Po-Yu Yanga,
Shin-Pon Ju*ab,
Zhu-Min Laia,
Jin-Yuan Hsiehc and
Jenn-Sen Lind
aDepartment of Mechanical and Electro-Mechanical Engineering, National Sun Yat-sen University, Kaohsiung 804, Taiwan. E-mail: jushin-pon@mail.nsysu.edu.tw
bDepartment of Medicinal and Applied Chemistry, Kaohsiung Medical University, Kaohsiung 807, Taiwan
cDepartment of Mechanical Engineering, Minghsin University of Science and Technology, Hsinchu 304, Taiwan
dDepartment of Mechanical Engineering, National United University, Miaoli 360, Taiwan
First published on 31st October 2016
The most stable structures of four ultrathin germanium nanowires (GeNWs) were predicted by a simulated annealing basin-hopping method (SABH) with a Stillinger–Weber (SW) potential, including helix, pentagon, hexagon and 7-1 nanowires. The size and temperature dependence of the tensile behavior and mechanical properties are investigated to approach a real environment. The ultimate tensile strength, strain at failure and Young's modulus are evaluated. All the mechanical properties of nanowires are severely reduced when temperature increases from 20 K to 180 K, but become less severe at high temperature. At room temperature (300 K), the yielding stress and Young's modulus of all nanowires are higher than bulk, and the pentagonal NW exhibits the best mechanical properties among these three GeNWs. This study also demonstrates that the mechanical properties are not proportional to the size or radius of ultrathin GeNWs, a phenomenon different from that in the bulk. In addition, the phonon density of states and thermal stability of GeNWs are also discussed in this study.
For nano-electronic devices, most new nanomaterials can effectively reduce energy consumption for the electronic components and extend the available use time for portable devices as well as achieving a lower fabrication cost.5 In recent years, nanowires have been investigated widely because they possess broad applications in different areas, such as nano-mechanical6–10 and nano-electronic devices.11–16 Furthermore, semiconductor nanowires have been used for nanoscale field-effect transistors (FETs) with performance comparable to or exceeding that of single-crystal materials.17,18 Consequently, germanium (Ge) has been considered as one possible element to replace silicon in the complementary metal oxide semiconductor (CMOS) for its high carrier mobility, higher electrical conductivity, and smaller band gap than that of Si.19–23 According to a previous comparison of bulk properties,19 the electron and hole mobilities of germanium are 2.6 and 4.2 times faster than silicon, which compensates for the energy loss from the leakage phenomenon. Currently, there are widely proposed applications for the germanium nanowire (GeNW). For example, Chan et al. showed that GeNWs have a high electric capacitance and excellent cycling performance for Li-ion battery anodes.24 Kennedy et al. fabricated the high density germanium nanowire arrays for lithium-ion battery anodes, which also show high-performance and high-capacity for energy storage.25 In Mary's study, they conducted a performance analysis on the silicon and germanium nanowire transistors, and found that the transistors built using GeNWs provided a higher electric performance than the SiNWs.26 Thus, future CMOS devices will be aiming at higher device drive current and faster operation speed.
Since the studies of GeNW mechanical properties are still lacking and the temperature effect of GeNW is the key limitation for which application, this study focuses on this cause and effect relationship. In addition, some previous studies have indicated that the electric conductivity of GeNW may be enhanced when under high tensile strain.12 Four different sizes of GeNW were constructed and their thermal stabilities were analyzed. The first three type single-shell GeNWs are named helix, pentagon and hexagon GeNW, with radii of 1.8 Å, 2.0 Å and 2.4 Å, respectively. There is also a one core–shell GeNW named 7-1 GeNW which demonstrates 7 Ge atoms in its outer shell, 1 Ge atom in the core and a radius of 2.9 Å. The size and temperature dependence of the tensile behavior and mechanical properties are investigated to approach a real environment. The ultimate tensile strength, strain at failure and Young's moduli are evaluated. In addition, the phonon density of states and thermal stability of GeNWs are also discussed in this study.
