Open Access Article
Eisuke
Kawashima
ab,
Mikiya
Fujii
ab and
Koichi
Yamashita
*ab
aDepartment of Chemical System Engineering, Graduate School of Engineering, The University of Tokyo, Tokyo 113-8656, Japan. E-mail: yamasita@chemsys.t.u-tokyo.ac.jp
bCREST, Japan Science and Technology Agency (JST), Tokyo 113-8656, Japan
First published on 1st September 2016
The morphology of organic photovoltaics (OPVs) is a significant factor in improving performance, and establishing a method for controlling morphology is necessary. In this study, we propose a device-size simulation model, combining reptation and the dynamic Monte Carlo (DMC) algorithm, to investigate the relationship between the manufacturing process, morphology, and OPV performance. The reptation reproduces morphologies under thermal annealing, and DMC showed morphology-dependence of performance: not only short-circuit current density but also open-circuit voltage had optimal interfacial areas due to competition between exciton dissociation and charge collection. Besides, we performed transient absorption spectroscopy of various BHJ morphologies under realistic conditions, which revealed prompt and delayed dynamics of charge generation—the majority of the charges were from excitons that were generated on interfaces and dissociated within a few picoseconds, and the others from excitons that migrated to interfaces and dissociated on the order of sub-nanoseconds.
The morphology of OPVs—the degree of phase separation, miscibility, and crystallinity of the organic materials—is considered as one of the significant factors for the PCE improvement of OPVs because it strongly affects the efficiencies of exciton dissociation and charge collection described above. In the case of OPVs with a smaller interfacial area and a larger domain, charge carriers are collected efficiently because of transport pathways without bottlenecks, while few excitons dissociate before geminate recombination.5,6 Bulk heterojunction (BHJ) morphology is a breakthrough in OPV development because of its large interfacial area and bicontinuous charge transport pathways.7 Morphologies are determined not only by the chemical properties of materials—interaction or solubility—but also by fabrication processes. There have been various experimental studies that investigate how to control morphology to improve the PCE: thermal or solvent annealing,8–11 and control of the drying conditions.12,13 For instance, it is known that the annealing temperature has an optimum value for efficiency.8,9 Transient absorption spectroscopy was also performed to track the efficiency and dynamics of excitons and charge carriers, and influences of morphologies were examined.14
Meanwhile, various theoretical studies on OPVs have been presented to obtain a detailed understanding of the mechanism of photocurrent generation.15 Quantum chemical calculations estimate properties such as energy levels and distributions of molecular orbitals, absorbance,16–19 and rate of an elementary process.20 However, such molecular-level investigations alone are not sufficient to provide guiding principles for OPV optimization because photocurrent generation is a complicated macroscopic process. Therefore, several theoretical approaches have been presented to investigate morphologies and efficiencies, which are briefly reviewed in the remainder of this section.
To analyze morphologies, molecular dynamics (MD) calculations are performed, which reveal the molecular packing21 and molecular orientation of polymers (edge-on and face-on configurations).22 Although MD simulations can reveal all morphological properties for OPVs in principle, the computational cost of a device-size system is extremely high even if coarse-grained MD techniques are applied. Another approach is simulations using the Cahn–Hilliard equation, which has been established in soft matter physics. This method requires low computational cost and is applicable to device-size simulation.23–28 However, it cannot determine the orientation of polymers because the Cahn–Hilliard equation is a differential equation of concentration of chemical components. Based on the above, we adopt a coarse-grained model called reptation, which has been established to describe polymer melts and solutions.29,30 Frost et al. applied reptation to OPVs and revealed that the fraction of polymers would influence quantum efficiency through morphologies.31 Reptation also involves low computational cost, but additionally can reveal morphological properties like orientation and miscibility of polymers, and thermal influences on them.31 Therefore this method is suitable for studying OPVs, especially the influence of thermal annealing on them.
