H.-I.
Yeom
,
J. B.
Ko
,
G.
Mun
and
S.-H. Ko
Park
*
Department of Materials Science and Engineering, Korea Advanced Institute of Science and Technology (KAIST), 291 Daehak-ro, Yuseong-gu, Daejeon 305-701, Republic of Korea. E-mail: shkp@kaist.ac.kr
First published on 23rd June 2016
Indium oxide thin films are deposited via plasma-enhanced atomic layer deposition (PEALD) to exploit their potential as a semiconductor in high mobility thin-film transistors (TFTs), which are suitable for fast driving applications such as high resolution displays. The films are successfully grown by the reaction between an Et2InN(SiMe3)2 liquid precursor and oxygen plasma at temperatures ranging from 100 °C to 250 °C giving a saturated growth rate value of ∼1.45 Å per cycle at the ALD window with precisely controlled thickness and uniformity. The plasma reaction enhances the film growth rate and changes the electrical properties of the films. Depending on the substrate temperatures, each film has a different chemical composition, thereby showing different electrical characteristics. Indium oxide films grown by PEALD show a lower carrier density of ∼4 × 1019 cm−3 than those prepared by thermal ALD due to the reactive oxygen plasma source in the former. Offering the precise control of thickness and high quality of indium oxide grown by PEALD, and with a proper post thermal-annealing and passivation process, the possibility of exploiting the potential of semiconductor characteristics of indium oxide is verified from bottom-gate coplanar structured TFTs, which exhibit a high mobility as high as 39.2 cm2 V−1 s−1, a turn-on voltage value of −1.18 V, and a sub-threshold voltage of 0.27 V dec−1 in a linear region. On the basis of this outstanding performance, the PEALD-InOx TFTs developed in this study would be suitable for diverse microelectronic devices.
The atomic layer deposition (ALD) process, whereby a film is deposited by a self-limiting reaction on the substrates to yield a uniform film over a large area with a precisely controlled thickness is a promising tool to prepare conformal and high quality films even with reduced thicknesses. There have been many efforts to obtain InOx films by ALD using various precursors and reactants. The properties of films are considerably affected by the sources. The first reported ALD growth of an InOx film utilizing InCl3 required a relatively high deposition temperature (∼500 °C) and showed a low growth rate (<0.3 Å per cycle).15 Other solid indium precursors such as In(acac)3,16 β-diketonates,17 and trimethyl indium (TMIn)18 also exhibited low growth rates (<0.4 Å per cycle). A fast growth rate (1.3–2.0 Å per cycle) was obtained with cyclopentadienyl indium (InCp) and ozone with good conformality on anodic aluminium oxide membranes, which have an aspect ratio, L/d, of 350.19 These solid precursors, however, hindered the application of ALD processed InOx to the semiconductor layer of TFTs for displays due to not only a low vapor pressure but also difficulty in keeping a constant vapor pressure. Most display fabrication strategies adopt a substrate size larger than (730 × 920) mm2 and liquid precursors are easily supplied with a constant large amount of vapor.20 Furthermore, the electrical properties of InOx films grown by these precursors have not been thoroughly investigated.
Recently, Maeng et al. used diethyl[bis(trimethylsilyl)amido]indium (Et2InN(SiMe3)2), [3-(dimethyl-amino)]dimethyl-indium (DADI), and triethyl-indium (TEIn) liquid precursors for the growth of InOx films using ozone.21 They reported a relatively high growth rate (∼0.8 Å per cycle) and film resistivity as low as 8 × 10−5 Ω cm. These InOx films, however, were studied as a transparent conducting oxide (TCO) for their low resistivity, not as semiconducting films.
In this work, we demonstrate a plasma-enhanced ALD (PEALD) process using a liquid source of Et2InN(SiMe3)2 and oxygen plasma for depositing InOx films at different growth temperatures for application to the active layer of TFTs. We examined the optical, chemical, and electrical characteristics of the films with various tools. Nano-crystalline ultra-thin indium oxide films by PEALD were successfully adopted in TFTs and showed high electrical performance as a switching and driving device for an actual display.