For the Ge element, the Stillinger–Weber (SW) potential30 was used to predict the structure of the GeNWs. The SW potential possesses a simple formula and saves computational time when compared to other many-body potentials. The SW style computes a three body potential for the energy E of a system of atoms as:
V2 = εA(Bσprij−p − σqrij−q)exp[σ(rij − aσ)−1] |
V3 = εA![]() ![]() ![]() |
Scaling | Two-body part | Three-body part | Cutoff | |||||
---|---|---|---|---|---|---|---|---|
ε (eV) | σ (Å) | A | B | p | q | λ | γ | a |
1.93 | 2.181 | 7.049556277 | 0.6022245584 | 4 | 0 | 19.5 | 1.19 | 1.8 |
The stability and reliability of all predicted nanowires were further checked by density functional theory (DFT) calculation. The DFT geometrical optimization was carried out by the DMol3 package,32 which employs the all electron calculation with double numerical plus polarization (DNP) basis sets. The generalized gradient approximation (GGA)33 with Perdew–Burke–Ernzerhof (PBE) correction functional34 was adopted. For Ge nanowires and bulk Ge unit cell, the (6 × 1 × 1) and (4 × 4 × 4) Monkhorst–Pack mesh k-points were used, respectively. Spin-unrestricted treatment was considered and the convergence condition of electronic self-consistent field (SCF) was set as 10−5 hartree. Table 2 lists the lattice constant and binding energy of bulk Ge obtained by the experimental approach35 and the DFT prediction. The binding energy is defined as following equation:
![]() | (1) |
Method | Binding energy (eV) | Lattice constant (Å) | |
---|---|---|---|
Gebulk | GGA/PBE/all electron | 3.829 | 5.734 |
Exp.48 | 3.850 | 5.658 | |
Error (%) | 0.54 | 1.52 |
For determine the phonon density of states (PDOS) of GeNW, the relative phonon intensity, integrated across the Brillouin zone, versus the continuous frequency range are demonstrated. The phonon modes were determined by calculate the force constant matrix, given by the second derivative with respect to the atoms in space. All the PDOS profiles were determined by molecular statics calculation with SW potential and performed by the GULP package.36,37
For the tensile test simulation, the loading state of the molecular dynamics simulation for the tensile test is presented as follows: the loading is applied along the axis of the nanowire, with top and bottom layers set as fixed layers and others as free layers. Before the tensile test, the pressure on the axial direction of the nanowire was also relaxed by the Nosé–Hoover barostat to remove the residual stress in the nanowire. To keep the system temperature constant during simulation, the Nosé–Hoover thermostat is adopted to ensure a constant system temperature during the simulation process. The tensor stress for atom i is given by the following formula:
![]() | (2) |
The first term is a kinetic energy contribution for atom i. The second term is a pairwise energy contribution where n loops over the Np neighbors of atom i, r1 and r2 are the positions of the two atoms in the pairwise interaction, and F1 and F2 are the forces on the two atoms resulting from the pairwise interaction. The NS is the number of atoms. The Vi is the partial volume for atom i, which is derived by Srolovitz38 and shown as the following equation.
![]() | (3) |
The ai is the atomic average radius and the rij is the average distance between atom i and neighbor atom j. The normal strain in the axial direction ε is calculated as:
![]() | (4) |
To check the stability of all GeNW structures predicted by the SABH method with the SW potential and penalty function, a geometric optimization by the DFT calculation was conducted. The bond and angle distributions between the DFT optimized GeNW structures and those from the BH process were used to evaluate the similarity of GeNWs after optimized by the DFT method. The results display both bond and angle distributions are very close, so the DFT optimized structures are very similar to the corresponding structures determined from the SABH method. Table 3 lists the binding energies of these four GeNWs, and one can see these energies are slightly lower than that of bulk Ge.