Several approaches to investigate the PCEs of OPVs have been presented. The simplest one is the equivalent-circuit model, which assumes a solar cell as a circuit of current sources, parallel diodes, and series and parallel resistors.32,33 Device simulators known as Scharfetter–Gummel models simultaneously solve coupled equations of electric field and carrier dynamics in the OPVs—the Poisson equation, equation of continuity, and drift-diffusion equation.34–36 The last ones are the dynamic Monte Carlo (DMC) algorithm with the first reaction method (FRM) and kinetic Monte Carlo (KMC), which stochastically simulate the dynamics of elementary processes according to the rate. There have been studies which examine morphology-dependence of performance—current density and efficiencies of elementary processes such as internal quantum efficiency (IQE)—and dynamics of excitons and charge carriers.27,28,37–46 We adopt DMC because it can treat morphologies explicitly and track carrier dynamics in the morphologies.
In this work, we present a combined model of reptation and DMC, which enables the investigation of the relationship between thermal annealing, morphologies, and OPV performances. Morphologies were generated under various conditions by use of reptation, in which current density–voltage (J–V) characteristics were simulated and performance parameters such as short-circuit current density (JSC), open-circuit voltage (VOC), and PCE were investigated. We showed the existence of optimal annealing conditions for the PCE because of a trade-off between exciton dissociation and charge recombination.
In this work, polymers were modeled as self-avoiding chains of a certain number of segments connected by bonds, and the excluded volume effect was considered. The system was composed of 1503 sites, each of which was occupied by either a polymer segment or a small molecule, and the lattice constant was set to 1 nm. Periodic boundary conditions were applied for the x, y, and z directions.
The reptation was simulated stochastically with the Metropolis Monte Carlo (MMC) algorithm.31 The scheme is shown in Fig. 2. In each MMC step, an end of a polymer tries to move to one of the nearest neighboring empty lattices at random, followed by the rest of the polymer. The acceptance probability p is determined by the temperature (T) and energy change (ΔE) due to the trial reptation. The total energy of the system, E, is given by the sum of interactions between the nearest neighboring sites according to the materials occupying them, while ΔE is calculated by the interaction change of only the two sites, where the polymer enters and exits, because the other segments of the polymer are unchanged.
![]() | ||
| Fig. 2 Schematic representation of reptation in a two-dimensional system: (a) before and (b) after the reptation of a polymer. Each site is occupied by either a polymer segment or a small molecule, which are represented by closed and open circles, respectively, and the polymer segments are connected by bonds represented by lines. Calculation of ΔE (eqn (3)) requires only the coordination number of polymers and small molecules of the lattices where the polymer enters and exits (the shaded squares). | ||
Let np and nm be the coordination numbers of polymer segments and small molecules for a site, respectively, and εpp, εpm, and εmm be polymer–polymer, polymer–small molecule, and small molecule–small molecule interactions, respectively. Interaction between polymer segments connected by a bond was assumed to be constant and ignored in the calculation of the energy because the length of the polymers was fixed in the simulation. The ΔE due to reptation is calculated as:
| ΔE = ΔEen − ΔEex, | (1) |
| ΔEen/ex = (nen/expεpp + nen/exmεpm) − (nen/expεpm + nen/exmεmm). | (2) |
| ΔE = (nenp − nexp)Δε | (3) |
The simulation scheme is as follows: (i) configure polymers randomly in the system (Fig. 5(a)). (ii) Randomly and independently choose a polymer end and direction to reptate that are possible—rechoose them if the pointed site is already occupied by another polymer. (iii) Calculate the energy difference ΔE of reptation. (iv) Accept the reptation with probability p calculated as
| p = min{1,exp(−βΔE)} | (4) |
| = min{1,exp(−(nenp − nexp)βΔε)}, | (5) |
To investigate the dependence of morphologies on annealing temperature and other conditions, reptation was simulated for various βΔε, number of polymer segments nseg, and volumetric ratios. The number of polymer segments, nseg, was set to 25, 50, 75, and 100, and the volume fraction of polymers to 33% or 50%; the number of polymers was adjusted to achieve those volume fractions in the simulation volume of 1503 nm3. The dimensionless parameter βΔε was set to nonpositive values to simulate mutually attractive or noninteracting polymers or infinite temperature.
