Mary E.
Anzovino
and
Stacey Lowery
Bretz
*
Miami University, Department of Chemistry & Biochemistry, Oxford, OH, USA. E-mail: bretzsl@miamioh.edu
First published on 15th July 2016
Organic chemistry students struggle with multiple aspects of reaction mechanisms and the curved arrow notation used by organic chemists. Many faculty believe that an understanding of nucleophiles and electrophiles, among other concepts, is required before students can develop fluency with the electron-pushing formalism (EPF). An expert concept map was created to depict an understanding of nucleophiles and electrophiles ideally held by undergraduates. Second year organic chemistry students were interviewed and asked to give examples of nucleophiles and electrophiles and to identify them in reactions. A cognitive map was created to represent each student's understanding. The students' maps were compared to the expert map, revealing that students possess fragmented ideas about the structure and function of nucleophiles and electrophiles.
Bhattacharyya (2013) surveyed faculty regarding what they considered to be the conceptual prerequisites that students needed to master before they could meaningfully engage with the electron-pushing formalism (EPF) and curved arrow notation. The faculty identified a number of concepts, including electronegativity, bond polarity, Lewis acid–base theory, and identification of nucleophilic and electrophilic sites or functional groups in organic molecules. Senior chemistry majors in their final semester struggled to perform this last type of task, demonstrating a weak understanding of the relationship between structure and function, of both the nucleophilic/electrophilic and acidic/basic varieties (DeFever et al., 2015). Prior work by Cartrette and Mayo (2011) found that students didn't consider the relationships between nucleophiles/electrophiles and bases/acids unless explicitly asked to do so. The students in that study also struggled to relate nucleophilicity and electrophilicity to the appropriate model of acid–base behavior (i.e., Lewis) and indiscriminantly applied the labels of nucleophile and electrophile to both Lewis and Brønsted–Lowry acid–base reactions. Students have also struggled to recognize strong bases (e.g., methoxide) in alkyl halide reactions, along with confusion regarding the concerted or step-wise nature of SN2 or SN1 reactions (Cruz-Ramírez de Arellano and Towns, 2014).
Recently, we investigated what second-semester organic chemistry students consider to be the essential characteristics of nucleophiles and electrophiles (Anzovino and Bretz, 2015), as well as their strategies to determine whether twelve reactions involved nucleophiles and electrophiles (or not). Students focused on surface features such as charge to identify nucleophiles, and were more successful at identifying nucleophiles than electrophiles. Perhaps most surprising, though, was the importance of mechanisms to the students. In contrast to the literature summarized above, the students in this study struggled to identify nucleophiles and electrophiles in the absence of a mechanism. The presence of a mechanism was so essential that students would first craft a mechanism to in order to complete the interview task, and if they could not do so, declare that they could not tell if the reaction contained a nucleophile and electrophile because they did not know the mechanism of the reaction.
Comparisons of novices and experts in chemistry have primarily focused on problem-solving processes. Camacho and Good (1989) found that novices rarely invoked “important theoretical concepts,” including heat of reaction, molar enthalpy, and free energy ideas when explaining problems involving chemical equilibrium. In a comparison of strategies for solving open-ended problems, Randles and Overton (2015) observed that exclusion of evaluative reflection during the problem-solving process set novices (students) apart from industrial and academic chemists. Other work in this area has compared novice and expert characterizations and interpretations of visualizations in chemistry, finding that novices tended to use surface features to make smaller categories in which to group visualizations (where experts used more conceptual understandings to create larger groups), and that novices were less able to describe and derive meaning from the visualizations than the experts were (Kozma and Russell, 1997). Some researchers have assessed how “expert-like” students' thinking is about chemical substances (Stains and Talanquer, 2007) and chemical reactions (Stains and Talanquer, 2008). Deviations from expert-like thinking frequently arose from faulty connections between concepts or an overreliance on surface features, similar to the findings of Kozma and Russell (1997). To our knowledge, no explicit comparison of expert and novice knowledge structures has been reported thus far in the chemistry education research literature.
(1) What concepts comprise the cognitive structures of second-semester organic chemistry students with regard to nucleophiles and electrophiles?
(2) How do the cognitive structures of organic chemistry students with regard to nucleophiles and electrophiles compare to those of experts?