Type | Binding energy (eV) | Radius (Å) |
---|---|---|
Helix | 3.342 | 1.8 |
Pentagon | 3.438 | 2.0 |
Hexagon | 3.388 | 2.4 |
7-1 | 3.571 | 2.9 |
For the thermal stability observation, a temperature elevation process from 1 to 800 K was carried out. The system was relaxed for 100 ps before applying the subsequent temperature increment of 1 K, and the Nosé–Hoover thermostat was adopted to ensure a constant system temperature during the simulation process. Similarly, stress on the GeNW axial direction was relaxed by the Nosé–Hoover barostat to remove the residual stress during the temperature elevation process. To indicate the temperature at which the nanowires undergoes a serious structural deformation, a parameter, delta R, was used, and is defined as:
![]() | (5) |
Erelative(T) = Etotal(T) − Etotal(1 K) | (6) |
GeNW structures directly affect their phonon density of states (PDOS), the PDOS of bulk Ge and GeNWs are shown in Fig. 3. For bulk Ge, the four characteristic PDOS peaks which appear at 3.32, 6.26, 7.48, and 9.22 THz are in good agreement with the corresponding experimental data,43 implying these PDOS calculations by the SW potential are reliable. For these three GeNWs, the main PDOS peaks are different from the bulk one due to their specific local structures. In bulk Ge, the main vibrational mode within the highest frequencies ranging from 8.27 to 10.94 THz is the bond stretching along two covalently bonded Ge atoms. The PDOS profiles of the three GeNWs are significantly different from that of bulk, because all characteristic peaks red shift to the lower frequency range. Due to the specific bonding modes in GeNW, the main peaks of PDOS profiles distribute among the wider frequency ranges. These phenomena indicate that the heat may be transferred by various phonon modes in GeNWs. The reduction of PDOS intensity implies that the thermal conductivities are smaller than bulk, which is consistent with previous experimental results.44
![]() | ||
Fig. 3 The phonon density of states (PDOS) of bulk Ge and the three GeNWs (helix, pentagon, hexagon). |
The stress–strain profiles of helix, pentagon and hexagon GeNWs obtained by the uniaxial tensile test at different temperatures lower than their corresponding melting temperatures are shown in Fig. 4(a)–(c). For all GeNWs at different temperatures, it can be seen the stress profiles increase linearly with increasing tensile strain until exceeding certain values, at which the stress profiles abruptly drop from maximum stresses. Accordingly, the strain at maximum stress can be regarded as the yielding strain, and the corresponding stress is the yielding stress or strength of the GeNW.
![]() | ||
Fig. 4 The stress–strain curve of (a) helix, (b) pentagon and (c) hexagon nanowires at various temperatures. |
The distribution of local shear strain and corresponding snapshots of three GeNWs at different strains during the tensile process can be seen in Fig. 5(a)–(c). The GeNW deformation behaviours at different temperatures are very similar, so only the tensile snapshots at 300 K are shown. The color bar from blue to red is corresponding to ηMisesi value from 0 to 1, a large ηMisesi value indicates atom i is under local plastic and shear deformation, whereas a small ηMisesi value implies atom i undergoes a small amount of movement relative to all its first neighbor atoms or atom i is under local elastic deformation.
In Fig. 5(a) for the helix GeNW at the yielding strain 0.049, the local structure with higher ηMisesi value displays significant deformation. Then the deformed region at the yielding strain evolves into the one-atom chain structure when the strain becomes larger. It is obvious that the damaged part of the helix GeNW at strains over yielding is very localized while the other local structures still remain the helix arrangement. For pentagon and hexagon GeNWs shown in Fig. 5(b) and (c), after the strains reach the corresponding yielding strains of 0.054 and 0.050, necking of local structures appear. As the strain becomes larger, the local necking parts in both GeNWs induce subsequent deformation of non-deformed parts.
For a detailed investigation of the local structural change during the tensile process, the variations of bond length and bending angle at different strains are presented. Fig. 6 shows two different types of bonds and three types of angles in each GeNW at different strains during the tensile process. The bonds which align more along the axial direction are designated as bond type 1 and the bonds vertical to bond type 1 are designated as bond type 2. The angles formed by two connected type 1 bonds, one type 1 bond and one type 2 bond, two connected type 2 bonds are designated as angle type 1, angle type 2 and angle type 3, respectively.
