Daniela
Rodrigues Silva
ab,
Lucas
de Azevedo Santos
ab,
Trevor A.
Hamlin
a,
F. Matthias
Bickelhaupt
*ac,
Matheus
P. Freitas
*b and
Célia
Fonseca Guerra
*ad
aDepartment of Theoretical Chemistry, Amsterdam Institute of Molecular and Life Sciences (AIMMS), Amsterdam Center for Multiscale Modeling (ACMM), Vrije Universiteit Amsterdam, De Boelelaan 1083, 1081 HV Amsterdam, The Netherlands. E-mail: f.m.bickelhaupt@vu.nl; c.fonsecaguerra@vu.nl
bDepartamento de Química, Instituto de Ciências Naturais, Universidade Federal de Lavras, 37200-900, Lavras, MG, Brazil. E-mail: matheus@ufla.br
cInstitute for Molecules and Materials (IMM), Radboud University, Heyendaalseweg 135, 6525 AJ Nijmegen, The Netherlands
dLeiden Institute of Chemistry, Gorlaeus Laboratories, Leiden University, Einsteinweg 55, 2333 CC Leiden, The Netherlands
First published on 1st September 2021
The concept of dipolar repulsion has been widely used to explain several phenomena in organic chemistry, including the conformational preferences of carbonyl compounds. This model, in which atoms and bonds are viewed as point charges and dipole moment vectors, respectively, is however oversimplified. To provide a causal model rooted in quantitative molecular orbital theory, we have analyzed the rotational isomerism of haloacetaldehydes OHC–CH2X (X = F, Cl, Br, I), using relativistic density functional theory. We have found that the overall trend in the rotational energy profiles is set by the combined effects of Pauli repulsion (introducing a barrier around gauche that separates minima at syn and anti), orbital interactions (which can pull the anti minimum towards anticlinal to maximize hyperconjugation), and electrostatic interactions. Only for X = F, not for X = Cl–I, electrostatic interactions push the preference from syn to anti. Our bonding analyses show how this trend is related to the compact nature of F versus the more diffuse nature of the heavier halogens.
Several theoretical7 and experimental8 studies have explored the conformational landscape of haloacetaldehydes OHC–CH2X (X = F, Cl, Br, I) as archetypal model systems to investigate the main intramolecular interactions involving the carbonyl group. The rotation around the C–C bond in these systems results in the energy profile schematically illustrated in Fig. 1a. The relative conformational stability has typically been ascribed to dipolar interactions, that is, the syn conformer (i.e., φO=C–C–X = 0°) experiences a strong electrostatic repulsion between the partially negatively charged oxygen and halogen atoms, which shifts the conformational equilibrium to anti (i.e., φO=C–C–X = 180°; see Coulombic interactions in Fig. 1b).7a This is equivalent to the explanation that the OC and C–X bond dipoles in the O
C–C–X arrangement achieve the most or least unfavorable dipole–dipole interaction in the case of maximum (syn) or minimal (anti) overall dipole moment (see dipole minimization in Fig. 1b).9 The same rationalization has also been used to explain conformational energies in other systems containing polar groups, such as in the anomeric effect.10 Additionally, for heavier haloacetaldehydes, it is argued that the global energy minimum gradually shifts from the anti to the anticlinal conformation (i.e., φO=C–C–X = 120°) because of the better donor ability of the σCX orbital to engage in stabilizing orbital interaction with the π*CO orbital of the carbonyl group as X goes from F to I (see hyperconjugative interactions in Fig. 1b).7a,11
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Fig. 1 (a) Stationary points in the energy profile for rotation around the C–C bond of haloacetaldehydes and (b) intramolecular interactions used to rationalize the conformational preferences. |
The above concept of dipolar repulsion depicts the electrostatic interaction as deriving from the sum of pairwise interactions between atoms that follows Coulomb's law for the respective point charges; this same representation can also be found in organic chemistry textbooks.12 However, the validity of such an oversimplified picture, the treatment of atoms as point charges, has been questioned in the literature. It can lead to incorrect predictions in, for instance, rationalizing the factors governing the conformational preferences of small organic molecules,13 chemical bonding,14 and non-covalent interactions.15 Molecules are characterized by a more complex charge distribution of nuclei and a 3-dimensional electron charge density that, more often than not, does not behave as a collection of point charges.14b For example, some diatomic molecules, such as N2 and O2, would not be bound without the contribution from the attractive electrostatic component,14a while the negative end of the dipole moment vector of the CO molecule lies on the partially positively charged carbon because the σ C–O HOMO has a large, lone-pair like lobe, colinear with, and pointing away from, the CO molecule.16
In this work, we have, therefore, analyzed the rotational isomerism of haloacetaldehydes OHC–CH2X (X = F, Cl, Br, and I, see Fig. 1) within the framework of quantitative Kohn–Sham molecular orbital (KS-MO) theory to reveal the physical mechanism behind the conformational preferences. In particular, we have investigated the role of dipolar repulsion as compared to other features in the bonding mechanism. Our bonding analyses show how the overall trend in the rotational energy profiles is set by the combined effects of Pauli repulsion, orbital interactions, and electrostatic interactions. Pauli repulsion, as will be explained, introduces a rotational barrier around gauche which separates minima at syn and anti. In addition, orbital interactions can pull the anti minimum towards a more anticlinal conformation to maximize hyperconjugation. And, only for X = F, not for X = Cl–I, electrostatic interactions push the preference from syn to anti. Our results furthermore reveal how this trend in electrostatic interactions is related to the compact nature of F, which shows behavior that is reminiscent of a partially negative point charge that has Coulomb repulsion with the partially negative O. At variance, the more diffuse nature of the heavier halogens X = Cl–I causes a more pronounced overlap of charge densities between O and X, which goes with a breakdown of the point-charge picture. The most striking consequence is a net stabilizing electrostatic interaction due to the reduced repulsion between the overlapping O and X densities in combination with significant stabilization of these densities by the nuclei of the other atom.
