Brian. E.
Reed
*,
Jayashree
Yalamanchili
,
Jennie. B.
Leach
and
Christopher. J.
Hennigan
Department of Chemical, Biochemical and Environmental Engineering, University of Maryland, Baltimore County, 1000 Hilltop Circle, Baltimore, Maryland, USA 21250. E-mail: reedb@umbc.edu
First published on 21st December 2020
Transition metals are thought to be among the most toxic components in atmospheric particulate matter (PM) due to their role in catalyzing reactive oxygen species (ROS) formation. We show that precipitation of the transition metals Fe(II), Fe(III), and Mn(II) are thermodynamically favored in phosphate-based assays used to measure the oxidative potential (OP) – a surrogate for toxicity – of PM. Fe and Mn precipitation is likely to occur at extremely low metal concentrations (<0.5 μM), levels that are imperceptible to the naked eye. The concentration of each metal (other than Cu) in aqueous PM filter extracts often exceeds the solubility limit in OP assays, indicating favorable thermodynamic conditions for precipitation. Macroscopic experimental results at higher metal concentrations (>100 μM) with visible precipitates provide quasi-validation of the thermodynamic modeling. Oxidation of Fe(II) to Fe(III) is likely to be rapid in all in vitro OP assays, transforming Fe to a much less soluble form. Fe precipitates are likely to increase the rate of precipitation of other metals and possibly induce co-precipitation. These results have direct relevance for all PO4-based assays; the implications for studies of PM toxicity are discussed.
Environmental significanceIn vitro assays are used to approximate the oxidative stress that results from particulate matter (PM) exposure by measuring oxidative potential (OP, a proxy for PM toxicity). While these assays have been used extensively to study organic compounds, they are also being used to determine the OP of transition metals. Several OP assays employ phosphate to buffer the system at pH = 7.4 for biological relevance. In this work, we show that oxidation and precipitation of many transition metals, including those present at high concentrations in atmospheric PM, occurs in this buffered phosphate matrix. This raises important questions about the use of such assays to assess PM toxicity. |
Acellular methods have been widely deployed to approximate the oxidative stress that may result from PM exposure through measurements of oxidative potential (OP). The general approach is to select a compound that reacts with cellular oxidants, and measure its time-dependent decay when exposed to PM extracts. The OP of the sample or matrix scales linearly with the blank-corrected reaction extent in a given time. Because oxidative stress is definitively linked to many disease outcomes, the acellular OP measurements are taken as a proxy for PM toxicity.9 A variety of OP assays have been developed, including dithiothreitol (DTT),10 ascorbic acid (AA),11 and glutathione.12
In order to mimic conditions within human lungs, most of the assays are run at 37 °C and pH = 7.4, often using a phosphate buffer to keep the pH constant.10,11,13 However, under these conditions, precipitation, co-precipitation, complexation with PO4, adsorption and oxidation of metals present in PM (and PM extracts) are thermodynamically possible. The catalytic properties of metals change drastically with phase (solid vs. aqueous), solids composition (e.g., Fe2O3(s) vs. Fe3O4(s)), and oxidation state.14,15 Fe, the transition metal present in ambient PM at the highest concentrations,16,17 can form iron-oxides that have a well-known ability to adsorb other soluble metals.18–20 These phenomena may contribute to some of the inconsistency in studies characterizing the health effects of specific PM components.21,22 DTT consumption rates for organic compounds are widely reported to be linear with the contaminant concentration23 but for metals the relationship is often reported to be a power law response – the DTT consumption rate levels off at high metal concentrations.23,24 Chemical and physical transformations of transition metals may represent a previously unidentified artifact associated with OP assays used as proxies for PM toxicity.
