Hoda
Malekpour
a,
Pankaj
Ramnani
b,
Srilok
Srinivasan
c,
Ganesh
Balasubramanian
c,
Denis L.
Nika
ad,
Ashok
Mulchandani
b,
Roger K.
Lake
e and
Alexander A.
Balandin
*a
aPhonon Optimized Engineered Materials (POEM) Center and Nano-Device Laboratory (NDL), Department of Electrical and Computer Engineering, University of California – Riverside, Riverside, California 92521, USA. E-mail: balandin@ece.ucr.edu
bDepartment of Chemical and Environmental Engineering, Bourns College of Engineering, University of California – Riverside, Riverside, California 92521, USA
cDepartment of Mechanical Engineering, Iowa State University, Ames, Iowa 50011, USA
dE. Pokatilov Laboratory of Physics and Engineering of Nanomaterials, Department of Physics and Engineering, Moldova State University, Chisinau MD-2009, Republic of Moldova
eLaboratory for Terascale and Terahertz Electronics (LATTE), Department of Electrical and Computer Engineering, University of California – Riverside, Riverside, California 92521, USA
First published on 12th July 2016
We investigate the thermal conductivity of suspended graphene as a function of the density of defects, ND, introduced in a controllable way. High-quality graphene layers are synthesized using chemical vapor deposition, transferred onto a transmission electron microscopy grid, and suspended over ∼7.5 μm size square holes. Defects are induced by irradiation of graphene with the low-energy electron beam (20 keV) and quantified by the Raman D-to-G peak intensity ratio. As the defect density changes from 2.0 × 1010 cm−2 to 1.8 × 1011 cm−2 the thermal conductivity decreases from ∼(1.8 ± 0.2) × 103 W mK−1 to ∼(4.0 ± 0.2) × 102 W mK−1 near room temperature. At higher defect densities, the thermal conductivity reveals an intriguing saturation-type behavior at a relatively high value of ∼400 W mK−1. The thermal conductivity dependence on the defect density is analyzed using the Boltzmann transport equation and molecular dynamics simulations. The results are important for understanding phonon – point defect scattering in two-dimensional systems and for practical applications of graphene in thermal management.
The thermal conductivity of graphene can be degraded by defects such as polymer residue from nanofabrication,14 edge roughness,8 polycrystalline grain boundaries,15 and disorder from contact with a substrate or a capping layer.16–18 For this reason, the thermal conductivity of graphene synthesized by the chemical vapor deposition (CVD) is always lower than that of the mechanically exfoliated graphene from highly ordered pyrolytic graphite (HOPG).2,4,19–21 A possible loss of polycrystalline grain orientation in the average quality CVD graphene can lead to additional degradation of the thermal conductivity.22 However, to date, there have been no quantitative experimental studies of the thermal conductivity dependence on the concentration of defects, ND, in graphene. The only reported experimental study of the phonon – point-defect scattering in graphene utilized isotopically modified graphene.23 The phonon scattering on isotope impurities is limited to the mass-difference term only. It does not include the local strain effects owing to missing atoms, bond breaking or presence of chemical impurities. It was established in ref. 23 that the dependence of the thermal conductivity on the isotope impurity (13C) concentration is in line with the prediction of the well-established virtual crystal model24 used to calculate thermal conductivity in alloy semiconductors such as SixGe1−x24 or AlxGa1−xAs.25 This model predicts the highest K for the material with either x = 0 or (1 − x) = 0 and a fast decrease to a minimum as x deviates from 0. The situation is expected to be different in materials with defects induced by irradiation.
The knowledge of the K dependence on the concentration of defects induced by irradiation can shed light on the strength of the phonon – point defect scattering in 2-D materials. The change in the dimensionality results in different dependencies of the scattering rates on the phonon wavelengths in the processes of phonon relaxation by defects and grain boundaries.8,26,27 In bulk 3-D crystals, the phonon scattering rate on point defects, 1/τP, varies as ∼1/f4 (where f is the phonon frequency).27 Owing to the changed phonon density of states (PDOS), the phonon scattering rate in 2-D graphene has a different frequency dependence, 1/τP ∼ 1/f3, which can, in principle, affect the phonon MFP and the thermal conductivity. In addition to the fundamental scientific interest, a quantitative study of the dependence of K on ND is important for practical applications of graphene in thermal management. The graphene and few-layer graphene (FLG) heat spreaders28–30 will likely be produced by CVD while FLG thermal fillers in thermal interface materials (TIMs)31–33 will be synthesized via the liquid phase exfoliation (LPE) technique. Both methods typically provide graphene with a large density of defects than that exfoliated from HOPG.