Fig. 7(a)–(c) displays the averaged bond lengths and angles of different types for all GeNWs at 300 K during the tensile test. The averaged bond lengths and angles of the helix GeNW are shown in Fig. 7(a). In the elastic region, the average length of bond type 1 slightly increases with increasing strain, whereas the average length of bond type 2 decreases with increasing strain. This is because the necking of the nanowire gradually appears. For the bending angles, the variation of angle type 1 displays a relatively larger fluctuation than other two angle types. When the strain reaches the yielding strain (0.049), the average lengths of both bond type 1 and type 2 increase dramatically with a further increase in the strain. For the bending angle variations, one can see the angles of all types of helix GeNW only display a slight change at the yielding strain of 0.049, but change more dramatically at a strain of about 0.065. For pentagon and hexagon GeNWs, shown in Fig. 7(b) and (c), the bond length variations with the strain are very similar to those of helix GeNW. For bending angles, the changes at the yielding strains are very significant for these two GeNWs. At strain of 0.1, it should be noted that the type 1 bending angles of pentagon and hexagon GeNWs change more considerably as compared with their angels at strain of 0, indicating the deformation of helix GeNW is more localized, as shown in Fig. 5(a).
![]() | ||
Fig. 7 The average bond length and bond angle of (a) helix, (b) pentagon and (c) hexagon nanowires at different tensile strain. |
The temperature effects on the Young's modulus and the yielding stress are shown in Fig. 8 for helix, pentagon, and hexagon GeNWs. The Young's modulus of each GeNW can be determined from the slope of stress–strain curve at strains under 0.02 and the yielding stress is the maximal stress of the stress–strain curve. For each GeNW, the lower system temperature is 20 K and an increment of 20 K was applied. Both yielding stress and Young's modulus of these three GeNWs at different temperatures can be described by the logarithmic relationship in the following formula:
E = E0 − ET![]() ![]() | (7) |
Y = Y0 − YT![]() ![]() | (8) |
![]() | ||
Fig. 8 The yielding stress and Young's modulus of (a) helix, (b) pentagon and (c) hexagon nanowires at different temperatures. |
The mechanical properties of bulk Ge, helix, pentagon, and hexagon GeNWs at room temperature as well as those of GeNWs in previous empirical and theoretical studies are displayed in Table 4. For bulk Ge, the Young's modulus predicted by the SW potential is in good agreement with the experimental value. For the GeNWs, the Young's moduli reported in the previous experimental measurements and the theoretical results range from 30 to 260 GPa.6,10,45,46 One can see the predicted Young's moduli of three ultrathin GeNWs are much higher than those in previous works, which was also reported in previous experimental studies.10 Because of the small size involved, GeNWs with such small radii have not been successfully synthesized in the experiments. Using a reliably SW potential, which can accurately describe the hybridization of Ge bonding, this work is a numerical study to predict the most stable GeNWs configurations as well as their thermal and mechanical properties prior to the related experiments.
Young's modulus (GPa) | Yielding stress (GPa) | Yielding strain | |
---|---|---|---|
Bulk (Exp.49) | 103 | — | — |
Bulk (MD simulation by SW potential) | 115 | — | — |
Ge nanowire (Exp.50) | 112 | — | — |
Ge nanowire (Exp.51) | 30–180 | ||
Ge nanowire (Exp.52) | 40–260 | ||
Ge nanowire (Cal.50) | 160 | ||
Ge nanowire (Cal.50) | 125 | ||
Helix | 565 | 26.507 | 0.048 |
Pentagon | 613 | 34.097 | 0.053 |
Hexagon | 504 | 26.638 | 0.049 |
Ge nanowire | Fitted parameter | |||
---|---|---|---|---|
E0 | ET | Y0 | YT | |
Helix | 847.9 | 54.6 | 86.2 | 10.0 |
Pentagon | 881.1 | 46.5 | 92.5 | 10.3 |
Hexagon | 846.7 | 63.3 | 65.5 | 6.2 |
This journal is © The Royal Society of Chemistry 2016 |