Open Access Article
Somdatta
Deb
a,
Sara R.
Labafzadeh
a,
Unna
Liimatainen
a,
Arno
Parviainen
a,
Lauri K. J.
Hauru
b,
Shoaib
Azhar
c,
Martin
Lawoko
c,
Tuomas
Kulomaa
a,
Tia
Kakko
a,
Juha
Fiskari
a,
Marc
Borrega
b,
Herbert
Sixta
b,
Ilkka
Kilpeläinen
*a and
Alistair W. T.
King
*a
aLaboratory of Organic Chemistry, Department of Chemistry, University of Helsinki A.I. Virtasen aukio 1 (Chemicum), P.O. Box 55, 00014 Helsinki, Finland. E-mail: alistair.king@helsinki.fi; ilkka.kilpeläinen@helsinki.fi; Tel: +358505279446
bDepartment of Forest Products Technology, School of Chemical Technology, Aalto University, Finland
cWallenberg Wood Science Center (WWSC), Department of Fiber and Polymer Technology, Royal Institute of Technology (KTH), Stockholm, Sweden
First published on 11th February 2016
Wood is not fully soluble in current non-derivatising direct-dissolution solvents, contrary to the many reports in the literature quoting wood ‘dissolution’ in ionic liquids. Herein, we demonstrate that the application of autohydrolysis, as a green and economical wood pre-treatment method, allows for a massive increase in solubility compared to untreated wood. This is demonstrated by the application of two derivitising methods (phosphitylation and acetylation), followed by NMR analysis, in the cellulose-dissolving ionic liquids 1-allyl-3-methylimidazolium chloride ([amim]Cl) and 1,5-diazabicyclo[4.3.0]non-5-enium acetate ([DBNH][OAc]). In addition, the non-derivitising tetrabutylphosphonium acetate ([P4444][OAc])
:
DMSO-d6 electrolyte also allowed for dissolution of the autohydrolysed wood samples. By combination of different particle sizes and P-factors (autohydrolysis intensity), it has been clearly demonstrated that the solubility of even wood chips can be drastically increased by application of autohydrolysis. The physiochemical factors affecting wood solubility after autohydrolysis are also discussed.
In any case, in order to maintain the molecular weight (MW) of the constituent polymers during homogenisation, methods for selective deconstruction of the wood matrix are required. This would allow for the application of these high MW polymers in a wide range of potential material applications, i.e. preparation of synthetic regenerated fibres, films, thermoplastics, compositing and formation of polymeric blends, before or after further chemical modification.
Previously Hauru et al.14 showed that a better solubilisation of wood and more efficient fractionation was possible after initial autohydrolysis pre-treatment, followed by ionic liquid fractionation, compared to the untreated birch wood. This was demonstrated for particle sizes similar to sawdust-size. Autohydrolysis is the treatment of wood under hydrothermal conditions, by which some components of wood are extracted. Acetic acid released during the initial hydrolysis of acetate groups mainly on hemicelluloses, further catalyse hydrolysis and release of the wood components.15,16 There are several synonyms or related processes, such as hot water extraction, pressurised hot water extraction, steam pre-treatment, steam explosion, etc. All result in extraction of hemicelluloses and some lignin, to different degrees. Autohydrolysis is also implemented in industry, as a pre-treatment prior to kraft pulping, to produce dissolving-grade pulp (high purity and molecular weight cellulose designed for polymeric chemical or textile uses). The resulting pulp is typically called pre-hydrolysis kraft (PHK) pulp. As a stand-alone process there are several advantages to the use of autohydrolysis: (i) the process is relatively ‘green’ as water is used, (ii) hemicelluloses may be recovered and converted to a wide range of useful chemicals, such as xylitol, prebiotics, antioxidants, pharmaceutical and cosmetic ingredients, etc.17 Most PHK mills however simply combust the extract for its calorific value. (iii) Solid wood residue enriched in cellulose and lignin can be further utilised in alternative applications, such as in biocomposites.17
As the aim of this study is to assess the effect of autohydrolysis on the solubility of wood in non-derivatising direct-dissolution solvents, 3 experimental elements were combined: (1) preparation of wood samples of different particle sizes to assess how wider particle size ranges affect solubility, (2) autohydrolysis of wood samples to varying degrees to assess how the intensity of autohydrolysis affects solubility and (3) correct choice of analytical procedures to quantify wood solubility. This last point was satisfied by using ionic liquids to dissolve/swell the wood samples, prior to NMR analysis. Two of these methods also involved chemical derivatisation and one did not, to demonstrate that dissolution was not an artefact of the chemical modification steps. Therefore, the goals of the present manuscript concern the investigation of autohydrolysis, as a sustainable wood pre-treatment method, to allow for much more thorough dissolution and chemical modification of wood chips, as the most suitable low-cost feedstock for bulk industrial application.
