Meiyuan
Guo
ab,
Om
Prakash
c,
Hao
Fan
c,
Lisa H. M.
de Groot
c,
Valtýr Freyr
Hlynsson
c,
Simon
Kaufhold
c,
Olga
Gordivska
c,
Nicolás
Velásquez
b,
Pavel
Chabera
b,
Pieter
Glatzel
d,
Kenneth
Wärnmark
c,
Petter
Persson
e and
Jens
Uhlig
*b
aCollege of Chemistry and Chemical Engineering, Southwest University, Chongqing 400715, P. R. China
bDivision of Chemical Physics, Chemical Center, Lund University, SE-221 00 Lund, Sweden
cCenter for Analysis and Synthesis (CAS), Department of Chemistry, Lund University, SE-22100 Lund, Sweden
dEuropean Synchrotron Radiation Facility, 71 Avenue des Martyrs, CS 40220, 38043 Grenoble, France
eDivision of Theoretical Chemistry, Chemical Center, Lund University, SE-221 00 Lund, Sweden. E-mail: jens.uhlig@chemphys.lu.se
First published on 16th April 2020
Iron centered N-heterocyclic carbene (Fe-NHC) complexes have shown long-lived excited states with charge transfer character useful for light harvesting applications. Understanding the nature of the metal–ligand bond is of fundamental importance to rationally tailor the properties of transition metal complexes. The high-energy-resolution fluorescence detected X-ray absorption near edge structure (HERFD-XANES) has been used to probe the valence orbitals of three carbene complexes, [FeII(bpy)(btz)2](PF6)2 (bpy = 2,2′-bipyridine, btz = 3,3′-dimethyl-1,1′-bis(p-tolyl)-4,4′-bis(1,2,3-triazol-5-ylidene)), [FeIII(btz)3](PF6)3, and [FeIII(phtmeimb)2]PF6 (phtmeimb = [phenyl(tris(3-methylimidazol-2-ylidene))borate]−). The multiconfigurational restrict active space (RAS) approach has been used to simulate the metal K pre-edge X-ray absorption spectroscopy of these carbene complexes, and have reproduced the metal K pre-edge spectral features in terms of relative intensity and peak positions. The evident intensity difference between the FeII and the other two FeIII complexes has been elucidated with different intensity mechanisms in the transition. The smaller splitting between the t2g and eg character peak for [FeIII(btz)3](PF6)3 has been observed in the experimental measurements and been reproduced in the RAS calculations. The results show how the combination of experimental HERFD-XANES measurements and ab initio RAS simulations can give quantitative evaluation of the orbital interactions between metal and ligands for such large and strongly interacting systems and thus allow to understand and predict properties of novel complexes.
Visible light excitation generates in the here discussed complexes a metal-to-ligand charge transfer (MLCT) state or a ligand-to-metal charge transfer (LMCT) state depending on the oxidation state of iron. The relative energy of the CT states and the MC states can be manipulated by e.g. tuning the metal–ligand interactions, for instance, by tuning the σ-donating and π-accepting strengths of the ligands.12 Our recently developed iron complexes show long-lived (up to ns) excited states with CT character which was achieved by the use of ligands with N-heterocyclic carbene (NHC) moieties.13–16 MLCT state lifetimes of 13 ps and 528 ps have been achieved for iron carbene complexes [FeII(bpy)(btz)2](PF6)2 and [FeII(btz)3](PF6)2 respectively,13,15 and LMCT state lifetimes of 100 ps and 2 ns have been achieved for [FeIII(btz)3](PF6)3 and [FeIII(phtmeimb)2]PF6, respectively.14,16 These long lifetimes make iron carbene complexes interesting candidates as photo-sensitizers and photo-redox catalysts.14,16
For the design of new generations of iron carbene complexes, improved knowledge about their electronic structures is required such as how the ligands affect the valence orbitals, and how they influence the relative energies of CT and MC states involved in the excited state decay processes. X-ray absorption spectroscopy (XAS) directly probes the unoccupied and partially occupied valence orbitals through transitions from strongly localized deep core orbitals and is thus a useful method to elucidate these details.17,18 Metal K edge XAS is usually subdivided into two regions, X-ray absorption near edge structure (XANES) and the extended X-ray fine structure (EXAFS). The transitions probed with XANES give electronic-structure information about the occupation of valence orbitals, the orbital covalency, oxidation state of metal center, and the site symmetry, which this paper is focused on. Particularly we will focus on the energetic position and intensity of the pre-edge features, as these are a direct probe of the valence orbitals. The intensity of the transition metal K pre-edge features is usually associated with dipole-forbidden electronic transitions from the 1s to the 3d orbitals. The K pre-edge intensity is obviously dependent on the number of holes in the 3d shell, another strong, sometimes even stronger influence is the character of the target molecular orbitals. Their intensity is thus a measure for the metal 3d character of the valence orbitals involved in the transitions and of the covalency of the metal–ligand bonds.17 Apart from the metals 3d characters, the intensity can be significantly deviated by including electric-dipole transitions, back-donation charge transfers.17,19,20 The electric quadrupole transitions are in general ∼2 orders of magnitude weaker than electric dipole allowed transitions, which has been shown in complexes with distorted centrosymmetry.21 The distortion allows for the delocalization of metal 4p character into metal-3d character orbitals through orbital interaction with the ligand.