The purpose of this study is to characterize the behavior of several PM metals in PO4-based in vitro incubation fluids using MINEQL thermodynamic software25 and quasi-validate modeling results using visual observations and metal fate experiments. Cu(II) and Mn(II) were chosen because of their high reactivity in acellular OP assays23,24,26 while Fe(II)/Fe(III) were chosen because they are often present in PM at concentrations an order of magnitude higher than other transition metals.16,17 Equilibrium modeling results guide future experimental work on the fate of metals in PO4-based acellular incubation fluids and the effect of metal precipitation on ROS generation.
PO2 = −0.69 atm) to saturation (log
PO2 = −50 atm). In Table S5,† modeling procedures for each task are presented based on the steps employed in MINEQL. The behavior of antioxidants (e.g., DTT) in the metal-PO4 mixtures was not modeled because thermodynamic data (e.g., redox equilibria, stability constants) were not available. In addition, we acknowledge the uncertainty that arises with equilibrium modeling due to: (1) the inherent difference in reported constants, (2) assuming equilibrium conditions for systems that may not be at equilibrium and (3) applying constants determined under specific experimental conditions (metal concentration, temperature and ionic strength) to systems having different conditions.
23,24,26 and all studied metals had at least one precipitate with a solubility lower than 5 μM. For subsequent modeling tasks we selected one PO4-based (if one formed) and one non-PO4 precipitate for each metal/oxidation state. The chosen precipitates are represented by the cross-hatched bars in Fig. 1. For Fe(II) and Mn(II), only PO4-based precipitates were considered because the solubilities of the oxide/hydroxide precipitates were much higher than the concentration of these metals in PM extracts. Cu(I), Mn(III) and Mn(IV) only form oxide type solids. For Mn(III), manganite (MnO(OH)(s)) was selected because iron is a component of bixbyite29 and Mn(IV) only forms pyrolusite (MnO2(s)). For Cu(II), Cu3(PO4)2(s) and tenorite (CuO2(s)) were chosen because at 5 μM TOTCu a precipitate formed (the remaining Cu precipitates have solubilities >5 μM). Selecting which nonPO4-based Fe(III) solid was most likely to form was more difficult because of the large number of potential precipitates. For reasons discussed in detail below, we chose strengite (FePO4·2H2O) and ferrihydrite (Fe(OH)3(s)). Rather than use the terms “iron-oxide-like” or “iron-PO4-like” (or “Mn/Cu-oxide-like” or “Mn/Cu-PO4-like”) to denote newly formed precipitates, we choose to use the crystalline name with the caveat that the precipitates are likely in the amorphous form. In addition, solubility products (KS0) for amorphous solids are not readily available and we acknowledge that using KS0 for crystalline precipitates will result in a lower predicted solubility compared to the amorphous solids. For all metals, carbonate-based solids and complexes were not present. The behavior of Fe(II) and Fe(III) will be discussed together because Fe(II) is predicted to rapidly oxidize to Fe(III) under these conditions.
