Harpreet
Kandra
a,
David T.
McCarthy
b,
Ana
Deletic
c and
Kefeng
Zhang
*c
aSchool of Science, Engineering and IT, Federation University Australia, Churchill, Victoria 3842, Australia
bEnvironmental and Public Health Microbiology Laboratory (EPHM Lab), Department of Civil Engineering, Monash University, Wellington Road, Clayton, VIC 3800, Australia
cWater Research Centre, School of Civil and Environmental Engineering, UNSW Sydney, NSW 2052, Australia. E-mail: Kefeng.zhang@unsw.edu.au; Tel: +61 2 9385 5072
First published on 31st January 2020
Non-vegetated high-flow stormwater filters have had widespread implementation in urban areas for stormwater management due to their small footprints. Relevant studies on investigation and modelling of the clogging of these systems, however, are quite limited, especially where they are based on real field observations. In this study, the infiltration rates (IR) of a field stormwater harvesting system, consisting of individual high-flow modules for water filtration, were monitored over a 2.5-year time period. A simple conceptual model, comprising a rainfall runoff model and a water balance model (that includes a water distribution model and a linear/exponential regression model), was developed to simulate the evolution of the IR of each filter module. The field observations show that the IR of the entire system dropped from 2000 mm h−1 to an average of 711 mm h−1 after 2.5 years of operation, with the filters closer to the inlet having the lowest IR at the end of testing (i.e., only 167 mm h−1). The models were calibrated highly satisfactorily against a different number of field observation events, with an average Nash–Sutcliffe coefficient (E) value of 0.64 and mean absolute error (MAE) value of 11.8. The validation results show that the linear regression model had better performance, with E mostly being positive (0.03–0.60) and MAE values (15.0–18.9) smaller than the exponential regression model (E < 0 in many cases, and MAE = 14.5–20.7). Compared to the results of previous laboratory experiments, data from this study indicate a slower decline rate of IR in field conditions, showing the importance of natural wetting/drying regimes for the longevity of such filters. The model could be very useful for optimisation of the design and long-term maintenance (e.g., replacement of clogged filter modular components) of modular filtration systems.
Water impactNon-vegetated stormwater filters are widely implemented in urban areas due to their small footprints. This study examines, at the field scale, the evolution of infiltration rate of a stormwater filtration system over 2.5 years. A simple conceptual model, developed and validated successfully against the field observations, can be used to optimise the design and long-term maintenance of such stormwater filters. |
Despite the implementation of non-vegetated high-flow stormwater filters (infiltration rate – IR often >800 mm h−1) in urban areas due to their smaller footprints,7,8 studies on these systems are still limited, especially in comparison to studies on vegetated systems such as bioretentions that have much lower IR (usually <300 mm h−1, and up to 600 mm h−1 in tropical conditions).9,10 Clogging of the high-flow filters is an operational issue that can lead to diminishing of their performance and ultimately failure of the system.11 Therefore, the longevity of these stormwater systems is a limiting factor for acceptance of these technologies.
Current studies to understand clogging processes in the context of high-flow stormwater filters are mainly limited to laboratory environments. These studies have been undertaken under controlled conditions using synthetic stormwater.12,13 Due to logistical reasons, they have often been done in compressed time periods, simulating years or over a decade of a system's operational life over only a few weeks to months.8,14 For example, Kandra et al. (2014)15 tested the impact of stormwater characteristics on the clogging of stormwater filters in the laboratory within a year to mimic over 10 years of system operation, and found clogging is specific to the type of water treated (e.g., sediment levels and sizes) and loading rates. Although stormwater loading regime was found to be less influential to the clogging in their compressed study, it was suggested that further studies were needed to understand the impact of drying and wetting regimes and/or higher pollution concentrations, which is very likely to occur in field conditions. Biological clogging (i.e., the pore of media space is clogged by microbes), which does not usually occur in accelerated laboratory experiments, was also found to impact upon the clogging.16 Given the unfortunate scarcity of relevant field studies, it is therefore pertinent to study clogging processes in the context of non-vegetated stormwater filters with high IRs in field conditions.