The bottom-gate coplanar TFTs were fabricated on indium-tin-oxide (ITO) glass. First, 150 nm-thick ITO glass was patterned as a gate by wet etching. After an Al2O3 film of 175 nm was deposited by means of ALD at 150 °C as a gate insulator, a source/drain ITO was deposited by radio frequency (RF) sputtering at 250 W, followed by vacuum annealing at a temperature of 250 °C for 2 hours to lower the resistivity of ITO. After patterning the source/drain ITO by wet etching, PEALD-InOx was grown to 5 nm-thick. Deposited InOx films were patterned, followed by annealing at a temperature of 350 °C in an O2 condition for 2 hours. As a final step, silicon oxide, which consisted of double layered silicon oxide, the first and second layer deposited under low and high process pressures, respectively, was deposited by plasma enhanced chemical vapor deposition (PECVD) at 300 °C to passivate the whole device and the devices were annealed at 300 °C under vacuum. The key factor of passivation process is the control of hydrogen incorporation into the active layer. The purpose of the first layer of SiO2 deposition under low pressure is not to induce plasma damage on the back channel region during the PECVD process. The second layer under high pressure contains less hydrogen content, thereby minimizing hydrogen diffusion in to the active layer during thermal annealing. A JEM-2100F transmission electron microscope (TEM) with a 200 kV electron beam energy was used to verify the crystallinity of the thin 5 nm-thick film, which was actually adopted in the TFTs. The electrical characteristics of InOx TFTs were analyzed with transfer curves by HP 4156A. The output and transfer curves were obtained and electrical parameters were extracted from the curves.
The value is even higher than those (0.722 and 0.8 Å per cycle21) reported from the same indium source as ours but with the use of a different oxygen source, water and ozone, for the ALD-InOx growth process. While the less reactive water or ozone reactant would not completely finish the 2nd half reaction with the chemisorbed indium precursor for ALD, the increasing reactive sites of the chemisorbed precursor on the surface of the film by virtue of the strong oxidant, oxygen plasma, results in a higher film growth rate than that seen with the thermal ALD process.23–25 The inset in Fig. 1(a) shows a near-perfect linear fitting to the graph with the ALD cycle number versus film thickness at 200 °C. The film thickness was precisely controlled by the number of process cycles at other deposition temperatures, which ensures the self-limiting reaction (Fig. S2 in the ESI†). The GPC at various substrate temperatures is shown in Fig. 1(b). The ALD window is found with an almost constant GPC value of 1.45 Å per cycle within 200–250 °C, while a substantially lower GPC value is obtained below 150 °C. At the temperature below the ALD window, incomplete reactions related with less surface chemisorption of the precursor, surface chemical reactions, and other factors could occur owing to the insufficient thermal energy.26,27 Small decreases in the GPC between 200 °C and 250 °C are attributed to the slight decreasing number of reaction sites.28,29
We scrutinized XPS spectra to obtain information about each film and characterize the film properties. The surfaces of the samples were sputtered using an Ar+ ion beam to remove surface contaminants. Table 1 displays the atomic percentage of each InOx film annealed at 350 °C under O2 conditions, which was extracted from the XPS survey spectra. While the carbon content is higher than 2% in the case of films deposited at temperatures of 150 °C and 100 °C, the content from the films grown above 200 °C was almost negligible (Fig. 2(a)). We ascribe the origin of carbon contamination for the relatively low temperature process to the incomplete oxidation of methyl groups bonded to Si under oxygen plasma owing to the insufficient fragmentation of ligands of indium precursor. Another noticeable aspect is the amount of Si atoms incorporated into the InOx films increased up to 3.38% with increasing deposition temperature, resulting in unintentional doping, as shown by the Si 2p peak of the bulk InOx films (Fig. 2(b)). Maeng et al. reported that Si is completely eliminated from InOx films grown by thermal ALD using the same In precursor and water.22 In thermal ALD, organic ligands bonded to the metal of the precursor are exchanged with each other by means of nucleophilic substitution of water to give NHSi(CH3)2 as a by-product. The PEALD process with excessive oxygen plasma energy, however, would break weak Si–N bonds and Si–C bonds in the ligands of the indium precursors at elevated temperatures, resulting in incorporation of non-volatile by-products of silicon oxide in the InOx films. This is supported by the finding that nitrogen atoms, which bond indium and silicon atoms to the indium precursor, are not detected from any other as-deposited films prepared at any of the growth temperatures since the oxidized compounds of N are volatile (Fig. S3 in the ESI†). The silicon oxide contained in the oxide semiconductor is known as a carrier suppressor for restraining the formation of oxygen vacancies in oxide semiconductors.30 We expect that the InOx film prepared by PEALD using an indium precursor without a Si moiety would give a relatively higher carrier density than the present InOx films with Si.