In DMC simulations with the FRM, waiting times of all possible events, calculated from their rate, are stored in a queue; the event holding the minimum waiting time is executed in each DMC step.37,47 This work considers three particles, i.e., excitons, holes, and electrons, which are allowed single occupancy of a site. A donor site would be occupied by an exciton or a hole, while an acceptor site by an electron. The simulation scheme is summarized as follows: (i) initialize the system: the first events under photo and dark conditions are exciton generation and charge (hole or electron) injection, respectively. (ii) Insert waiting times of all possible events associated with the particles into the queue; waiting time τ of each process is calculated as
![]() | (6) |
The next subsection explains the details of the stochastic modeling of elementary processes.
| Parameter | Value |
|---|---|
| Lattice constant a | 3 nm |
| Cutoff distance Rcut | 15 nm |
| Temperature T | 300 K |
| Relative permittivity εr | 3.5 |
| HOMO of the donor | −5.0 eV |
| LUMO of the acceptor | −3.7 eV |
| Work function of the cathode | 4.1 eV |
| Work function of the anode | 4.6 eV |
| Exciton generation rate Wgenex | 8 × 10−8 ps−1 nm−2 |
| Exciton lifetime τlife | 330 ps48 |
| Exciton dissociation rate Wdisex | 0.15 ps−1 20 |
| Absorption coefficient α | 3 × 104 cm−1 49 |
| Förster radius R0 | 3 nm |
| Reorganization energy λ | 0.11 eV20 |
| Gaussian width of DOS σ | 0.062 eV39 |
| Hole mobility μh | 0.1 cm2 V−1 s−1 50 |
| Electron mobility μe | 0.025 cm2 V−1 s−1 51 |
| Charge recombination rate Wrecch | 1.93 ns−1 20 |
(i) In this work AM 1.5 irradiation (power of 100 W cm−2) was assumed and the exciton generation rate Wgenex was set to 8 × 10−10 ps−1 nm−2, which yields a current density of 12.8 mA cm−2 when the internal quantum efficiency (IQE) reaches 100%. To save computational resources we insert an event of exciton generation into the queue at a time, without considering where to generate an exciton; at execution of exciton generation an unoccupied donor site is randomly chosen. The probability p is weighted by depth according to the Lambert–Beer law,
| p(z) ∝ exp(−α(ztop − z)), | (7) |
(ii) Once generated, an exciton will hop to a nearby donor site; in this simulation, hopping to all possible sites is considered and the rate Whopex is calculated by the Förster energy-transfer theory,52
![]() | (8) |
![]() | (9) |
(iii) When an exciton reaches the interface, it is able to dissociate into a hole and an electron. In the simulation all possible donor–acceptor nearest neighboring pairs were considered, and after exciton dissociation a hole was created on the donor site that the dissociated exciton occupied, and an electron on the acceptor site across the interface. The exciton dissociation rate, Wdisex, was set to 0.15 ps−1, which was estimated by quantum chemical calculations.20
(iv) Otherwise, an exciton decayed to the ground state and geminate recombination occurs. The exciton recombination rate is the reciprocal of the exciton lifetime: Wrecex = 1/τlife.
1. On-site energies of charge carriers (holes/electrons), which are a summation of the orbital energy (HOMO of the acceptor/LUMO of the donor) and Gaussian disorder of density of states (DOS) caused by residual solvents and structural disorder. The HOMO of the acceptor, LUMO of the donor, and Gaussian width σ were set to −5.0 eV, −3.7 eV, and 0.062 eV,39 respectively.
2. The Coulomb interaction, U, with other charge carriers and image charges, including that of itself. The Coulomb interaction of carrier i is calculated as
![]() | (10) |
![]() | (11) |
3. The electrostatic built-in potential, Vbuilt, which is induced by the applied voltage V and the difference in the work functions of the electrodes (ΔW = 0.5 V):
![]() | (12) |
(v) A charge carrier was created in the active layer by either exciton dissociation or injection from the electrode; a hole (an electron) is injected from the anode (cathode) to one of the donor (acceptor) sites at the surface. These injected carriers contribute to the dark current, which is enhanced by the applied voltage, V. The charge injection rate Winjh/e is calculated by the Miller–Abraham equation53 as
![]() | (13) |
50 and 0.025 cm2 V−1 s−1,51 respectively. The prefactor is derived from the Einstein relationship.37,54
In calculations of the energy difference ΔE, the Gaussian disorder of an electrode was not considered. In addition to the above three factors, ΔE included the charge injection barrier of +0.4 eV, which is derived from the difference between the LUMO of the acceptor (−3.7 eV) and the Fermi level of the cathode (−4.1 eV). Although an injected carrier could be collected from the electrode, it was forced to hop at once before extraction if possible.