In addition, stormwater models have largely focused on vegetated filtration systems, such as grass swales and bioretentions,17,18 where extensive laboratory and field investigations are available. Siriwardene et al. (2007)19 used the results of laboratory experiments to test two models to predict the sediment transport through a stormwater gravel filter and found the models were able to reliably predict sediment behavior in clean filters but failed once the filter accumulated sediment. There are also models developed in similar stormwater systems specifically on the clogging process, such as infiltration trenches20 and porous pavements.21 A four-parameter black-box regression model was proposed by Yong et al. (2013)21 to predict physical clogging of porous pavements as a function of cumulative volume and climatic conditions, using the data from accelerated laboratory experiments. Relevant studies on simulating the clogging of stormwater filters with high infiltration rates are however quite limited, especially those based on real field observations.
The aim of his study, therefore, are two folded: (1) understanding the long-term hydraulic performance of a field stormwater harvesting system consisting of individual high-flow filter modules located in Melbourne, Australia; (2) developing a simple conceptual model that is generally applicable to high flow filter systems for predicting their clogging (i.e., evolution of infiltration rate (IR)) over time, using the results from this field infiltration systems. The results of the study can then be used to optimise the design and long-term maintenance of high flow modular filtration systems. Specific objectives of this study include the following:
• monitor the change of IR for the field system over 2.5 years;
• develop and test a simple conceptual model to estimate the changes in IR over time; and
• compare the results from the field site to the laboratory findings collected previously.
The Enviss™ filter system has a size of 20 m × 1.12 m (length × width), with a maximum ponding of 0.15 m, and a total effective filter area of only 8 m2 (i.e., 0.16% of the impervious catchment area), which is able to treat 80% of flows expected from the catchment at a design IR of 2000 mm h−1. Treated water from the filter is conveyed to the storage tank and then used for irrigation of the sports grounds and toilet flushing of the school's main buildings. It is made of 60 treatment modules (in two rows of 30 pits) with an inlet at one end (Fig. 2a). Two overflow chambers draining into the public stormwater system were set along the system, with one shown in Fig. 2a and another at the end of the system next to cells in row 30.
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Fig. 2 The Enviss™ filter system installed at Syndal South Primary School (a), the configuration of each filter module (b), and the schematic of the system for testing (c). |
The filters are modular (Fig. 2b), consisting of: (1) a trafficable porous pavement grate that removes gross pollutants; (2) a replaceable sediment trap (layered filtration media) that protects the underlying filter from premature clogging; (3) a sand-based, fine filter media layer that removes finer sediments and dissolved pollutants (e.g., nutrients and metals);22 and (4) a drainage layer to prevent filter media migration and outlet clogging.
(1) | RF(t) = Loss(t) − IL if Loss(t) > IL, else equals to 0 |
(2) | Loss(t) = Rain(t) + Loss (t − 1) − RF(t − 1) − ILR(t) |
(3) | ILR(t) = IL/(24 × 60) × 6 if Rain(t) = 0, else equals to 0 |
(4) | Rout(t) = RF(t) + Rout(t − 1) − Rout(t − 1) |
(5) | R out(t) = Rout(t) × Crout |
(6) | V RF(t) = Rout(t) × Catchment impervious area |
Wherein | |
RF(t) | Effective runoff at time t, mm |
Loss(t) | Initial loss bucket at time t, mm |
IL | Initial infiltration loss of the catchment, equals to 1.0 mm |
Rain(t) | Rainfall at time t, mm, collected from Melbourne Water's Notting Hill rain gauge station (2.8 km south-east of the site), 6 min resolution |
ILR(t) | Accounts for initial infiltration loss recovery if no rain occurs over the 6 min timestep |
Rout(t) | Routing bucket at time t, mm |
R out(t) | Routed outflow at time t, mm |
C out | Routing coefficient, 0.05 |
V RF(t) | Runoff created at time t, L |
In the water distribution model, the following assumptions were made:
• Any flow resistance by the porous pavement of the filter (the top 50 mm of the filter) was ignored. This assumption is in line with findings from our previous laboratory work for layered systems, where it was found that hydraulic performance of the finest media (the fine filter media, in this case) controls overall performance of the layered system.8
• It was also assumed that all modular units perform similarly and have a design initial IR of 2000 mm h−1. This means that any effect of a longer drying period on the modules located at the end of the filtration system is neglected and all modules perform with comparable treatment efficiency. Thus, we can group two cells to form one row.
• As water overflows through to the downstream cells, no treatment occurs in the upstream cells (i.e., sediment concentration in stormwater entering the different cells across all rainfall events is similar/comparable).
• The sandpit in the school play area next to the system (Fig. 2a) was assumed to have negligible impact on the system.
