Sonia R.
Raga‡
,
Luis K.
Ono‡
and
Yabing
Qi
*
Energy Materials and Surface Sciences Unit (EMSS), Okinawa Institute of Science and Technology Graduate University (OIST), 1919-1 Tancha, Onna-son, Kunigami-gun, Okinawa 904-0495, Japan. E-mail: Yabing.Qi@OIST.jp
First published on 21st December 2015
Solution processable perovskite solar cells traditionally use CH3NH3I solid powder as one of the two precursors that requires solvation into a solution and a spin-coating step; the resulting films need post-annealing (∼1 h) for complete conversion to CH3NH3PbI3. Here we describe for the first time the formation of stoichiometric perovskite in ambient air by exposing PbI2 films to a simple CH3NH2 gas precursor (as opposed to CH3NH3I solid powders). The reaction completes within a few seconds forming complete-coverage perovskite films with a roughness of 2 nm. The non-stoichiometric reaction produces Pb oxides as by-products, which are reconverted by further HI gas exposure. With combined measurements of the thin film crystal structure, chemical state, and absorption properties, we elucidate the chemical reaction mechanisms underlying these gas-induced processes. Fabricated solar cell devices show an efficiency of 15.3%, which remains almost the same after 133 days. Such a gas-induced reaction also enabled the successful preparation of high quality perovskite films with a size of 100 cm2.
In this work, we report a novel method that is capable of forming uniform perovskite films in ambient air over a large area. It is achieved by exposing PbI2 films to a CH3NH2 gas precursor (referred to as the MA step hereafter). Such a gas-induced reaction exhibits multiple advantages over the solution processing using the conventional CH3NH3I solid powder precursor. First of all, the MA step typically completes within a few seconds due to the two-dimensional (2D) characteristics (layered structure) of PbI2 films.9–13 In general, 2D materials possess the characteristics of strong in-plane chemical bonds and weak van der Waals inter-plane interactions. The observation that CH3NH3PbI3 perovskites are formed within merely a few seconds is a direct manifestation of the benefit of the gas intercalation process owing to the high permeability of CH3NH2 gas and the 2D layered structure of PbI2 films that enables CH3NH2 to quickly (1) diffuse through grain boundaries of polycrystalline PbI2 crystals and (2) subsequently to enter inside every PbI2 crystallite. Secondly, because of the gas-induced reaction nature (as opposed to CH3NH3I solid powder), it allowed the successful preparation of high-quality perovskite films with a size of 100 cm2. Thirdly, using different starting lead/tin halide films reacting with CH3NH2 as well as additional exposure to HI or HBr, our method enabled the formation of a wide range of perovskite materials (CH3NH3PbCl3, CH3NH3PbBr3, CH3NH3PbI3, CH3NH3SnBrxI3−x, CH3NH3PbBrxI3−x, and CH3NH3PbBrxCl3−x). These materials exhibited tunable optical properties that are attractive for window photovoltaic as well as other optoelectronic applications such as light-emitting diodes and lasers.14–17 Fourthly, in comparison with solution processing, our method requires neither the synthesis of CH3NH3I nor post-annealing treatment resulting in a much simpler and faster process for perovskite fabrication (within 15 minutes), which helps reduce cost. Last but not least, using X-ray diffraction (XRD), X-ray photoelectron spectroscopy (XPS) and UV-visible spectroscopy (UV-Vis), we propose the chemical reaction mechanisms underlying these gas-induced reactions that are in good agreement with experimental observations.
Current–voltage (j–V) characteristics of solar cells were measured under 1-sun illumination (AM 1.5G, 100 mW cm−2) in air using a xenon-lamp (USHIO, UXL-150SO) based solar simulator (Newport Oriel Sol 1A) and a Keithley 2420 source meter. The solar simulator illumination intensity was calibrated using a monocrystalline silicon cell (Oriel Instruments Model Number 90026564, 2 × 2 cm2) calibrated by NREL. Influences of voltage scan conditions and pre-illumination were tested and described in Fig. S9.† Unless stated, the voltage scan was performed from 1.2 V to 0 V (named reverse scan) at 0.1 V s−1, with a dwell time of 5 ms and pre-illumination of 5 s. All measurements were performed in air at room temperature and cells without encapsulation. The effective active areas of the devices ranged between 0.05 and 0.18 cm2, and all measurements were performed without a mask. The external quantum efficiency (EQE) was measured using an Oriel IQE-200 measurement system from 850 to 300 nm in a 10 nm step.