One challenge for these type of studies is that conventional metal K pre-edge spectra measured with XAS are broadened significantly due to the short lifetime of the initial 1s core hole excitation (core-hole lifetime broadening ∼1.25 eV for Fe).22 This spectral broadening can often be circumvented by collecting the emitted X-ray fluorescence in a narrow energy bandwidth in a technique called high-energy-resolution fluorescence detected X-ray absorption spectroscopy (HERFD-XAS) and the measured spectrum is in many cases closely related to the XAS.23–26
The calculations of X-ray absorption spectra have been performed using OpenMolcas.31 The method for metal K pre-edge XAS has shown its validity on 3d transition metal complexes.20,32,33 The active space used for spectra calculations could be designated as RAS(n, l, m; i, j, k), where i, j, and k are the number of orbitals in RAS1, RAS2, and RAS3 spaces respectively, n is the total number of electrons in the active space, l the maximum number of holes allowed in RAS1, and m the maximum number of electrons in RAS3. For the metal K pre-edge XAS calculation, the 1s core orbital is placed in the RAS1, the five metal 3d character orbitals together with two ligand-character σ donation orbitals and three empty orbitals of π symmetry are placed in the RAS2, the active space is shown in Fig. 2, this gives active space RAS(12,1,0; 1,10,0) for [FeII(bpy)(btz)2]2+, and RAS(11,1,0; 1,9,0) for [FeIII(btz)3]3+ and [FeIII(phtmeimb)2]1+.
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Fig. 2 (a) The RAS active space for K pre-edge XAS calculation of FeIII complexes, there is one more electron on orbitals for [FeII(bpy)(btz)2]2+. (b) Schematic orbital diagram of [FeIII(btz)3]3+, selected valence orbitals from RAS ground state calculation are shown, the complete sets of the valence orbitals are available in Fig. S1 (ESI†). |
RASSCF wavefunction optimizations have been performed using the state average (SA) formalism,34 which means that the same orbitals are used for all states of a specific spin and symmetry. Scalar relativistic effects have been included by using a second-order Douglas–Kroll–Hess Hamiltonian,35,36 in combination with the ANO-RCC basis set and the use of a Cholesky decomposition approach to approximate the two-electron integrals.37–39 The choice of basis set and number of final states included in which the calculations are performed is constant on all complexes. For further information on their dependency see e.g. Fig. S2 and S3 in the ESI.†
The inclusion of dynamical correlation through second-order perturbation theory (RASPT2) calculation has been performed on [FeIII(phtmeimb)2]1+, the spectrum is presented in Fig. S4 (ESI†). The inclusion of RASPT2 calculation only has a minor influence on the data, while significantly increasing the calculation costs.40 Spin–orbit coupling is included by a RAS state-interaction (RASSI) approach.41,42 Overall, the expanded basis set and the inclusion of dynamical correction have pronounced effects on the absolute incident energy, and negligible effect on the spectral shape, see Fig. S2 and S4 in the ESI.† For comparison to the experimental spectra, the simulated RAS spectra are plotted using a Lorentzian broadening with a full-width-at-half-maximum (FWHM) of 1.25 eV and further convoluted with a Gaussian broadening of 0.65 eV. The shift energy −22.15 eV is used for [FeII(bpy)(btz)2]2+, and −21.75 eV for both FeIII complexes.
