Ying Tian‡
*ab,
Hua Jiang‡b,
Ilya V. Anoshkinb,
Lauri. J. I. Kauppinenb,
Kimmo Mustonenb,
Albert G. Nasibulinbcd and
Esko I. Kauppinenb
aDepartment of Physics, Dalian Maritime University, Dalian, Liaoning 116026, China. E-mail: ying.tian@aalto.fi
bDepartment of Applied Physics, Aalto University School of Science, Puumiehenkuja 2, Espoo, 00076, Finland
cSkolkovo Institute of Science and Technology, 100 Novaya st., Skolkovo, Moscow, 143025, Russia
dLaboratory of Hybrid Materials for Electronics and Optoelectronics, Peter the Great Saint-Petersburg Polytechnic University, Polytechnicheskaya 29, Saint Petersburg, 195251, Russia
First published on 16th November 2015
A reference material is essential to enable and accelerate commercialization of new materials. The National Institute of Standards and Technology (NIST) of the United States recently released the world's first reference material of a single-walled carbon nanotube (SWCNT) dispersion known as RM8281. Although the description of the material have been well documented by NIST, the chirality population, one of the most important properties, is yet unidentified for the RM8281. Here, we present for the first time a quantitative chirality assessment of the RM8281 reference material by using a method based on optical absorption spectroscopy. A universal background model has been established for SWCNT solid film samples, which proves to be the key to the successful chirality assessment. Our results show that approximately 75% of SWCNTs in RM8281 have diameters distributing in a narrow range of 0.7–0.9 nm, and about 69% of SWCNTs have chiral angles ranging from 15° to 30°. For the whole population, semi-conducting SWCNTs (∼74%) prevail significantly over metallic ones (∼26%). Importantly, ∼25% of the total RM8281 SWCNT population was found to be (6,5) nanotube. High-resolution transmission electron microscopy and electron diffraction technique were utilized to complete an adequate statistical analysis of chirality distribution in RM8281, giving a satisfactory agreement with the above absorption spectrum measurements, thus, validating absorption spectroscopy serving as a fast and standard protocol for quantifying the SWCNT chirality population.
The properties of a SWCNT depend largely on its chiral structure, termed “chiralities”, identified by two integers n and m describing the “roll-up” vector of a graphene lattice to form the SWCNT. Thus, the chirality distribution of a SWCNT sample plays key roles in directing its commercial applications. NIST usually provides with a UV-Vis-NIR absorbance spectrum (AS) for each population of RM8281 in the Report of Investigation2 when RM8281 are delivered to customers. By looking into the peak features of those spectra, one can qualitatively identify a few chiral species including semiconducting (6,5), (7,5), (7,6), (8,3), (8,4), and (9,1) species and metallic (6,6), (7,4). However, no complete data set for the (n,m) population in RM8281 have yet been available.
One attempt has been made to analyze the (n,m) populations by combining AS and FS.4–6 With better resolved peak positions of semiconducting SWCNTs (S-SWCNTs) identified in FS as constraints, the AS can be fitted to reveal even the small shoulder peaks, thus to achieve a more reliable (n,m) distribution. However, such methods work only with SWCNTs in dispersions that fluoresce, and generally provide a relatively accurate assessment of S-SWCNT abundance, but a poor evaluation for metallic-SWCNT (M-SWCNT) assignment. Other calculations for (n,m) abundance using AS usually involve an independent integration of the three main peak areas, which correspond to the first (ES11) and second transition energy (ES22) of S-SWCNT, and the first transition energy (EM11) of M-SWCNT, respectively.7–10 A priori separation of the absorption spectrum into three regions and the subsequent independent simulation ignore the possibility of peak overlapping arising from different electronic transitions. Moreover, all of the above methods used empirical backgrounds that were subtracted at the peak minima to approximate the absorption from electronic transitions of SWCNT and underlying background absorption from the π-plasmon.11–14 Such empirical background subtractions usually cause a significant deviation on the determination of the absorption peak position and area, thus lead to a deviated analysis of SWCNT chirality type and population. It is worth to remarking that the absorption background of SWCNTs in dispersion varies significantly with a number of external factors, including the selection of the surfactant, preparation procedures and chemical doping, etc.15 With these factors affecting the absorption background, it is particularly challenging to establish a standard protocol for reproducible quantitative analysis of absorption spectra based on the SWCNT dispersion samples.
