Yuelei Baiab,
Kun Zhou*a,
Narasimalu Srikanthc,
John H. L. Panga,
Xiaodong Heb and
Rongguo Wangb
aSchool of Mechanical and Aerospace Engineering, Nanyang Technological University, 50 Nanyang Avenue, Singapore 639798, Singapore. E-mail: kzhou@ntu.edu.sg; Fax: +65 6792 4062; Tel: +65 6790 5499
bNational Key Laboratory of Science and Technology on Advanced Composites in Special Environments and Center for Composite Materials and Structures, Harbin Institute of Technology, Harbin 150080, P. R. China
cEnergy Research Institute @NTU, Nanyang Technological University, 1 CleanTech Loop, Singapore 637141, Singapore
First published on 5th April 2016
Density functional theory is used to investigate the elastic and optical properties as well as the crystal and electronic structures of two-dimensional Ti2CT2 and Ti3C2T2 (T = F, O, and OH) MXene monolayers. It is found that the elastic stiffness, optical response, crystal structure and the electronic structure show strong dependence on the surface terminated groups often formed with MXene during the etching process. The elastic stiffness maintains only with the surface termination of O atoms, but a large degradation is present in the surface terminations of F and OH atoms. The low adsorption and reflectivity in the range from infrared to ultraviolet rays account for the high transmittance of Ti3C2T2 that has been experimentally observed, and it is predicted that Ti2CT2 will have higher optical transmittance in this range. The calculations also demonstrate the presence of the optical bandgap in Ti2CO2, which renders its potential applications in optical and electronic devices.
Originating from the parent MAX phases with different M–X slabs (n),7 each bare MXene monolayer could have three, five or seven atomic layers in thickness. In all cases, the thickness of Mn+1XnTx monolayer is less than 1 nm, while the lateral dimension can reach tens of microns.5 This 2D feature of MXenes inspires some researchers to perform following study because in the previous research other 2D materials8 usually exhibit some interesting and unique properties. Since the potential use as the electrochemical energy storage, such as electrode for batteries, supercapacitors, and hybrid devices was revealed by Gogotsi et al.,9 some theoretical and experimental studies have been extensively performed from pure science to potential applications,5,10 such as crystal structure,11–13 electronic structure,14 elastic properties,15 batteries,16–20 supercapacity,21,22 and so on.5,10
Considering the fact that more than 60 MAX phases have been identified and the solid solution of M, A, and/or X sites could be formed among the formers,4 it is reasonably expected that the MXene family should be quite large, and more MXene phases would be exfoliated from the MAX phases or other ternary compounds in future. However, to date only some selected MXenes were experimentally fabricated, e.g. Ti2C,23 V2C,19 Nb2C,19 Mo2C,24 Ti3C2,3 Ta4C3,23 Nb4C3,25 (Ti0.5Nb0.5)2C,23 (V0.5Cr0.5)3C2,23 Ti3CN.23 Among these MXenes, Ti3C2T2 and Ti2CT2 are by far the most studied because they are the earliest identified,3,23 and exhibit many interesting properties that are applicable to others in the following studies,5,10 such as outstanding intercalation properties with very promising applications, including supercapacity21,22 and metal ion batteries.17,18
In the past decades, the rapid development of computer hardware and computational methods has provided strong tools for the structures and properties of materials at the atomic scale, where the first-principles simulations based on density functional theory (DFT) have shown the powerful ability to predict and understand the mechanisms of phase stability, layered structures and unusual properties of the MAX phases.7,26,27 It is also true in the field of MXenes: some important issues have been clarified or explained using DFT simulations. For instance, DFT simulations play a crucial role in the structures, properties and potential applications of MXenes.5 In fact, the first identified multilayer MXene structure—named terminated Ti3C2T2 layers—was proposed with the support of a DFT modeling,3 which also helps researchers get some more insights into MXenes as metal ion batteries and other applications,13,16,18,20,28 and clarifies why the bare and terminated Ti3C2 MXenes are electronic conductor.14,16
It is well established that the surface termination on 2D materials may drastically change the electronic and accompanying properties. For instance, alternately hydrogenated and hence fully sp3-bonded graphene, so-called graphene, results in a fundamental gap at least up to 5.4 eV.29 The similar case is also present in the recently discovered MXenes: their electronic14 and magnetic30 properties as well as the potential applications for metal ion batteries16–20 and supercapacity21,22 are affected greatly by the surface terminations with different functional groups. However, to date there are few reports concerning the effect of surface terminated groups on the elastic and optical properties of MXenes. Considering the fact that the derived MXenes are usually terminated with some surface functional groups like F, O, and OH, it is necessary and timely to perform a systematic study for the dependence of the elastic and optical properties on terminated groups.