| Sample | Reactor set temp. (°C) | Isothermal reaction timea (min) | Reactor heat-up time (min) | P-factor (h) |
|---|---|---|---|---|
| a This is the reaction time at the set temperature, after the reactor heat up time. | ||||
180 : 0 |
180 | 0 | 18 | 51 |
200 : 0 |
200 | 0 | 21 | 167 |
180 : 10 |
180 | 10 | 27 | 262 |
180 : 30 |
180 | 30 | 47 | 766 |
200 : 10 |
200 | 10 | 29 | 1057 |
220 : 2 |
220 | 2 | 25 | 1322 |
200 : 30 |
200 | 30 | 49 | 3600 |
220 : 25 |
220 | 25 | 47 | 8166 |
:
1 addition of DBN and acetic acid in the absence of solvent).3 Freshly prepared [DBNH][OAc] (1.90 g) was then added to the wood samples (100 mg) in a screw-top glass vial and heated, with stirring at 130 °C, for 1 h under argon. The mixture was allowed to cool to 80 °C and isopropenyl acetate (670 μl) was added. The reaction mixture was then stirred vigorously with a spatula and after a few minutes the vial was left in an oil bath at 80 °C for 30 min. Water (50 ml) was added and the mixture was refluxed for 1 h to remove traces of the ionic liquid. The product was filtered and dried under vacuum. All samples had changed from the original dark brown to a light brown colour. The product was extracted with chloroform (20 ml) with gentle heating and filtered through a G3 glass sinter. Chloroform was removed by rotary evaporation. The dried filtrate and the undissolved material were weighed and yields were determined.
The ATR-IR and 1H NMR spectra (chloroform-d1) were recorded for all samples. DEPT-edited HSQC were also recorded for some samples.
:
DMSO-d6 stock solution (200 μl, 50
:
50 wt%) was added to the wood samples (33.8 mg) in an 8 ml sealable vial. Further DMSO-d6 (400 μl) was added and the samples were heated, with stirring, for 3 h at 100 °C. The solutions (600 μl) were transferred to a 5 mm NMR tube while hot, via a needle and syringe. 1H NMR spectra (at 65 °C) were recorded for all solutions. [P4444][OAc] was prepared according to Holding et al. (ESI).7
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| Fig. 5 Structure of [P4444][OAc] used for NMR analysis of wood samples as the DMSO-d6 electrolyte under non-derivatising conditions. | ||
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| Fig. 6 Increase in solubility of spruce and birch after extended planetary milling, as determined by [amim]Cl dissolution and 31P NMR analysis.9 Solubility is represented by the ‘available hydroxyls’ corresponding to the number of measurable phosphite esters. | ||
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| Fig. 7 Solubility of birch wood sawdust after heating in [amim]Cl at different temperatures over 3 h heating time (left) and at 120 °C for extended heating times (right). | ||
However, if the pre-dissolution temperature is increased from 90 °C to 140 °C, for a dissolution time of 3 h the solubility increases. If the dissolution time at 120 °C is increased from 1–24 h the solubility also increases. As this increase in solubility is not observed at <100 °C this is likely due to degradation occurring at the elevated temperature.
This is quite consistent with early reports of the depolymerisation of cellulose or lignin in chloride ionic liquids20,21 and confirms the need for lower temperatures (100 °C or lower) to preserve polymer molecular weights. This is particularly relevant for analytical procedures using [amim]Cl and other chloride anion analogues. Other analogues, in particular containing the acetate anion, are also shown to be reactive towards cellulose. This topic has been thoroughly discussed in previous reports.22,23
| OH(Th) = OH(Cell) + OH(Xyl) + OH(Lig) − OH(Ac) | (1) |
![]() | (2) |
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| Fig. 8 Solubility (available OH) of autohydrolysed sawdust samples, with increasing P-factor, compared to the theoretical available OH values from sugar, lignin and acetyl analyses.18 | ||
where OH(X) (mmol g−1) are the different theoretical hydroxyl contributions to eqn (1), %(X) are the different mass percentages of those species in the wood samples and XOH (mmol g−1) are the available hydroxyls for the different species: OH(Th) is the theoretical hydroxyl content of the whole biomass, OH(Cell) is the theoretical cellulose hydroxyl content, OH(Xyl) is the theoretical xylan hydroxyl content without acetyl functionalities and OH(Ac) is the theoretical hydroxyl content consumed by residual acetate groups. In the second equation, CellOH (18.5 mmol g−1) is the available hydroxyls per unit mass of cellulose (3/162). XylOH is the available hydroxyls per unit mass of xylan (14.2 mmol g−1) and was determined by King et al.24 based on data published by Timell concerning the sugar composition of xylan.25 LigOH is the available hydroxyls per unit mass of lignin (ESI) and are mostly predicted values based on 31P NMR analysis of milled wood lignin, after the autohydrolysis of birch wood at increasing P-factors.26 Only lower P-factors were analysed but LigOH values for higher P-factors are estimated based on the fact that higher intensity treatments cause significant condensation of lignin. AcOH is the unavailable hydroxyls per unit mass of acetyl (23.3 mmol g−1) incorporated into the biomass, as acetate esters. %(Cell) is the percentage by mass of cellulose in the samples, %(Xyl) is the percentage by mass of xylan in the samples, %(Lig) is the percentage by mass of lignin in the samples (based on Klason and acid-soluble lignin), %(Ac) is the percentage by mass of acetyl species in the biomass samples. All values are given in the ESI.†
The results in Fig. 8 clearly show that application of a P-factor close to 200 h allows for practically complete solubilisation of the sawdust samples, as opposed to the almost completely insoluble samples for the 0 h P-factor (untreated samples). P-factors of around 800–1000 h are typically those which are applied during pre-hydrolysis for PHK pulp production. Clearly mild autohydrolysis is a good economic substitute for costly planetary milling when one wishes to achieve a more complete chemical modification of wood.
