C.
Slavov
a,
C.
Boumrifak
a,
C. A.
Hammer
a,
P.
Trojanowski
a,
X.
Chen
b,
W. J.
Lees
b,
J.
Wachtveitl
a and
M.
Braun
*a
aInstitute of Physical and Theoretical Chemistry, Goethe University, 60438 Frankfurt/Main, Germany. E-mail: braun@theochem.uni-frankfurt.de
bBiomolecular Sciences Institute, School of Integrated Sciences and Humanities and Department of Chemistry and Bio-chemistry, Florida International University, Miami, Florida 33199, USA
First published on 21st March 2016
Photochromic switches are essential for the control and manipulation of nanoscale reactions and processes. The expansion of their application to aqueous environments depends strongly on the development of optimized water-soluble photoswitches. Here we present a femtosecond time-resolved investigation of the photochromic reactions (transition between the open and the closed form) of a water-soluble indolylfulgimide. We observe a pronounced effect of the protic nature of water as a solvent on the ultrafast ring-opening reaction. Typically, the excited state of the closed form has a larger dipole moment than the ground state, which leads to stabilization of the excited state in polar solvents and hence a lifetime (3 ps) longer than in non-polar solvents (2 ps). However, in water, despite the increased solvent polarity and the increased excited state dipole moment, the opposite trend for the excited state lifetime is observed (1.8 ps). This effect is caused by the opening of a new excited state deactivation pathway involving proton transfer reactions.
There are several classes of photochromic switches (e.g. azo compounds, diarylethenes, fulgides, spiropyrans, etc.) that are relatively well characterized and actively applied in research and industry.3–8 However, most photochromic compounds have low solubility and stability in water and thus their application is restricted to non-aqueous environments. To date, there is a limited number of studies of photoswitches in aqueous solutions,9–17 of which only a few are focused on the investigation of the ultrafast photochemical reactions (e.g. spiropyran13 and azobenzene18). Thus, despite the importance of water as a solvent environment for chemical and biological processes and the excessive demand for their control and manipulation, the behaviour of photoswitches in aqueous surroundings remains largely uncharacterized. This deficiency represents a major obstacle to a more extensive utilization of photoswitches.
Fulgides are photochromic switches derived from aryl substituted dimethylenesuccinic anhydride (Scheme 1). The substitution leads to the formation of a 1,3,5-hexatriene motif, which permits 6π-electrocyclization to cyclohexadiene. Therefore, these photoswitches exist in three isomeric forms – open Z- and E-forms (colourless hexatriene motif) and closed C-form (coloured cyclohexadiene motif).6 The Z- and the E-forms have similar optical properties and can be interconverted using near UV light.19 However, the photochromic reaction of interest with the strongest change of optical properties involves the electrocyclic ring-closing of the cyclizable open form to the thermally stable C-form (Fig. 1).6 Of particular interest are indolylfulgides, which have a bulkier aryl substituent and thus exhibit a reduced formation of the non-cyclizable open form. Furthermore, they show excellent thermal stability and fatigue resistance in organic solvents.6,20,21 The absorption spectra of their open and closed forms extend into the visible spectral range making them suitable for biochemical and biotechnological applications. Nevertheless, the presence of a succinic anhydride ring in indolylfulgides causes rapid solvolytic degradation in aqueous environments.22 It has been shown that indolylfulgimides, where the succinic anhydride ring is replaced by a succinimide ring, have significantly improved hydrolytic stability6 and certain application examples are available.23,24
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Scheme 1 Chemical structures of WF (closed form (C); non-cyclizable open form (E); cyclizable open form (Z)). |
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Fig. 1 (A) WF Z- and C-form absorption (solid blue and dashed red lines correspondingly) and fluorescence spectra (green dot-dash and yellow dotted lines correspondingly) in sodium phosphate buffer (pH 7.4). Extinction coefficients: εC,588 = 5600 L mol−1 cm−1; εZ,389 = 9600 L mol−1 cm−1;33 (B) Arrhenius plots of the quantum yield for the ring-opening and ring-closing reaction. |
The ultrafast photochemical reactions of fulgides and fulgimides are well characterized in organic solvents. The ring-opening proceeds on the picosecond timescale25–28 after overcoming a barrier on the S1 excited state potential energy surface.28,29 This makes the reaction sensitive to external factors like temperature, excitation wavelength and solvent polarity. The ring-closing reaction is barrierless (no dependence on the experimental conditions)28,30 and typically occurs on the sub-picosecond timescale.31,32 Both reactions occur without the involvement of long-lived intermediates, which is an advantage over similar systems (e.g. spiropyrans).
