Open Access Article
Barbara
Farkaš
a,
Umberto
Terranova
a and
Nora H.
de Leeuw
*ab
aSchool of Chemistry, Cardiff University, Main Building, Park Place, Cardiff, CF10 3AT, UK. E-mail: DeLeeuwN@cardiff.ac.uk
bDepartment of Earth Sciences, Utrecht University, 3508 TA, Utrecht, The Netherlands
First published on 12th December 2019
Owing to their high saturation magnetisation, cobalt nanoparticles hold significant potential for the hyperthermia treatment of tumours. Covalent binding of carboxylic acids to the nanoparticles can induce biocompatibility, whilst also preventing the formation of surface oxides which reduce the magnetic properties of cobalt. Understanding the origin of the acid–metal interaction is key, yet probably the most experimentally challenging step, for the rational design of such entities. In this density functional theory study, we use static calculations to establish that a 57-atom Co cluster is the smallest model able to reproduce the adsorption behaviour of carboxylic acids, and ab initio metadynamics to obtain the structure and the free energy landscape for its interaction with valeric acid. Our simulations show that a bridging bidentate binding mode has a stronger affinity compared to monodentate binding, with energetically high transition barriers between the two. A chelate interaction mode of two carboxyl oxygen atoms can be formed as an intermediate. These results clarify the organic–inorganic interactions in the cobalt–acid system, providing a basis for the rational design of biocompatible metallic nanoparticles.
Atomic understanding of the underlaying interaction mechanisms requires for the comprehension of structure, morphology, and size, but also physiochemical properties and reactivity of both metal of interest and capping agent. From structural point of view, cobalt can exist in three crystal phases, namely hcp, fcc, and ε-phase.12–14 With an hcp → fcc phase transition occurring at temperatures around 450 °C,15,16 the hcp phase is the one of interest from a biomedical standpoint. When considering the morphology of nanostructures, attractive possibilities of improving the catalytic power by increasing the area of reactive metal surfaces have led to intensive research in synthesis methods, ranging from nanospheres, nanodiscs, and nanosheets, over hollow structures or pellets, to unusual and less ordered geometries, such as snowflakes and leaf-shapes.17–22 Similarly, the shape and size of the nanoparticles can strongly affect the material uptake and biodistribution as well as their reactivity. Since the main interest in hyperthermia is to maximise magnetisation and mobility while minimising oxidation, small spherical nanoparticles are preferred, as after ligand functionalisation the overall diameter should be enough to circulate throughout the blood vessel network for a sustained period of time with minimal surface-to-volume ratio to avoid reacting with the surroundings. Cobalt nanoparticles have been shown experimentally and theoretically to favour a non-crystalline icosahedral morphology for the smallest sizes, with large nanoparticles expected to adopt hcp-bulk geometry.23–25
A variety of ligands have so far been tested to enhance biocompatibility, improve growth control, stabilise the particle dispersions, prevent agglomeration, provide functionality, and limit the surface reactions. By now it is known that metallic nanoparticles experience strong van der Waals and magnetic dipole interactions, hence only the surfactants which covalently bond to the metal can considerably promote their stability. Carboxylic acids can bind strongly to the surface metal atoms through carboxyl group, and they are therefore an excellent choice as capping agents. Among them, oleic acid (OA), which has a C18 tail with a cis-double-bond in the middle, is the most common, since it can form the kink necessary for effective stabilisation. OA forms a dense protective monolayer, thereby producing nanocomposites in a highly uniform size range.7,26,27
The interaction between the carboxylate head and the metal atoms can adopt four different modes.28–30 If one metal atom binds with one oxygen atom, the mode is called monodentate. If both oxygen atoms are involved, they can form complexes with either one or two different metal atoms, referred to as chelate and bidentate, respectively. The final possible interaction is of ionic nature. Which motif is dominating for a specific ligand–metal pair depends on the properties of the metal surface and the structure of the adsorbed carboxylic acid. Experimentally, the actual binding interaction may be distinguished by infrared (IR) spectroscopy due to the characteristically shifted carbonyl band.