MINEQL runs were conducted with precipitation allowed and prevented – conditions that represent the two extreme possible behaviors in PO4-based assays (Fig. S7†). For the runs where precipitation was allowed, the precipitates described above (hatched bars in Fig. 1) were included in the model runs allowing for the most thermodynamically favored solid to form. The dominant species predicted for all simulation conditions are given in Table S6.†
The MePM data in Fig. 1 represent the 10th to 90th percentile average annual metal concentrations measured for ten urban areas across the US17 determined using well-established PM filter sampling and extraction protocols (e.g., following the approach of Verma et al., 2014).30 Note MePM data represent total metal concentrations, i.e., there was no differentiation between metal oxidation states. The single cross-hatched data points represent some metal concentrations examined in studies where metals were added as salts, shown for reference.23,24,26 Total FePM data averaged 2.3 μM and 10th to 90th percentile concentrations were 1.24 and 4.0 μM, respectively. The highest Fe(III) and Fe(II) concentrations used in metal salt studies were 47 and 10 μM, respectfully. As discussed above, any aqueous Fe(II) is likely to be rapidly oxidized to Fe(III), and all five Fe(III) compounds considered here have solubilities that are orders of magnitude lower than the range of concentrations in filter extracts from PM sampled in urban areas. This strongly suggests that aqueous Fe in PM extracts, even for samples that represent low atmospheric concentrations as well as those used in metal salt studies, will rapidly precipitate in PO4-based assays. CuPM data averaged 0.06 μM while the 10th to 90th percentile concentrations were 0.04 and 0.18 μM, respectively. The highest Cu(II) concentrations used in metal salt studies was 11 μM. CuPM is well below the solubility limit for all Cu(II) species considered; therefore, precipitation of aqueous Cu in PO4-based assays of PM toxicity is not likely. However, Cu(II) precipitation could occur in metal salt experiments if TOTCu(II) > 4.47 μM (solubility of Cu3(PO4)2(s)). While Cu(I) is highly insoluble, the redox conditions in the OP assays are oxidizing due to the presence of dissolved oxygen, suggesting that reduction of Cu(II) to Cu(I) and subsequent precipitation is unlikely. However, if Cu was present as Cu(I), precipitation is possible if Cu(I) is not oxidized to Cu(II). MnPM data averaged 0.058 μM while the 10th to 90th percentile concentrations were 0.024 to 0.098 μM, respectively. The highest Mn(II) concentration from metal salt studies was 39 μM. If Mn exists as Mn(II) and is not oxidized, Mn(II) precipitation is not predicted to occur. However, if Mn is present as Mn(III) or Mn(IV), or if Mn(II) is oxidized, then precipitation of aqueous Mn in PO4-based assays is thermodynamically favored.
The effect of Kso (log
Kso ± 2) on metal solubility was conducted for the selected precipitates to access the uncertainty in published values of Kso (Fig. S6†). Tenorite was most affected by the value of Kso, followed by Cu3(PO4)2(s), Fe3(PO4)2(s) and MnO(OH)(s). The remaining precipitates had solubilities well below 5 μM (the lowest metal concentration investigated).
In summary, precipitation of Fe and Mn is likely in PM filter extracts originating from urban areas and in metal salt studies. Cu(II) precipitation in PO4-based assays is unlikely for PM extracts, but may occur in metal salt experiments if the total Cu(II) concentration exceeds 4.47 μM.
In the following sections, we discuss in detail the modeling results for each metal, focusing on the effects of pH, TOTPO4, carbonate, and dissolved O2. We present the macroscopic experimental results, including the visual presence/absence of precipitates and chemical analysis of dissolved metals. We acknowledge that the high metal concentrations used to visually observe precipitation do not represent metal concentrations in PM extracts unless samples were taken from heavily polluted areas or for extended periods of time. However, detection of precipitates at concentrations typical of PM extracts is challenged by the extremely low mass present. For example, 15 mL of Hi-Vol filter extract following the procedure of Verma et al.30 contains approximately ∼2–8 × 10−8 g of Mn (range representing urban concentrations in the US).16 Creative experimental approaches combined with advanced analytical techniques are required to physically detect precipitates at such low levels: this is the topic of ongoing work by our group. Therefore, we believe that the macroscopic experimental results are useful in understanding what can occur thermodynamically in PO4-based assays in regards to precipitation, oxidation and changing assay conditions (e.g., effect of TOTPO4).
At 0.1 M TOTPO4/pH = 7.4 (conditions used in most PO4-based acellular assays) precipitation of Fe(III) was observed visually over a wide range of TOTFe(III) (Fig. 2c). While we did not observe visible solid formation at low TOTFe(III) (a 10 mL solution of 50 μM Fe contains only 2.8 × 10−5 g of total Fe), precipitation was confirmed based on chemical analysis of filtered samples (Fig. 2d). Note, we confirmed that neither PO4 nor DTT interfere with the Fe measurements. At 5 and 50 μM TOTFe(III), about 80% of added Fe(III) precipitated, while 86–99% of Fe precipitated at higher TOTFe(III). Decreased precipitation at lower TOTFe(III) could be due to the presence of small strengite-type particles that escape filtration.34 The remaining aqueous Fe(III) exists as Fe(OH)2+ and Fe(OH)3(aq) (Table S6†).