Although most research has focused on analysis of concept maps as constructed by students (vide supra), the origin of the concept map was in fact as a tool for post-hoc analysis of interview data (Novak and Gowin, 1984). A few instances of such use are reported in the chemistry education research literature. Pendley et al. (1994) used concept map analysis of pre- and post-instruction interviews to assess changes in students' understanding of chromatography concepts. Nicoll et al. (2001) used concept maps as a means of analyzing data from student interviews (one per student) about the topics of electronegativity, bonding, and molecular structure. The methodological decision of whether the students construct their own concept maps or the researcher constructs cognitive maps to represent students' understandings depends upon the specific goals of the research. Asking students to construct concept maps requires training each student and consideration that the act of creating a concept map may catalyze changes in the very cognitive structure of interest. As this research was not investigating the pedagogical benefit of asking students to construct concept maps as a way to improve their understanding, the cognitive maps in this research were constructed by the authors in order to synthesize the findings of the interviews.
The majors' course used the textbook Organic Chemistry, by Bruice (2011), and the nonmajors' course used the textbook Organic Chemistry, by Klein (2012). The authors reviewed the relevant chapters of the Klein textbook and created a concept map of the ideas presented in the text regarding nucleophiles and electrophiles (Fig. 1). The left side of the concept map presents the description of nucleophiles, while the right side presents electrophiles. The textbook for the nonmajors' course was chosen because the nonmajors' course is significantly larger than the majors' course, so the Klein textbook is much more widely used. Additionally, the majority of students (7 of 11) in this study were enrolled in the nonmajors' course. All maps were created with CmapTools (Novak and Cañas, 2006).
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Fig. 1 Author-generated concept map based on the nonmajors' course textbook presentation of nucleophile and electrophile structure and function. |
The two textbook chapters that focused primarily on introducing nucleophiles, electrophiles, and their fundamental reactions described these characteristics: charge, orbitals (including HOMOs (highest occupied molecular orbitals) and LUMOs (lowest occupied molecular orbitals)), electron pairs, and their relationships to Brønsted–Lowry and Lewis acids and bases. Oddly, the textbook concept map lacked cross-links between these characteristics that would indicate a rich, connected knowledge structure. Rather, the map resembled a ladder, merely listing the characteristics of nucleophiles on one side and the electrophiles on the other, much as the text had done in paragraph form. For this study, the textbook concept map was organized such that structural ideas appear toward the top and functional concepts toward the bottom. The distinction between Brønsted–Lowry bases and nucleophiles is based on function (with what a species reacts), whereas the distinction between Brønsted–Lowry acids and electrophiles is based on structure (the presence or absence of an acidic proton). Therefore, the Brønsted–Lowry “rung of the ladder” serves as the transition point between structural and functional considerations.
Because the textbook concept map lacked links between the characteristics, a more connected expert concept map (Fig. 2) was constructed and iteratively edited by the authors. The map in Fig. 2 was validated as containing the important concepts and descriptive linking words by two faculty members who teach the introductory organic chemistry courses. The faculty members suggested the addition of bond formation and the addition of resonance effects and their basis, as a complement to inductive effects and their basis. One of the faculty members suggested including steric effects as a complement to electronic effects. However, as steric effects are more related to the relative nucleophilicity or electrophilicity of a molecule or ion, rather than absolute ability to function as a nucleophile or electrophile, they were excluded to be consistent with the semi-structured interview protocol (Anzovino and Bretz, 2015), which did not explore relative nucleophilicity/electrophilicity.
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Fig. 2 Author-generated concept map developed to convey expert perspectives of nucleophile and electrophile structure and function. |
The expert map is arranged such that ideas pertaining more to nucleophiles and their behavior appear on the left side of the map, while concepts related more closely to electrophiles and their behavior are on the right. This organization is not dissimilar to that of the textbook map, but notably, this map has many more connections between the concepts than does the textbook map. The expert map contains both more nodes (concepts) and more linking phrases (connections between concepts) than does the textbook map, giving a more complete view of the ideas important to considering nucleophilic and electrophilic structure and function. Of interest for this research was how students' ideas were connected, and the extent to which their knowledge structures mirrored expert ideas. To explore this notion, a cognitive map was created for each student, starting with the expert map and adding, changing, or omitting (graying-out) items as appropriate.
The interviews were transcribed verbatim and data was managed using NVivo 10 for Mac (QSR International Pty Ltd, 2014). The transcripts from phase 1 of the interviews (open-ended questions about students' definitions of and ideas about nucleophiles and electrophiles) were analyzed using the framework provided by the expert concept map. A cognitive map was created for each student, starting with the expert map. The use of the expert map structure as a common starting point for each student to which modifications (additions or deletions) were made, rather than creating a unique cognitive map for each student, could be viewed as a limitation of this analysis. However, doing so facilitated comparisons across students using a common frame of reference and did not require omission of any significant student ideas. Themes that emerged from an inductive, open coding of students' definitions and examples, as well as an assessment of their success in evaluating reactions for the presence of absence of nucleophiles, have been described elsewhere (Anzovino and Bretz, 2015).
