Tatsuhiko
Taniguchi
a,
Tsukasa
Terada
a,
Yuki
Komatsubara
a,
Takafumi
Ishibe
a,
Kento
Konoike
a,
Atsushi
Sanada
a,
Nobuyasu
Naruse
b,
Yutaka
Mera
b and
Yoshiaki
Nakamura
*a
aGraduate School of Engineering Science, Osaka University, 1-3 Machikaneyama-cho, Toyonaka, Osaka 560-8531, Japan. E-mail: nakamura@ee.es.osaka-u.ac.jp
bDepartment of Fundamental Bioscience, Shiga University of Medical Science, Otsu, Shiga 520-2192, Japan
First published on 25th February 2021
Phonon transport in the nano-system has been studied using well-designed nanostructured materials to observe and control the interesting phonon behaviors like ballistic phonon transport. Recently, we observed drastic thermal conductivity reduction in the films containing well-controlled nanodots. Here, we investigate whether this comes from the interference effect in ballistic phonon transport by comparing the thermal properties of the Si or Si0.75Ge0.25 films containing Ge nanodots. The experimentally-obtained thermal resistance of the nanodot layer shows peculiar nanodot size dependence in the Si films and a constant value in the SiGe films. From the phonon simulation results, interestingly, it is clearly found that in the nanostructured Si film, phonons travel in a non-diffusive way (ballistic phonon transport). On the other hand, in the nanostructured SiGe film, although simple diffusive phonon transport occurs, extremely-low thermal conductivity (∼0.81 W m−1 K−1) close to that of amorphous Si0.7Ge0.3 (∼0.7 W m−1 K−1) is achieved due to the combination of the alloy phonon scattering and Ge nanodot scattering.
We have developed the formation technique of well-controlled nanostructures in the films, such as epitaxial NDs with several nm to tens of nm in size.12,13,17,26,28–30,33–37 Our connected Si NDs exhibited extremely-low thermal conductivity, κ (∼0.78 W m−1 K−1)12 compared with other crystal Si materials. Thanks to the well-controlled nanostructured interfaces, it was revealed that this ultralow κ value was brought by confinement of phonon propagation close to the Cahill–Pohl limit.17 In recent years, we observed the dependence of thermal resistance (TR) on the ND size in Si films containing epitaxial Ge NDs (Ge ND/Si films) (Fig. 1(a)), which is similar to the characteristics of Rayleigh-Mie scattering in light propagation (Fig. 1(b)).13 It is intriguing whether this comes from the wave-like characteristic of phonon. However, it remains unclear whether it is possible to observe the non-diffusive coherent scattering in such nanostructured materials.
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| Fig. 1 (a) Conceptual illustration of the epitaxial Si or SiGe thin films containing Ge NDs. (b and c) The phonon scattering illustration near the Ge ND in (b) the Si layer and (c) the SiGe layer. | ||
In this study, we investigate the existence of the interference effect of the ballistic phonon transport in the films containing well-controlled Ge NDs by comparing Ge ND/Si films with SiGe films containing Ge NDs (Ge ND/SiGe films) because comparing these two nano-systems with/without strong alloy phonon scattering (Fig. 1(c) and (b)) makes it easy to separate ballistic or diffusive transport. The TR in a ND layer, RND, in the Ge ND/Si films shows peculiar ND size dependence, whereas the RND of the Ge ND/SiGe films is almost constant. From finite difference method simulations in diffusive phonon transport and coherent transport, and ND size dependence of the ND cross section, it is concluded that in the Ge ND/Si films, phonon travels in a non-diffusive (ballistic) way, while in the Ge ND/SiGe films, diffusive phonon scattering mainly contributes to the heat conduction. Furthermore, due to the ND interface scattering and alloy phonon scattering, the Ge ND/Si0.75Ge0.25 films exhibit an ultralow κ value (∼0.81 W m−1 K−1) which is in the lowest class among reported SiGe-based single-crystal materials including SLs and Stranski–Krastanov (SK) ND SLs. This phonon transport control has a large impact on the thermal conductivity reduction research in the thermoelectric field.