The [FeII(bpy)(btz)2]2+ contains one bpy ligand and two btz ligands (also Fig. 1). Here the introduction of strongly σ-donating NHC ligands destabilized the lower-lying triplet and quintet MC states, while pushing away the minimum of their potential energy surface from the 3MLCT state, hence making an intersystem crossing in to quintet multiplicity unlikely as 3MLCT deactivation path as we have shown in our recent publication.11 In [FeIII(btz)3]3+, the bpy ligand is replaced by a third btz ligand. This replacement improves the orthoaxiality and leads to trans C–Fe–C angles of 179° compared to the 159° of the previously reported homoleptic NHC complexes with bis-tridentate ligand environment.43 The improved orthoaxiality could contribute to a larger ligand field splitting, and result in a further destabilization of the MC states.44 At the same time, the btz ligand is a stronger acceptor than bpy, which does stabilize the t2g orbitals further, and gives a stronger ligand field strength. The [FeIII(phtmeimb)2]PF6 has a near-perfect 180° for the C–Fe–C trans angle. The two mono-anionic facial tris-carbene ligands have a more pronounced-donating ability and can further destabilize the eg anti-bonding molecular orbitals of metal character, and hence destabilize the quartet and sextet MC states relative to the complex [FeIII(btz)3]3+. The MC state destabilization can contribute to the increase of activation barrier for the 2LMCT state decay through the MC states.
The orbital covalency analyses for the selected valence orbitals from the RASSCF ground state calculations of the three carbene complexes are presented in the Table 1. These orbital covalency analyses are performed using the Multiwfn package.45 The characters of the selected orbitals are connected with the observed spectral features in the measurements and simulated metal K pre-edge XAS (and will be discussed in the following sections). The metal 3d and 4p characters in the targeted orbitals do reflect the electric quadrupole and dipole transition contribution intensity differences in the XAS, respectively.
π(3dxz) | π(3dyz) | π(3dx2–y2) | σ(3dxy) | σ(3dz2) | |
---|---|---|---|---|---|
[FeII(bpy)(btz)2]2+ | 86.3 | 82.6 | 82.0 | 62.4(0.52) | 62.3(1.4) |
[FeIII(btz)3]3+ | 86.5 | 94.3 | 86.5 | 56.3(<0.5) | 56.2(<0.5) |
[FeIII(phtmeimb)2]1+ | 67.0 | 94.3 | 85.6 | 56.8(<0.5) | 56.9(<0.5) |
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Fig. 3 The experimental iron HERFD-XANES K pre-edge features of [FeII(bpy)(btz)2](PF6)2, [FeIII(btz)3](PF6)3 and [FeIII(phtmeimb)2]PF6. The transparent filled curves represent the 2σ confidence environment of the measurement including statistical error and normalisation error. The full HERFD-XAS spectra of those complexes are available in Fig. S5 (ESI†). |
Both FeIII complexes show the classical strong two-peaks features originating from the 1s core electron transition to t2g and eg, respectively. The t2g peak of [FeIII(phtmeimb)2]PF6 shifts by ∼0.2 eV compared to the t2g peak of [FeIII(btz)3](PF6)3, see Fig. 3. Both FeIII complexes also have clearly separated and broad eg features which originate from the multiplet structures of the valence shell. The energy difference between the different eg peaks is a measure of the difference of the attraction between the hole in a t2g orbital and the electron in a eg orbital but is also influenced by the orbital covalency.20 This fine splitting is usually not resolved in the conventional metal K pre-edge XAS due to the large lifetime broadening. The eg peak of [FeII(bpy)(btz)2](PF6)2 is located at lower energy compared to the eg peak of the FeIII complexes. Recently this energy shift has been explained by the difference in contraction of the 3d shell in the core-excited states.46
The 3d–4p orbital hybridization effect on the K pre-edge XAS has been well described through the RAS calculations. The integrated intensity for the calculated electric dipole contribution is 2.72 × 10−4, 2.76 × 10−6 and 2.79 × 10−5 for [FeII(bpy)(btz)2]2+, [FeIII(btz)3]3+ and [FeIII(phtmeimb)2]1+, respectively. The large difference in the electric dipole transition intensity does explain the intensity difference for the measured metal K pre-edge between the FeII and FeIII complexes in Fig. 5.
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Fig. 5 The orbital contribution analysis to the RAS calculated metal K pre-edge XAS of carbene complexes [FeII(bpy)(btz)2]2+ (left), [FeIII(btz)3]3+ (middle) and [FeIII(phtmeimb)2]1+ (right). The Expt* is the background subtracted experimental spectrum using EXAFSPAK,48 the components for fitting the metal K pre-edge are available in Fig. S6 (ESI†). |
Considering that ∼2% 4p characters give 2.72 × 10−4 intensity for [FeII(bpy)(btz)2]2+, the 4p character of both FeIII complexes should be less than 0.2%, as was indeed found. At this level small variations originating from e.g. differences between the computationally optimized and the experimentally present structure, contributions of the solvent or of the limited basis set can have an unrealistically large effect. One would e.g. expect that the near perfect orthoaxiality of [FeIII(phtmeimb)2]1+ results in the smallest dipole contribution. Conversely, if the contribution of 4p character is larger than 0.5% this is significant and differences at this level can be used to draw conclusion about symmetry effects. Future extensions and experience with this novel approach will increase the precision.
