the first order in ln[P*], and so can be expressed as follows: −d[P*]/dt = kdecay[P*]. The lifetime (or the half-life, tdecay) of the living polymer ends was then calculated from the slope (kdecay), tdecay = (ln2)/kdecay (tdecay refers to the time at which [P*] is reduced to one-half of the original [IBVE-HCl] in value). In detail, the tdecay is 154.03 s for SnCl4/EA, 74.53 s for SnCl4/DO, 79.67 s for SnCl4/EP, 38.94 s for SnCl4/Et2O, and 19.36 s for SnCl4/DOL, respectively. All of them are significantly shorter than the duration that the stable (living) growing propagating chains present in the HI/I2 system, estimated to range from 40 to 1000 min (17 h).46 It can be noticed that tdecay,EA ≈ 2.07tdecay,DO ≈ 1.93tdecay,EP ≈ 3.96tdecay,Et2O ≈ 7.96tdecay,DOL, which is almost reverse with the quantitative relationship of tact. These results therefore indicate that HEMA reacts quantitatively and specifically with the living chain ends, and is confirmed to be an effective end-capping reagent adaptive to [P*] determination for the first time. It was speculated that the ester oxygen atom of EA stabilised the growing end to a greater extent than cyclic ethers due to stronger coordination or solvation, corresponding to the longest tact being recorded for the SnCl4/EA initiation system.
The characteristic time of stability (tdecay) against the characteristic time of activity (tact) can further illustrate the relationship between the activity and stability of the propagating chains intuitively and reveal the effect of the nucleophile essentially, as shown in Fig. 5. The obvious almost linear proportional relationship indicates that for an initiation system the activity and stability values can be calculated from one another, and the effects of nucleophiles on the activities and stabilities may abide by a common rule. This is the first time that the quantitative relationship between these values and the influence of nucleophiles on the activities and stabilities of the propagating chains have been demonstrated experimentally.
As shown in Table 3 and Fig. 6, an ab initio calculation was conducted using Gaussian 16, where it was suggested that the combination of SnCl4 with a nucleophile leads to the formation of a large and stable hexacoordinated anion consisting of five chlorine anions and one additional nucleophile. Due to the large steric hindrance, the introduction of DOL may weaken the interactions with SnCl4 (or IBVE-HCl) to some extent. Accordingly, EA binds more tightly with SnCl4 (or IBVE-HCl), thereby resulting in the most pronounced effects on the activity and stability of the propagating chains in the IBVE-HCl/SnCl4 initiating system, and then a longer lifetime and a lower polymerisation rate. In addition, DFT calculations carried out in a toluene system indicate that the complex of IBVE-HCl·SnCl4·EA has the highest dissociation energy (30.76 kcal mol−1), while the IBVE-HCl·SnCl4·DOL complex exhibits the smallest bond dissociation energy (i.e., 22.65 kcal mol−1). These results indicate that the equilibrium shifts to a greater extent toward the ion pair side in the case of the SnCl4/DOL system, which is in accord with the experimental results. In order to establish a quantitative relationship for prediction from the calculated dissociation energies, an approximately linear kinetic model was obtained by plotting ln(tact) or ln(tdecay) vs. the dissociation energy (Fig. 7). The parallel relationship observed for the ln(t)–ΔE curves shows that the nucleophiles change the absolute values of activity and stability without changing the relative values. It further reveals that nucleophiles mainly affect the frequency of carbocation generation, and the quantitative effects can be calculated well.
Fig. 7 Plots of ln(tact) or ln(tdecay) as a function of the dissociation energy for the SnCl4/X (X = EA, DO, EP, Et2O or DOL) system. |
Energy | E (Hartree) | E (kcal mol−1) |
---|---|---|
a B3LYP/genecp for SnCl5−·Nus, 6-311+G(d,p) for C, H, O, and Cl, SDD for Sn; B3LYP/6-311G(d,p) for IBVE+·Nus; B3LYP/genecp for IBVE-HCl·SnCl4·Nus, 6-311G(d,p) for C, H, O, and Cl, SDD for Sn; em = gd3bj and the SMD solvent model were used for all calculations. | ||
SnCl5−·EA | −2612.7259 | −1639511.6239 |
IBVE+·EA | −619.4267 | −388696.4441 |
IBVE-HCl·SnCl4·EA | −3232.2016 | −2028238.8279 |
Dissociation energy | 0.04902 | 30.7599 |
SnCl5−·DO | −2612.6838 | −1639485.2164 |
IBVE+·DO | −619.3790 | −388666.4862 |
IBVE-HCl·SnCl4·DO | −3232.1043 | −2028177.7837 |
Dissociation energy | 0.0416 | 26.0812 |
SnCl5−·DOL | −2573.3490 | −1614802.2184 |
IBVE+·DOL | −580.0466 | −363985.0131 |
IBVE-HCl·SnCl4·DOL | −3153.4316 | −1978809.8815 |
Dissociation energy | 0.0361 | 22.6500 |
SnCl5−·Et2O | −2538.6458 | −1593025.6153 |
IBVE+·Et2O | −545.3621 | −342220.1438 |
IBVE-HCl·SnCl4·Et2O | −3084.0463 | −1935269.8994 |
Dissociation energy | 0.0385 | 24.1403 |
SnCl5−·EP | −2652.0534 | −1664190.0033 |
IBVE+·EP | −658.7570 | −413376.6327 |
IBVE-HCl·SnCl4·EP | −3310.8514 | −2077592.3758 |
Dissociation energy | 0.0410 | 25.7398 |
The significance of the above work lies in providing a predictable method for pursuing living/controlled systems. A living system needs not only an inherent controlled reaction, but also a match between mixing characteristic time and reaction characteristic time. The reaction characteristic time can be regulated by the introduction of nucleophiles. In some cases, a conventional system can meet the demand of living polymerisation at the cost of a low production efficiency; however, with stricter requirements, it is necessary to use process enhancing equipment, such as a microflow device with a short mixing time, which results in an improved production efficiency. We also note that nucleophile types do not alter the degree to which the polymerisation reaction deviates from living cationic polymerisation under ideal mixing, and so if such alteration is required, other factors need to be considered. Our ongoing work mainly focuses on the concentration of nucleophiles, solvent type, co-initiator type and monomer type to further reveal the complex effects on the activity and stability of propagating chains.
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