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1. (3) The ultrathin Si oxide layers were formed by oxidizing the Si0.75Ge0.25 layers at 450 °C for 10 min under an oxygen pressure of 2 × 10−4 Pa. In the case of the Ge ND/Si films, the Si layers were formed instead of the Si0.75Ge0.25 layers in the process (2), and the ultrathin Si oxide layers were formed by oxidizing the Si layers instead of the Si0.75Ge0.25 layers in the process (3). According to the previous study,37 a few monolayer (ML) Ge can diffuse into Si oxide layers. Therefore, the ultrathin Si oxide layers are ∼1 ML Si1−zGezOy layers with a few ML Ge (referred to as “SiGeOy”) in Ge ND/Si0.75Ge0.25 films and ∼1 ML SiO2 layers with a few ML Ge (referred to as “SiO2-Ge”) in the Ge ND/Si films. In this way, the Ge ND/SiGe films and the Ge ND/Si films were fabricated by stacking one cycle structure eight times, where the one cycle structure is composed of Si0.75Ge0.25 (or Si) layers with layer thicknesses, L, and Ge NDs with the size D on the Si oxide layers with a few ML thickness (Fig. 1(a)). The epitaxial stacked films are referred to as the Ge ND (D)/Si0.75Ge0.25 (L) film or Ge ND (D)/Si (L) film. To investigate the effect of the Si oxide layers, we also fabricated the ND free samples, that is, the Ge ND (0 nm)/Si0.75Ge0.25 films and the Ge ND (0 nm)/Si film. In these samples, Si0.75Ge0.25 NDs and Si NDs were grown instead of Ge NDs in the process (1), respectively. The Ge ND (0 nm)/Si0.75Ge0.25 film has one cycle structure, not stacked one. The details of the Ge ND/Si films were also described elsewhere.13,26,29,30,35
In situ reflection high-energy electron diffraction (RHEED) observations were made with a 20 keV electron beam incident in the 〈110〉Si direction. High resolution scanning transmission electron microscopy observations were made with a 200 keV electron beam incident in the 〈110〉Si direction. The κ values along the cross-plane direction at room temperature were measured by the 2ω method,12,38,39 where we preliminarily deposited Au transducer films on the samples for detection of the thermoreflectance signal. In the κ analysis, the interfacial thermal resistance between the Au films and the sample surfaces was removed using a reported value of 1.9 × 10−8 m2 K W−1.13In situ scanning tunneling microscopy (STM) observations were made to determine D and ND coverage at room temperature using a sharp W tip.40 The ND coverage corresponds to the ND cross sectional ratio,θ in the view of perpendicular direction to the film.
To estimate the RND values in the films containing Ge NDs in the diffusive phonon transport, we simulated the temperature distribution of the one cycle structure using a three dimensional heat conduction equation, whose details are described in the ESI.† To calculate the transmitted and reflected energy in the coherent phonon transport, elastic wave propagation in three dimensional media was simulated on the linearized elasticity theory and a stress-stiffness tensor formulation, whose details are described in the ESI.†
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| Fig. 3 The L dependence of (a) κ and (b) TRC. In (a), the red dashed and the red dotted lines are the eye-guides for the Ge ND/Si films with the small and the large Ge ND sizes, respectively. The black dotted line is the eye-guide for the Ge ND/Si0.75Ge0.25 films. In (b), the black dotted line for the Ge ND (8 nm)/Si0.75Ge0.25 film is the line-fitted curve with eqn (1) and the red dashed line for the Ge ND (8 nm)/Si film shows no dependence of TRC on the L. RND values for the Ge ND/Si films are roughly consistent with those of our previous study.13 In the right side of (b), the schematics of one cycle structures, and the thermal circuit model of the Ge ND/SiGe films: TRC = LρSiGe + RND. | ||
To clarify the contribution of the Ge NDs to phonon transport, the thermal resistance per one cycle structure (TRC) was experimentally acquired by dividing the total TR of the films by the stacked number of 8. Fig. 3(b) shows L dependencies of TRC in the Ge ND (∼8 nm)/Si0.75Ge0.25 films and the Ge ND (∼8 nm)/Si films. The TRC values of the Ge ND/Si films were constant when increasing L, revealing that phonon scattering in Si layers is negligible in the heat conduction in the Ge ND/Si films. Namely heat conduction is dominated by phonon transport in a ND layer. Then, when TR created by phonon transport in a ND layer is described as RND, RND is equal to the TRC in the Ge ND/Si film case. On the other hand, in the case of the Ge ND/Si0.75Ge0.25 films, the TRC values monotonically increased with L, which is presumably due to the alloy phonon scattering in SiGe layers. Therefore, we assumed the thermal circuit model, as shown in the right side of Fig. 3(b). Therein, the TRC is modeled by