Recently Halim et al.31 reported that about 90% of the light in the infrared-to-visible range was transmitted in the epitaxial Ti3C2Tx film while it exhibited metallic conductivity down to ∼100 K, which indicates that MXenes are promising materials for transparent conductive electrode, sensors and so on. To get some more theoretical insights into this issue, the present work is to investigate the optical properties of two typical MXene Ti3C2 and Ti2C using DFT, emphasizing the effect of surface functional groups. In addition, the elastic stiffness is also studied. The results show that the optical properties and elastic stiffness of Ti3C2T2 MXenes are both highly dependent on the surface terminated groups, and contribute to understanding the experimentally observed high transmittance of Ti3C2T2 MXenes from infrared to ultraviolet rays, and to predicting the higher transmittance in thinner Ti2CT2. The calculations also demonstrate that the optical bandgap is present in Ti2CO2, which renders it as promising candidate materials in applications such as the optical and electronic devices. These results further indicate that the optical and other properties of Ti2CO2 based materials can be tunable by approaches including doping and solid solution.
| EHSExc = 0.25EHF,SRx(μ) + 0.75EPBE,SRx(μ) + EPBE,LRx(μ) + EPBEc(μ) | (1) |
The full geometry optimization including the lattice constants and atomic internal coordinates is conducted using the conjugate gradient algorithm and 12 × 12 × 1 Monkhorst–Pack k-point grid which is tested to ensure the total energy converged within 1 meV per atom, with the convergence criteria set such that the difference in total energy is within 1 × 10−6 eV per cell and the force is less than 0.005 eV Å−1. A vacuum space over 20 Å is added between MXene monolayer and its periodically repeated images along c-axis direction of the periodic structure to avoid any interaction. For the density of states (DOS) and dielectric function of the optimized structure, a much denser k-point mesh of 20 × 20 × 1 is used. For the Brillouin zone integration, in most cases the first-order Methfessel–Paxton and Gaussian smearing with a width of 0.1 eV are employed for metal and semiconductor (Ti2CO2), respectively, where the max entropy term less than 1 meV per atom is achieved. However, the tetrahedron method with Blöchl corrections is employed when calculating DOS.
The elastic tensor is determined from strain–stress relationship by performing six finite distortions of lattice and deriving the lattice constants.37 The elastic tensor is estimated both, for rigid ions, as well, as allowing for relaxation of the ions. The ionic contributions are determined by inverting the ionic Hessian matrix, which is a matrix of the second derivatives of the energy with respect to the atomic positions and here calculated using finite difference, and multiplying with the internal strain tensor.38 The convergence criteria for this part is set such that the difference in total energy is within 1 × 10−6 eV per cell, and the force is less than 0.001 eV Å−1.