Linear regression model | Exponential regression model |
---|---|
K(t) = K0 − a × ∑V(t) | K(t) = K0 × e−b∑V(t) |
Wherein | |
K t = IR of cell at t (mm h−1) | |
K 0, initial IR, 2000 mm h−1 | |
∑V(t) = total accumulated volume of stormwater treated till time t (mm – normalised based on effective treatment area of each row) | |
a/b = rate of linear/exponential decline, mm h−1 per millimetre of stormwater treated |
(i) ‘1–5’: calibration on the first event, validation using the remaining five events;
(ii) ‘2–4’: calibration on the first two events, validation on the remaining four events;
(iii) ‘3–3’: calibration on the first three events, validation on the remaining three events;
(iv) ‘4–2’: calibration on the first four events, validation on the last two events;
(v) ‘5–1’: calibration on the first five events, validation on the last event; and
(vi) ‘6–0’: calibration on all the events (i.e., calibration only).
A simple Monte Carlo-based calibration process was used to obtain the best fit parameters: 1000 model runs were conducted for calibration with parameter from uniform distributions (range informed by preliminary model run practice of 200 times). As the model has only one parameter (i.e., the decline rate a/b), 1000 model runs were regarded as sufficient. The Nash–Sutcliffe coefficient (E) as well as the mean absolute error (MAE) between observed and modelled IRs were used to evaluate the model efficiency. Here the performance of the model was classified into four levels based on E values: excellent/very good (E ≥ 0.9), good (E ≥ 0.5), moderate (E ≥ 0.2) and poor/weak (E < 0.2).
The data of IR evolution with time (and volume of water treated) from these two studies were simply fitted to the regressions in Table 3 to estimate the linear and exponential decline coefficients. It should be noted that for the laboratory studies, only the IR evolution data from the start of the column operations until they reached 20% of their initial infiltration capacity were used, due to two reasons: (i) there were huge variations of IR observed in the last 20% of the lifetime of the tested systems, and measurement errors and uncertainties in measuring low IR values were high; (ii) 80% of the lifetime for the tested filter systems had already exceeded the age of the field systems (i.e., ∼2 years).
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Fig. 4 Change of IR (a) along the system for different events, and (b) over time for different rows as observed in the field. |
Fig. 4b shows differences in the IR of all the rows over time. After 2.5 years of operation, IR of Row 1 dropped from 2000 mm h−1 to only 167.4 mm h−1, while row 30 still had IR of 1192 mm h−1. This directly reflects that rows closer to the inlet received comparatively more stormwater and hence clogged earlier than their counterparts located further from the inlet, even though they had comparable IR at the start.
Model testing schemea | Linear regression model | Exponential regression model | ||||||||
---|---|---|---|---|---|---|---|---|---|---|
Calibration | Validation | Calibration | Validation | |||||||
a value | E | MAE | E | MAE | b value | E | MAE | E | MAE | |
a The testing scheme “i–j” indicates that the first i events were used for model calibration and last j events were used for model validation (see methods above). | ||||||||||
1–5 | 0.014 | 0.20 | 9.5 | 0.6 | 15.0 | 7.45 × 10−6 | 0.20 | 9.5 | 0.70 | 14.5 |
2–4 | 0.007 | 0.64 | 11.3 | 0.19 | 18.9 | 3.86 × 10−6 | 0.64 | 11.2 | −0.10 | 20.7 |
3–3 | 0.008 | 0.71 | 12.0 | 0.24 | 17.7 | 5.91 × 10−6 | 0.70 | 12.0 | 0.32 | 17.7 |
4–2 | 0.010 | 0.75 | 12.1 | 0.03 | 17.5 | 6.72 × 10−6 | 0.76 | 11.6 | −0.01 | 18.3 |
5–1 | 0.010 | 0.76 | 13.1 | −0.36 | 19.2 | 7.47 × 10−6 | 0.78 | 12.5 | −0.05 | 18.8 |
6–0 | 0.011 | 0.76 | 13.9 | N.A. | N.A. | 9.62 × 10−6 | 0.78 | 13.4 | N.A. | N.A. |
The exponential regression model, however, did not perform as effectively as the linear regression model did, with only two calibration–validation schemes (‘1–5’ and ‘3–3’) showing a positive E value (0.70 and 0.32, respectively), and a relative higher MAE value for all the testing schemes (18.3–20.7). It is therefore recommended that a linear regression model should be used for prediction of the performance of such systems over time and in relation to the volume of water treated.
