Open Access Article
Mariami
Rusishvili
ab,
Luca
Grisanti‡
a,
Sara
Laporte
a,
Marco
Micciarelli§
a,
Marta
Rosa¶
a,
Rebecca J.
Robbins
c,
Tom
Collins
d,
Alessandra
Magistrato
e and
Stefano
Baroni
*ae
aSISSA – Scuola Internazionale Superiore di Studi Avanzati, via Bonomea 265, 34125 Trieste, Italy. E-mail: baroni@sissa.it
bInternational Center for Theoretical Physics, Condensed Matter and Statistical Physics, 34151 Trieste, Italy
cMars Wrigley Confectionery R&D, 1132 W. Blackhawk St., Chicago, IL 60642, USA
dMars Wrigley Confectionery R&D, 800 High St., Hackettstown, NJ 07840, USA
eCNR-IOM DEMOCRITOS, SISSA, Trieste, Italy
First published on 18th March 2019
Anthocyanins are a broad family of natural dyes, increasingly finding application as substitutes for artificial colorants in the food industry. In spite of their importance and ubiquity, the molecular principles responsible for their extreme color variability are poorly known. We address these mechanisms by computer simulations and photoabsorption experiments of cyanidin-3-O-glucoside in water solution, as a proxy for more complex members of the family. Experimental results are presented in the range of pH 1–9, accompanied by a comprehensive systematic computational study across relevant charge states and tautomers. The computed spectra are in excellent agreement with the experiments, providing unprecedented insight into the complex behavior underlying color expression in these molecules. Besides confirming the importance of the molecule's charge state, we also unveil the hitherto unrecognized role of internal distortions in the chromophore, which affect its degree of conjugation, modulating the optical gap and in turn the color. This entanglement of structural and electronic traits is also shared by other members of the anthocyanin family (e.g. pelargonidin and delphinidin) highlighting a common mechanism for color expression across this important family of natural dyes.
The extreme variety of hues, brightness, and nuances expressed by anthocyanins reflects their chemical variability. Substituents on the A, C and B rings (Fig. 1), including hydroxyl and glycosylic (mostly at positions 3 and 5) will induce a change in color.2,3 Extra acyl groups connected to the glycosylic units, when bearing phenolic acids, will also modulate the color through both inter- and intra-molecular co-pigmentation. In addition, the optical properties of anthocyanins are highly sensitive to environmental factors such as the pH of the solution or the presence of metal ions.6 The red-colored flavylium cation exists at very acidic conditions (pH < 2) while in the pH range of 3–8, flavylium converts into neutral purple-coloring forms, due to the deprotonation of one of its hydroxyls. Upon further pH increase, another hydroxyl will deprotonate, giving rise to the blue-colored anionic quinonoid forms.3,6
This variability and complexity of color expression makes the industrial utilization of anthocyanins a challenging endeavor, compared to synthetic dyes which are more stable and predictable. Thus a deep understanding of the mechanisms of color expression in these molecules is still needed, in spite of recent extensive experimental2,3,5,7,8 and theoretical9–16 efforts. Moreover, most of the available studies concern the cationic species—responsible for the red hues only—while only few studies have focused so far on the neutral and negative species, which are of striking interest for industrial applications.2,7
The color expressed by an anthocyanin solution is determined by the optical properties of the solvated molecules, which can be measured experimentally through photoabsorption spectroscopy. Predicting the color using theory and computational methods, however, is not as straightforward.17,18 Efforts in this direction have comprised quantum chemical calculations performed at various levels of theory, ranging from semiempirical methods,13–15,19 to post Hartree–Fock12 and TDDFT,9,10,16 most of which, however, focused on the cation form only, and did not address charge, tautomerism, and conformation effects, which are expected to be important. Furthermore, the absorption spectrum and perceived color of a solution depend on the different out-of-equilibrium molecular geometries that are experienced by thermal fluctuations, as well as on the interaction with the solvent. Indeed, an accurate modelisation of the optical properties in principle requires taking into account the different molecular states, their possible conformations, thermal fluctuations, and the effects of the solvent. Previous works have gone as far as taking into account thermal fluctuations in the minimum energy conformer,9,10,20,21 however realistically many conformers will coexist in solution, and each of their contributions to the final color should be taken into account. Such a systematic study is lacking, and the present work intends to be a first step in this direction by applying a multi-scale simulation protocol to the simulation of anthocyanins.