(vi) Holes and electrons inside the active layer are allowed to hop to one of the nearest neighboring donor and acceptor sites, respectively. The charge hopping rate Whoph/e is calculated using the Marcus formula as
![]() | (14) |
(vii) When a charge carrier reaches the electrode surface, it is able to be collected and then the current flows. The charge collection rate is also calculated by the Marcus formula (eqn (14)), but the negative of the charge injection barrier is considered for ΔE. Collection of holes from the cathode and electrons from the anode contribute to the photocurrent.
(viii) Leakage of charge carriers, i.e., extraction of holes/electrons from the anode/cathode, is simulated in the same way as above, but it contributes to the dark current.
(ix) Charge recombinations are considered when a hole and an electron are located on adjacent sites. The rate Wrecch was set to 1.93 ns−1.20
collh (electrons at the cathode nnet
colle) is the number of collected holes ncollh (electrons ncolle) reduced by those of injected holes ninjh (electrons ninje) and leaked electrons nleake (holes nleakh):nnet collh/e = ncollh/e − ninjh/e − nleake/h, | (15) |
![]() | (16) |
![]() | (17) |
The net current density J is calculated as the number of net collected charges divided by the incident area (1502 nm2) and simulation time. The J–V curves were obtained by repeating the calculation of current density under each applied voltage. Open-circuit voltage VOC, PCE, and fill factor (FF) were obtained by linear interpolation of the J–V curve.
Notably, this study also analyzed transient absorption spectroscopy. In the simulation, a certain number of excitons were created at the start under the conditions that no charge injection, leak, nor collection and no applied voltage were imposed. The initial number of excitons was set to 100 and 1000: the latter corresponds to a density of 3 × 1017 cm−3, which is consistent with the experimental value;14 the former was for comparison, and note that we can simulate dilute conditions that experimental observation is difficult. There have been studies that discuss the dynamics of carriers—the effect of mobility on charge separation,45 and the kinetic model of charge separation and recombination.46 In this work we examined the dependence of transient absorption spectroscopy on BHJ morphology in consideration of annealing temperature and analyzed space-time dynamics.
Five simulation runs were performed independently for each condition—0.5 ms and 10 ns for a simulation of current density and transient absorption spectroscopy, respectively—and the results were averaged.
:
1 volume ratio and 75 polymer segments are shown in Fig. 5, whose phase separation is consistent with an experimental report55 and theoretical studies using the Cahn–Hilliard equation.23–28 See Fig. S1 and S2 in the ESI† for the other morphologies—those of different volume ratios and number of segments. Generally, the domain size grew as βΔε increased. The temperature increased under the negative constant Δε, while the polymers dispersed when the temperature was too high. These morphologies are characterized numerically: interfacial area per volume and mean distribution of domain size, shown in Fig. 6(a) and (b). Here, the domain size is defined as the length of continuous donor/acceptor domains along x, y, or z. Both characteristics depended strongly on βΔε but only slightly on the polymer length. The interfacial area and domain size indicate the minimum and maximum values, respectively, around βΔε = −1 because of the degree of diffusion. At low temperature (βΔε = −4.0, shown in Fig. 5(i)), the polymers are hindered in diffusing and trapped in a local minimum because of the attractive interaction. As the temperature rises, the polymer can diffuse and relax, therefore donor domains are formed; however, free diffusion breaks the domains when the temperature is too high. The polymer length also affects diffusion and therefore shows a similar dependence. See Section S1.2 in the ESI† for the results of a polymer/small molecule volumetric ratio of 1
:
2. The interfacial area and domain size were smaller and their dependence on βΔε became milder than those of a 1
:
1 ratio, due to the lower polymer fraction and weaker entanglement effects.
The domain-size distributions of the polymers and small molecules are shown in Fig. 6(c) and (d), respectively. Essentially, the distributions of the domain size for both polymers and small molecules exhibit exponential decay and there is no significant difference between polymers and small molecules. However, the morphology of βΔε = −0.5 has significantly different characters: the domains of small molecules in that morphology are larger than those of polymers, and exhibit exceptionally oscillating properties. This was because polymer aggregation precluded acceptors and formed large acceptor domains but polymer domains were broken due to diffusion.