The optical properties of a medium can be fully described by the dielectric function, ε(ω) = ε1(ω) + iε2(ω) at all photon energy ω. After the electronic ground state has been available, the dielectric function is estimated in the momentum representation that needs the matrix elements between occupied and unoccupied electronic eigenstates. Specifically, the imaginary part of the dielectric function is determined by a summation over empty states using the following equation:
![]() | (2) |
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| Fig. 1 Side and top views of crystal structures of a 2D Mxene monolayer: (a) Ti2CT2 and (b) Ti3C2T2. | ||
The in-plane lattice constant a, atomic distance (bond length) d, and thickness of monolayer L (the distance perpendicular to surface between the topmost and bottommost atomic layers) are listed in Table 1, including other theoretical values for comparison. It can be seen that the present data are well consistent with previous ones.14,15 Comparing with the corresponding MAX (Ti2AlC and Ti3AlC2, Table 1),14 removing Al atoms results in the shrink of a. Moreover, it increases with increasing Ti–C slabs in bare and terminated Ti2C and Ti3C2 MXenes, e.g. 3.0345 Å in Ti2C and 3.0994 Å in Ti3C2. Upon termination, a increases in Ti2CT2, but decreases in Ti3C2T2. In addition, the O terminated Ti2CT2 and Ti3C2T2 have the lowest value of a, while a significantly higher value is present in the F and OH terminated ones.
| a (Å) | L (Å) | dTi(1)–C (Å) | dTi(2)–C (Å) | dTi(1)–T (Å) | Ef (eV) | c11 (GPa) | c44 (GPa) | Comments | |
|---|---|---|---|---|---|---|---|---|---|
| Ti2C | 3.0345 | 2.3046 | 2.0969 | −1.5915 | 609 | 227 | |||
| 3.007 | 2.291 | 636 | CASTEP/Wu-Cohen15 | ||||||
| Ti2CF2 | 3.0595 | 4.7789 | 2.1013 | 2.1647 | −1.4908 | 391 | 136 | ||
| 3.0583 | 4.80 | 210 | 2.16 | VASP/PBE14 | |||||
| Ti2CO2 | 3.0329 | 4.4305 | 2.1850 | 1.9726 | −2.3046 | 607 | 212 | ||
| 3.0329 | 4.45 | 2.19 | 1.98 | VASP/PBE14 | |||||
| Ti2C(OH)2 | 3.0717 | 6.7840 | 2.1141 | 2.1791 | 0.7886 | 285 | 111 | ||
| 3.0712 | 6.79 | 2.12 | 2.18 | VASP/PBE14 | |||||
| Ti3C2 | 3.0994 | 4.6320 | 2.0496 | 2.2216 | −0.4446 | 491 | 206 | ||
| 3.071 | 4.605 | 523 | CASTEP/Wu-Cohen15 | ||||||
| Ti3C2F2 | 3.0777 | 7.2160 | 2.0734 | 2.1936 | 2.1744 | −0.4202 | 436 | 166 | |
| 3.0775 | 7.21 | 2.08 | 2.17 | CASTEP/Wu-Cohen15 | |||||
| Ti3C2O2 | 3.0393 | 6.9592 | 2.1932 | 2.1582 | 1.9755 | −1.3124 | 523 | 191 | |
| Ti3C2(OH)2 | 3.0874 | 9.2170 | 2.0848 | 2.1949 | 2.1904 | 1.5409 | 341 | 137 | |
| Ti2AlC | 3.0687 | VASP/PBE14 | |||||||
| Ti3AlC2 | 3.0816 | VASP/PBE14 |
The terminated MXenes always have higher Ti(1)–C bond length than bare ones, implying that the interaction between terminated group T and surface Ti atoms results in the latter away from the near C atoms. For both Ti2C and Ti3C2, the shortest Ti(1)–T and Ti(2)–C bonds (applicable in Ti3C2), and longest Ti(1)–C bonds are always present in O terminated MXenes, indicating the strong interaction between O termination and surface Ti atoms. To the contrast, the weak interaction could be in the F and OH terminated MXenes that is evidenced in the larger Ti–T bond length. Moreover, for bare and functionalized Ti3C2 except Ti3C2O2, Ti(2)–C bonds are much longer than Ti(1)–C bonds, which is common for their parent MAX phases.7 However, the opposite is present in Ti3C2O2, once again which shows the strong interaction between O termination and surface Ti atoms.