The bonding nature of OA can have a critical effect on the magnetisation31 and a detailed knowledge of the type of interaction between OA and cobalt nanoparticles hence allows fine-tuning of the size, morphology, and magnetic properties. It is therefore a crucial step in the characterisation of this nanocomposite for biomedical applications. However, experimental results are, so far, inconclusive on the binding mode between OA and cobalt nanoparticles. Older investigations gave a uniform conclusion on oleic12,27,32 and elaidic33 acid chemisorption onto cobalt surfaces, yielding nanoparticles in a narrow distribution, but they did not provide the exact binding mode. To the best of our knowledge, there exist only two such works that suggested a type of interaction between the cobalt atoms and carboxylate head of oleic acid. According to Wu et al.34 oleic acid is chemisorbed as a carboxylate onto the Co nanoparticles, and the two oxygen atoms are coordinated symmetrically to the Co atoms. They interpreted the shift of the carbonyl's IR band to be due to a bridging bidentate adsorption. Similarly, Ansari et al.35 presented an IR spectrum that demonstrated the chemisorption of the acid as a carboxylate onto the nanoparticles. However, they attributed the shift of the carbonyl band to a monodentate interaction.
In this work, we have first performed static density functional theory (DFT) calculations to establish a 57-atom cluster as the minimum size that reproduces the adsorption properties of larger Co nanoparticles. Next, we have performed metadynamics simulations of valeric acid (VA), a convenient model for OA, on the Co cluster. We have efficiently explored the free energy landscape of the system, evaluating in particular the most relevant energy minima and the barriers appearing in the corresponding transition pathways.
These calculations were carried out using the DFT Vienna Ab Initio Simulation Package (VASP) code,36 with a spin-polarized formalism and the exchange–correlation functional developed by Perdew, Burke, and Ernzerhof (PBE).37 The core electrons up to and including the 3p levels of cobalt were kept frozen and their interaction with the valence electrons was described by the projector augmented wave (PAW) method.38 The DFT-D3 method with Becke–Johnson damping was used to include the long-range dispersion interactions.39 The kinetic energy cutoff of the wave functions was set to 400 eV. The Monkhorst–Pack k-point grid for the cluster calculations included only Γ-point. For the (0001) and (10
1) surfaces, 3 × 3 and 3 × 2 supercells with 4 layers of atoms (top two relaxed, bottom two constrained in the bulk-relaxed positions) were used, with k-point meshes of 5 × 5 × 1 and 5 × 4 × 1, respectively. Structural optimisations were carried out without any constraints, with convergence criteria of 1.0 × 10−6 eV per atom and 1.0 × 10−2 eV Å−1 for the electronic energy and the atomic forces, respectively. The vacuum space in the unit cell was set to be 12 Å in the z-direction to avoid interactions between periodic images of the surface slabs, while clusters were positioned in the centre of a box with sizes adjusted such that there is at least 12 Å of vacuum between neighbouring clusters in each direction. The adsorption energy, Eads, was calculated as follows:
| Eads = Esurf+mol − (Esurf + Emol), | (1) |
The most recent experimental study conducted on the OA-cobalt nanoparticle system by Ansari et al.35 suggested a monodentate-type interaction, which was hence taken as the starting structure. During the equilibration, we observed that the oxygen atom which was not bound to the nanoparticle surface attached to a neighbouring cobalt atom within less than 0.25 ps (Fig. 1, top), yielding a bidentate interaction with both oxygen atoms atop two neighbouring cobalt surface atoms.
After equilibration, metadynamics was performed. The two collective variables for the projection of the metadynamics free energy landscape were chosen to be the coordination numbers (CNs) of the two oxygen atoms of VA. Both Co–O distances during the equilibration period oscillated around 2.0 Å, as shown in Fig. 1, top. Accordingly, this value was used in the definition of CNs, together with exponents n = 8 and m = 14.42 Gaussian hills with height of 0.01 Hartree and width of 0.05 were deposited every 50 fs. The metadynamics simulation was carried out for 15 ps, after which one of the oxygen atoms bound to a new Co atom that was not included in the binding states observed thus far, hence reproducing previously formed interaction modes on a different site of the nanoparticle. This was considered to be a terminating event, as it indicates that the molecule has exhausted all the binding possibilities with the initially assigned pair of cobalt atoms. VMD was used for postprocessing.48
1) orientations to minimise the overall surface energy. Size-dependent adsorption of O, HCOOH, and CH3COOH was therefore examined on both surfaces.