Recently, we have reported on the synthesis of a water-soluble dicarboxylic acid indolylfulgimide (WF) (Scheme 1) suitable for applications in aqueous environments.33 WF is thermally very stable in water (phosphate buffer, pH 7.4); after more than 20 days at 37 °C the compound degrades by less than 20%.33 Furthermore, the photochemical stability is also very high for a water-soluble photoswitch. WF is capable of 670 photochemical cycles before reaching 20% degradation.33 For comparison, the recently investigated water-soluble Py-BIPS compound shows 20% degradation in about 35 cycles.13 At present, there are no ultrafast studies on water-soluble fulgides or fulgimides and thus virtually nothing is known about the early photochemistry of those compounds in aqueous solutions. The information on the early photoreaction of fulgides and fulgimides is crucial for the intelligent design of new and improved compounds for extensive application in aqueous environments. In this respect, we have focused our study on the investigation of the ultrafast ring-opening and ring-closing reactions of WF (Scheme 1).
The fluorescence spectrum of the WF Z-form was recorded on a FP-8500 fluorimeter (Jasco Analytical Instruments, Tokyo) using a fused silica cuvette with 1 cm optical path length. The fluorescence spectrum of the WF C-form was recorded using a home-built CCD fluorimeter with sensitivity extending up to ∼950 nm using a fused silica with 1 mm optical path length. The fluorescence spectra were corrected for detector sensitivity and self-absorption.
The mid-IR absorption spectra of WF were recorded on a Vertex 80 FTIR-Spectrometer (Bruker, Ettlingen) using 50 μm cuvettes built out of two CaF2 windows. The C → Z (PSSVIS) and the Z → C (PSSUV) conversions were accomplished by illuminating the samples directly in the spectrometer. The PSSVIS was reached by illumination with >520 nm (HgXe arc lamp, Hamamatsu L9588-04, and a colour glass filter OG520, Schott AG), while the PSSUV was reached by illumination with 385 nm (LED, ThorLabs, M385L2).
The QY of the ring-opening (C → Z) and the ring-closing (Z → C) reactions were measured as a function of temperature. The QY of the ring-closing reaction is ∼7% and is essentially temperature independent (Fig. 1B). Thus, similarly to other fulgides studied in organic solvents,28,30 in aqueous environment this reaction also proceeds without a barrier on the S1 potential energy surface. In contrast, the QY of the ring-opening reaction shows a strong temperature dependence, going from 0.055% at 10 °C to 0.29% at 50 °C (Fig. 1B). Using the Arrhenius plots of the QY (Fig. 1B) and assuming knon-reactive ≫ kreactive,54 the activation energy, Ea, of the ring-opening reaction of WF in water was calculated to be ∼860 cm−1 (∼10 kJ mol−1). This Ea is significantly larger than previously estimated for an indolylfulgimide in toluene and acetonitrile.53 Overall, the QY of both photochromic reactions of WF are strongly reduced as compared to indolylfulgimides studied in organic solvents.53,55,56 An additional QY measurement at higher pH shows that the ring-opening reaction is sensitive to the proton concentration in the solvent (at 20 °C: QYpH 7.4 = 0.15%; QYpH 9.8 = 0.20%), which indicates that the pathway of the ring-opening reaction of WF is affected by the protic nature of the solvent.