We thus aim to elucidate the relative importance of the aforementioned effects through a combination of computer simulations, performed with a newly introduced multiscale protocol that accounts for each of them at the relevant time/length scale, and photoabsorption experiments, which have been performed for the first time systematically for a glycosylated anthocyanin over an extended (1–9) pH range. Our efforts are focused on cyanidin-3-O-glucoside (C3G, hereafter), chosen as a prototype for singly glycosylated anthocyanins, and which is highly abundant in nature. Fig. 1 shows the relevant molecular states (justified in Section 3.2) and chemical equilibria determining the optical properties of C3G throughout the 1–9 pH range: the flavylium cation (hereafter referred as A+), two prototropic tautomeric states (protomers) of the neutral base, deprotonated at either position 4′ or 7 (hereafter referred to as
and A07, respectively), and two protomers of the negative base (hereafter referred to as
and
, deprotonated at positions 4′ and 7 or 4′ and 5, respectively). Experimentally, controlling the pH is relatively straightforward, however computationally there is no easy correspondence. For this reason, in this study we simulate each of the charge and protomeric states shown in Fig. 1 separately, and compare experimental spectra at a given pH with the computed spectra corresponding to the charge state which is expected to exist in majority at that pH. We have found that each molecular state can also adopt various conformations, whose effects on the optical properties are carefully accounted for in our simulations and discussed in this paper. We define and discuss the elements responsible for the coupling between electronic and structural degrees of freedom, the latter being mainly represented by the torsion in the chromophore between the two conjugated units. The agreement between our theoretical and experimental results is excellent, giving us confidence on the quality of the simulations and their ability to capture the fine details of microscopic mechanisms underlying color expression in this important family of natural dyes.
The stock solution of cyanin was prepared by dissolving 11.60 mg cyanin chloride into 25 mL acidified water (0.01% HCl). Cyanin solutions were pH adjusted using various volumes of NaOH and HCl depending on desired final pH. The sodium hydroxide (2.0 M/0.2 M) (sodium hydroxide pellets 99.99% trace metal analysis from Sigma Aldrich – Cat. no. 306576) and HCl (1 M/0.1 M) stock solutions were prepared by dissolving NaOH pellets or diluting concentrated HCl (Hydrochloric Acid TraceMetal Grade from Fisher Scientific – Cat. no. A508-P212), respectively into Milli-Q deionized water (EMD Millipore Milli-Q deionized water). The pH of the final cyanin-pH adjusted solutions were determined by using a Mettler-Toledo SevenEasy pH meter before measuring spectra.
To measure the spectra, an aliquot of pH adjusted cyanin solution was transferred to a 1 cm polystyrene UV visible cuvette (1 cm polystyrene UV visible cuvettes from Fisher Scientific – Cat. no. 14-955-125) on an Agilent 8453 UV visible spectrophotometer. UV visible absorbance data was obtained for wavelength range of 200–700 nm with 1 nm resolution and 0.5 second integration time using Agilent ChemStation software.
Additional quantum-chemical calculations were performed to corroborate some of our results. In particular, QM calculations included in the protocol are performed with QE (with SCCS for solvation), while extra analysis on the orbitals were run using Gaussian0943 (with PCM44 for solvation). Further details are reported in the ESI.† Please see: Tables S6 and S7 (ESI†) for bond order calculations; Table S2 (ESI†) for H-bond analysis.
molecular state, and the same clustering procedure was adopted for all the other studied species, giving qualitatively similar results. Conformers are detected as high density clusters in the dihedral space, here visible in the pair-wise distributions, depicted as 2D projections of a 3D density map. The clustering algorithm used in this work34 is based on density and distance cut-off criteria to group the three dimensional data points corresponding to molecular geometries from the MD trajectory. For each cluster a center is defined and the corresponding molecular geometry is selected as the most representative structure (Fig. 3, lower panel). Conformers were identified for each molecular state, as shown in detail in the ESI† (Fig. S2 reports percentages). Only the most populated conformers were then simulated with AIMD, so as to sample more accurately the geometries to be used for spectral computations. From this analysis we found that θ is correlated with the position of the sugar, determined by the values of α6 and α7 (Fig. 3 upper panel), and that each species may adopt four main conformations (whose relative population is larger that 10%), corresponding to θ assuming four possible orientations; 180°+ (C1), 0°− (C2), 0°+ (C3), 180°− (C4). We remark that the sugar, usually dismissed in studies of the optical properties, as it does not directly participate in the optical transitions on the conjugated core, has nevertheless a major effect on the geometry of the chromophore, thus indirectly but importantly affecting its the optical properties.