Sample name | Treatment | PCE (%) | j sc (mA cm−2) | V oc (V) | FF |
---|---|---|---|---|---|
#1 MA step | MA gas exposure on the PbI2 film | 6.8 ± 0.7 [7.6] | 14.4 ± 1.3 [14.2] | 1.03 ± 0.01 [1.02] | 0.47 ± 0.04 [0.52] |
#2 HI step | Subsequent HI gas exposure | 6.9 ± 1.2 [8.9] | 12.1 ± 0.7 [12.5] | 1.03 ± 0.03 [1.05] | 0.60 ± 0.09 [0.68] |
#3 Process P1 | Sequential HI gas + MA gas exposure | 9.4 ± 1.8 [12.7] | 19.1 ± 2.7 [22.8] | 1.01 ± 0.02 [1.01] | 0.53 ± 0.03 [0.56] |
#4 Process P2 | Simultaneous HI gas + MA gas exposure | 13.5 ± 1.1 [15.3] | 19.0 ± 0.9 [20.6] | 1.04 ± 0.01 [1.05] | 0.69 ± 0.03 [0.71] |
The resulting films of Samples #1 were extremely uniform and smooth with a mirror-like appearance. The smoothness was further confirmed by atomic force microscopy (AFM) measurements (ESI Fig. S2a and b†). The morphology of the initial PbI2 films showed a root mean square (RMS) surface roughness of ∼21 nm, that became ∼10 times smoother after the MA step. The RMS roughness of Samples #1 was determined to be ∼2 nm, which explains the mirror-like pinhole-free appearance. An amorphous, liquid phase has been observed previously upon perovskite crystal exposure to MA gas, which improves the perovskite film coverage and surface roughness.19 Despite the smoothness of the films, the crystalline features (grain sizes) in Samples #1 were extremely small and in the range of 40–70 nm. Solar cell devices employing the films synthesized by only the MA step (i.e. no further treatments) as absorbers with subsequent stacked layers of spiro-OMeTAD and Au as a hole transport layer (HTL) and electrode, respectively, generated power conversion efficiencies (PCEs) as high as 7.6% with a short-circuit current density (jsc) of 14.2 mA cm−2, an open-circuit voltage (Voc) of 1.02 V, and a fill factor (FF) of 0.52 (Fig. 2f and Table 1). As will be described in detail later, the major composition of the films after the MA step is indeed stoichiometric CH3NH3PbI3 perovskite. However, additional lead oxide and Pb(OH)2 phases were also observed to form and distributed in the films as a result of the MA step. The lead oxide and Pb(OH)2 phases were formed as a byproduct based on the proposed reaction (1a) and the alternative reaction pathways (1b and 1c),20 which are in good agreement with our experimental results of the thin film crystal structure, chemical state, and absorption properties.
3PbI2 + 2CH3NH2 + H2O → 2CH3NH3PbI3 + PbO | (1a) |
CH3NH2 + H2O → CH3NH3OH | (1b) |
3PbI2 + 2CH3NH3OH → 2CH3NH3PbI3 + Pb(OH)2 | (1c) |
PbO + 2HI → PbI2 + H2O | (1d) |
Pb(OH)2 + 2HI → PbI2 + 2H2O | (1e) |
The fact that the MA step can proceed even at room temperature (ESI Fig. S3†) clearly suggests its spontaneity, i.e. the formation of stoichiometric perovskite and PbO/Pb(OH)2 is thermodynamically more favorable as opposed to both (1) the reactants PbI2, MA and H2O and (2) the formation of non-stoichiometric perovskite containing a large number of iodine vacancies (i.e. PbI2 + MA → MAPbI2). We further introduced additional post-treatments (Fig. 2a–d) of sequential HI gas exposure (the HI step generating Samples #2), sequential HI gas and MA gas exposure (Process P1 generating Samples #3), and simultaneous HI gas and MA gas exposure (Process P2 generating Samples #4), which have shown to be efficient methodologies to convert the additional lead oxide and Pb(OH)2 phases to PbI2 and perovskite (Fig. 2a–d). If the number of cycles is not specified, Process P1 refers to a single sequential cycle of HI gas and MA gas exposure. Solar cells prepared by the HI step showed the best efficiency of 8.9% with a Voc of 1.05 V, a jsc of 12.5 mA cm−2, and a FF of 0.68 (Fig. 2f and Table 1). In particular, the large increase of the FF compared to Samples #1 confirms better charge transport properties of PbI2 than lead oxide and Pb(OH)2.21 The slight decrease in jsc (14.4 mA cm−2 → 12.1 mA cm−2) may be correlated with some perovskites being reconverted to PbI2 in the HI step lowering the photocurrent generation. In contrast to the slight efficiency improvement by the HI step, both Processes P1 and P2 led to substantial improvement in solar cell performance, with the best cell achieving an efficiency of 15.3% with a Voc of 1.05 V, a jsc of 20.6 mA cm−2, and a FF of 0.71 (Fig. 2f and Table 1). The device retained an efficiency of 14.6% after >3000 h stored in a glove box (ESI Fig. S8†), with an integrated jsc of 17.0 mA cm−2 extracted from external quantum efficiency (EQE) and a steady current at a peak point of 16.5 mA cm−2 (ESI Fig. S4†). These processes (Processes P1 and P2) are fast, simple (without the need to synthesize MAI), and low-cost and can be easily scaled up to mass-production of large-area cells.