1) surfaces are also shown (N = ∞). The oxygen atom, regardless of the cluster size or the surface stacking, adsorbs in the hollow position which allows binding to three different cobalt atoms of the (0001) surface. On the (10
1) surface, clusters with more than 19 atoms can accommodate oxygen in the centre of four cobalt atoms, while the smaller surface area of the 19-atom cluster limits the interaction to three cobalt atoms. However, despite the similarities in the adsorption sites, there are still noticeable differences in the energetical aspects of the single oxygen atom adsorption on different clusters. On the (0001) surface, the interaction becomes stronger with shrinking cluster size but begins to weaken from 30-atom cluster downwards, with an exception for the adsorption on 13-atom cluster, which is the most favoured (Eads = −4.33 eV). A similar behaviour can be observed for the adsorption on the (10
1) surface of the clusters, with lessening of Eads already triggered on the 76-atom cluster. The Eads values of the largest clusters considered, N = 153 and 323, differ only slightly from those of the periodic slab models. The initial trend of a strengthening interaction with decreasing cluster size prevails for larger particles only and reflects the decrease in the average CN of cobalt atoms as a consequence of the higher surface-to-volume ratio.
Fig. 4 shows the d-band energies calculated following the definition by Hammer et al.,50 for both the 3d spin-up and spin-down electrons of cobalt atoms in differently sized clusters and the infinite surfaces. The spin-up (3 unpaired electrons per Co atom which are responsible for oxygen-binding) d-band energy sequence mirrors the trend of oxygen adsorption, with the 13-atom cluster having the most positive d-band energy and, accordingly, the strongest interaction.
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| Fig. 4 d-Band energies for 3d spin-up and spin-down electrons of Co as a function of cluster size, N. Results for surface slabs are shown as N = ∞. | ||
Small clusters experience the influence of quantum effects, with a resulting non-scalable regime which often makes it hard to find a detailed quantitative dependence of the adsorption energy on the cluster size. However, it is evident that even with a single atom adsorbate the two surfaces behave differently, which might have a more pronounced influence when it comes to the adsorption of larger molecular entities. In order to capture the main features of the cobalt cluster–oxygen atom systems, small 19- or 30-atom clusters may be used efficiently, although this may not be the case for carboxylic acids.
1) surface, on the other hand, shows a clear tendency toward dissociation. One of the oxygen atoms of the carboxyl group as well as the dissociated hydrogen tend to be located in the hollow sites on the largest clusters, while the remaining oxygen binds in the bridge position between two edge Co atoms on the 57- and 76-atom clusters. However, due to the limited (10
1) surface areas of smaller clusters with 19 and 30 atoms, this dissociative behaviour is inhibited. It is important to note that dissociation was not manually forced and all initial structures of the acids prior to the adsorption process were undissociated.
For large clusters, the energy of HCOOH and CH3COOH adsorption on both the (0001) and (10
1) surface slowly progresses towards the asymptotic value for the infinite surface slabs. When adsorbed on the (0001) surface on clusters with less than 30 atoms, the adsorption energy reduces quickly with decreasing cluster size, yielding values well below the extended surface value. The opposite trends seen in large and small cobalt clusters meet at an intermediate size range of 15–50 atoms for the (0001) surface, with the 19-atom cluster exhibiting the least negative adsorption energies of −0.52 eV and −0.47 eV for HCOOH and CH3COOH, respectively. On the (10
1) surface, the 57-atom cluster is the smallest of the tested sizes that showed the dissociative behaviour of an infinite slab model and, consequently, the adsorption energies of both carboxylic acids grow considerably with the reduction in size of the cluster. This trend is only interrupted with the 6- and 13-atom clusters, where the two surfaces cannot be distinguished.
As illustrated previously in the case of the oxygen atom, the strengthening of the adsorption as the cluster size shrinks is governed by the upward shift in the d-band centre throughout the whole range of clusters. However, for HCOOH and CH3COOH, this occurs only for large clusters, whereas the resemblance disappears once the clusters become smaller than 57 atoms, when the increase in the number of corner and edge sites with lower CNs leads towards stronger adsorptions. It can therefore be concluded that clusters with ∼50 atoms are precisely at the border where the domination of the electronic effects of large clusters vanishes and the ascendency of geometric effects of small clusters onsets.
surface of the cluster differ only by 0.03 eV, while undissociative and dissociative modes on the (10
1) surface give adsorption energies of OA lower by 0.10 and 0.17 eV than VA, respectively.