![]() | ||
Fig. 3 Upper panel: 2D density maps of pairs of dihedral angles (in degrees) resulting from the HREMD trajectory for the state of C3G and used for the cluster analysis performed to select the dominant conformers. Lower panel: geometries of the four most representative conformers of the same . Qualitatively similar results hold for the other molecular states investigated here (see Fig. S1, ESI† for analogous distributions for all species). | ||
), selected according to their relative DFT energies (see Table 1). We thus expect C3G in solution to be predominantly a mix of the remaining five charge/protomeric states, whose relative abundance depends on pH.
Our measured and computed spectra are displayed and compared with each other in Fig. 4. The average spectra for each molecular species were computed by weighting the contributions from each conformer (C1 to C4) with their relative population (see Fig. S2, ESI†). Experimental spectra at different pH are grouped and compared with those computed for the charge species expected to be prevalent in solution at those pH values, considering the two successive pKa values of 4 and 7 generally used as a reference for anthocyanins3 indicating that cyanin below pH 4 is expected to be positively charged, while above pH 7 it is expected to be negatively charged. At pHs between 4 and 7 the neutral species are expected to exist. Our predictions are in excellent agreement with experiment, as concerns the position and pH/charge dependence of the maximum absorption wavelength, λmax. The latter is determined by the S0 → S1 transition, which is essentially a single-configuration HOMO → LUMO transition (π → π*, accounting for ∼90% of the total oscillator strength). We also note the existence of a shoulder in the spectra predicted for the neutral and negative species at shorter wavelengths (λ 500 nm) and corresponding mostly to a HOMO − 1 → LUMO transition. This shoulder develops into a full-blown secondary peak in
, which is remarkably visible in experimental spectra from intermediate to high acidity. This indicates that
is present in solution at room temperature in this pH range, contrary to the higher stability of
predicted by our static computations (see Table 1). Although this discrepancy could be due to the inadequacy of the energy functional or PCM model utilized here, yet unpublished results on the neutral species show that the relative stability of the
and A07 protomers is in fact reversed once entropic effects are taken into account, indicating that the difference between the minimum energies computed for different protomers in implicit solvent may not accurately reflect the true relative stability of each species, especially when the differences are small. A small entropic contribution to the free-energy difference between
and
could be enough to reverse the stability in this case, making
dominant, and explaining the prevalence of the two-peak feature in the experimental spectra. We notice that this secondary peak has an outstanding effect on the color expressed, as it subtracts blue components from the light diffused by the solution. We conclude that hindering deprotonation from site 5, e.g. by glycosylation, will likely enhance the blueness of the solution.
![]() | ||
| Fig. 4 Experimental spectra at different pH values (top) and calculated for the species expected to be relevant for each pH interval. | ||
Relevant frontier energy levels (HOMO − 1, HOMO, and LUMO) are shown in Fig. 5, along with a representation of the corresponding molecular orbitals for HOMO and LUMO, for all five molecular states of C3G, calculated in implicit solvent (PCM44). Full computational details are given in the ESI.† Energy levels remarkably depend not only on charge state, but also on protonation patterns. These data show that deprotonation lifts the HOMO and LUMO orbital energies, in line with chemical intuition that suggest a decrease of the ionization potential, when increasing the negative charge of the molecule. To a lower extent a similar argument also holds for the LUMO, thus leading to a general decrease of the HOMO–LUMO (HL) gap from the positive to the negative states of C3G. Hence, the overall charge state of the molecule markedly affects the C3G optical properties, consistently with experimental evidence. Isosurfaces of the molecular orbitals are also qualitatively different from each other, and match an alternating distribution of bonding and antibonding characters, reflecting rearrangements of electronic distribution upon (de)protonation at different sites. Both the HOMO and the LUMO lie in the plane of the chromophore and extend over both conjugated moieties (AC and B rings); hence we also expect that distortions in the chromophore might decrease its overall conjugation, and result in a shift of the orbital energies and hence the color of the solution. This is discussed in more detail in the next section.