| TRC = LρSiGe + RND, | (1) |
In the case of Ge ND/Si0.75Ge0.25 films, the diffusive phonon transport was presumably dominant in the whole structures because the thermal circuit model was applicable. However, there is a possibility that the RND itself, the prevention of phonon transport by the Ge NDs, might originate from the feature of the coherent phonon in the nano-system. To investigate the origin of TR created by phonon transport in a ND layer, the RND values in the Ge ND/Si0.75Ge0.25 films with various ND sizes were estimated from eqn (1) using ρSiGe of ∼0.38 m K W−1 as mentioned above, while those in the case of the Ge ND/Si films were obtained by TRC. The RND values are plotted as a function of the Ge ND size in Fig. 4. RND values at ND size of 0 were measured for the film structures of Si0.75Ge0.25 or Si/Si oxide (ND-free structure), exhibiting thermal resistance caused by the ultrathin Si oxide film without NDs (see the ESI†). The RND for the Ge ND/Si0.75Ge0.25 film case is almost constant in the whole ND size range, where the uncertainty is relatively large due to the estimation with eqn (1). RND values for the Ge ND/Si films are roughly consistent with those of our previous study.13 It should be noted that the RND value for the Ge ND/Si film case shows peculiar tendency; RND increases when the ND size increases up to ∼15 nm, and RND is saturated in the ND size of >∼15 nm. At first, we simulated the RND values using a three dimensional heat conduction equation in the diffusive phonon transport (see the ESI†). As mentioned above, the actual one cycle structure is composed of the Si or Si0.75Ge0.25 layers and the Ge NDs on a few ML thick Si oxide (SiO2-Ge or SiGeOy) as shown in the inset of Fig. 4. The thermal properties (the thermal resistances and interfacial thermal resistances) of the Si oxide layers (SiO2-Ge or SiGeOy) are unknown because they have SiO2 or Si1−zGezOy with just ∼1 ML thickness and could include a few Ge ML.37 Therefore, in this simulation, we used the experimental RND value at ND size of 0 as the thermal properties of these ultrathin Si oxide layers in the inset of Fig. 5(a). We also used the values of the interfacial thermal resistance of the Si/Ge (3.1 × 10−9 m2 K W−1),46 and the κ values of Si (156 W m−1 K−1),47 Si0.75Ge0.25 (7.7 W m−1 K−1)48 and Ge (60 W m−1 K−1),47 and the interfacial thermal resistance of the Si0.75Ge0.25/Ge was estimated to be 1.66 × 10−9 m2 K W−1 from that of the Si/Ge by assuming that the interfacial thermal resistance is linear to the atomic mass ratio.46,49 As shown in Fig. 5(a), the simulated RND values were constant in the whole Ge ND size range, except for RND at an ND size of ∼40 nm for the Ge ND/Si film case. In the Ge ND/Si0.75Ge0.25 film case, the simulation results reproduced the experimental result (Fig. 4), indicating that diffusive phonon transport is dominant in this nano-system presumably due to the strong alloy phonon scattering. On the other hand, in the Ge ND/Si film case, it should be noted that the diffusive phonon transport cannot explain the peculiar tendency of the experimental RND, implying the possibility of ballistic phonon transport in the nano-system. In the coherent phonon transport in this nanostructure, it is expected that scattering probability (related to thermal resistance) becomes larger when the Ge ND size becomes larger than the wavelength of the phonon carrying heat dominantly in analogy with Rayleigh-Mie scattering of light.50
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| Fig. 4 The Ge ND size dependence of RND of the Ge ND/Si films (the red circles) and the Ge ND/Si0.75Ge0.25 films (the black triangles). The dashed and dotted curves are the eye-guides. | ||
