Elad Meller,
Avishay Aviv,
Zeev Aizenshtat* and
Yoel Sasson*
The Institute of Chemistry, Casali Institute for Applied Chemistry, The Hebrew University of Jerusalem, Casali Bld. room 208 B Edmund Saphra Campus, Givat Ram 91904, Israel. E-mail: zeev@vms.huji.ac.il; avishay.aviv@mail.huji.ac.il; Fax: +972-2-6585318; Tel: +972-2-6585561
First published on 6th April 2016
Lignocellulose derived halogenated furfurals are important chemicals that can serve as starting materials for diverse products such as drugs, polymers and fuels, including fuel additives. In this paper a protocol for the synthesis of 5-chloromethyl furfural (CMF) and 5-bromomethyl furfural (BMF) is put forward. The proposed process is based on a two liquid phases reaction composed of an aqueous hydrochloric or hydrobromic acid phase and 1,2-dichloroethane (DCE) organic phase. We have optimized and compared the yields of CMF and BMF in an open flask and in a closed reaction vessels. Utilization of the close reaction vessel resulted in not only higher yields in a shorter reaction time but also eliminated the necessity of the customary lithium salts additives previously advocated for this process. These additives were required in the open reaction systems in order to achieve reasonable yields. While a closed reaction vessel was previously reported for the production of CMF, and in this work its production was further improved, it is the first time a close vessel protocol for the production of BMF has been reported. In addition, improvement of the substrate to organic solvent ratio has been carried while yields of halogenated furfurals were maintained almost intact. NMR and UV-vis spectroscopy were used for identification and quantification of the products.
The conversion of cellulose to ethanol is not only expensive and time consuming (in addition to several additional limitations), but it also exhibits a poor atom economy.6,15 From the original carbon atoms in the reactant only 2/3 are retained in the product and the other 1/3 are removed in the form of CO2. In addition, this process requires large vessels and removal of large quantities of water that consumes energy.
In an alternative approach cellulose (or hemicellulose) is converted in a multistep reaction to levulinic acid and formic acid (see Fig. 1 Scheme 2).16,17 In this process 5/6 of the reactant's carbons are retained in the product, and the other 1/6 carbons are discharged in the form of formic acid. It has been reported by Cha and Hanna that the activity of mineral acids in the hydrolysis of carbohydrates to levulinic acid decrease in the following order-HBr > HCl > H2SO4.18 Levulinic acid can be transformed into biofuels in several routes. One route is the esterification with an alcohol thus producing levulinate ester.19,20 Alternatively, levulinic acid can undergo hydrogenation/deoxygenation to form γ-valerolactone that can proceed in a following step to various valuable products and fuels such as hydrocarbons, valeric esters and 2-methyltetrahydrofuran by hydrogenation or esterification.21–23 It was found that the transformation of carbohydrates to levulinic acid takes place via the intermediate 5-hydroxymethyl furfural (HMF, Fig. 1 Scheme 3).24,25 In the case of HMF all the carbon atoms originated from the reactant are retained, and the carbon atom economy is 100%. In this spirit, researchers examined methods for HMF production and utilization as a platform for biofuel synthesis such as 5-alkoxymethylfurfural and 2,5-dimethylfuran.26 Ionic liquid systems were also demonstrated for this aim.8,27,28 However, the most promising results were reported by Mascal and Nikitin, who demonstrated the conversion of cellulose into 5-chloromethyl furfural (CMF, Fig. 1 Scheme 3) in a biphasic system of aqueous hydrochloric acid phase containing LiCl and an organic 1,2-dichloroethane (DCE) phase.29 An important facet in this approach is the continuous extraction of the aqueous phase with organic solvent. In this manner CMF is removed from the aqueous phase and therefore it does not continue to react and form levulinic acid and/or other products. However, the major drawbacks of this protocol are the prolong reaction time (30 h) and the utilization of lithium chloride, which is expansive and call for further treatment steps.
Mascal and Nikitin improved the above protocol by reducing the reaction time and solvent amount along with eliminating of LiCl salt. These advancements were achieved by working in a closed reaction apparatus.30 Kumari et al., demonstrated in another interesting study the formation of 5-bromomethyl furfural (BMF, Fig. 1 Scheme 3) from cellulose and other carbohydrates using a biphasic system of aqueous layer containing hydrobromic acid and LiBr and an organic layer of toluene.31 There are two potential pathways to obtain a biofuel from BMF or CMF: reacting these intermediates with alcohol to form an ester, or hydrogenating them to form methyl furfural (see Fig. 1 Scheme 4).30,31
In the present study the formation of CMF and BMF was modified to be more applicable industrially than previously reported. CMF and BMF preparation in an open reaction apparatus was compared to a closed reaction apparatus. An optimization of reaction parameters in a closed reaction system has been carried for both CMF and BMF and the formation of BMF without assistance of LiBr is reported for the first time. In addition several improvements in the synthesis of halogenated furfurals were demonstrated. It should be noted here that in the results section we address only to CMF and BMF yields. However, many side reactions can occur during CMF and BMF synthesis and byproducts such as HMF, levulinic acid and humic substances can be found in the aqueous phase as reported by Mascal and Nikitin.29,30 Nonetheless, these compounds are found in low amounts and we will not refer to them in this work since we intended to focus on the improvements in CMF and BMF preparation.
