Min Lia,
Dongyu Gaob,
Shuo Lic,
Zhongwei Zhoua,
Jianhua Zoua,
Hong Taoa,
Lei Wanga,
Miao Xu*a and
Junbiao Peng*a
aInstitute of Polymer Optoelectronic Materials and Devices, State Key Laboratory of Luminescent Materials and Devices, South China University of Technology, Guangzhou 510640, P. R. China. E-mail: xumiao4049@gmail.com
bGuangzhou New Vision Optoelectronic Co., Ltd, Guangzhou 510530, P. R. China
cAalto University, Department of Micro- and Nanosciences, Tietotie 3, 02150 Espoo, Finland
First published on 25th November 2015
In this paper Al2O3 films are prepared with a method of atomic layer deposition (ALD) as the thin film encapsulation technology for top-emitting organic light-emitting diodes (TE-OLED). Time-of-flight secondary ion mass spectrometry (TOF-SIMS), X-Ray Reflectometry (XRR) and X-ray photoelectron spectroscopy (XPS) are used to analyze the effect of different chemical precursors and behavioral factors on the performance of the Al2O3 thin films. The analyses disclosed that Al2O3 films prepared with a trimethylaluminum (TMA) and H2O (TMA + H2O) process contained more unreacted –CH3 groups, and the films with a TMA + O3 process show a large number of carbon-based impurities. However, the Al2O3 films prepared using H2O and O3 in turn in a deposition cycle as oxygen sources exhibited higher density and purity, leading to a superior water vapor transmission rate (WVTR) as low as 5.43 × 10−5 g per m2 per day estimated with the calcium (Ca) corrosion method at 40 °C/100%. The TE-OLED with Al2O3 (TMA + H2O + O3) thin film as an encapsulated layer has longer lifetimes, and produces no black spots under operational times up to 400 hours.
For the deposition of gas barrier layers by ALD, aluminum oxide (Al2O3) is the most investigated and used material in the field of thin film encapsulation. The deposition is usually performed using TMA and H2O as precursors and reactants, which is considered as an ideal self-limiting process for ALD growth. Since the first report by G. S. Higashi and C. G. Fleming in 1989,9 the low temperature process of Al2O3 has been extensively studied and characterized regarding the details of precursor chemistry and performance evaluation for TFE application.10,11 Besides water, ethylene glycol and ozone or oxygen plasma have been widely used as oxygen reactants with TMA to obtain a dense film.12–14 Most recently, Duan’s group have optimized the pumping gas time (PGT) to purge the excess H2O or O3 as a way to fabricate an Al2O3 gas barrier with a lower WVTR.15 In addition, Al2O3 films as building blocks were employed in the laminated structure for the configuration of a highly impermeable gas barrier, such as Al2O3/TiO2 and Al2O3/ZrO2 stacked structures.16,17
In this study, we investigate the gas barrier performance of ALD thin film encapsulations with a single layer of Al2O3. For this investigation, the influence of the gas species and its way of being imported into the substrate on the barrier properties is examined. The highlight of this work is that with H2O and O3 as basic reactants in the ALD process, an Al2O3 film with a lower WVTR can be achieved by dividing the introduction of the oxygen source into two steps, that is to say, the H2O reactant was firstly pulsed into the substrate with TMA chemisorbed, and then O3 was pulsed into the chamber for further reaction with the residual methyl group in TMA. This ternary reaction system (TMA + H2O + O3) can realize an Al2O3 film with high density, which achieves a superior WVTR as low as 5.43 × 10−5 g per m2 per day. Additionally, the deposition rate of this reaction can be greatly improved. The top-emitting OLED (TE-OLED) encapsulated with ternary reacted Al2O3 exhibits excellent storage properties without any visible black spot growth under the particular conditions (temperature = 40 °C, humidity = 100%).
![]() | ||
Fig. 1 Illustration of technical flow process for Al2O3 film with TMA + H2O + O3 ternary reaction system. |
The film thickness and reflective index of the deposited films were measured by spectroscopy ellipsometry (SE). X-Ray Reflectometry (XRR, Bruker D8 advance diffractometer) as an effective approach to evaluate the film density was carried out. The dielectric performance was characterized by a semiconductor parameter analyzer (Agilent B1500A). For the film with different oxygen reactants, a secondary ion mass spectroscope (SIMS, PHYSICAL ELECTRONICS, TRIFT II Model 2100) was used to confirm the incorporation of elements and chemical groups in the Al2O3 films. The chemical bonding states of the bulk Al2O3 films were observed with an X-ray photoelectron spectroscopy (XPS, Thermo, ESCALAB 250). The film interfacial properties of Al2O3 used as a barrier film were investigated with high-resolution transmission electron microscopy (HR-TEM, JEOL, JEM-2100F).