The photoinduced interconversion of WF C- and Z-forms could also be monitored via steady-state FTIR spectroscopy (Fig. 2), which gives detailed insight into the rearrangement of the molecular structure. Previously, we have investigated a similar indolylfulgimide in a non-polar solvent and assigned the IR bands to specific vibrational modes of the molecule.26 Despite the different solvent used here and the differences in the substitution pattern, the majority of the IR bands of WF are preserved with a slight frequency shift. Additionally, we performed theoretical calculations using a polarizable continuum model for water and taking into account that under the experimental conditions used here (phosphate buffer, pD 7.4) the two carboxylic groups (pKa typically < 5) of WF are deprotonated. The model included also 4 explicit water molecules positioned in the vicinity of the carboxylic groups (ESI,† Fig. S1). The calculations are in excellent agreement with the experimental data and confirmed the former assignment of the IR bands (Fig. S2, ESI†).
In the C-form, the frequencies of the asymmetric and the symmetric stretch modes of the CO groups from the succinimide ring are located at 1696 cm−1 and 1763 cm−1, respectively (Fig. 2). As a result of the C → Z ring-opening reaction, which changes the electronic configuration of the succinimide ring, the CO oscillation frequencies shift significantly down to 1682 cm−1 (asymmetric stretch) and 1736 cm−1 (symmetric stretch). In the absolute IR spectra (Fig. 2A) a strong and broad band is observed in the 1550–1650 cm−1 region, which does not change considerably during the C → Z conversion. However, in the difference spectra (Fig. 2B) a clear feature appears at ∼1550 cm−1. Based on the theoretical calculations the 1550 cm−1 band in the difference spectra (Fig. 2B and Fig. S2, ESI†) was assigned to the CC stretching vibrations of the ring involved in the electrocyclic reaction, while the strong IR absorption band (1550–1650 cm−1) in the absolute spectra (Fig. 2A) was assigned to the asymmetric stretch of the –COO− groups. The rest of the pronounced bands (<1450 cm−1) are mostly due to CC (single and double bond) or NC (single bond) stretching modes from the different rings.
The decay-associated spectra (DAS) resulting from the global lifetime analysis (GLA)41,42 is composed of four lifetimes and a non-decay component (inf) (Fig. 3B). The 0.06 ps and the 0.4 ps components show typical positive (600–650 nm) – negative (550–570 nm) amplitude features, which are due to the shift of the corresponding band (in this case ESA around 600 nm) to higher energies. In this respect, those two lifetime components in the ultrafast kinetics of the C-form can be assigned to the relaxation of the excited molecule from the Franck–Condon region and to solvent reorganization. The dominant third lifetime component (1.8 ps) is characterized by an all-positive DAS, reflecting the decay of the ESA bands and the repopulation of the ground state. The fourth lifetime component (∼10 ps), associated with the vibrational cooling of the ground state, shows only a minor amplitude contribution. The non-decaying component (inf) corresponds to the final absorption difference spectrum. This spectrum is nearly flat for the C-form, which reflects the low amount of product formation. This result is explained by the relatively low QY of the ring-opening reaction (∼0.15% at 23 °C), which does not permit the detection of the product formation in the transient absorption experiment.
Overall, the ultrafast C → Z ring-opening reaction of WF in water shows similar dynamics to previously studied indolylfulgimides. Nevertheless, an important solvent effect arises from the comparison with the previous studies. While the change from non-polar (tetrachloroethylene or toluene)27,53 to polar aprotic solvent (acetonitrile)31,35,41 leads to an increase of the excited state lifetime of the C-form (2 ps → 3 ps), an opposite trend is detected in water (polar protic solvent) where the excited state lifetime (1.8 ps) becomes even shorter than in non-polar solvents. Considering the significantly lower ring-opening QY in water and the increased energy barrier along the reaction pathway, the shortening of the excited state lifetime could be attributed to an increased preference of the internal conversion pathway. Our theoretical calculations for the relaxed S0 and S1 structures of the C-form showed that the dipole moment of the molecule in the excited state (∼33.5 D) is larger than in the ground state (∼26.2 D). Hence, the excited state of the C-form is stabilized in polar solvents. However, the short excited state lifetime observed in the present experiments with WF indicates that due to the protic nature of water an additional relaxation pathway may play a role. Previous theoretical calculations indicated that the excited state dynamics of the C-form is governed by the interplay of two conical intersections, where only one has a contribution to the ring-opening reaction, while the other one leads to fast deactivation into the C-form ground state.57,58 Within this conical intersection picture the shortened excited state lifetime of the C-form in protic solvents could be caused either by the opening of a new proton transfer reaction channel or an improved accessibility of the conical intersection leading to the C-form ground state.