The BP86-D3(BJ) functional has been previously shown to accurately reproduce the rotational profiles of 1,2-disubstituted ethanes.26 Herein, we have computed additional high-level relativistic CCSD(T) reference data (see Table S1 in the ESI†). Comparison with our ZORA-BP86-D3(BJ)/QZ4P results confirms that trends in homolytic C–C bond dissociation energies and, importantly, conformational preferences of haloacetaldehydes computed with our DFT approach agree well with those from the ab initio benchmark CCSD(T).
ΔE = ΔEstrain + ΔEint | (1) |
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Fig. 2 Schematic MO diagram for the formation of the syn-haloacetaldehydes OHC–CH2X (X = F, Cl, Br, I) from two open-shell fragments, OHC˙ and CH2X˙, along with the fragment molecular orbitals (FMO) depicted as quantitative 3D plots (isovalue = 0.04 a.u.) for the representative syn-chloroacetaldehyde, computed at ZORA-BP86-D3(BJ)/QZ4P. Note that the overlap between the closed-shell 1π OHC˙ and 3σ CH2X˙ orbitals (in red) builds up from φO=C–C–X = 0° to 90° and causes the central rotational barrier (see Fig. 4). |
In this equation, the strain energy ΔEstrain results from the distortion of the two open-shell fragments from their equilibrium structure to the geometry they acquire in the overall molecule, and ΔEint is the actual interaction between the deformed fragments. The interaction energy ΔEint was further decomposed using canonical energy decomposition analysis for open-shell fragments (EDA)28 into four physically meaningful energy terms [eqn (2)]:
ΔEint = ΔVelstat + ΔEPauli + ΔEoi + ΔEdisp | (2) |
The ΔVelstat term corresponds to classical electrostatic interaction between the unperturbed charge distributions of the (deformed) fragments and is usually attractive. The ΔVelstat term can be further divided into four components [eqn (3)]:28a
![]() | (3) |
The steric Pauli repulsion ΔEPauli comprises the destabilizing interaction between occupied closed-shell orbitals of both fragments due to the Pauli principle. The stabilizing orbital interactions ΔEoi accounts for electron-pair bonding, charge transfer (i.e., donor–acceptor interactions between occupied orbitals on one fragment and unoccupied orbitals on the other fragment), and polarization (i.e., empty-occupied orbital mixing on one fragment due to the presence of the other fragment). The dispersion energy ΔEdisp corresponds to the dispersion corrections as introduced by Grimme et al.19
For the purpose of clarity, all above-mentioned energy terms along rotation around the C–C bond are considered relative to the syn conformation (i.e., φO=C–C–X = 0°) and represented as a ΔΔE. To facilitate the analyses, the ASM and EDA were performed using the PyFrag 2019 program.29
To understand the origin of the conformational energy differences, the various contributors to the bond energy along internal rotation around the C–C bond were analyzed by applying the activation strain model (ASM)27 with canonical energy decomposition analysis (EDA,28 see Methods section). At this point, it is important to emphasize that the energy components are highly dependent on the geometry and the distance between the fragments.27a In previous studies,26 we have shown that the interpretation of fully relaxed rotational energy profiles (i.e., where all geometrical parameters are flexible to optimize during rotation) can be misleading because they comprise both, the change in the interaction terms due to the mutual reorientation of the two fragments along the internal rotation as well as the change in the interaction terms due to geometrical relaxation in response to the former changes. Along the relaxed rotation around the C–C bond of 1,2-dihaloethanes, the C–C distance expands or contracts as a result of the steric Pauli repulsion experienced in each conformation.26 When the C–C bond is shorter, the various orbital and electrostatic interactions are maximized, and the opposite occurs when the C–C bond is longer. Therefore, the changes manifested in the interaction energy components are just a consequence of the C–C bond distance variation. Similar behavior is observed in the relaxed rotation of the haloacetaldehydes studied herein (see Fig. S2, ESI†). Thus, to properly identify causalities in rotational profiles, it is necessary to perform the analysis at a rigid rotation around the C–C bond, that is, where all geometry parameters but the φO=C–C–X torsion angle are kept unchanged. To this end, we take the syn conformer of each haloacetaldehyde at its equilibrium geometry and rotate it with fixed C–C bond length and OHC˙ and CH2X˙ geometries to the anti-conformation. To compare all molecules on a more equal footing, the rotation of all haloacetaldehydes is performed from the same C–C distance set to 1.51 Å (as in the conformer with the shortest C–C bond length, i.e., the syn-iodoacetaldehyde; see Fig. 3b). We note that, although physically plausible, our choices of geometrical constraints might seem somewhat arbitrary. We have, therefore, verified that all trends and conclusions that play a role in the following discussion are not affected if other plausible choices of fragment geometry and C–C distance are made. The same overall trend is found if the rigid rotation is performed from their equilibrium syn or anti geometries or in a longer C–C bond length (see Fig. S3, ESI†).