Fe(III) (as well as Fe(II), Cu(II) and Mn(II)) precipitation occurred experimentally at all TOTFe(III)–TOTPO4 combinations within the 30 min duration of acellular assays. Precipitation is a two-step process of nucleation and crystal growth, with nucleation typically the rate-limiting step.35 Nucleation can be considered homogenous (slow, random particle growth) and heterogeneous (fast, nucleation occurs on existing surfaces). To date, there have been no kinetic studies of FePO4(s) growth under PO4-based acellular conditions. However, Senn et al.32 and Madsen and Koch34 investigated the formation of FePO4(s) following the oxidation of Fe(II) to Fe(III). Senn et al.32 conducted macroscopic studies and reported that within 6 min, a beige “Fe(III)-phosphate precipitate” formed after Fe(II) addition. At TOTPO4/TOTFe <0.52, the suspension color changed from initially beige to orange over 240 min indicating that the formation of FePO4(s) occurred first, followed by FePO4(s) dissolution and then the formation of Fe(III)-oxide precipitate. While we did not observe this time-dependent transition, we did observe the apparent shift from Fe(III)-phosphate precipitate to Fe(III)-oxide precipitate at a similar P/Fe ratio (between 0.2–2 in our work).
It is highly likely that Fe(III)-oxide solid would form in acellular assays at lower TOTPO4, suggesting that decreasing the phosphate buffer concentration would not prevent Fe(III) precipitation. Grundl and Delwiche36 reported that ferric iron precipitation in the absence of phosphate was first order with respect to Fe(OH)3(aq): dFe(III)/dt = −k[Fe(OH)3(aq)]. The precipitation rate decreased with increasing TOTFe(III) concentration (half-lives: 5 min and 15 min at TOTFe(III) = 500 and 1000 μM, respectively) due to the poisoning of the surface by Fe3+ and to a lesser extent by Fe(OH)2+. Grundl and Delwiche's work was conducted at pH 2.5–3 where Fe3+/Fe(OH)2+ are dominant, while at pH = 7.4 Fe3+/Fe(OH)2+ are essentially nonexistent. As with the other metals, our goal with this work is to characterize the predicted metal phase state and speciation in the PO4 matrix. Connecting the formation of metal-complexes and precipitates with the generation of ROS or the response of OP assays is beyond the scope of this study, but warrants attention. Metals can catalyze ROS formation in solid or aqueous form37 therefore, it is likely that the formation of precipitates could also affect the DTT consumption rate.
The effect of [O2(aq)] on metal oxidation was investigated by varying the O2 partial pressure from 0.21 to essentially zero (at 25 °C and PO2 = 0.21 atm, [O2(g)] ≈ 275 μM, 8.9 mg L−1). Fe(II) is oxidized to Fe(III) at very low [O2] concentrations (Fig. S10†). Fe(II) and Fe(III) either form Fe3(PO4)2(s) or strengite, respectively, depending on the PO2 level. Sung and Morgan38 summarized results from multiple studies on the kinetics of Fe(II) to Fe(III) oxidation in the natural environment. Half-lives ranged from ∼16–47 min at pH levels between 6.3–6.52 and ∼3.3–5.5 min at pH = 8.0. Madsen and Koch34 reported that Fe(II) was oxidized in water with very low dissolved oxygen (DO) concentrations (H2O purged with N2(g)) and that iron phosphate solid catalyzed Fe(II) oxidation. These results indicate the likely rapid transformation of Fe(II) to Fe(III) during any in vitro measures of PM toxicity with phosphate in the assay matrix.