More insights into the electronic structure and chemical bonding can be gleaned from their partial density of state (PDOS), as shown in Fig. 2. Clearly, the TDOS at Ef are mainly attributed to Ti-d electrons and therefore they are involved in the conduction properties although d electrons are usually considered not to be efficient conductors, as similar with MAX phases.7 The lowest valence bands from −12 eV to −10 eV are formed by the C-s states with a small mixture of Ti-p + d states. The higher valance bands from −5.5 eV to −2.5 eV in bare Ti2C and Ti3C2 monolayer correspond to a strong hybridization of T-d and C-p states (Ti–C bond). However, surface terminations using F, O, or OH group result in a diverge of these bands: the hybridization between p electrons of the terminated atoms and d electrons of surface Ti atoms makes some bands move into lower energy range, which corresponds to the Ti-T bond; the hybridization states between Ti-d and C-p states shift slightly to higher energy range. In the OH terminated MXenes, the peak around −10 eV corresponds to the hybridization between H-s and O-p states with the minor mixture of O-s states (H–O bond). Although the decreasing Ef (Table 1) upon O termination is also present in functionalized Ti3C2 MXenes, no bandgap is observed between two related bands mainly because of the widening of Ti-d states, which is related to the fact that all Ti3C2 MXenes are electronic conductors. In addition, in Ti2CO2 and Ti3C2O2 some hybridization states between Ti-d and O-p electrons with a mixture of minor O-s electrons are present in the much lower energy range around −18.5 eV (not shown in figure), which indicates the strong coupling between surface terminated O atoms and bare MXenes, and contributes to the lowest Ef for Ti2CO2 (−2.3046 eV) and Ti3C2O2 (−1.3124 eV).
| cij = cij,cell(c/r) | (3) |
The calculated elastic constants c11 and c44 of Ti2CT2 and Ti3C2T2 monolayers are listed in Table 1. They are well consistent with the previous theoretical values of bare Ti2C and Ti3C2 monolayers by other researchers.15 Of most importance, cij strongly depends on the terminated functional groups: cij of the bare and O terminated MXenes have very high stiffness (over 490 GPa of c11 and around 200 GPa of c44) probably because of the underestimation of the r values and elimination of the A layers that is also evidenced in the shrink of in-plane lattice constant,15 but surface termination using other functional groups results in a decrease of elastic stiffness, where the lowest values are present in OH terminated ones, and the degradation of elastic stiffness is more in Ti2CT2 than Ti3C2T2. Although cij of the bare and O terminated MXenes decreases with increasing Ti–C slabs, an opposite trend is observed in the F and OH terminated ones.
Due to the similar bond length of Ti–C in the terminated MXenes, it is reasonable that the Ti–C bond strength should not change a lot with the termination of functional group. It follows that the key factor for elastic stiffness is the bonding strength between the bare MXenes and terminated groups. As shown in Table 1, the much larger change of Ti–C bond length in the O terminated Ti2CT2 and Ti3C2T2 indicates the strongest coupling between O atoms and bare MXenes, which is also supported by examining PDOS of Ti2CO2 and Ti3C2O2 (Fig. 2). Although the change of Ti–C bond length is comparable in F and OH terminations, the associated increase of layer thickness (Table 1) is much less in the former than later, which results in the lowest elastic stiffness of OH terminated MXene monolayers.
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| Fig. 3 Imaginary part of the in-plane (ε2,xx) and out-plane (ε2,zz) dielectric function as a function of photon frequency for (a) functionalized Ti2CT2 and (b) Ti3C2T2 monolayer. | ||
Similar with electronic structure and elastic constants, ε2 is strongly dependent on the terminated surface groups. And due to the anisotropic crystal structure, the corresponding anisotropic dielectric function is observed that ε2 is different along in-plane (ε2,xx) and out-plane (ε2,zz) directions, especially in the low-energy region. Very interestingly, a optical bandgap is present in the out-plane direction (ε2,zz) even in the metal-like Ti2CF2 and Ti3C2O2, while for Ti2CO2 it is also widen to 2.3 eV, which is attributed to their anisotropic electronic structure and chemical bonding (valence bonds). In addition, ε2 in the F terminated MXenes exhibits similar behavior with OH terminated ones, which originates from their similar electronic structure (TDOS, Fig. 2). Moreover, ε2,xx in the O terminated MXene is very low below around 1 eV, and increases quickly with increasing photon frequency, peaking at a frequency (2–4 eV), while upon other terminations a much higher ε2,xx value is present in the low-frequency range. Notably, ε2,xx is much lower in F and OH terminated MXenes than the others in a narrow range for Ti2CT2 (1.4–6.5 eV) and Ti3C2T2 (1.4–4.5 eV), while it is not true for ε2,zz.