The physico-chemical properties of the synthesized films from the MA and HI steps as well as Processes P1 and P2 (corresponding to Samples #1–#4, respectively) were investigated in detail by XRD (Fig. 2e), UV-Vis (ESI Fig. S2e†), XPS (ESI Fig. S2f†), and AFM (ESI Fig. S2a–d†). XRD measurements (Fig. 2e) performed on the PbI2 film before and after the MA step confirmed the conversion to the tetragonal perovskite crystal with no residual PbI2.22,23 The XRD peaks at 14.1° and 28.5° peaks matched well with the reported (110) and (220) crystal peaks, respectively, of stoichiometric CH3NH3PbI3 perovskite films prepared by the standard method, i.e. the reaction between PbI2 and CH3NH3I.23 The UV-Vis absorption data (ESI Fig. S2e†) showed a sharp absorption edge at 775 nm corresponding to a bandgap of 1.6 eV in good agreement with the previous reports on CH3NH3PbI3 perovskite.24 We also studied the effect of post-annealing on the crystallinity of Samples #1 formed at 24 °C, the results of which can be found in the ESI Fig. S3†. Our analysis indicates that the perovskite crystals formed in Samples #1 are stoichiometric CH3NH3PbI3 and did not have an appreciable number of iodine vacancies. This result seems counter-intuitive that the MA step involving only PbI2 and CH3NH2 can form stoichiometric CH3NH3PbI3 perovskite. On the other hand, the reaction underlying the MA step can be hinted at by our observation that perovskite can only be formed by performing the MA step in ambient air (i.e. in the presence of H2O) as described in reaction (1a). To highlight the importance of H2O in the reaction, a control experiment of the MA step was performed in a dry environment such as in a N2 glovebox with H2O levels below 0.1 ppm (ESI Fig. S5†). No perovskite formation was observed during this control experiment, which is in good agreement with the previously reported study performed with a vacuum system.11
XPS analysis of the resulting films from the MA step confirmed the formation of lead oxide and Pb(OH)2 phases on Samples #1, which is consistent with the two proposed reaction pathways (1a) and (1b) + (1c) (ESI Fig. S6a and c† – O 1s core-level regions). In fact, only Samples #1 showed the presence of two oxidation states in the XPS O 1s core-level region. The low binding energy (BE) peak at 529.7 eV (O1) was assigned to PbO, while the high BE peak at 531.5 eV (O2) was assigned to Pb(OH)2 (1c) formation with possible contributions from PbxOy compounds as well.25–27 More than twenty lead oxide compounds were reported to exist without a defined stoichiometry. This is consistent with the fact that the full width at half maximum (FWHM) value of peak O2 (1.9 eV) is significantly larger than that of peak O1 (FWHM = 0.6 eV). In those compounds, the crystallographic valence of the oxygen in the lattice adopts a wide range of values (O−1.89 to O−2.25).27 Due to such variations, it is challenging to determine the crystal and electronic structures of these lead oxide compounds. For the sake of simplicity, in the discussion hereafter, we will use PbO as an example of the product in (1a) to illustrate, even though other PbxOy products are also very likely formed in Samples #1. XPS atomic ratios normalized with respect to Pb (ESI Fig. S2f†) were calculated based on the peak areas and with appropriate normalization taking into account atomic sensitivity factors. On the basis of the [O]/[Pb] and [I]/[Pb] values, the total amount of lead oxide and Pb(OH)2 was calculated to be ∼24 mol% that coexists with perovskite in Samples #1. This is in good agreement with the proposed reactions (1a) and (1c), in which a nominal ∼33 mol% of lead oxide and Pb(OH)2 would be expected.