We investigated the changes in the partial charge distributions in the C-form of the WF molecule occurring after the transition to the excited state to identify potential positions for proton transfer reactions (Table S1, ESI†). Interestingly, the typical candidate for excited state proton transfer reactions (the O atoms) showed only minor photoinduced changes in their partial charges. The largest effects were observed for the N atoms of the indolyl group and the succinimide ring (positions 9 and 15) and the C atoms of the photochromic ring III (positions 8, 10, and 11) and at the succinimide ring (position 16) (Fig. S3, ESI†).
Coherent oscillations in the ultrafast transient absorption signals of the C-form of indolylfulgides28,30 and indolylfulgimides53 have been detected previously. Such oscillations are present also in the transient absorption data from WF in water (clearly visible in the red edge of the ESA, Fig. 3A and in the single transients, Fig. 4A). The Fourier analysis of the oscillatory pattern shows that the dominant frequency is ∼80 cm−1 (Fig. 4B). Several other higher frequencies could also be resolved (∼170, ∼290, ∼410, ∼530 cm−1). Recently, for an indolylfulgide, we have showed that the observed coherent oscillation (∼80 cm−1) is linked to vibrational wavepacket motion on the excited state potential energy surface.28 The theoretical analysis for this indolylfulgide indicated that the motion is due to a vibrational mode contributing significantly to the ring-opening reaction coordinates.28 The same dominant frequency appears here also for the WF. Consequently, this vibrational mode is universally involved in the reaction dynamics of the C-form of fulgides.
The GLA of the Z-form transient absorption data yielded three lifetimes and a non-decaying component (inf) (Fig. 5B). The shortest lifetime component (0.14 ps) is associated with the relaxation of the excited Z-form from the Franck–Condon region and towards the conical intersection to the ground state. The DAS of this lifetime is a complex mixture reflecting spectral shifts of the ESA and the SE bands. The main decay of the ESA and recovery of the GSB occurs with 0.4 ps lifetime. With this lifetime, also the rise of the C-form product absorption can be observed. Relaxation of the excited state is followed by vibrational cooling in the ground state (3.3 ps lifetime). The hot ground state band (broad absorption peaking at 450 nm) shifts with the 3.3 ps lifetime to 400 nm to partially repopulate the relaxed ground state and further reveals on the red side of the spectral range (>500 nm) the absorption of the C-form product.
The assignment of the dynamics in the transient absorption data is confirmed by time-resolved fluorescence (Fig. 5C). The spectrally very broad and ultrashort fluorescence has an initial maximum at ∼530 nm, which quickly shifts to the red and decays on the timescale <2 ps. The spectral properties of the Z-form time-resolved fluorescence match the stationary fluorescence spectrum (Fig. 1A). Two lifetimes were sufficient to fit the time-resolved fluorescence of the Z-form. The first one, ∼100 fs, accounts for the ultrafast red-shift of the fluorescence due to the departure of the excited Z-form from the Franck–Condon region. The second one, ∼400 fs, represents the decay of the fluorescence and thus the decay of the excited state. Therefore, the conclusion drawn from the time-resolved fluorescence and the transient absorption data of the Z-form are in excellent agreement. Furthermore, the excited state reaction dynamics of the Z-form of the water-soluble indolylfulgimide is very similar to what was previously observed for a related compound dissolved in acetonitrile.31,59 The main difference for those two compounds and solvents is found in the vibrational cooling lifetime, which is nearly two times faster for WF.
Footnote |
† Electronic supplementary information (ESI) available: Supplementary figures. See DOI: 10.1039/c5cp06866e |
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