In our experiments, Fe(II) formed a whitish precipitated at TOTPO4 ≥ 0.01 M, transitioned to a grayish-white precipitate at TOTPO4 = 10−3 M, and then to an orange/brown precipitate at TOTPO4 ≤ 10−4 M (Fig. 3a). For TOTPO4/TOTFe(II) combinations in which a whitish precipitate was observed, it is not possible to say if Fe3(PO4)2(s) or strengite formed. However, when the orange/brown precipitates were present, it is clear that Fe(II) was oxidized to Fe(III) with subsequent Fe(III)-oxide solid formation. FeO(s) or Fe(OH)2(s) solid formation was not possible given their very high solubilities (FeO2(s) – 0.011 M; Fe(OH)2(s) – 0.31 M, Fig. 1). Fe(II) oxidation to Fe(III) is further demonstrated in the Fe(II)-DI water experiments, where ferrihydrite formed following Fe(II) oxidation to Fe(III). Chemical analysis of filtered samples also reinforces this observation – at TOTPO4/TOTFe(II) ≤ 0.2 and in DI water there was a mixture of Fe(II)/Fe(III) in the aqueous phase.
For TOTPO4 = 0.1 M a whitish precipitate formed at TOTFe(II) = 250 to 5000 μM (Fig. 3c). At 5 and 50 μM TOTFe(II) there was no visual precipitation but 70% and 65% of the total iron precipitated as either Fe3(PO4)2(s) or strengite. At the lower TOTFe(II) there was significant oxidation of Fe(II) to Fe(III) based on analysis of filtered samples (Fig. 3d). Under similar conditions for TOTFe(III) = 5 to 100 μM there was slighly more precipitation of Fe(III) but still a significant amount of Fe(III) in solution relative to higher TOTFe(III) concentrations (Fig. 2d). It is possible that the combination of Fe(II) oxidation to Fe(III) and Fe(III) precipitation to strengite were subject to slower kinetics than that observed at higher iron concentrations. Under PO4-based in vitro assay conditions (indicated in Fig. 3d) Fe(II) was oxidized and there was precipitation of either Fe3(PO4)2(s) or strengite (or both). Oxidation of Fe(II) to Fe(III) is highly likely to occur, though the identity of the specific solids is based upon specific conditions within the assay and we can speculate that these transformations will likely affect the generation of ROS in PO4-based assays.
Redox transformations of dissolved Mn are likely in PO4-based matrices, though the speciation of Mn is uncertain. Mn(II) can be oxidized to Mn(III) or Mn(IV) under lower DO concentrations with the subsequent formation of MnO(OH)(s) or MnO2(s) (Fig. S10†). Stumm and Morgan35 reported an Fe(II)-type oxidation relationship for Mn(II) to Mn(IV): d[Mn2+]/dt = −k[OH−]PO2[Mn2+] with the Mn(II) oxidation rate very low at pH < 9. The oxidation rate may be higher in PO4-based assays due to the higher temperature and higher [O2] (assuming reagents are in equilibrium with the atmosphere). However, the formation of MnHPO4(aq) complexes could slow the Mn(II) oxidation rate. Faust and Aly39 reported that Mn(II) oxidization is catalyzed by MnO2(s) and it is possible that MnHPO4(s) may catalyze the Mn(II) → Mn(IV) reaction but there are no literature results to confirm this mechanism. A more likely scenario is that Mn(II) is oxidized to Mn(III) with the formation of MnO(OH)(s) – at lower TOTPO4 we observe that the formation of the brown/blackish precipitate occurs experimentally at TOTPO4 ≈ 10−3 M (Fig. 5b) and MnO(OH)(s) is predicted to form at TOTPO4 = 5 × 10−4 M (dotted blue line in Fig. 5a).