• Can you tell me what you know about nucleophiles and electrophiles? What comes to mind when you hear those words?
• What are some defining characteristics of nucleophiles [electrophiles]?
• Can a nucleophile [electrophile] also be a base? What, if any, is the relationship between these groups?
• Can a nucleophile [electrophile] also be an acid? What, if any, is the relationship between these groups?
The mean number of concepts discussed per student was 7.7, with individual students' values ranging from as few as 3 to as many as 12. The mode number of concepts discussed without errors was 6. Even the students with the most detailed understandings of nucleophiles, electrophiles, and related concepts only correctly discussed 11 of the 19 concepts appearing in the expert concept map.
The concepts appearing in the knowledge structures of all or nearly all of the students involved charge. This finding is unsurprising because charge is one of the fundamental characteristics of nucleophiles and electrophiles. All students talked about electrophiles being positively charged, as exemplified by Barry's (second year biology major) comment: “And electrophile is usually just something with a positive charge.” All but one student, Joey (second year biochemistry major), described nucleophiles as negatively charged. Joey referred to nucleophiles as compounds “with a higher density of electronegative charge.” Though it is possible that his mental model of a nucleophile included a formal or partial negative charge, he never spoke of it as such.
Just as some concepts were discussed by all (or nearly all) the students, there were also concepts that were rarely or never mentioned. No one spoke of frontier molecular orbitals (i.e., the HOMO and the LUMO) involved in reactions between nucleophiles and electrophiles nor orbital overlap. Phoebe (second year zoology major) was the only student who even mentioned orbitals:
“But, they [electrophiles] don't necessarily need to have a positive charge, they just need to, um, have, like an orbital that can be, um, like an empty orbital, um, that can take the electrons, uh, of a nucleophile.”
Similarly, Rachel (second year chemical engineering major) was the only student to invoke both resonance and inductive effects to explain the electrophilic nature of the carbon in a carbonyl group:
“Well right now, we're doing like ketones and aldehydes, so like the carbon of the carbonyl group has a slightly negative charge because of induction and resonance. Or a slightly positive charge because of induction, resonance with the carbonyl group, so that carbon would be an electrophile.”
However, she did not explain the origin of that alternative resonance form (that is, the overlap of two p orbitals), and her drawing (Fig. 3) actually lacked the positive charge to which she referred. Neither did she discuss any relationship between resonance and induction, failing to speak about them as members of the broader category of electronic effects. The other students who brought up resonance or induction did not discuss a relationship between induction and resonance.
The concepts appearing in many of the students' cognitive maps were consistent with the features that appear in the sparser textbook map (Fig. 1). These include ideas about the roots of the names of the types of species, and concepts related to charge, which were heavily emphasized in instruction. The concepts that appeared in few to no student cognitive maps pertain more to the components of the nucleophile/electrophile model that possess explanatory power. For example, polarizability, inductive effects, and resonance effects all help to explain why a particular site in a molecule or ion can (or cannot) function as a nucleophile or electrophile, rather than simply describing a surface feature of that molecule or ion.
Paul's knowledge structure (Fig. 4) had the most overlap with the expert map in terms of the number of concepts discussed. He defined nucleophiles as loving the nucleus and electrophiles as wanting more electrons. He was also one of the few students to explicitly talk about electron density, although he did not connect it directly to charge. Rather, he spoke of nucleophiles as having electron density. Bond formation and attack were both important in his ideas, but they both were between a nucleophile and a positive charge. This use of attack differs from the expert map, where an electron pair attacks an empty orbital. There was no mention of donation/acceptance of electrons or the Lewis base/acid comparisons. He also failed to identify any distinguishing feature other than charge for either a nucleophile or an electrophile. With respect to charge, nucleophiles are negative and electrophiles are positive; he used the words ‘partial’ and ‘completely’ to describe the possibilities. Partial charges are the result of differences in electronegativity.
Paul did mention that it helps for “one of them” (meaning either nucleophiles or electrophiles) to be polarizable. He incorrectly recalled that it was the electrophile, suggesting that he did not understand what it means for something to be polarizable, but rather was just verbalizing a vocabulary term he remembered to be relevant to the general idea of nucleophiles and electrophiles.