Inspection of the EDA plots in Fig. 3b reveals three major features about the rotational isomerism of haloacetaldehydes: (i) a barrier around gauche because of an increased steric Pauli repulsion ΔΔEPauli (red curve) that separates anti and syn energy minima; (ii) the global energy minimum shifts from anti to anticlinal as X goes from F to I to maximize stabilizing orbital interactions ΔΔEoi (blue curve); and (iii) the only contribution from electrostatic interactions ΔΔVelstat (green curve) is to stabilize the anti-form for X = F. Note that the dispersion energy ΔΔEdisp (grey curve) remains nearly constant upon rotation around the C–C bond and, therefore, does not contribute to the overall trend in the rotational energy profiles. We recall that all energy terms are represented as a ΔΔE relative to the syn conformer. Thus, the strain energy ΔEstrain vanishes in this analysis because it is constant for geometrically frozen fragments; that is, ΔΔEstrain is zero and ΔΔEint = ΔΔE. The absolute energy values of the main conformations are provided in Table S2 in ESI.† In the following, we address each one of the abovementioned features and their underlying physical mechanism individually.
It is interesting to observe that ΔΔEPauli along rotation around the C–C bond favors the syn conformer, where the most electron-rich atoms on each fragment are in closest proximity. The reason for this is twofold. Firstly, the overlap between FMOs that possess O and X lone-pair character, 〈3σ|2π〉 and 〈4σ|2π〉, expected to give a more destabilizing ΔΔEPauli at the syn, only slightly changes upon rotation around the C–C bond (see Fig. 4). This is because the overlapping region is largest in between the two carbons, on the C–C bond region, and, therefore, varies less as a function of the φO=C–C–X torsional angle (see Fig. S4 for the 3D plots of 〈3σ|2π〉 and 〈4σ|2π〉, ESI†). Secondly, the 3π* orbital, one of the main contributors to the Pauli repulsion in the rotational barrier of 1,2-dihaloethanes,26 is actually empty in the OHC˙ fragment (see Fig. 2) and, thus, 〈3π*|3π*〉 does not give rise to any Pauli repulsion between the OHC˙ and CH2X˙ fragments. Therefore, the trends in steric Pauli repulsion of haloacetaldehydes stem mostly from the 〈1π|3σ〉 overlap integral (Fig. 4), which is zero at the syn and anti-conformations.
To specifically evaluate the magnitude of the electrostatic interaction between the oxygen and halogen atoms, we approach the OHC˙ and CH2X˙ fragments not by forming a C–C electron-pair bond, but along the O⋯X distance (where X = F and I), as shown in Fig. 6a and b. The ΔVelstat energy becomes repulsive only at a very short internuclear distance (rO⋯X < 0.8 Å), which stems mostly from the nuclei–nuclei repulsion.14b Note that the physical nature of the charge densities is different from point charges, and the former yields less electrostatic repulsion than the latter.14a Furthermore, ΔVelstat is less stabilizing for X = F than X = I all along the O⋯X distance, even at their rO⋯X distance in the corresponding haloacetaldehydes (see vertical lines in Fig. 6a). The same overall trend is observed if one analyzes the electrostatic interaction by approaching the OHC˙ and CH2X˙ fragments along the CO⋯X–C bond axis (see Fig. S6, ESI†). This can be traced back to the electrostatic interaction between the bare O˙˙ and X˙ atoms in their triplet and doublet valence configuration, respectively (see Fig. S7, ESI†). The overlap between electron densities and nuclei of the OHC˙ and CH2X˙ fragments is better for X = I because the electron density of the iodine atom is more diffuse and its nucleus is larger than the fluorine atom (Fig. 6d), resulting in stronger electrostatic attraction with the oxygen atom (Fig. 6c). Therefore, the electrostatic interaction ΔVelstat between OHC˙ and CH2X˙ is predominantly attractive and increases in magnitude from X = F to I, leading to a breakdown of the point-charge picture.