Deposition temperature (°C) | In (%) | O (%) | Si (%) | C (%) |
---|---|---|---|---|
100 | 36.40 | 58.03 | 1.64 | 3.92 |
150 | 36.65 | 59.24 | 1.69 | 2.45 |
200 | 37.67 | 60.03 | 2.30 | — |
250 | 36.40 | 60.22 | 3.38 | — |
Fig. 2 (a) C 1s and (b) Si 2p peaks of the annealed InOx films measured by XPS with various deposition temperatures. |
To further investigate the stoichiometry of the annealed InOx films, we deconvoluted the O 1s peak near 530 eV as illustrated in Fig. 3.22,31 It is widely known that the binding energy of oxygen near oxygen vacancies (VO) in a metal oxide or OH- and OC-related oxygen is larger than that of typical oxygen in a metal oxide. In the films grown below the substrate temperature of 150 °C, there appear shoulders located at larger binding energies than that of the main O 1s peak, relating to the carbon impurities. We divided the O 1s peak into three Gaussian curves to analyze the amount of each oxygen species. The area of each graph, which is indicated in Table 2, denotes the concentration of each species. The ratio of oxygen deficient bonding increased up to 34.03% with increasing temperature. In the case of InOx film growth, a thermodynamic equilibrium condition induces an increase of the vapor pressure of oxygen as the temperature increases, giving rise to a generation of oxygen deficiencies in the films.18 As a result, the binding energy of the In 3d peak is slightly shifted from 444.43 eV to 444.13 eV as the temperature increases from 100 °C to 250 °C (Fig. S4 in the ESI†). Since metal to oxygen bonding is stronger than In–VO–In bonding, indium atoms in the InOx film are more likely to bond with oxygen at lower deposition temperatures, yielding a smaller amount of oxygen vacancies. It is found that the as-deposited films show an analogous tendency to the annealed films as described in Table S1 (see the ESI†). The main O 1s peaks, however, are shifted to a higher binding energy compared to those from films annealed under O2, which indicates much more oxygen deficient species are involved in the as-deposited films (Fig. S5 in the ESI†).
Deposition temperature (°C) | O–M (%) | O deficient (%) | O–H, O–C (%) |
---|---|---|---|
100 | 60.98 | 17.68 | 21.34 |
150 | 56.22 | 22.63 | 21.14 |
200 | 56.18 | 27.53 | 16.29 |
250 | 53.20 | 34.03 | 12.77 |
The crystallinity of the InOx films is clarified by their XRD patterns, as shown in Fig. 4. The as-deposited films show an amorphous phase at all deposition temperatures of 100–250 °C. The high growth rate often fails to provide sufficient surface diffusion time to move to a thermodynamically favorable position. In this case, atoms can be kinetically buried by subsequently depositing atoms before they find low energy sites, resulting in a less or non-crystallized film. For example, InOx grown by thermal ALD using TMIn18 or the same precursor22 as us and water resulted in a nano-crystalline phase at a very low growth rate of 0.39 and 0.7 Å per cycle, respectively. Meanwhile, ZnO films grown by a similar PEALD process using a less bulky diethylzinc precursor, showed good crystallinity even with a higher growth rate of 2.0 Å per cycle at 150 °C.32 Considering the aforementioned information, we suspect that the low active surface site coverage by the bulky indium precursor and the relatively high growth rate of InOx during the PEALD process would hinder crystal formation. Further work should be carried out to attain a better understanding of the detailed film growth mechanism.
Fig. 4 XRD data of (a) as-deposited and (b) annealed InOx films on alumina/Si substrates at different deposition temperatures. |
After annealing at 350 °C under O2 conditions, (222), (400), and (440) peaks, an indium oxide bixbyite cubic structure, appears at all deposition temperatures because atoms would be rearranged with the given thermal energy. In addition, the peak intensity increases according to the deposition temperature and all peaks slightly shifted to a higher angle in comparison with the standard value of an indium oxide cubic structure (PDF#06-0416). The peak shifts to a higher angle are due to structural shrinkage caused by unintentional Si doping or physical stress.