Paul's ideas about nucleophiles and bases were different from those of many other students. In his mind, they were distinct from one another, and which category a species belonged to was a function of the type of reaction (substitution for nucleophiles, elimination for bases). Therefore, his categorization of negatively-charged species depended on his knowledge of the mechanism of a reaction and/or its product(s); this suggests that he does not look for features in the starting materials to help make this categorization. Although his ideas are somewhat the reverse of what would be ideal, he was the most articulate when explaining the difference between a nucleophile and a base. (Though again, like all of the other students, he did not explicitly refer to the Brønsted–Lowry definition of bases.)
Although Paul discussed many of the concepts appearing in the expert concept map, many of his linking phrases were novel. He noted that a pair of electrons is required for a nucleophile, but did not consider what feature, beyond a positive charge, would be required of an electrophile. The reliance on charge demonstrated here, and prevalent in other students' ideas as well, suggests that these symbols are merely that and nothing more – just symbols. He recognized that nucleophiles possess electron density, but did not explicitly connect that knowledge to the presence of an electron pair. Although he possessed a number of ideas related to the concepts of nucleophiles and electrophiles, the propositional nature of his knowledge differed from an expert perspective.
Rachel's cognitive map (Fig. 5) also reflects a great deal of overlap when compared against the expert map. She invoked the etymological roots of the terms of interest, but did not define them as opposites. She articulated the most thorough description of electronic effects, even though she did not explicitly refer to them as such. She mentioned both resonance and inductive effects and attributed partial charges to both. Furthermore, she understood that differences in electronegativity lead to inductive effects. However, she did not explain the origins of resonance nor mention polarizability, but she did thoroughly explain the electronic effects and their impacts on partial charges.
Interestingly, with respect to charge, Rachel spoke about partial charges and actual/formal charges (using those terms synonymously), but only in reference to positive and negative, respectively. Like Paul, Rachel distinguished bases from nucleophiles based on what they do: bases accept protons, whereas nucleophiles attack. However, her explanation of the difference between bases and nucleophiles is not as clear as Paul's. Like many other students, Rachel described a lone pair as being a common characteristic of a nucleophile, but she recognizes that it is not an essential characteristic. She did not describe any analagous structural requirements for an electrophile.
The additional connections present in Rachel's map are the vague distinction between bases and nucleophiles, the connection from nucleophile to attacks (and there is no object for the attack), and the direct connections between resonance/induction effects and partial charges. However, the middle part of her map is grayed out, suggesting a largely fragmented knowledge structure.
Jack (Fig. 6) defined nucleophiles and electrophiles as opposites but did not invoke the roots of either word to explain why they could be considered “opposites.” Nucleophiles must have electrons “to give away,” but he could not describe how he would determine whether electrons were available to be given away. In his view, electrophiles accept the electrons that the nucleophiles give, but again he could not provide any information about how he would decide if a molecule or ion were capable of accepting electrons. There was some overlap between the categories of nucleophile and base, though he did not specify the Brønsted–Lowry model of basicity, nor did he articulate the differences and similarities between those groups. His discussion of electronic effects (which he did not identify as such) was limited to what he referred to as induction (sic) effects due to the presence of electronegative atoms. Jack's failure to realize that a difference in electronegativity between two atoms (rather than simply the presence of electronegative atoms) leads to the polarization of sigma bonds known as induction, is consistent with previous research (Taagepera and Noori, 2000). However, he did recognize that induction leads to partial charges, and that nucleophiles can be either fully or partially negative as can electrophiles be fully or partially positive. The idea of nucleophilic attack was important to him, but he never specified what the nucleophile was attacking. Although his map contains a number of concepts consistent with the expert map, his knowledge structure lacks the expert connectivity between those ideas.
Chandler (Fig. 7) did not discuss any essential features of nucleophiles and electrophiles aside from charges: nucleophiles are negative and electrophiles are positive. His initial definitions derive from the meanings of the words, so he spoke of nucleophiles as looking for something positive to attack and electrophiles looking for something negative to attack. He did not use the word ‘attack’ to link any other pair of concepts. Chandler did not explicitly use the word “full” charge (or any synonyms), but implied that nucleophiles are negative while electrophiles can be partially positive or positive. He also used a variety of imprecise words to refer to partial charges; in addition to “partial,” he referred to these sites as “slightly,” “small,” or “delta.”