The optothermal Raman technique is a non-contact steady-state technique, which directly measures the thermal conductivity.2,3 The micro-Raman spectrometer acts both as a heater and thermometer. The measurement is done in two steps: the calibration procedure and the power-dependent Raman measurement. During the calibration, the Raman spectrum of graphene sample is recorded under low-power laser excitation in a wide temperature range.2 In order to do this, the sample is placed inside a cold–hot cell (Linkam 600), where the temperature is controlled externally with steps of 10 °C and accuracy of ∼0.1 °C. The samples are kept at least five minutes at each step to stabilize the temperature, and then the Raman G peak positions are recorded. The calibration Raman measurements are performed at low laser excitation power of ∼0.5 mW to avoid any local heating caused by the laser. The procedure provides the position of the G peak as a function of the sample temperature. In the second step of the optothermal measurements, the excitation laser power is intentionally increased to cause local heating in the suspended graphene. The spectral position of the Raman G peak reveals the local temperature rise in response to the laser heating with the help of the calibration curve.2,3
Fig. 2 shows representative calibration (a) and power measurement (b) results. One can see from Fig. 2(a) that the dependence of the G peak spectral position on the sample temperature can be approximated as linear in the examined temperature interval. The extracted temperature coefficient χG = −0.013 cm−1 °C−1 is in line with previous reports for graphene.41 The G-peak shift with increasing laser power is presented in Fig. 2(b). One should note the excellent linear dependence of the G-peak shift on the laser power. The portion of light absorbed by suspended graphene, which causes the local heating, was measured directly by placing a power meter (Ophir) under the sample. To ensure accuracy, the absorbed power was measured for a graphene covered hole and on a reference empty hole. The difference in power readings corresponds to the power absorbed by graphene at a given laser wavelength λ. The measurement was repeated ten times at different laser power levels to determine the absorption coefficient of 5.68% ± 0.72% at the excitation laser wavelength of λ = 488 nm. The light absorption coefficient at λ < 500 nm, used in our experiments, is larger than the well-known long-wavelength limit, and it can increase further owing to surface contamination, defects, and bending.3,42–44
The slope of the ωG(ΔP) curve in Fig. 2(b) contains information about the value of thermal conductivity K, which can be extracted by solving the heat diffusion equation, knowing the sample geometry and temperature rise ΔT = χG−1ΔωG (where ΔωG is the shift in the spectral position of G peak ωG). The large sample size ensures that the phonon transport is diffusive or partially diffusive. The “grey” phonon MFP in graphene is around ∼800 nm near RT.3 The sample size of ∼7.5 μm ensures that phonons scatter several times before reaching the edges. The details of the K extraction procedure are provided in the ESI.† The thermal conductivity of suspended CVD graphene before introduction of defects was found to be ∼1800 W mK−1 near RT. This value is in agreement with the previous independent reports for suspended CVD graphene.4,5 A possible presence of few grain boundaries and defects, introduced during synthesis or transfer, reduce the thermal conductivity of CVD graphene as compared to that of graphene obtained by mechanical exfoliation from HOPG.2,3,20,21
The additional defects in the suspended graphene were introduced in a controllable way using low-energy electron beam irradiation.45,46 The samples were exposed to 20 keV electron beams (SEM XL-30) with the beam current varying from ∼3 nA to 10 nA. The irradiated area was kept constant at 6.6 × 107 nm2 during the whole process. The irradiation dose was controlled by changing the beam current and irradiation time. The beam current was measured before each irradiation step using a Faraday cup. The details of the irradiation procedures are provided in the Methods section. The Raman spectra of the suspended graphene samples were recorded after each irradiation step. Fig. 3 shows the evolution of the D and D′ peaks in the Raman spectrum of single layer graphene after each irradiation step. One can see from Fig. 3 that the D to G peak intensity ratio, ID/IG, increases from 0.13 for as-grown CVD graphene all the way to 1.00, after four steps of the electron beam irradiation. The presence of the D peak in the spectrum before irradiation indicates a background defect concentration characteristic for CVD graphene and explains K values somewhat below the bulk graphite limit.3,47 The evolution of the Raman spectrum under irradiation was used for quantifying the density of defects, ND, following a conventional formula:48,49
(1) |
It is known that eqn (1) is valid for a relatively low defect-density regime. This criterion was met in the reported experiments. The defect density increases linearly with the Raman D to G peak intensity ratio. To show the correlation between the density of defects and the electron beam irradiation dose, we have plotted the Raman D to G peak intensity ratio, ID/IG, as a function of the total irradiation dose (see Fig. 4). The linear dependence is clearly seen as expected for the low defect-density regime.45 The optothermal Raman measurements were performed after each irradiation step. The temperature coefficient of the Raman G-peak, χG, was not significantly affected by the defect density. In measuring the ωG(ΔP) dependence, we had to keep the power level small enough in order to avoid local healing of defects via heating.