The results in this subsection propose that the morphologies of OPVs strongly depend on the temperature by using the physical modeling of blends of polymers and small molecules.
:
1 volumetric ratio and 75-segment polymers, nseg = 75, to investigate wide ranges of interfacial area and domain size (see Fig. 5 and 6). It is expected that other morphology groups—different nseg and/or volumetric fraction—show a similar but milder temperature dependence. For example, morphologies with a 1
:
2 volume ratio have smaller donor domains, which probably enhances the exciton dissociation efficiency, but lower donor fraction yields fewer excitons and thus their effect on current density is likely canceled.
| Morphology | Interfacial area/nm−1 | |
|---|---|---|
| BHJ | Initial | 0.418 |
| βΔε = −4.0 | 0.357 | |
| −3.0 | 0.325 | |
| −2.0 | 0.267 | |
| −1.0 | 0.153 | |
| −0.5 | 0.077 | |
| 0.0 | 0.482 | |
| Stripe | 75 nm | 0.013 |
| 15 nm | 0.067 | |
| Checker | 75 nm × 75 nm | 0.027 |
| 15 nm × 75 nm | 0.080 | |
| 15 nm × 15 nm | 0.133 |
Efficiencies of exciton dissociation and charge collection, and the IQE under short-circuit conditions are shown in Fig. 8(e), (f), and (g), respectively. Their sample standard deviations were smaller than 0.02. In the morphologies with large interfacial areas, the exciton dissociation is enhanced, but the charge collection is discouraged by a longer transport path. Therefore, the IQE exhibits a maximum value because of the trade-off. These tendencies are consistent with previous studies.27,37,39,40,44
In addition, we theoretically demonstrated that the open-circuit voltage VOC and the logarithm of the IQE have a linear correlation (Fig. 8(h)), which has been reported by an experimental work.18 The extrapolated VOC to 100% IQE is a little less than 0.5 V, which equals the difference of electrode work functions. Therefore, we revealed that improving the IQE enhances not only JSC but also VOC.
The dependencies of performance parameters of BHJ morphologies on βΔε, corresponding to finite temperature, are shown in Fig. 9. The morphologies generated under higher βΔε tend to give higher JSC and FF with lower VOC. It is shown that βΔε had an optimal value for the PCE—the morphology with βΔε of −2 showed the highest PCE of 1.4%. Remarkably, we revealed that morphology only, without parameter change, determines open-circuit voltage. These effects of thermal annealing are consistent with some experimental results.56,57
![]() | ||
| Fig. 10 Simulated charge (a) generation and (b) recombination dynamics of initial structure and morphologies with various βΔε. | ||
The space–time dynamics of charge generation—diffusion length and lifetime of the dissociated excitons—is shown in Fig. 11; see Fig. S7 (ESI†) for the results of other BHJ morphologies. Note that the lifetime of excitons equals the simulation time. The simulation revealed prompt and delayed dynamics of the charge generation: the majority of the charges (40–95%, varying for morphologies) were from excitons that were generated on interfaces and promptly (within a few picoseconds) dissociated, corresponding to the sudden increase as shown in Fig. 10; the others were from excitons that migrated to interfaces and dissociated later (up to several hundred nanoseconds), corresponding to the slow increase. The tendency depends on the morphologies because in the case of morphologies of lower temperature, those have higher interfacial area and smaller domains, excitons are more likely generated on a site on an interface and otherwise could reach interfaces easily, resulting in prompt increase of carriers; morphologies of higher temperature show fewer prompt and more delayed exciton dissociation, therefore the number of charges takes the maximum value at a few 100 ps.
Coarsening of lattices in the DMC simulations implicitly assumes that electron–hole separation immediately reaches 3 nm, which likely leads to overestimation of the charge separation efficiency and thus shall be verified in future. It is, actually, numerically observed that charge recombination is suppressed in the case of the coarsened morphologies. A mechanism, for example the charge hopping rate increases locally on an interface due to factors like a hot process,58 is necessary to compensate it. The assumption and mechanism require further study, which is beyond the scope of this work.
Footnote |
| † Electronic supplementary information (ESI) available. See DOI: 10.1039/c6cp04019e |
| This journal is © the Owner Societies 2016 |