1) surfaces of the 57-atom cluster are presented in Fig. 6, together with their projection on the carbon chains and the carboxyl oxygen atoms. In all three cases of adsorption, VA and OA show similar electronic structures, with bonding hybridisation mainly occurring at ∼−5.0 eV for undissociative adsorption and at ∼−3.5 eV for dissociative adsorption.
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Fig. 6 DOS of undissociated and dissociated valeric (left panel) and oleic (right panel) acid on the (0001) and (10 1) surfaces of 57-atom Co cluster. | ||
To estimate the share of carbon-chain charge transfer in the overall bonding process, the Bader charge difference51 was calculated as
| Δqc = qads − qvac, | (2) |
C(CH2)7CH3 carbon-chain of OA. For undissociative adsorption on the (10
1) surface, carbon-chain charge transfers are equal to +0.060 and +0.057 eV, while for dissociative adsorption they are equal to −0.011 and −0.008 eV for VA and OA, respectively. No appreciable electron transfer occurs during the adsorption, with carbon chains of both acid molecules losing or, in the case of dissociation, gaining a negligible amount of charge during the process. Importantly, the differences between the two acids are minimal. Combined with the findings on the energetics of adsorption, the comparison of the electronic properties suggests that the carboxyl group plays the dominant role and interaction with the surface is not significantly affected by the size of the carbon-chain. Accordingly, VA has been used in the continuation of the study.
The most prominent differences between the well-known experimentally defined modes of interaction are the CNs of the two oxygen atoms, Oa and Ob, of carboxyl group with respect to surface metal atoms. By going from a bidentate mode, for which both CN (Oa–Co) and CN (Ob–Co) equal one (1,1), to a monodentate, the CN of one oxygen decreases to zero, while the other oxygen can bind to one, two, or three cobalt atoms, yielding combinations of (0,1), (0,2), and (0,3), respectively. Transition to a chelate interaction induces binding of both oxygen atoms to the same cobalt atom, which would at the first sight give exactly the same combination of CNs of bidentate binding, namely (1,1). However, the oxygen–oxygen repulsion results in an increased distance between the oxygen atoms in the chelate configuration, making the chelating Co–O bonds longer than in the bidentate, giving an approximate CN combination of (0.5,0.5). Thus, being able to distinguish between the most relevant structures, CN (Oa–Co) and CN (Ob–Co) make a good choice for collective variables.
Co–O distances and CNs of Oa and Ob have been presented for the whole metadynamics trajectory in Fig. 7, alongside the most representative structures. The starting structure was bridging bidentate with each oxygen bonded to one Co atom, as continued from the ab initio molecular dynamics equilibration. After 2.5 ps of metadynamics run, Oa formed a bridge in between neighbouring cobalt atoms, resulting in a chelating form which was stable for a short period. Around 0.5 ps later, Ob created a mirroring structure which persisted for a similar amount of time. The first monodentate interaction with a single Ob–Co bond occurred after approximately 4.75 ps, but the second bond between Oa and Co was formed again in less than 0.25 ps. Before the next monodentate appearance, both oxygen atoms formed a chelate structure with two neighbouring cobalt atoms three more times. The next time that the monodentate was formed, Oa bonded with two cobalt atoms rather than one for the duration of about 0.5 ps. The same type of bridging monodentate interaction, with Oa and Ob alternating in the bond formation during the run, could have been seen twice before the original atop monodentate mode with single Co–O bond was again established. In most of the transitions between bridging bidentate and monodentate or vice versa, a chelating interaction behaved as an intermediate state. No desorption of VA was observed on the time scale of the entire simulation. After 15 ps, instead of desorption of the molecule, Ob bonded to the third different surface cobalt atom. Ultimately, four distinct interaction modes were captured: atop monodentate where one of carboxyl oxygen atoms binds one cobalt atom; bridging monodentate where one O atom has two bonds with a pair of neighbouring Co atoms; bridging bidentate where each carboxyl oxygen binds a single Co atom from a neighbouring pair; and, finally, chelate, where one O atom forms two bonds, one with each atom from Co pair, while the other O atom forms a single bond with one of the Co atoms from the same pair. The bridging bidentate mode was formed for more than half of the time, ∼54%, with the bridging monodentate, atop monodentate, and chelate mode having a similar share of ∼18, ∼15 and ∼13%, respectively.