In this study, the structure of the green TE-OLED was glass/Ag (100 nm)/IZO (7.6 nm)/MeO-TPD:F4-TCNQ (156 nm), 4 wt%/NPB (20 nm)/VOM1511:GD-5 (40 nm)/Bebq2: (25 nm)/LiF (1 nm)/Mg:
Ag (9
:
2, mass ratio, 15 nm)/ZnSe (24 nm), where MeOTPD:F4-TCNQ is tetrafluoro-tetracyanoqino dimethane doped into N,N,N,N-tetrakis(4-methoxyphenyl)-benzidine as the hole injection layer (HIL), NPB is N,N-bis(naphthalen-1-yl)-N,N-bis(phenyl)benzidine as the hole transport layer (HTL), VOM1511:GD-5 is the green emitting layer, Bebq2 is a bis(10-hydroxybenzo[h]quinolinato)beryllium complex as the electron transport layer (ETL) and LiF/Mg
:
Ag is the transparent cathode. ZnSe is the capping layer. MeO-TPD, F4-TCNQ, NPB, Bebq2 were home-made, VOM1511 and GD-5 were commercial materials and purchased from Visionox Corporation and ZnSe was purchased from Alfa Aesar.
![]() | ||
Fig. 2 The film growth rate per cycle (GRC) and refractive index of Al2O3 films fabricated with different oxygen reactants. |
The refractive index measured using spectroscopic ellipsometers are 1.632 and 1.582 for TMA + H2O and TMA + O3 Al2O3 films, respectively, which are similar to previous reports.19 But after the H2O reactant, when the following O3 was introduced into the reaction system, the refractive index gradually dropped from 1.602 to 1.580 by increasing the O3 pulsing time from 2.0 s to 50.0 s. Conventionally, the decrease of refractive index implies the degradation of the density of the film. And the density of barrier films influences the barrier performance crucially.
To further confirm the film density of the Al2O3 films, XRR as an effective approach to evaluate the density was carried out. Through the critical angle analysis by XRR measurement, the fitting value of density could be obtained, as shown in Fig. 3(a). The XRR density for the Al2O3 films deposited with TMA + H2O and TMA + O3 is 2.95 g cm−3 and 2.80 g cm−3. The maximum XRR density (3.00 g cm−3) is observed for the film with the introduction of ozone after H2O reactants, implying that the decrease of refractive index with the addition of ozone pulses in the TMA + H2O process cannot be explained by the decreased density of the Al2O3 films. The lowest XRR density is obtained with the TMA + O3 Al2O3 film, which is due to the nature of the ozone species at the specific temperature. The number of effective radicals generated by ozone at low temperature is inadequate, accompanied with the traits of lower ozone concentration and short radical lifetimes. This determines that ozone can’t effectively penetrate into the internal groups in every mono-molecular deposition to form a dense Al2O3 framework. As another important clue, Fig. 3(b) shows the leakage behavior of Al2O3 dielectrics with different oxygen reactant. The leakage current decreases as the H2O and O3 precursor is introduced into the chamber stepwise due to a more complete reaction by the more drastic oxygen species. The test results prove that TMA + H2O + O3 Al2O3 shows a superior dielectric property in comparison to the single reactant of H2O or O3. Hence the film density or quality of Al2O3 increases with the additional introduction of ozone in the process. This improvement could be understood as a compaction of the Al2O3 film through removal of holes/voids as well as a reduction of hydrogen impurities.
![]() | ||
Fig. 3 (a) The film density measured with XRR and (b) insulator characteristics of Al2O3 films fabricated with different oxygen reactants. |
For the films with different gas precursors, the TOF-SIMS was measured to confirm the residual unreacted methyl and the incorporation of hydrogen related species in the Al2O3 films. As seen in Fig. 4, the TMA + O3 Al2O3 film shows the lowest amount of –CH3 groups in the internal film, resulting from the fact that ozone has better oxidation properties. But in the traditional TMA + H2O Al2O3 film, a larger amount of –CH3 was embedded, indicating that H2O reactants could not fully exhaust the group in the every TMA pulsing cycle at the low process temperature. But introducing O3 with a stronger oxidizing capacity could effectively consume part of the unreacted –CH3 group, thus making the film more dense as manifested in the TMA + H2O + O3 Al2O3. Moreover, the amount of –OH and –H species which survived in the TMA + H2O + O3 Al2O3 film was reduced as compared to TMA + H2O Al2O3. These species are speculated to be one of the reasons for the lower water and oxygen permeability, which seems to speed up the formation of a permeable channel for water and oxygen molecules. The lower concentration of –OH and –H species could be used for prolonging the diffusion paths of permeated molecules.