:
DMSO-d6. NMR analysis was performed on the acetylated materials after extraction with chloroform and also on the biomass dissolved in the [P4444][OAc]
:
DMSO-d6 electrolyte solutions. [DBNH][OAc] has been used previously for the acetylation of hemicelluloses, with acetic anhydride as the reagent.29 An even milder procedure has however been developed using the lower reactivity acetate ester, isopropenyl acetate (Fig. 9).30 Acetylation using these reagents is expected to avoid any issues with reactive dissolution. The sawdust samples (5 wt%) were first dissolved over 1 h at 130 °C to pre-swell the biomass. Some degradation is expected under these conditions but is not expected to be significant due to the shorter heating times and degradation seems to occur to a much lesser extent in [DBNH][OAc], compared to chloride ionic liquids. However, no accurate study has been done on this to date. Isopropenyl acetate was then introduced and the reaction quenched. The filtered and dried products were then extracted with chloroform to give an additional measure of the solubility of the samples. The yields after acetylation and chloroform extraction are given in Fig. 9. Here we can clearly see that there is a dramatic increase in the chloroform solubility of the acetylated autohydrolysed samples, compared to the untreated samples. The weight percent gains (WPGs) compared to the theoretical WPGs are all above 75%, even for the untreated sample. This nicely corresponds with the ATR-IR analysis (ESI†) showing high degrees of acetylation for all samples. At intermediate P-factors the WPGs are almost 100% of the theoretical WPGs indicating more thorough acetylation. At higher P-factors (>3000 h) the yields slightly decrease again indicating that further degradation of the samples may reduce yields, after aqueous precipitation. It is commonly known that low molecular weight samples may not fully precipitate upon the addition of a non-solvent. However, as the samples were only acetylated on a 100 mg scale, there may also be error due to unavoidable losses during filtration and transfer of samples. Above a P-factor of around 260 h the chloroform-soluble portion of the recovered acetylated material reaches 93%, compared to 14% for the untreated wood sample. As with the 31P NMR analysis this indicates a very significant increase in the solubility of wood after an autohydrolysis P-factor of around 200 h. All samples after extraction with chloroform and drying in a rotary evaporator are film-forming (ESI†). For direct comparison of the [amim]Cl-31P NMR results with the [DBNH][OAc]-acetylation results, the 31P NMR results can be plotted against the acetylation results (ESI†). While some error exists, clearly there is a strong correlation between the two analytical procedures, indicating that reactive dissolution during the phosphitylation procedure does not have a significant effect when dissolving the minimally treated (autohydrolysed) samples. However, the yields from acetylation are not close to 100%, as in the case of the 31P NMR procedure indicating that there is some effect. Importantly the increase in solubility on going from untreated up to a P-factor of around 200 h is significant using both procedures. NMR analysis was performed on the acetylated materials (Fig. 10). This included 1H NMR on all acetylated samples and DEPT-edited HSQC on the untreated sample (0 h P-factor) and the sample autohydrolysed to a P-factor of 766 h. From Fig. 10 we can see that as the P-factor increases the cellulose in the samples (1H: C3 – 5.07 ppm, C2 – 4.80 ppm, C1 – 4.42 ppm, gem-C6 – 4.38 & 4.06 ppm, C4 – 3.71 ppm, C5 – 3.54 ppm) clearly becomes soluble. A relatively significant peak which may correspond to the lignin methoxy (1H/13C: 3.76/56.25 ppm) is present. Some unidentified peaks upfield of the cellulose backbone (1H: 3.5 ppm) are also present. At this point in the 766 h P-factor sample these are thought to be lignin resonances which are possibly methylene species (CH2), alpha to both ketone and oxygen. This is however speculative without much more detailed analyses. For the untreated sample (0 h P-factor) there are more unknown resonances that may be related to extractives, saccharides and lignin. While there are peaks that roughly correspond to acetylated cellulose, these are rather weak, relative to the unknown resonances, indicating minimal solubilisation of cellulose during the acetylation and chloroform extraction. There are also several unidentified saccharide resonances, consistent with the solubilisation of mainly the lower molecular weight fractions and not the cellulose.