The optical properties of the InOx films are depicted in Fig. 5. All the films show high transparency over 85% in a wavelength range of 450–800 nm and are comparable to the reported values as shown in the inset of Fig. 5. The transmittance of the film slightly decreases as the film deposition temperature increases, except for at 100 °C. The optical transmittance of the oxide films is related to the carrier concentration therein. As the carrier concentration increases, optical absorption is also increased.33 Therefore, the transmittance results are consistent with the XPS data, which show a smaller amount of oxygen vacancies in the film deposited at 150 °C, as well as Hall measurements which will be presented later. We adopt the Tauc method to extract the optical energy of each film.34 The optical band gap energies of each film are determined at the point where the linear fit (dotted lines) graphs cross the x axis. This analysis yields values of 3.5–3.6 eV, consistent with reported values.1
Fig. 5 Transmittance data of the annealed films deposited at a range of 100–250 °C by UV-vis analysis. The inset figure is a Tauc plot for extracting the optical band gap of the films. |
For the application of the oxide film to the semiconducting material of TFTs, the electrical properties are critical. We measured the carrier concentration, Hall mobility, and resistivity of each film of InOx before and after annealing at 350 °C under an O2 environment. The data for the non-annealed film deposited at 100 °C could not be obtained owing to its high resistivity and difficulty in forming an ohmic contact with the measurement system. In the case of the as-deposited films, as shown in Fig. 6(a), the Hall mobility and carrier density rose as the substrate temperature increased while the resistivity showed an opposite trend. In particular, the InOx film prepared at 250 °C showed a Hall mobility and carrier density up to 34.3 cm2 V−1 s−1 and −1.6 × 1019 cm−3, respectively. The negative sign indicates that the major carriers in the film are electrons.
Fig. 6 The carrier density, Hall mobility and resistivity of (a) as-deposited indium oxide films and (b) films after annealing at 350 °C under O2 conditions. |
As for the annealed films (Fig. 6(b)), the trends of the carrier density and Hall mobility change, depending on the film growth temperature, are the same as those of the as-deposited films. However, the carrier density of the film is higher and the Hall mobility is lower than those of the as-deposited films at any of the growth temperatures. Typically, oxygen diffusion into the polycrystalline oxide is not as effective as into amorphous film, as reported by Kamiya et al.35 Thermal annealing induces crystallization of InOx and this would delay diffusion of oxygen molecules into the InOx films. Meanwhile, partially oxidized Si incorporated into the InOx would oxidize further within the InOx to generate more oxygen vacancies around the In metal. We are currently investigating the origin of the increased carrier density in our 25 nm InOx films after thermal annealing.
The carrier density of the film gradually increases with increasing deposition temperature to a value as high as −3.5 × 1019 cm−3. This is consistent with the results for the amount of oxygen vacancies from the XPS data and the optical property. It has been reported that In interstitials (Ini), especially In interstitials near oxygen vacancies (VO), are the likely source of high conductivity in indium oxide.36–38 The Hall mobility of the film deposited at 150 °C shows the lowest value of 11.05 cm2 V−1 s−1, whereas the other films show mobility as high as 20.15 cm2 V−1 s−1 at the deposition temperature of 250 °C. The increase of the Hall mobility at higher deposition temperatures is attributed to the increased carrier density generated from shallow donors in the InOx films. It is well known that the Hall mobility of an oxide semiconductor is proportional to the carrier density up to a certain degree due to percolation.39 The resistivity of the films is continuously reduced to a value as low as 8.73 × 10−3 Ω cm as the growth temperature increases, except at 100 °C. It is difficult to explain its abnormal behaviour in the film deposited at 100 °C due to the considerable amount of contaminants caused by the non-perfect ALD process. Although the annealed samples generally presented a lower Hall mobility than the non-annealed set due to the polycrystalline structure, all the films show a relatively lower carrier concentration, higher Hall mobility, and 1–2 orders of magnitude higher resistivity compared to the TCO InOx film deposited by a thermal ALD process reported by Maeng et al.22
For the application of indium oxide to a semiconductor material, controlling the amount of carriers in the entire film plays a key role in the Von control, and Hall mobility is very important in obtaining high mobility of TFTs. In this light, our PEALD InOx films would be suitable as semiconducting oxide materials. We adopt the PEALD InOx films deposited at 200 °C and 250 °C as the channel layer for bottom-gate coplanar oxide TFTs (Fig. 7(a)). To optimize the amount of carriers in the InOx active layer, the film thickness is chosen as 5 nm since a carrier density reaching ∼4 × 1019 cm−3 is too high to be fully depleted with a thick active semiconductor in the TFT. For this reason, we carried out thermal annealing of the 5 nm InOx film under O2 conditions since oxygen molecules could be fully diffused into the very thin active layer to reduce the amount of oxygen vacancies around the In metal. The bottom-gate coplanar InOx TFT with a semiconductor film thicker than 10 nm was not modulated by applying a gate voltage (not shown here). Before evaluating the TFT characteristics, we obtained HRTEM images to verify the crystallinity of the thin 5 nm InOx films deposited at 200 °C and 250 °C. HRTEM images of a cross-sectional view of the stacked films of Al2O3/InOx/SiO2, which mimicked real devices, are shown in Fig. 7(b) and (c). We can observe that a poly-crystallized indium oxide partially exists within the amorphous InOx phase. A closer view of both films reveals clear lattice fringes in the InOx layers.