In this work, we have developed an enhanced AS analytical technique to complete an assessment of chirality population in the long fraction RM8281 sample. In order to avoid the afore-mentioned problems in AS analysis for dispersion samples, a dry solid film of the RM8281 sample was used in our work. The absorbance background resulting physically from the M-point exciton transition and π plasmon was successfully identified for the RM8281 solid film. This background can be utilized as a universal model to accurately subtract the background for the SWCNT solid film samples. After the background being subtracted, the entire absorption profile is modelled to be linear composition of the absorbance from each (n,m) SWCNT in the sample, thus, it is unnecessary to manually force the spectrum being divided into three regions. With this routine, a full structure characterization of the RM8281 sample including S-SWCNT/M-SWCNT ratio, diameter, chiral angle and chirality distributions has been achieved. Finally, high-resolution TEM (HRTEM) and electron diffraction (ED) analytical techniques were utilized to validate the above AS results by directly measuring nearly three hundred individual and bundled SWCNTs for statistical analysis of chirality distribution in the same sample. The high degree of agreement between TEM results and those from our AS analysis with the enhanced technique demonstrates that AS technique is a simple and efficient protocol for quantitative evaluation of chirality distribution in SWCNT samples. More importantly, our results have provided the RM8281 users with a full data set of chirality population in this reference sample, thus will significantly promote its wide applications in various field.
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| Fig. 1 (a) Photograph of the NIST RM8281 (left to right) the long, medium, and short length-sorted nanotube dispersions (left to right) and a blank solvent. Reproduced with permission.16 Copyright 2011, Nano Res. (b) TEM images of the RM8281 SWCNT sample. The insets of (b) present the high-resolution TEM images of individual (top) and bundle (bottom) SWCNTs, respectively. | ||
Fig. 2 presents the absorption spectra of the RM8281 measured from dispersion (dotted line) and from solid thin film (solid line) samples, respectively. It can be seen that a broad and nearly featureless background is shown underneath the optical transition peaks in the near infrared (NIR) and visible (Vis) ranges and culminates at the ultraviolet (UV) region. Nevertheless, the high broad background at UV region can hardly be distinguished in the AS of the dispersion sample due to the strong absorbance from the employed solvent. Furthermore, recent studies show that the absorption baselines vary largely for different SWCNT dispersions due to a number of extrinsic factors, such as surfactant, sonication and centrifuge processing, etc.15,17 This makes it difficult to identify the background and to further establish a universal protocol for the AS analysis on the basis of dispersion samples.
On the contrary, as shown in Fig. 2 (solid line), the AS of the SWCNT solid film presents clear and full features at the UV region and can totally avoid the strong influences induced by the extrinsic factors in the dispersion sample. The high absorption peaks in the energy range of 4–6 eV further extend as a broad absorption baseline in the visible and NIR region. The UV absorption features at ∼5.3 and ∼4.5 eV have been generally assigned to be perpendicular and parallel components of π plasmons, respectively.18,19 However, the experimental study20 of the dielectric environment effects on the ∼5.3 and ∼4.5 eV components exhibited remarkable different behaviors, i.e., significant spectra change and no spectra change, respectively. This phenomenon conflicts with the conventional π-plasmon assignment for the 4.5 eV absorption feature, since all carbon atoms of SWCNTs are on the surface, therefore, π electrons should be affected by the surrounding environment, thus, raising a fundamental question as to its physical origin.