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| Fig. 9 Yields after [DBNH][OAc] dissolution, acetylation (Fig. 5) and solubilisation of autohydrolysed sawdust samples into chloroform. | ||
:
DMSO-d6. Similar electrolytes have been used for the analysis of high molecular weight pulp samples, containing mainly cellulose.7,31 All components of wood are soluble in these electrolytes, as demonstrated previously by Holding et al.7 Therefore, if it is truly possible to solubilize autohydrolysed wood, this medium should allow for this. 5 wt% samples were dissolved into the electrolyte solutions and 1H NMR analysis was performed (Fig. 11). Clearly for the extended P-factors the cellulose in the samples is dissolving, indicating a much more complete solubilisation of the samples. For the 0 and 51 h P-factors little cellulose is visible indicating poor solubility of the whole biomass sample. This is entirely consistent with the 31P and acetylation results.
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Fig. 11
1H NMR saccharide backbone region for the different P-factors of autohydrolysed birch wood dissolved in [P4444][OAc] : DMSO-d6. The concentrations are the same for all spectra and normalised against the [P4444][OAc] signals, i.e. solubility is represented by cellulose backbone signal intensity. The assignments are for the different cellulose backbone 1H signals, according to Holding et al.7,31 | ||
(1) Increased porosity – it has been known for some time that during autohydrolysis of wood, hemicelluloses and lignin are extracted. Smiljanski and Stanković32 have shown that there is an increase in the sub-microscopic porosity of beech wood (Fagus moesica) as glucuronoxylans are extracted during pre-hydrolysis. This increase in porosity would clearly allow for much more rapid penetration of the wood matrix with reagents.
(2) Increased fibrillation – after autohydrolysis the wood chips become much softer and easier to break apart, parallel with the fibre orientation. In addition, the chips fibrillate quite rapidly in ionic liquid ([amim]Cl and [DBNH][OAc]) as opposed to unextracted chips, which essentially do not fibrillate at all. This effect clearly also rapidly increases surface area, similar to increased porosity. This is mainly a result of the removal of acid-soluble lignin and pectins from the middle lamella, which acts as a cement keeping the adjacent fibres together. It is not clear if this, combined with removal of hemicellulose (binder), is enough to allow for complete dissolution of the remaining wood matrix.
(3) LCC breakage – autohydrolysis, by definition, is an acid-catalysed process for the degradation and extraction of hemicelluloses. Therefore, acid-labile linkages are expected to be degraded during this process. The proposed LCC structures (benzyl ethers, benzyl esters and phenyl glycosides)10–13 will have variable stabilities under pH conditions. If they are actually present in native wood then particular types are expected to be cleaved, potentially diminishing the overall molecular weight of the LCM low enough to be rendered into solution.
(4) Lignin condensation – at higher P-factors lignin starts to condense.26 This may have the opposite effect of LCC breakage, i.e. leading to reduced solubility of the matrix, if the condensed fragments become large enough in size. Therefore, keeping to low P-factors will likely be beneficial for many reasons.
Aside from the structural changes in wood, ionic liquids themselves are often the culprits when it comes to enhanced ‘solubility’ of wood in seemingly non-derivatising ionic liquids. There is now quite much evidence demonstrating that certain ionic liquids react with wood functionalities or catalyse reactions. This reactivity often goes hand-in-hand with the cellulose dissolution capability as both depend on anion basicity.22 A good example of this is the conjugation of 1-ethyl-3-methylimidazolium acetate ([emim][OAc]) with reducing ends of cellulose.33,34 This has recently been developed by Clough et al.23 where it has been shown that [emim][OAc] allows for conversion of the carbon in the glucopyranose ring into an imidazolium C1–formaldehyde adduct. 1-Butyl-3-methylimidazolium chloride ([bmim]Cl) was shown to be an alternative structure that did not form this adduct, presumably due to the reduced basicity of the anion.22 Similar reports can also be found for reaction with lignin.
Footnote |
| † Electronic supplementary information (ESI) available. See DOI: 10.1039/c6gc00183a |
| This journal is © The Royal Society of Chemistry 2016 |