In Fig. 6 we show the distribution of the θ dihedral for the five molecular species considered in this work (left panel), along with the average HL gaps recorded within each θ bin for each conformer (right panel). The mid panel reports the average spectra recorded for each conformer. We notice that deviation from planarity induces a variation in the HL gaps, however this variation seems to depend on the molecular species. The nature of the frontier orbitals across the different molecular states is crucial to understand such trends. In order to get further insight, we utilize an indicator, Bπ, of the bonding character along the C2–C1′ bond, connecting the AC and B rings, in the various frontier orbitals, defined as:
![]() | (1) |
,
and
have a bonding HOMO (Bπ = 0.98 to 0.77) and an antibonding LUMO (Bπ = 0.37 to 0.45). Hence we expect to see a strong dependence of the gap on θ, and in particular that the gap should decrease upon distortion. This is indeed what we see in the right panel of Fig. 6. Conversely, A07 which has a very antibonding HOMO (Bπ = 0.08) and slightly bonding LUMO (Bπ = 0.65), displays the opposite trend, as the gap increases with higher distortion. Finally, A+ is an intermediate case in which the gap does not show a strong dependence on θ, although due to its slightly antibonding HOMO (Bπ = 0.44) and bonding LUMO (Bπ = 0.67) the trend is nevertheless reversed as in the A07 case. Following this reasoning, we notice that the behavior of the two negative forms should be very similar to each other, as their Bπ values are very close-however the gap's dependence on θ is much more marked in the case of
than in that of
. This partial mismatch can be explained by the proximity of the HOMO − 1 and HOMO energy levels in this species (Fig. 5), which is related to the appearance of a second peak in the visible spectrum and partially undermines the single electron–hole pair picture of the optical transitions. We see that the bonding character depends on the protonation pattern more than the charge states—in fact both neutral protomers
and A07 are at the two extreme in bonding character for both HOMO and LUMO, and indeed the gaps clearly show opposite trends. The molecular orbitals reported in Fig. 5 qualitatively match Bπ data. Extra computational details about all these calculations are reported in Section S1 (ESI†).
, A07,
and
of the frontier orbitals of C3G, as defined in eqn (1). The C–C bond order, calculated from the population analysis of natural bond orbitals,45 is also shown. As expected, Bπ(HOMO) mildly correlates with bond orders – both describing occupied levels
While the above reasoning explains the dependence of the gap on θ, the behavior of the different conformers within a given species is a consequence of several competing effects, including electronic conjugation, which favors a planar geometry of the chromophore, and glycosylation at position 3, which exerts a torque between the sugar and the ortho (2′ or 6′) hydrogen on the phenyl B ring.35 Each molecular state displays a different degree of conjugation, as shown by the variation in bond orders in Table 2, so that the competition results in a different average value and distribution of θ. The details of such behavior are further discussed in the ESI† (Fig. S4), by explicitly defining other geometrical coordinates which can account for the fine details of the geometrical arrangement of the conjugated and glycosylic units. In addition to all the above, both the average and the spread in the distribution of θ are crucially affected by the solvent. The C2 and C3 conformers are characterized by the presence of an H-bonding chain with two water molecules connecting the hydroxyl at position 3′ with the sugar hydroxyls. The presence of these rather persistent water wires locks in the sugar configuration, thus tuning and locking the θ angle. This effect has been confirmed by comparing our explicit-solvent AIMD simulations with similar ones performed in vacuo, as shown in Fig. 7, where results for the C2 and C3 conformers are reported in blue and pink, respectively, as in Fig. 6. We notice that water has a restraining effect on α6, whose values fluctuate more freely in vacuo, thus resulting in wider fluctuations for θ as well. Remarkably, the most likely values of α6 differ in water and in vacuo. This reveals that water molecules shape the conformational landscape of each cyanin species by creating an ordered solvation shell around the hydrophilic moiety of C3G.
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| Fig. 7 Comparison between the θ and α6 dihedral-angle distributions resulting from AIMD simulations for C3G in explicit solvent (continuous lines) and in vacuo (dotted lines). The color code refers to different conformers as in Fig. 6. In particular, results for the C2 and C3 conformers are reported in blue and pink, respectively. | ||
because of the already mentioned presence of a close-by second optical transition in the visible, with mixed contributions from (HOMO → LUMO) and (HOMO − 1 → LUMO).
Footnotes |
| † Electronic supplementary information (ESI) available. See DOI: 10.1039/c9cp00747d |
| ‡ Present address: Institut Rudjer Bošković, Division of Theoretical Physics, Bijenička 54, HR-10000, Croatia. |
| § Present address: Dipartimento di Chimica, Università degli Studi di Milano, via C.Golgi 19, 20133 Milano, Italy. |
| ¶ Present address: Dipartimenti di Scienze Chimiche, Università di Padova, Italy. |
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