The procedure for a reaction in a close apparatus is quite similar. In this case 0.3–0.6 g of the carbohydrate was measured and placed in a pressure tube, which was used as the reaction vessel. Then 7 ml of an aqueous acid solution, adjusted to the desired acid concentration, and 10–20 ml of organic solvent, DCE, were added. The pressure tube was sealed and located in an oil bath preheated to the desired temperature, 80–115 °C. After 1–2 h the vessel was removed from the heated oil bath and the organic phase was separated from the aqueous phase. Then, the aqueous phase was extracted with DCE for 1–3 more times, depends on the specific experiment (the acid kind, the solvent amount). The total reaction time was between 3 to 4 h. At the end of reaction the combined organic layer was dried over anhydrous magnesium sulfate, and the product was further analyzed.
For identification with NMR, CMF and BMF have been isolated and purified. The isolation process was carried, after the evaporation of the organic solvent, by standing column chromatography composed of silica gel 60 (0.040–0.063 mm) and sand (50–70 mesh particle size). Dichloromethane was used as the mobile phase. Then dichloromethane was evaporated and the isolated product was examined by NMR spectroscopy, Bruker DRX-400 instrument (see ESI†).
The product yield was calculated by measuring CMF and BMF concentrations using UV-vis spectroscopy. UV-vis spectra were recorded with Varian Cary 100 Bio spectrophotometer, at a wavelength range of 800–200 nm. The molar absorption coefficients of CMF and BMF were calculated using calibration curves (see ESI†).
The results in Table 1 clearly show that sucrose reacts with HCl to produce CMF faster than glucose and cellulose. Solutions of 10 M HCl were used for reactions with sucrose and glucose. However, when a solution of 10 M HCl was applied for the conversion of cellulose to CMF, the reaction yield was so low that the maximal acid concentration, 12 M, had to be used. We can see from Table 1 that CMF yield from cellulose after a reaction time of 4 h was 5.5%, and that extending the reaction time to 8 h improved the yield to 9.4%.
The critical parameters for CMF production from sucrose in an open reaction system were determined. Fig. 2 demonstrates the effect of temperature and HCl concentration on CMF yield from sucrose.
The results presented in Fig. 2 are for reactions in an open reaction system. In each run 0.5 g of LiCl was added and the organic solvent was replaced after every 30 min. The results reveal that the biphasic reaction is much more sensitive to HCl concentration than to temperature. In Fig. 2(a) the effect of temperature at constant acid concentration of 10 M was determined, and in Fig. 2(b) the effect of HCl concentration with constant temperature of 80 °C was determined. At HCl concentration of 6 M CMF yield of 9.2% is obtained, while at 10 M CMF yield is about 35%. Higher acid concentrations give lower CMF yields, probably as a consequence of increased polymerization to humic materials, as reported in literature.29,30 When different temperatures were applied, under constant HCl concentration of 10 M, the yields did not vary to a greater extent. The highest CMF yield, 35.6%, was achieved when temperature of 80 °C was employed. Lower and higher temperatures lead to a small decrease in yields, utilizing reaction temperatures of 60 °C and 90 °C resulted in yields of 31.3% and 32.2%, respectively.
The same substrates, sucrose, glucose and cellulose, were examined also in BMF synthesis with HBr (48%, 8.89 M) reagent. Table 2 summarizes the results of experiments with HBr 8.89 M, at temperature of 70 °C and with 0.5 g LiBr, for the preparation of BMF.
Table 2 shows that under the above conditions the yield of BMF from sucrose is 37.8%, almost the same as for CMF. However, as the results imply, glucose and cellulose are more receptive to halogenated furfural formation with HBr than with HCl. Under similar conditions, BMF yield from cellulose is 15.2%, while CMF yield is about 3 times lower, 5.5%. For BMF formation from cellulose, extending the reaction time from 4 h to 10 h resulted in a higher BMF yield of 37.7%. The difference in acid reactivity is very pronounced with glucose as a substrate. At the same reaction time and temperature, BMF yield from glucose is 41.9% while CMF yield is only 7.4%, even though the number of LiCl moles used in reaction is twice the number of LiBr moles. The most important factors in BMF preparation from cellulose are the temperature and the amount of LiBr salt (see Fig. 3).
The experiments presented in Fig. 3(a) were carried out at constant temperature of 70 °C and for Fig. 3(b) with constant amount of LiBr, 3.5 g. For both, the acid concentration was 8.89 M. From Fig. 3(a) we can see that increasing the amount of LiBr has an immense impact on BMF yields from cellulose. BMF yield of 15.2% was obtained with 0.5 g LiBr (0.0057 mole), while with 3.5 g LiBr (0.04 mole) the yield has been ascended to 45.3%. From Fig. 3(b) we may conclude that the temperature has much stronger impact on BMF formation than on CMF formation. Increasing the temperature from 50 °C to 90 °C increased the yield of BMF from 6% to 59.5% (reached already at 80 °C).