In the case of graphite, the origin of the strong UV absorption peak at 4.5 eV is well known and recognized as π → π* interband electronic transition at the M saddle point of the Brillouin zone.21 This feature was also observed in graphene22–24 as well as SWCNT aggregates recently.25 Meanwhile, the experimental studies19–21 presented that the strong electron–hole (e–h) interactions near a saddle-point singularity should be considered to explain the asymmetry profile of this 4.5 eV peak and the large redshift of the interband transition energy (compared with the values predicted within a single-particle picture). Such e–h interactions give rise to the unstable excitonic states lying below the saddle-point singularity in graphene and SWCNT aggregates systems, and consequently coupling with the existing continuum states with a high rate. This process leads to the asymmetric resonance feature that can be well described by the asymmetry Fano line shape absorption.24,25 Therefore, we fit the UV absorption in two components: the lower energy component (∼4.5 eV) having a Fano lineshape that corresponds to the M-point exciton transition, and the higher one (∼5.3 eV) having a Lorentzian lineshape that corresponds to π plasmon resonance. For a Fano profile A(E) ∝ (q + ε)2/(1 + ε2), where ε = (E − Eres)/(Γ/2). Here Eres is the exciton resonance energy, Γ corresponds to broadening of the peak width, and q2 defines the ratio of the strength of the excitonic transition to free π → π* transition. The parameters of peak widths and positions of the two components in the UV region are variable in the least-squares fitting, and are finally obtained when the best fitting of the UV absorption features is achieved. The best fit to this model yields Eres = 4.32 eV, Γ=638 meV (≈6 fs) and q = −3.47. As shown in the Fig. 3(a), the Fano and Lorentzian line shapes fit the UV absorption peaks very well. In particular, the Fano tail fits extremely well the broad absorption background underneath the resonant transition peaks in the visible and NIR region. And this background model established in the SWCNT aggregates can be extended as a standard protocol for the background subtraction of SWCNT solid film samples.
After the background subtraction, the absorbance is modelled as a linear composition of each nanotube type17 and each optical transition is assumed to be Lorentzian profile which was generally used to describe the interband transitions,26 as shown below
![]() | (1) |
![]() | (2) |
. Thus the fitting parameters in this model are peak position (i.e., transition energy E(n,m)ii (i = 1, 2, 3…)), peak width (ΔE), as well as absorption cross section of each SWCNT, which will be described as follows. The values of transition energy were taken from the recent experimental work on the optical transitions of SWCNTs.27 The broadening factor ΔE from 50 to 110 meV was tested in fitting process, and it appears that the value of 80 meV fits the best for the fitting of RM8281 SWCNT solid thin film sample. This is in agreement with the value of ΔE obtained from the AS of single chirality SWCNT.28 The absorption cross sections are assumed to be the same for all nanotube. The absorption cross section has been proven to be chirality-dependent,29,30 but currently there is still a lack of a full experimental dataset of absorption cross section covering all chiralities. However, recent experimental results indicate that the absorption cross section of a SWCNT depends largely on its diameter.31 Since the RM8281 has a narrow diameter range of 0.7–0.9 nm, it is acceptable to assume an equal absorption cross section, independent of (n,m), for the fitting. All SWCNTs with diameters in the range of 0.5–1.5 nm are considered in the fitting process without imposing any weight factors for certain chiralities prior to the fitting. This direct linear problem of finding the coefficients of ω(n,m) is ill-conditioned. This problem can be solved17 by the canonical regularization, i.e., minω‖A(ω) − Ameasured‖22 + c‖ω‖22, and with the regularization parameter c = 3 giving reasonable results.
Fig. 3(b) shows the background-free absorption spectrum of the RM8281 thin film (solid line) and the corresponding fitted spectrum (dash dot line) achieved by the least-square fitting procedure. The difference between the experimental and fitted spectra can hardly be seen with a minor deviation of 1.4%. Since a linear shift background has been employed to compensate the uncertainty of the background assumption in our previous work,17 the tiny linear shift background indicated as dashed line in the Fig. 3(b) implies the accuracy of the background model.