It should be noted that the interband transition that is treated in the DFT simulation is much less important than intraband transition in the low energy (<1 eV) for metal. The latter is the dominant mechanism in low energy of metal and metal-like materials, and should be expressed using empirical Drude term, which can be written as the dielectric function:
![]() | (4) |
In practice, the experimentally obtained optical properties are usually the adsorption coefficients α and refractivity R. Therefore, the in-plane and out-plane α and R are estimated from the calculated dielectric function as a function of frequency, as illustrated in Fig. 4 and 5, respectively. Considering the anisotropic dielectric function, it is not surprising to obtain anisotropic α and R in the bare and terminated Ti2CT2 and Ti3C2T2. As a semiconductor, Ti2CO2 almost can not adsorb any light below about 1 eV in plane and 2.3 eV out plane, where it reflects only about 12% and 6% light, respectively. The zero adsorption and low refractivity are also present in out-plane direction of Ti2CF2 and Ti3C2O2. In the range from near-infrared to ultraviolet [Ti2CT2 (1.4–6.5 eV) and Ti3C2T2 (1.4–4.5 eV)] including visible light, the in-plane adsorption coefficients αxx is significantly lower in the F and OH terminated MXenes than the bare and O terminated ones, of more importance, with the low refractivity, where the αxx and Rxx both change very slightly with increasing frequency. This indicates that the pure F and OH terminated Ti2CT2 and Ti3C2T2 should exhibit white colour. Moreover, overall Ti3C2T2 has the higher Rxx value than Ti2CT2, which shows that increasing Ti–C slabs or thickness of monolayer can result in the increase of Rxx. It should be noted that due to the metal-like electronic structure, their parent MAX phases always have relative strong adsorption without optical bandgap compared with MXenes,27,39 while R is much higher in the former than the latter especially in the low energy range. In other words, MAX phases are always lighttight, which has been confirmed in previous experiments,40 but in some MXenes like Ti2CO2 the light can be transmitted.
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| Fig. 4 In-plane (αxx) and out-plane (αzz) adsorption coefficient as a function of photon frequency for (a) functionalized Ti2CT2 and (b) Ti3C2T2 monolayer. | ||
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| Fig. 5 In-plane (Rxx) and out-plane (Rzz) reflectivity as a function of photon frequency for (a) functionalized Ti2CT2 and (b) Ti3C2T2 monolayer. | ||
In the previous work, the recent experimental research on the optical properties of Ti3C2T2 (ref. 31) shows that more than 90% light could be transmitted in a single MXene layer, with the slight change against photon energy. It is well known that light is electromagnetic wave where the electric and magnetic fields of lights are both perpendicular to each other and perpendicular to the direction of energy and wave propagation. This means that the photos react with MXenes in plane when a light shines perpendicularly on it, as in ref. 31. And the recent experimental result41 indicates that MXenes have a surface termination layer that is a mixture of OH and F mainly. Clearly, the low αxx and Rxx of F and OH terminated Ti3C2T2 (Fig. 4 and 5) monolayers are the reason why the high transmittance at over 90% from infrared to ultraviolet rays is observed in the experiment. Moreover, based on the prediction that the much lower Rxx and monolayer thickness are present in F and OH terminated Ti2CT2 (2–4%) than Ti3C2T2 (6–10%) (Fig. 5), it is reasonable to assume that the former should have higher optical transmittance.
Notably, as a semiconductor, Ti2CO2 has very different electronic structure and optical properties, which renders it for applications in the electronic and optical devices. It is inspired that the pure Ti2CO2 would be synthesized and optically characterized in future. In addition, for these potential applications the electronic structure and optical properties of Ti2CO2-based materials can be further tuned by doping or solid solution.
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