The corresponding XRD results from Samples #2 (Fig. 2e) reveal the formation of PbI2 crystals from the transformation of lead oxide and Pb(OH)2 phases following chemical reactions (1d) and (1e) or by the iodination process due to the co-existence of I2 gas in the HI fume.28 The peaks in the XPS O 1s core level region in Samples #1 became much smaller after the HI step (2–10 min) (ESI Fig. S2f, S6b and S7†), which corroborates the proposed reactions (1d) and (1e). Extra care was taken to minimize the exposure of freshly prepared samples to ambient air when transferring to the XPS measurement system. We excluded the possibility that oxygen signals in Samples #1 can come from contamination or water adsorption because they are present only in Samples #1, but not in Samples #2. The iodine incorporation can also be reflected by an overall increase of the optical absorbance of the films below ∼775 nm, which was observed to saturate after performing the HI step for ∼4 min (ESI Fig. S2f and S7†). Finally, much purer CH3NH3PbI3 perovskite was formed after the subsequent Processes P1 and P2, which is confirmed by XRD with no residual PbI2 (Fig. 2e). XPS confirmed the perovskite film formation. The saturated [I]/[Pb] ratio was close to 2.5 (ESI Fig. S2f†). The deviation from the expected [I]/[Pb] ratio of 3 could be attributed to several factors such as (i) XPS is surface sensitive (∼5 nm) and the surface chemical composition can be different from the bulk chemical composition. Possibly for a similar reason, we observed the [N]/[Pb] ratio also deviating from 1; (ii) the Pb 4f region shows convoluted Pb2+ states from perovskite and lead oxide and Pb(OH)2. Thus, the [I]/[Pbtotal] shows a smaller ratio. Indeed we noticed that some amount of lead oxide and Pb(OH)2 was formed after each cycle in Samples #3 (ESI Fig. S6c†). However, the amount is reduced rapidly after each cycle of Process P1. On the basis of chemical reactions (1a) and (1c), after each cycle of Process P1 the lead oxide phase is expected to reduce by ∼67%. For instance, 3 cycles of Process P1 are sufficient to bring the molar concentration of lead oxide phase down to 3.6 mol%. This trend of reducing PbO is well aligned with the increased PCE with the number of Process P1 cycles performed (ESI Fig. S8 and Table S1†). In addition, we performed AFM measurements to study the crystal grain size and observed that the sequential and complete cycles of Process P1 and simultaneous MA and HI exposure of Process P2 in air produced a gradual increase of the CH3NH3PbI3 crystal grains up to ∼200–400 nm (ESI Fig. S2c and d†).
In addition, our method is found to be universal forming a wide variety of perovskite materials (CH3NH3PbCl3, CH3NH3PbBr3, CH3NH3PbI3, CH3NH3SnBr3 CH3NH3PbBrxI3−x, and CH3NH3PbBrxCl3−x). For example, we performed the MA step to convert the initial PbBr2 and PbCl2 films into CH3NH3PbBr3 and CH3NH3PbCl3 perovskites, respectively (Fig. 3a). It was found that the time scale for CH3NH2 intercalation into the Pb halide was much slower for the PbCl2 (∼180 s) than PbBr2 (∼60 s) and PbI2 (∼15 s) suggesting that the formation of iodine-based perovskite is more favorable than the Br and Cl counterparts. When the MA step-treated PbCl2 (CH3NH3PbCl3) film was exposed to HI, only XRD peaks corresponding to CH3NH3PbI3 could be observed.18 Furthermore, we were able to generate mixed-perovskite halides using our method by re-converting the ∼33% PbO and Pb(OH)2 formed by the MA step by exposing to HI or HBr gas. For example, a PbBr2 film initially exposed to MA gas was subsequently exposed to HI gas in a stepwise manner inducing the gradual formation of CH3NH3PbBr3−xIx perovskite. Fig. 3b shows the gradual band-gap tuning of the CH3NH3PbBr3−xIx perovskite film. Long exposure times caused the optical absorption edge to saturate at 690 nm. We attributed this saturation to the formation of CH3NH3PbBr2I perovskite, where iodine substituted all of the 33% PbO and Pb(OH)2 formed during the MA step. The XRD data (Fig. 3c) for the mixed Br:
I perovskite showed a shift in the peak position, indicating that Br- and I-based perovskites are mixed rather than segregated. This suggests that HI gas permeates easily into the bulk of the film generating uniformly mixed Br
:
I perovskite. In contrast, the CH3NH3PbCl3 film with PbO and Pb(OH)2 exposed briefly to HBr led to the appearance of two XRD peaks at 15° and 15.6°, which were assigned to the two segregated phases of CH3NH3PbBr3 and CH3NH3PbCl3 perovskites, respectively.18 In the case of SnBr2, the conversion was not possible in air because the formation of SnO and CH3NH3Br was more favorable. When we performed the MA step in a N2 glovebox followed by HI gas exposure, the conversion to CH3NH3SnBrxI3−x perovskite was successful, but a certain amount of SnI2 was also generated additionally.
Footnotes |
† Electronic supplementary information (ESI) available: Fig. S1 to S9, Table S1, and a video clip showing the MA step are included. See DOI: 10.1039/c5ta10055k |
‡ These authors contributed equally to this work. |
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