However, at short distances, even the compact fluorine atom can deviate from point-charge behavior. Along the series of haloacetaldehydes, this can be achieved by artificially shortening the C–X bond length and, therefore, the O⋯X separation. Table 1 shows the ΔΔVelstat energy of the syn relative to the anti-conformation. We recall that ΔVelstat is predominantly attractive and, therefore, positive (i.e., less stabilizing) values of ΔΔVelstat indicate that syn is electrostatically less favorable than anti, whereas negative (i.e., more stabilizing) values of ΔΔVelstat denote the opposite. By decreasing the O⋯X distance, the overlap between electron densities and nuclei of OHC˙ and CH2X˙ becomes more effective, resulting in more stabilizing electrostatics at the syn conformer for all haloacetaldehydes (see Table 1, column “C–X –0.3 Å”). This is further corroborated by the fact that the anti preference dominates with the elongation of the C–X bond length and, therefore, of the O⋯X distance (see Table 1, column “C–X +0.3 Å”). At a longer O⋯X separation, ΔVelstat becomes less stabilizing, which shifts the electrostatic preference to anti. Thus, the electrostatic preference for syn or anti depends on the balance between the attractive and repulsive components of ΔVelstat (see eqn (3) and Fig. S5 in ESI†). For X = I, ΔVelstat is strongly stabilizing and prefers to be syn to maximize the overlap between the electron density on one with the nuclei on the other of the OHC˙ and CH2X˙ fragments. For X = F, on the other hand, the electrostatic attraction is weaker than for X = I and does not compensate for the electrostatic repulsion between nuclei and between densities on either fragment at syn, therefore, shifting the preference to anti (see Tables S2 and S4 for absolute and relative values, respectively, ESI†). The oversimplified concept of dipolar repulsion does not capture this interplay of electrostatic interactions. At variance with this rationale, the point-charge-like behavior of the fluorine atom along the ΔΔVelstat curve is not due to a larger electrostatic repulsion, but instead stems from the attractive electrostatic components that are less stabilizing than for larger halogens.
The results of our quantitative Kohn–Sham molecular orbital theory analyses reveal that steric Pauli repulsion is the causal term giving rise to the central rotation barrier between syn- and anti-minima, which reaches a maximum when the CO and C–X bonds are nearly perpendicular, due to the maximum overlap in the four–electron interaction between the filled π orbital of the carbonyl group with the filled σ orbital of the halogenated methyl fragment. This closed-shell–closed-shell orbital overlap is zero at the syn and anti-conformations because the CH2X˙ σ orbital overlaps symmetrically with the nodal plane region of the OHC˙ π orbital. Therefore, Pauli repulsion is also the reason why the syn is an energy minimum conformer for all haloacetaldehydes. The global energy minimum, on the other hand, gradually shifts from anti to anticlinal as X goes from F to I because of the more stabilizing orbital interactions in the latter, in line with the currently accepted rationale. As the halogen atom increases in size, the orbital overlap becomes larger, and the orbital energy gap becomes smaller for the charge transfer to the empty π* orbital of the carbonyl group from the filled σ orbital of the halogenated methyl.
Electrostatic interactions are intuitively seen as the repulsion or attraction between atoms with partial charges of the same or opposite signs, respectively. As such, they are often represented as the sum of pairwise interactions that follows Coulomb's law for the respective point charges, which is the center of the concept of dipolar repulsion. We show that this oversimplified view is, however, only valid for compact atoms, in our model systems, the second-row fluorine atom. As the halogen atom increases in size and becomes more diffuse, it deviates more from the behavior of point charge to an atomic charge distribution. This results in a net stabilizing electrostatic interaction between O and X arising from both less repulsion between overlapping densities and more attraction between overlapping density and nucleus. Therefore, while the electrostatic energy favors anti for X = F to reduce O(ρ−)⋯(ρ−)F and O(⊕)⋯(⊕)F repulsions, it favors syn for X = I to enhance O(⊕)⋯(ρ−)I and O(ρ−)⋯(⊕)I attractions.
Footnote |
† Electronic supplementary information (ESI) available: Additional computational results, Cartesian coordinates, and energies of the stationary points in the energy profiles for rotation around the C–C bond of haloacetaldehydes. See DOI: 10.1039/d1cp02502c |
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