| Cu(II) > Mn(II) ≫ Fe(III) ∼ Fe(II)23 |
| Ni(II) > Cu(II) > Mn(II)> Fe(III)24 |
It is likely that Fe(III) and Fe(II), either added as a reagent or through collected PM, will precipitate in PO4-based assays: Fe(III) precipitates as strengite and Fe(II) precipitates as Fe3(PO4)2(s). Fe(II) is readily oxidized to Fe(III) with subsequent precipitation of Fe(III). Mn(II) precipitates as MnPO4(s) but the precipitation rate appears to be slow at Mn(II) concentrations present in PM extracts (<5 μM), a possible reason for the high ROS generation potential of Mn(II). Mn(II) oxidation to Mn(IV) is slow at pH < 9 so a more likely scenario is that Mn(II) is oxidized to Mn(III) with subsequent formation of MnO(OH)(s). It is notable that Cu is – by far – the most active metal in catalyzing DTT reaction.24 The ascorbic acid assay is also highly sensitive to Cu.11,41 If these measurements are surrogates for ROS generation in human lungs, then this implies that Cu possesses an enhanced toxicity compared to other metals present in PM.42 However, toxicological43 and epidemiological studies44,45 generally do not support this assessment. This apparent disconnect is possibly due to its high solubility (∼90% solubility at pH = 7.4, TOTPO4 = 0.1 M, TOTCu(II) = 5 μM).
Metal precipitation is highly likely in most assay matrices due to the high TOTPO4 (∼0.1–0.5 M) and near-neutral pH (7.4) used to mimic biological systems. Decreasing TOTPO4 in acellular assays (while still maintaining pH = 7.4) shifts the precipitate identity to favor the formation of oxide/hydroxide solids, while still allowing oxidation of Fe(II) and Mn(II). When actual PM material is evaluated in PO4-based assays, multiple metals will be present increasing the likelihood of co-precipitation and increased precipitation rates (e.g., Fe(III) readily precipitates and then is a source of nucleation sites for other metal precipitates).
On the one hand, this behavior is unsurprising since a defining characteristic of metals is their pH-dependent solubility and their known complexation chemistry with PO4. However, this phenomenon has not been reported previously, likely because precipitate formation occurs even at low concentrations where solids are most likely colloidal in size and imperceptible to the human eye. Factors such as PM sample matrix, metal concentrations, and metal oxidation state can produce variability in metal precipitation (both rate and amount formed) suggesting that the process we report is quite variable within and between assays. Future studies should extend our results to include thermodynamic and experimental characterization of other PM metals, e.g., V and Ni, in PO4-based matrices.
The current study informs the fate and transformation of metals in OP assays that achieve pH control (typically pH = 7.4) using phosphate buffers. These include DTT, glutathione, and ascorbic acid. Our results likely extend to simulated (or surrogate) lung fluid (SLF), an acellular medium used to represent conditions in the human respiratory tract.13,46 The behavior and fate of metals in cellular assays is unknown, due to interactions between metals and cell culture media, especially organic molecules likely to form complexes with metals (e.g., proteins).
It is important to note that the effects of this phenomenon on assay response (e.g., ROS generation or antioxidant depletion) are beyond the scope of the present study and have not been characterized. Metals in solid and aqueous form can induce ROS formation,15,37 but it is likely that these would elicit quite different responses due to their different chemical forms and the surface effects associated with precipitates. For example the presence of antioxidants could facilitate rapid redox cycling of Fe(II)/Fe(III), Mn(II)/Mn(III)/Mn(IV), etc. Additionally, the formation of precipitates could affect the formation of hydroxyl radicals, superoxide and H2O2. We recommend that the effects of metal precipitation on ROS formation and differences in assay response to different chemical forms of each metal represent urgent research needs in understanding the health effects of PM and toxicity of individual PM constituents.
Footnote |
| † Electronic supplementary information (ESI) available. See DOI: 10.1039/d0em00405g |
| This journal is © The Royal Society of Chemistry 2021 |