The type of interaction between the carboxylate head and the metal atoms can be confirmed by the wavenumber separation (Δ) between the asymmetric (νas(COO−)) and symmetric (νs(COO−)) stretches of COO−:34,52,53 the largest Δ (∼200–320 cm−1) corresponds to the monodentate interaction, medium Δ (∼140–190 cm−1) to bridging bidentate interaction, and the smallest Δ (∼<110 cm−1) to chelate interaction. We have selected three geometries corresponding to the main binding modes resulting from the metadynamics trajectory and simulated their IR spectra, together with that of VA in vacuum (Fig. 8). The IR spectrum of the pure acid shows good agreement with the positions of the fundamental frequencies of carboxylic acids. After adsorption, the intense peak at 1749 cm−1, typical of the C
O stretch, disappears and two new peaks as features of carboxylate are formed at ∼1200 and 1650 cm−1 instead. The obtained wavenumber separations Δ between the asymmetric and symmetric stretches are 320, 108, and 42 cm−1, respectively, which, following the experimental trends discussed above, confirms our assignment of the type of interactions to monodentate, bridging bidentate, and chelate. A low Δ value obtained for the chelate mode is probably a consequence of an additional Co–O bond compared to the traditional chelating form.
The next question that arises is to what extent does the change from bidentate to monodentate interaction happen; i.e., what are the pathways and barriers taking place, considering finite-temperature effects at the appropriate thermodynamic conditions. To investigate the underlying mechanisms in pertinent detail, the reconstructed free energy surface projected onto the plane spanning the two collective variables has been plotted in Fig. 9. Several minima beyond the one that defines the starting structure are readily identified and denoted using Roman numbers. Minimum I represents the bridging bidentate and is by far the most stable structure with an energy of −139 kJ mol−1. The minima denoted as IIa and IIb are atop monodentate structures with Oa and Ob attached to one surface cobalt atom, respectively. They are higher in energy with respect to bridging bidentate and sit at around −115 kJ mol−1. Chelates are represented by IVa and IVb and are energetically less favourable at −90 kJ mol−1. Bridging monodentate, III, is least likely to be formed with an energy of around −60 kJ mol−1. A wide area in energy up to −70 kJ mol−1 around the global minimum can be assigned to exhaustive efforts of the system to stay in the bidentate mode with both oxygen atoms of carboxyl group bonded to a single cobalt atom, even when one or both bonds do not reach the ideal value of 2.0 Å. What clearly emerges from Fig. 9 is that the bridging bidentate is the most favourable mode of interaction between carboxylic acids and cobalt nanoparticles.
Fig. 9 also illustrates that the transition of the system from the minima II to the global minimum I has two possible pathways, i.e. one with a chelating mode as an intermediate (B, C) and another direct pathway (D). The formation of the intermediate chelating state IV allows the molecule to access a lower energy pathway. In particular, the shift from atop monodentate directly to the bridging bidentate global minimum following route D, requires the system to overcome an energy barrier of 77 kJ mol−1. However, the inclusion of the chelate interaction in the transition separates the process into two major steps (B and C), for which the two barriers of 58 and 41 kJ mol−1 are both lower than in the direct route D.
Other possible pathways include bridging monodentate as a starting point, with two possible final destinations – atop monodentate (A, B), or the global minimum – bridging bidentate (A, C). Starting with a bridging monodentate and going towards the atop analogue requires an energy of 24 kJ mol−1 to overcome the rate-determining step, which increases to 41 kJ mol−1 if bridging bidentate is the final structure. In general, all transitions between minima are moderately energetically costly, with the rate-determining steps depending on the pathway.
Thus, it is conceivable that the majority of the carboxylic acid molecules attached to cobalt nanoparticles would maintain a bridging bidentate interaction on the surface under synthesis conditions. Determination of the binding mode between the two modalities was a first step towards simulating the organic acid coatings on cobalt nanoparticles and their behaviour in an in vivo environment. The next set of issues to be addressed are the possible density of the adsorbed molecules and whether the introduction of the coating would be sufficient to prevent further chemical reactions, such as oxidation, to take place at the nanoparticles’ surface. Work along these directions is in progress.
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