In Fig. 5 we present the extracted thermal conductivity, K, as a function of the defect density, ND, by squares, circles and triangles corresponding to three suspended flakes of graphene. The details of the thermal data extraction have been reported by some of us elsewhere7 and are briefly summarized in the ESI.† For the small defect densities, ND < 1.2 × 1011 cm−2, the thermal conductivity decreased with increasing ND. It can be approximated with the linear dependence K = 1990 − 116 × ND [W mK−1]. In the ND = 0 limit, the thermal conductivity K = 1990 W mK−1 was still smaller than that of the ideal basal plane of HOPG due to the background defects and possible grain boundaries present in CVD graphene before irradiation. The presence of defects before irradiation was evidenced from D peak in the Raman spectrum. At the defect density of ND ∼ 1.5 × 1011 cm−2, one can see an intriguing change in the K(ND) slope. It can be interpreted as a strong reduction in the rate of the decrease of K with increasing concentration ND or the on-set of saturation. The thermal conductivity in this region is still rather high K ∼ 400 W mK−1. This is clearly above the amorphous carbon limit.3
1/τtot(s,q) = 1/τU(s,q) + 1/τB(s,q) + 1/τPD(s,q), | (2) |
The strength of the phonon scattering on defects is determined by the mass-difference parameter ζ = (ΔM/M)2, where M is the mass of carbon atom and ΔM = M − MD is the difference between masses of a carbon atom and a defect. The value of ζ strongly depends on the nature of defects. In our BTE analysis, we used ζ as a fitting parameter to the experimental data. Within our model assumptions, the agreement with the experimental results is reached for ζ = 590. The perturbation theory calculations50 for pure vacancy defects in graphite estimate the value of the parameter to be ζ ∼ 9. This is substantially smaller than our fitting to the experimental data. The latter is explained by the fact that our model assumes only one type of phonon – defect scattering: mass-difference scattering on single vacancies. In reality, our samples contain a variety of defects, including those that were present before irradiation and those induced by irradiation, which are different from simple vacancies. Thus, large ζ imitates the effect of phonon scattering on all other types of defects. The expected defect clustering will also result in higher ζ than that calculated from the perturbation theory under point-defect assumption. The important conclusion from the BTE modeling is that the observed weakening K(ND) dependence can be reproduced via interplay of the three main phonon scattering mechanisms – Umklapp scattering due to lattice anharmonicity, mass-difference scattering, and rough edge scattering.