In the Ge ND/Si film cases with ballistic phonon transport, we simulated coherent phonon transport by linear elastodynamic simulation (see the ESI†). A typical simulated schematic and a simulated wave distribution of the coherent phonon transport are shown in Fig. 5(b) and (c). A Gaussian-enveloped coherent vibration pulse with the root-mean-square speed in Bose distributions at 300 K was applied at each node on the input plane above the Ge ND in Fig. 5(b) independently of the static system, and the scattered wave transport was simulated. Then, as shown in Fig. 5(d), the total reflected energy ratio was calculated using the equation of 1 − TD/T0, where T0 and TD are the transmitted wave energies without the Ge ND and the Si oxide layer and with Ge ND size of D nm, respectively. In the ND size less than 15 nm, the tendency of the reflected energy ratio roughly agrees with that of ND-size dependence of the experimental RND in the Ge ND/Si film case (Fig. 4). Fig. 5(d) also reveals that there seemed to be an offset value (∼0.8) related to a high reflected energy ratio at a ND size of 0. These results indicate that phonons can travel coherently in one cycle structure with NDs sandwiched by the ultrathin Si oxide layer although most phonons transmit through the ultrathin Si oxide layer non-coherently. In a typical simulated image in Fig. 5(c), a long wavelength standing phonon wave exists inside a ND. This indicates that the ND can work as a resonator like phononic crystals. However, it was difficult to find the clear resonance feature in the ND-size dependence of the reflected energy ratio in this ND size range. Even if some phonons with certain wavelengths are resonated, the heat conduction caused by various phonons does not always exhibit the resonance feature. Furthermore, the transmission spectrum reveals that the transmitted wave spectrum is limited within the frequency range less than THz, implying that the ND-size dependence of the experimental RND in the Ge ND/Si film case is due to low-frequency phonons as shown in the Fig. S5(c) in the ESI.† This is also consistent with phonon wave-packet dynamics,51 which supports reliability of our simulation.
As mentioned above, there was no clear resonance feature of the ND coming from coherent interference in the heat conduction. Therefore, we discuss the interference effect by comparing the ballistic phonon transports with/without interference (see the ESI†). A particle-like phonon model traveling straight among the interfaces is virtually considered as the ballistic phonon transport without interference. In this virtual phonon transport model, the scattering probability of heat flow by NDs is proportional to the θ value because NDs are a target for the particles traveling straight. We estimated the θ values in the view of perpendicular direction to the film, which is corresponding to the ND coverage (see the experimental method and ESI†), as shown in Fig. 5(d). The dependence of the θ value on the ND size also roughly agrees with the RND in the Ge ND/Si films (Fig. 4) in the smaller ND size range (<∼15 nm), indicating that the predicted ND size dependence of RND in the virtual ballistic phonon transport without interference has a similar tendency to that in coherent transport (ballistic transport with interference). This indicates that it is difficult to identify the interference effect such as the resonance feature in the experimental ND-size dependence of RND in the Ge ND/Si film case. However, the present experiment revealed that phonons travel in a non-diffusive way in the Ge ND/Si system with the ND size less than ∼15 nm unlike the Ge ND/SiGe system. This finding comes from the fabrication of well-controlled ND structures into the two largely-different systems in terms of phonon transport: Si and SiGe layers.
On the other hand, the lack of the dependence of RND values in the Ge ND/Si0.75Ge0.25 films is because large contribution of diffusive alloy phonon scattering in the Si0.75Ge0.25 layers hides that of the resonance effect in the Ge ND, even if the Ge NDs work as resonators for phonons. However, in terms of aiming at the smallest thermal conductivity in single crystals, it is a remarkable fact that the combination of the strong alloy phonon scattering and the scattering by ultrasmall NDs actually brings the ultralow κ in epitaxial crystals: ∼0.81 W m−1 K−1 in the Ge ND/Si0.75Ge0.25 film close to the amorphous value (∼0.7 W m−1 K−1 for Si0.7Ge0.3).44 This gives a large impact on the thermal conductivity reduction research in the thermoelectric field.
Footnote |
| † Electronic supplementary information (ESI) available: The spatial distribution of NDs, the effect of the ultrathin Si oxide layer on the thermal resistance, assessment of interference effect, simulation of heat conduction in diffusive phonon transport, and simulation in coherent phonon transport. See DOI: 10.1039/d0nr08499a |
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