The only comment Chandler made about the relationship between nucleophiles and bases was that there is some overlap between the two, but he could not articulate what characteristics were common to both or what characteristics distinguished the two. The middle of his map is very sparse; he did not mention anything about the frontier molecular orbitals (HOMO or LUMO), or either type of electronic effect. The closest he came was mentioning that the electronegativity of oxygen leads to a partial positive on the carbon bonded to it in a carbonyl, without explicitly explaining that it is the difference in electronegativity that causes that partial positive charge. In this way, his explanation was similar to Jack's. Chandler also did not discuss polarizability, donation/acceptance of electrons, or bond formation. Perhaps most notably, there was no discussion of an electron pair being necessary for a nucleophile (and by extension, no mention of an empty orbital required of an electrophile). Also absent was the comparison of nucleophiles and electrophiles to Lewis bases and acids.
Finally, Gunther represents a student quite different from the others; that is, his map (Fig. 8) contains very few of the concepts and connections in the expert map. Gunther's ideas were limited to those about charge. He did not distinguish the ideas of partial vs. full charges, merely saying that a nucleophile is negative and an electrophile is positive. He also did not rely upon the etymological origin of nucleophile, but he did define electrophile as wanting more electrons. He defined nucleophile and electrophile as opposites, but could not offer any additional explanation as to why.
Even the students whose maps contained more of the concepts from the expert map (e.g., Paul and Jack) could not articulate the connectivity between those concepts. The primary focus of the students heavily favors structure, without any consideration of how structure contributes to the function of a molecule or ion. The theory of meaningful learning posits that rote learning, the opposite of meaningful learning, occurs when a learner memorizes new concepts without understanding their relationships to other concepts. The scarcity of propositional knowledge demonstrated by the students in this study (as evidenced by their fragmented cognitive maps) suggests that meaningful learning has occurred to a limited extent, if at all.
The framework of meaningful learning requires that the student not only possesses relevant prior knowledge, but also makes a conscious choice to relate this knowledge to new information being learned. Although it is possible that students held ideas about the relationships between the structural features and the reactivity of molecules or ions, the fact that some of them did not discuss those ideas suggests that reactivity is not essential to those students' conceptions of nucleophiles and electrophiles. The fragmented knowledge structures possessed by the students in this study could also impede their ability to engage in meaningful learning of subsequent concepts in organic chemistry or subsequent courses that build upon those ideas (e.g. biochemistry), since the potential for new information to be meaningful to a student depends upon his or her unique cognitive structure (Ausubel, 1961).
Paul's claim that “it helps if one of them” (meaning nucleophiles or electrophiles) is polarizable, and then stating it would help if the electrophile is polarizable, paired with his lack of elaboration on the concept, suggests that he lacks a deeper understanding of what it means for something to be polarizable and how that polarizability contributes to chemical reactivity. He has seemingly memorized that polarizability is important, without engaging in meaningful learning about the concept. The misalignment between the propositional nature of his knowledge and that in the expert map could interfere with future meaningful learning, as his prior knowledge structure for subsequent concepts could be inadequate. Rachel's use of the phrases “actual charge” and “formal charge” synonymously is potentially problematic, given that the formal charge of an atom in a structure is rarely, if ever, an accurate representation of its true calculated charge, a distinction that is not often emphasized in introductory organic chemistry. To fully comprehend the concepts of nucleophiles and electrophiles, students must have an understanding of the underlying factors (e.g. differences in electronegativity leading to polarized bonds and therefore partial charges) that contribute to an excess or lack of electron density in a particular part of a molecule or ion. With this prior knowledge in place, the organic chemistry instructor's role is to facilitate the connection between these structural considerations and the nucleophilic, electrophilic, acidic, and/or basic reactivity of the species in question. Engaging students in a prior knowledge assessment could aid instructors in determining what ideas students bring with them, allowing the instructor to target incorrect or missing concepts or propositions in the course of teaching. In order to emphasize the connections between concepts, instruction and assessments should focus on the questions that ask why: why is hydroxide acting as a nucleophile in a particular reaction? Why does a ketone with α hydrogens act as an electrophile with certain reagents (e.g. Grignard reagents) but as a Brønsted–Lowry acid with other reagents (e.g. lithium diisopropyl amide)? Focusing on the how the underlying structural features contribute to certain kinds of chemical reactivity should result in student cognitive maps containing more (and more correct) connections between ideas than those exhibited by the students in this study.
Although this research did not ask the students themselves to create concept maps, such an activity could provide answers to other research questions complementary to those answered here. It is possible that providing a list of relevant terms to students creating concept maps could cue them to recognize that they do possess knowledge about some of the concepts not elaborated upon. Future research could also explore what types of research protocols best cue students to their knowledge relevant to this or other sets of concepts. These prompts could either involve asking about the reactions differently (“what kind(s) of reactive species are involved in this reaction?”) or asking students to engage in different kinds of tasks (comparing reactivity of molecules or ions).
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