Fig. 3(c) and (d) show histograms of the diameter and chiral angle distributions in the RM8281 SWCNTs achieved based on the AS simulation (solid bins). The deduced diameter histogram from AS shows that 75% SWCNTs in the RM8281 sample are located in the narrow diameter range of 0.7–0.9 nm. The chiral angle distribution of the RM8281 SWCNTs is biased towards the armchair direction and yields 69% SWCNTs with chiral angle from 15° to 30°. Meanwhile, a chirality map of the RM8281 sample is obtained as shown in Fig. 4. The results show that the (6,5) tube represents the major chirality with a concentration of 25% in the RM8281 sample, far more than those (6,6), (7,5) and (8,3) with each being close to 10%, respectively. The chiralities having around 5% of content in the sample include (8,4), (8,5), (9,3), (10,7), (10,8), (11,0), (11,5). Meanwhile, the obtained S-SWCNT fraction of the RM8281 is about 74%.
It has been widely utilized to obtain the S-SWCNTs populations from the ES11 and ES22 spectral features in AS.7,11 Thus, we also tried to calculate the chirality distribution of S-SWCNTs by only fitting the ES11 and ES22 spectral features. The fitting results of both chirality types and concentrations are consistent with the chirality histogram of S-SWCNTs obtained by fitting the whole spectrum (Fig. S2 in ESI†). This further testifies the validity and advantages of our strategy of not splitting the absorption spectrum into different regions prior to fitting.
The assessment of chirality population in RM8281 sample by using the above spectroscopy measurements have been further validated by utilizing the HRTEM and ED, which allow direct observation and quantitative characterization of the nanotube structure. For this purpose, a total of nearly three hundred SWCNTs, i.e., including 89 isolated individual and 212 bundled SWCNTs were measured for statistical analysis of diameter, chiral angle and chirality distributions. It is known that conventional TEM images can hardly measure accurately the diameter of a SWCNT since the image contrast of a SWCNT depends strongly on focusing conditions as well as the spherical aberration coefficient of the microscope. In this work, the aberration-corrected HRTEM imaging technique is used for accurate measurement of carbon nanotube diameters,32 thus have led to dramatically increased resolution, sensitivity and signal to noise, allowing imaging SWCNTs with high precision. In practice, the microscope is uniquely calibrated at a certain imaging condition with a SWCNT of known chirality (diameter) identified using ED technique. After that, all investigated SWCNTs are imaged at the same condition, maintaining consistency of measuring tube diameters from their high-resolution images. With this protocol, the error for the diameter measurements is estimated to be less than 1%. We have measured 288 SWCNTs, giving a statistically sound nanotube diameter distribution as shown by the histogram (textured bins) in the Fig. 3(c). The results present the narrow distribution with 78% SWCNTs fall into the scale of 0.7–0.9 nm, which agrees very well with that obtained from AS measurement.
From the SWCNTs of RM8281 as observed in Fig. 1, high quality ED patterns can be obtained for the chirality and chiral angle analysis from both the individual (Fig. 5(a)) and small bundles (Fig. 5(b)) of SWCNTs. From the ED patterns of individual SWCNTs, chiral indices (n,m) can be determined unambiguously by using a unique method of intrinsic layer line distance analysis that was introduced by Jiang et al.33 The axial distances of layer lines measured from the central equatorial line are scaled by the pseudo-periodicity of the equatorial oscillation to give dimensionless intrinsic layer line distances that can directly lead to calculations of the chiral indices n and m. The determination is completely free of the calibration of the diffraction pattern. With this method, the diffraction pattern shown in Fig. 5(a) has been indexed and the chiral indices of the SWCNT were determined to be (6,5) with the tube diameter of 0.75 nm and the chiral angle of 27°. A simulated ED pattern of the (6,5) nanotube is given in Fig. 5(a) (right) that shows good agreement with the experimental ED pattern showing in Fig. 5(a) (left).