Fig. 8(a) and (b) show the drain current–drain voltage (Id–Vd) output characteristics of our InOx TFTs fabricated at temperatures of 200 °C (IO-200) and 250 °C (IO-250). The measuring devices have a width and length of 20 μm and 40 μm, respectively. Both devices exhibited well-saturated behavior under various gate voltages. There seem to be no contact issues between the InOx layer and the S/D ITO electrodes since the drain current is linearly increased at the low drain voltage (Vd) region, and all the curves converged to zero when Vd approaches zero in both devices. The saturated drain current of IO-250 is more than twice as high as that of IO-200, indicating better driving capability.
Fig. 8 Output characteristics of bottom-gate coplanar TFTs with a PEALD-InOx active layer deposited at (a) 200 °C and (b) 250 °C. The channel width and length are 20 μm and 40 μm, respectively. |
Fig. 9 displays the transfer characteristics (drain to source current Ids as a function of gate to source voltage Vgs) of each TFT at a drain voltage of 0.1 V and 10 V. The electrical parameters of the TFTs such as the field-effect mobility (μFE), sub-threshold swing (S.S.), and on-to-off ratio are extracted in the linear regime at a drain voltage of 0.1 V. The field-effect mobility is calculated as follows:
(1) |
The gate dielectric capacitance (Ci) of the device was 4.24 × 10−8 F cm−2, measured by a LCR meter using a metal–insulator–metal (MIM) structure (not shown here). In the case of IO-200, the field-effect mobility is 25.21 cm2 V−1 s−1, showing fairly good performance with a low S.S. value of 0.09 V dec−1 and a turn-on voltage of −0.14 V. On the other hand, IO-250 showed a high mobility of 39.19 cm2 V−1 s−1, while exhibiting a larger swing value of 0.27 V dec−1 and a negatively shifted turn-on voltage (Von) of −1.18 V compared to the former device. The average values of each parameter are summarized in a bar graph in Fig. 10. The TFTs were fabricated repeatedly and they all showed very high repeatability and uniformity. The Von of the oxide TFT is related to the mobility of the TFTs with the same device structure. As the mobility increases, the Von shifts to a negative voltage for full depletion of large carrier amounts in the active layer.40 Since the PEALD-IO film deposited at 250 °C has abundant Ini and VO-related shallow donors, resulting in large carrier amounts even in the 5 nm-thick film, a more negative gate voltage should be applied to deplete the electron carriers in the channel.
Fig. 10 The average field-effect mobility, subthreshold swing, and turn-on voltage of IO-200 and IO-250. |
In terms of the higher S.S. value for IO-250, we suspect that there are more oxygen-vacancy related states in the active layers. The InOx film deposited at 250 °C contains greater donor-like states related to the oxygen vacancies which have been partially located near the conduction band edges. When the negative gate voltage is applied to deplete the carriers in the channel, the donor-like states should be empty to be positively charged and act as charge trap sites when applying a positive gate bias to deteriorate the S.S. characteristics of the TFT. Furthermore, as the film growth temperature increases, less oxygen-coordinated Si would be generated, which leads to an acceptor-like state.41 Nonetheless, the InOx TFT fabricated by PEALD shows superior performance in terms of mobility, high on/off ratio, Von, and S.S. value compared to other InOx TFTs reported to date.
Although amorphous oxide semiconductor TFTs are known to have high mobility,42 PEALD-InOx TFTs showed an excellent electrical driving and switching performance even with nano-crystalline grains in the ultra-thin semiconducting layer. There could be several reasons for the fairly strong performances of our devices. One plausible cause is the large amount of carriers, which can overcome the potential barrier at the grain boundary. Another possibility is the percolation path induced by the linear chain of InO6 octahedra that can exist in both amorphous and crystalline phases. The indium cation is surrounded by six oxygen atoms and two structural vacancies, forming InO6 octahedra, and the neighboring InO6 octahedra can share either an edge or a corner.43 The edge sharing structures shorten the In–In distance, enhancing the capability for charge transport to yield a Hall mobility of more than 160 cm2 V−1 s−1. Thereby, electrons would likely take the current path that is formed by the connected InO6 polyhedra network even in the boundary regions.
Footnote |
† Electronic supplementary information (ESI) available: InOx film growth rate as a function of the reactant pulsing time (Fig. S1), film thickness as a function of the number of ALD cycles (Fig. S2), XPS results of as-deposited InOx films with different deposition temperatures (Fig. S3–S5 and Table S1). See DOI: 10.1039/c6tc00580b |
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