With further investigation into the prediction results during model validation, it was found that the models often result in over-predictions of the IR, e.g., on average the predicted IR by linear regression model were 35% than the observed IR values. This is more obvious with regards to the cells that are further away from the inlet and towards the end of the system (e.g., row 20, 25 and 30). This could be because that these rows experienced extreme drying regimes as compared to other rows (e.g., less water reached these rows for low rainfall events). This was however not taken into account by the model despite the fact that it was found to have a significant impact on similar systems, like porous pavement.21 Moreover, these rows are also likely to receive less sediment load for every event as compared to rows located upstream in the system because some sediment will be trapped in these upstream rows. In this case, the IR of upstream rows will decline quicker, and thus more water is distributed into downstream rows. Therefore, the assumption made earlier regarding ignoring the sediment treatment in the upstream rows is just an ideal case. The model could have been improved further by taking into consideration the sediment accumulation in different rows along the system. This finding also provides advice for asset management, i.e., that the asset life could be extended more cheaply by just replacing or refurbishing filter modules in the upstream section of the system.
Source | Configuration | Initial infiltration rate, K0 (mm h−1) | Linear | Exponential |
---|---|---|---|---|
a | b | |||
a ‘Base case’ indicates zeolite media, 2 mm media size, single layer, 300 mm deep filter bed, while the others just indicate the difference from this base case. For more details, please refer to Kandra et al. (2014).8 | ||||
Kandra et al. (2014)8 | Base casea | 87![]() |
5123 | 0.100 |
100 mm deep filter bed | 68![]() |
4458 | 0.110 | |
500 mm deep filter bed | 95![]() |
3837 | 0.070 | |
0.5 mm media size | 1227 | 425 | 0.730 | |
5 mm media size | 170![]() |
667 | 0.006 | |
2-Layered (0.5 and 2 mm) | 2195 | 267 | 0.230 | |
2-Layered (2 and 5 mm) | 118![]() |
2939 | 0.046 | |
3-Layered (0.5, 2 and 5 mm) | 2256 | 393 | 0.320 | |
Mixed media (0.5, 2 and 5 mm) | 10![]() |
1998 | 0.390 | |
Bratières et al. (2012)22 | Enviss™ systems (lab) | 2525 | 48 | 0.030 |
This study | Enviss™ systems (field) | 2000 | 0.498–0.982 | 0.00027–0.00067 |
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Fig. 6 Change in average IR of the entire system versus (a) cumulative rainfall, (b) total cumulative runoff of the catchment, and (c) total runoff treated (normalised based on effective treatment area of each row, per Table 3). The points of different rows overlap but are following the best linear regression model, i.e., K(t) = 2000 − 0.59 × ∑V(t). |
The above results are applicable to the current systems, or similar field systems with high flow filters that receive stormwater from similar type of urban catchments. Nevertheless, the developed conceptual model can have broader applications. For example, the water distribution model, although simplified with many assumptions to suit this current field system, has potential to be revised to suit a variety of infiltration systems with modular treatment filter, that could be either high flow filters as this study or relatively low flow filters. Further studies are thus recommended to test and improve the model through multiple field-scale case studies with different type of these infiltration systems (and across various catchments – with new data collected for model testing). A suit of plots similar to the ones in Fig. 6 that suit different environmental conditions, as well as catchment characteristics, could then be developed to guide the practical maintenance of such systems.
The field monitoring results indicate that the IR of the entire system declined over time from 2000 mm h−1 to an average of 711 mm h−1. The filters closer to the inlet had the lowest IR at the completion of the field testing (i.e., only 167.4 mm h−1) compared to the filters towards the end of the system (IR = 1192 mm h−1). Both models were calibrated satisfactorily against a different number of field observation events, with calculated MAE values lower than 13.9 (average 11.8), and E values larger than 0.64, except for the ‘1–5’ testing scheme (E = 0.20). The linear regression model had better performance, with E values being positive (0.03–0.60) and MAE values (15.0–18.9) smaller than the exponential regression model (E < 0 in many cases, and MAE = 14.5–20.7) in the majority of the testing schemes during model validation. Results from this study indicate a slower decline rate of IR in the field conditions than occurred in the laboratory experiments, showing the impact of the natural wetting and drying cycle on the longevity of such filters, and the importance of conducting field experiments to understand the system's performance.
The modelling results from this study can be readily used to help to better design and maintain stormwater filters in similar urban catchments. The model could also be applicable to catchments that are different from this study with further calibration and validation ideally using field data. Future studies thus are recommended to account for a range of environmental variables across multiple field-scale case studies.
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