Here the relative contribution from electric dipole transitions beyond this limitation can hence be used to estimate the distortion from the centrosymmetry in the K edge measurements of octahedral complexes.
The first absorption peak for both FeIII complexes originates from the 1s → t2g transition, their integrated intensities from calculated spectra are 0.58 × 10−4 and 0.48 × 10−4 for [FeIII(btz)3]3+ and [FeIII(phtmeimb)2]1+, which is consistent with the amount of t2g character of the states (see Table 1). This orbital covalency analysis shows that the metal eg character of the molecular orbital for the three complexes follows the order [FeII(bpy)(btz)2]2+ > [FeIII(phtmeimb)2]1+ > [FeIII(btz)3]3+ (see Table 1). The integrated intensities of electronic quadrupole transitions for the 1s → eg are 2.41 × 10−4, 2.25 × 10−4, and 2.15 × 10−4 for [FeII(bpy)(btz)2]2+, [FeIII(phtmeimb)2]1+ and [FeIII(btz)3]3+, respectively. The consistent trend in intensity and the metal 3d characters in the probed orbitals shows that the molecular orbital based RAS approach can well interpret the XAS in terms of the orbital covalency.
For FeIII, the peak with eg character is significantly broader due to the extra hole in the t2g orbital. After electron excitation into the empty eg orbital, the orbital occupancy of t52ge1g can give 3T1g, 3T2g, 1T1g, and 1T2g valence states due to the coupling of the holes in both t2g and eg orbitals. The 3T1g and 3T2g triplets imply two electrons with parallel spin in the valence shell, the RAS calculations allow for multiple excitation within the active space and hence can give a nice description of the electron–electron interactions in the valence shell. Thus the broad feature splits into two main resonances at 7114.3 eV and 7115.9 eV for [FeIII(btz)3]3+, at 7114.3 eV and 7116.2 eV for [FeIII(phtmeimb)2]1+.
The calculated spectra gave a splitting energy of 2.0 eV for [FeIII(btz)3]3+, and 2.1 eV for [FeIII(phtmeimb)2]1+, which is slightly larger than was experimentally observed. RAS calculations need an increasing number of core-excited states to fully describe the spectral features at the high energy side. Beyond a certain limit, an increasing of the number of included states only slightly shifts the observed averaged spectral features, which is taken as the cut-off point for the calculations (see ESI† for an estimation of this effect). An increase of this cutoff as well as an increase of the basis set can thus theoretically result in small additional shifts of the spectrum at the price of a significantly increased computational cost. For such large molecules as are studied here, the here employed combination of number of states and basis set is currently at the limit of our computational capabilities.
The difference in splitting between the T1g and T2g states probe the difference in attraction between the hole in the π(t2g) orbital and the electron in the σ(3dxy) compared to the σ(3dz2). The resonance at higher energy 7115.9 eV and 7116.2 eV is assigned to the 1T2g state, and it shows that the splitting of these two resonances depends on the orbital covalency.17,19,20 Considering the lower energy t2g peak for [FeIII(phtmeimb)2]1+, we can conclude that the splitting between the t2g peak and eg peak is larger for [FeIII(phtmeimb)2]1+. This was expected since the adoption of [phtmeimb]1− ligand for a more pronounced σ donating ability can further increase the relative energy of eg metal 3d character anti-bonding orbitals, which gives a larger ligand field splitting.16 Previous calculations have shown that the minimum energies of 4MC and 6MC states of [FeIII(phtmeimb)2]1+ are destabilized by 13% and 23% compared to the ones of the [FeIII(btz)3]3+.16 The 2LMCT state of [FeIII(phtmeimb)2]1+ (2.13 eV) is 0.17 eV lower than the [FeIII(btz)3]3+ (2.30 eV). The increased energies of the MC states together with the decreased energy of the 2LMCT state gives an increased activation barrier for the decay of the 2LMCT state into the MC states, and consequently contributes to the increase in the experimentally observed lifetime of the 2LMCT state.14,16 The RAS calculated spectra have well reproduced the larger splitting between the t2g and the first resonance of the eg peak for [FeIII(phtmeimb)2]1+, see Fig. 5, and show that this method can be used to predict the influence of new ligand systems on the energetic landscape of novel molecules. This means that we can both measure the relative energies of the valence orbitals with HERFD-XANES or calculate them prior to the synthesis with RAS and can expect to achieve an at least qualitatively good agreement even if the centrosymmetry is significantly changed. With further improvements in calculation power and code optimization this tool can potentially be extended to be used on real photocatalytical systems.
Footnote |
† Electronic supplementary information (ESI) available. See DOI: 10.1039/c9cp06309a |
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