These results show that HBr is more reactive than HCl in the conversion of cellulose and glucose to halogenated furfural in an open reaction system. There are number of reasonable explanations for the difference between HCl and HBr reactivity: first, the acidity of HBr is higher than HCl acidity (Ka = 1 × 109 for HBr compared to Ka = 1 × 106 for HCl) and as a consequence it is more reactive in this reaction. A second possible explanation relates to the volatility of the above acids. HCl is more volatile than HBr (with boiling points of about 50 °C and of 122 °C, respectively) and it may evaporate out of the system before it reacts. The third explanation might relate to the mechanism of the reaction. It is possible that under the above conditions CMF formation has a different mechanistic path in comparison with BMF formation. It seems reasonable to conclude from the above results that the isomerization step is the slow step when HCl/LiCl system is used. On the other hand, it does not seem to be the case when HBr/LiBr system is applied. This conclusion originates not only by the higher yields of BMF as compared to CMF yields from cellulose and glucose, but also by the fact that BMF yields from these substrates are also higher then the yields obtained from sucrose.
It should be emphasized again that the experiments presented in Fig. 4 were carried out in the absence of LiCl. The highest CMF yield, 82.6%, was obtained with HCl concentration of 10 M and at temperature of 110 °C. At the same reaction time and without using LiCl we were able to achieve a significantly higher CMF yield from cellulose in a close reaction system than in an open reaction system at 70 °C with LiCl. This phenomenon can be attributed to the higher acidity evolved at elevated temperatures, an acidity which could not be achieved in an open reaction system at lower temperatures. Increasing the temperature in the open reaction system was not effective as a consequence of HCl volatility at high temperatures.
Similar approach was adapted for BMF formation with HBr as the acidic reagent, without using LiBr. BMF production in a close reaction system was never reported. The total amount of organic solvent used in BMF preparation was higher than for CMF preparation since the aqueous phase was extracted twice (in contrast to one extraction for CMF preparation) with 20 ml DCE when the reaction was stopped after 2 h and the organic solvent was removed. The variations in HBr concentration here were subtler than for HCl, namely 8.5–9 M, because BMF yield was more sensitive to variations in HBr concentration in a close reaction system. Temperatures between 80 and 105° were examined. The results for BMF preparation in a close reaction vessel are presented in Fig. 5.
The results shown in Fig. 5 demonstrate that the optimal temperature and HBr concentration are 95 °C and 8.89 M (HBr 48%), respectively. Here, BMF yield at the optimal point was 74.3%. We may conclude that BMF yields were improved significantly when the reaction was carried out in a close reaction vessel. With the open reaction system the highest yield was 59.5%, while with a close reaction system the highest yield was 74.3%.
The results in Fig. 6 show that the optimal volume of DCE is 20 ml. At this volume of DCE the CMF yield is 82.6% and BMF yield is 74.3%. As the volume of the organic solvent decreased, the yield of the product was lower, probably as a result of a lower portion of product being able to dissolve in the organic solvent. In order to find improvements in organic solvent volume/substrate-loading ratio, optimization of reaction parameters with lower ratio of organic solvent volume to substrate loading was necessary. To test lower proportion of organic solvent volume to the substrate loading, cellulose amount was doubled from 0.3 g to 0.6 g, and DCE volume in reaction and in each extraction was reduced to 15 ml. Fig. 7 summarizes the results of these experiments for both CMF and BMF preparation.
In experiments carried out and presented in Fig. 7 the extraction time was reduced from 2 h to 1 h, and the reaction time was reduced from 4 h to 3 h. After every hour the organic solvent was removed and extraction of the aqueous phase with another portion of DCE was performed once for CMF and twice for BMF. We can see from Fig. 7(a) that an optimal CMF yield of 77.3% was recorded when 10 M HCl solution and temperature of 110 °C were applied, and from Fig. 7(b) that an optimal BMF yield of 66.8% was recorded when 8.89 M HBr solution and temperature of 100 °C were applied. The decrease in yields recorded for increased cellulose loading and reduced organic solvent volume were 7.5% for BMF and 5.3% for CMF. In addition, although the reaction time was reduced the number of extractions increased since the reaction was stopped and the aqueous phase was extracted after every 1 h in this case, instead of after every 2 h. However, using volume of 15 ml DCE instead of 20 ml in reaction and in each extraction brings to a net improvement in the organic solvent volume/substrate-loading ratio. Now for 1 g of cellulose we use a total of only 150 ml DCE for CMF preparation and 225 ml DCE for BMF preparation. These proportions are also much better in comparison with those reported in literature, namely 1120 ml DCE/1 g cellulose for CMF and 585 ml toluene/1 g cellulose for BMF.30,31
Footnote |
† Electronic supplementary information (ESI) available. See DOI: 10.1039/c6ra06050a |
This journal is © The Royal Society of Chemistry 2016 |