Let us now consider a possible nature of defects in our samples and their effect on the thermal conductivity as revealed from MD simulations. The details of our MD computational procedures are given in the Methods section. The electron energies of 20 keV used in the electron beam irradiation process are less than the knockout threshold energy of 80 keV.45,51–53 Such irradiation is only sufficient to overcome the energy barrier required for breaking of the carbon–carbon bond and initiating reaction with any residual impurities such as H2O and O2 on the surface of graphene. This reaction results in functionalization of graphene with –OH and –CO groups. Prior studies have shown that the –CO configuration is energetically more favorable than –OH, and the transition of –OH and other functional groups into the energetically stable –CO configuration can occur especially when they are annealed.54 The energy barrier for the diffusion of –OH and epoxy groups is around 0.5–0.7 eV,55 which corresponds to a diffusion rate ∼ 102 s−1 as calculated from transition-state theory, assuming a typical phonon frequency range in graphene. For this reason, the functional groups can be mobile at the temperature of the thermal experiments (∼350 K). Upon continuous electron beam irradiation, two epoxy or hydroxyl group can come together and release an O2 molecule.55 When the coverage of functional groups is high, detectable amounts of CO/CO2 can be released creating vacancies in the graphene lattice.56 The presence of –OH and –CO functional groups can be the reason for stronger phonon – defect scattering than that predicted by BTE models with vacancies only (and the resulting large ζ required for fitting to the experimental data). Our MD simulations show that a combination of single and double vacancy defects can also account for the experimentally observed thermal conductivity dependence on the defect concentration. The absolute value at the zero-defect limit is lower than the experimental due to the domain-size limitation in the simulation.
As one can see from Fig. 6, the thermal conductivity decreases drastically for ND increasing from 2 × 1010 cm−2 to 10 × 1010 cm−2 and subsequently reaches a near-constant value at the higher concentrations of defects. This value is substantially above the amorphous carbon limit – in line with the experiment. According to this model scenario, upon irradiation, –CO and other functionalized defects are formed that strongly reduce the thermal conductivity. Continuous irradiation results in the creation of single and double vacancies. The increase in their concentration does not lead to pronounced K reduction, which approaches an approximately constant value for the ND range that was investigated. It can be explained in the following way. As more defects are introduced in graphene through irradiation the additional defect sites serve as scattering centers for phonons with wavelengths shorter than the distance between two vacancies. The delocalized long-wavelength phonons, that carry a significant fraction of heat, are less affected by extra defects that are closely spaced compared to those introduced at the previous irradiation step. At some irradiation dose, the increase in the phonon scattering rate of the delocalized modes due to extra defects is substantially smaller than that of the short-ranged localized modes. Hence, after a certain critical ND the thermal conductivity effectively saturates. The weakening of the K(ND) dependence observed experimentally and revealed in the present MD simulation is in line with reported computational results performed for graphene and graphene ribbons under various assumptions about the nature of defects.57–60
We further analyzed experimental Raman data to confirm the presence of vacancies in the irradiated graphene following the methodology developed in ref. 61 In this approach, the type of defects is determined from the ratio of intensities of D and D′ peaks, I(D)/I(D′). It has been shown that I(D)/I(D′) in graphene attains its maximum (≃13) for the defects associated with sp3 hybridization, decreases for the vacancy-like defects (≃7), and reaches a minimum for the boundary-like defects (≃3.5).61 Following this method,61 the presence of vacancy type defects has been confirmed in our irradiated graphene sample (I(D)/I(D′) ≃7). The details of this analysis are provided in ESI.† It is known that the intensity of the D band depends not only on the concentration of defects,62 but also on the type of defects, and only defects that are capable of scattering electrons between the two valleys K and K′ of the Brillouin zone can contribute to the D band.63–65 For this reason, not all types of defects in graphene can be detected by Raman spectroscopy. However, our Raman data confirm the presence of vacancies supporting the theoretical assumptions. A recent study66 suggested that the actual thermal conductivity of graphene can be even higher than that obtained from the optothermal technique using the standard procedures. Since our study is focused on the relative change in the thermal conductivity due to defect introduction, this possibility does not substantially affect the above discussion.
(3) |
(4) |
Here νs = dωs/dq is the phonon group velocity, p is the specularity parameter introduced above, S is the surface per atom, ωs,max is the maximum cut-off frequency for a given branch, γs is an average Gruneisen parameter of the branch s, M is the mass of an unit cell, Γ = ζ(ND/NG) is the measure of the strength of the point defect scattering and NG = 3.8 × 1015 cm−2 is the concentration of carbon atoms.
Footnote |
† Electronic supplementary information (ESI) available: Additional thermal conductivity measurements data. See DOI: 10.1039/c6nr03470e |
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