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| Fig. 5 (a) HRTEM image of an individual SWCNT and its ED patterns (left: experimental ED, right: simulated image). (b) HRTEM image of a SWCNT bundle and the corresponding ED pattern. | ||
When SWCNTs form bundles (Fig. 5(b) left), the above-mentioned method does not apply to determine their chiral indices. However, from the electron diffraction pattern of a SWCNT bundle, e.g. shown in Fig. 5(b) (right), a critical dimension characteristic of the C–C atomic bond length can be discerned, with the aid of which every single diffraction layer line from the SWCNT bundle can be easily identified and paired with its conjugated layer line, resulting in a single helicity contained in the bundle. If the density of layer lines is high and clustered into bunches, helicity bounds can be well defined, thus the chiral angle distribution ranges are calculated.34 The error for the chiral angle evaluation from electron diffraction analysis is estimated to be less than 0.2 deg. In this work, a total of 301 data points have been obtained by electron diffraction analysis of both individual and bundle SWCNTs, which results in a chiral angle distribution histogram shown in Fig. 3(d) in textured bins. The results yield 70% SWCNTs with chiral angle from 15 to 30°, which is in extremely good agreements with the fitting results from AS measurement, which gives 69% SWCNTs in the chiral angle range of 15–30°. Thus, the independent multiple techniques present excellent agreements on the diameter and chiral angle properties of the same RM8281 sample.
Fig. 6 presents a chirality map of the RM8281 that was achieved by using the aforementioned calibration-free ED analysis on 89 isolated individual SWCNTs. In general, the sample takes on a relatively wide range of chirality distribution with a total of 17 observed chiralities. The (6,5) tube represents the major chirality that accounts for 24% in the RM8281 SWCNT sample. This result is consistent with the chirality histograms deduced from AS investigation (Fig. 4) in which the major (6,5) concentration is 25%. Populations of other main chiralities such as (6,6), (7,5), (8,3), (8,4), (8,5), (8,6), (9,2), (9,3) that were achieved by ED analysis are also analogous to those obtained by AS. The main difference is that the chiralities of (7,6) and (7,4) presented in the ED measurements are missing in the AS calculation, while the AS simulates more metallic chiralities such as (10,7), (10,8) and (11,5). The reasons for that are the overlapping absorbance features and the close transition energies of different chirality SWCNTs. For example, the ES11 and ES22 of the (7,6) SWCNT are 1.12 and 1.93 eV, respectively. The ES11 of (7,6) is very close to the ES11 of (9,2), (12,1) and (11,0) which are 1.11, 1.08 and 1.20 eV, respectively. And the ES22 (1.93 eV) of (7,6) is micro-close to the ES22 (1.94 eV) of (7,5) SWCNT. The fitting program lacks power to resolve transition energies which are too close to each other, thus yields higher concentrations for (7,5), (9,2), (11,0) and (12,1) SWCNTs. In addition, the assumption of equal absorption cross section independent of (n,m) can also lead to the deviation of fitting results. The obtained S-SWCNT concentration from ED measurement is about 79%, which is consistent with the results of 74% obtained from the AS fitting. In general, we have shown that the AS technique can efficiently complete a quantitative assessment of structure distribution of the RM8281 SWCNTs, including diameter, chiral angle, chirality distributions and S-/M-SWCNT fraction, which gives a satisfactory agreement with the results obtained from TEM and ED measurements.
High resolution TEM imaging and electron diffraction measurements were carried out by using a JEOL-2200FS double aberration-corrected microscope, operated at 80 kV that is well below the electron knock-on damage threshold for carbon.15,35 Absorption spectra are acquired using a double beam Perkin-Elmer Lambda 950 UV-Vis-NIR spectrometer that covers the working wavelength range from 175 to 3300 nm. An uncoated substrate was used in the reference beam to exclude the effect of the substrate.
Footnotes |
| † Electronic supplementary information (ESI) available. See DOI: 10.1039/c5ra23326g |
| ‡ Y. Tian and H. Jiang contributed equally to this work. |
| This journal is © The Royal Society of Chemistry 2015 |