![]() | ||
Fig. 4 TOF-SIMS results of –CH3, –OH, and –H groups in Al2O3 films with different oxygen reactants, and the value of –CH3 content was amplified by 50 times as a comparison. |
The chemical composition and bonding states of the Al2O3 films fabricated with different precursors were investigated in detail with the C1s, O1s and Al2p core level spectra measured using X-ray photoelectron spectroscopy. To avoid surface contamination of the samples during the XPS measurements, the films were sputtered off the extreme surface of samples exposed to ambient air. Fig. 5(a)–(c) show the high resolution of the C1s core level spectra for the Al2O3 films. The C1s core level was fitted with two peaks assigned to –CH2–CH2– bonds (C1sA peak set at 285.3 ± 0.1 eV), CO bonds (carboxyl groups and carbonates, C1sB peak at 290.4 ± 0.1 eV).20 As shown in Fig. 5(a), it can be seen that a lot of C
O bonds survived in the Al2O3 film, owing to the stronger oxidizing capacity of ozone with the result of methyl oxidation. The carbonate related impurity C
O induced by the ozone process may lead to the generation of irregular Al–O–Al bridges, ultimately deteriorating the density of the Al2O3 film proven by XRR measurement. The inferior density would lead directly to a poor gas barrier performance. But, as shown in Fig. 5(b), the absence of a carboxyl-related signal and a smaller peak area indicates no carbonate impurities and less carbon residual in the TMA + H2O film. On the other hand, interestingly, the amount of C
O bonds and the total carbon residual is remarkably increased by inducing an extra following ozone pulse in the TMA + H2O + O3 ternary reacted system. The existence of C
O bonds can be explained by the reaction between residual –CH3 groups, that could not be triggered during the H2O pulse, and the following O3 precursors. Moreover, the increasing content of carbon compared with the TMA + H2O process should be attributed to the residual oxidation functional groups (hydroxyl, epoxide etc.) induced by the O3 precursor. These residual groups could further react with –CH3 groups in the following cycle of the overdosed TMA precursor, thus leaving carbon-related impurities in the Al2O3 film. The latter required a bit of explanation that the reduction of the reflective index obtained in Fig. 2 can be well explained by this introduction of carbon related impurity in the ternary reacted Al2O3 film, but it seems not to degrade the film density.
![]() | ||
Fig. 5 The XPS spectra of C1s, O1s and Al2p in (a, d, g) TMA + O3, (b, e, h) TMA + H2O, and (c, f, i) TMA + H2O + O3 Al2O3 films. |
The XPS survey spectra presented in Fig. 5 also show the high resolution O1s and Al2p core level spectra. Three peaks were used for fitting the O1s spectra as shown in Fig. 5(d)–(f). The main component (O1sA) at the BE of 530.8 ± 0.1 eV is attributed to the oxide ions of the alumina matrix. The O1sB peak observed at 531.7 ± 0.1 eV can be identified as oxygen vacancies or hydroxyl groups bonded with Al atoms. The third peak, O1sC at 532.7 ± 0.1 eV, is associated with water molecules due to surface adsorption.21 The TMA + O3 Al2O3 film has a lower percentage of oxygen vacancies because of the strong oxidability generated by ozone, but a higher proportion of oxygen/water adsorption indicating the loose structure in the film. In the TMA + H2O Al2O3 film, H2O as the oxygen reactant cannot effectively form an ideal Al–O ratio leading to the existence of a certain amount of oxygen vacancies. However, the oxygen in the lattice greatly rises in the TMA + H2O + O3 ternary reacted system, while the adsorption of water on the surface reduces. This improvement occurred after the introduction of ozone, which made the alumina structure more dense. Two peaks were used for fitting the Al2p core level spectra as shown in Fig. 5(g)–(i). The Al2pA peak at 74.1 ± 0.2 eV is assigned to the Al(III) ions of an oxide matrix.22 The Al2pB peak at higher BE (75.0 ± 0.3 eV) is assigned to the Al(III) ions of a hydroxide matrix, as shown in Table 1. The O:
Al atomic ratio calculated with the O1sA and Al2pA components is 1.42, 1.41, and 1.44 for the TMA + O3, TMA + H2O, and TMA + H2O + O3 Al2O3 samples. This means that the ternary reacted film is in more excellent agreement with the stoichiometry of Al2O3 (O
:
Al ratio of 1.5) and confirms the assignment of the O1sA and Al2p peaks. This peak information also shows that the binding energy of the Al2pA peak in the TMA + H2O + O3 film shifts to a lower position (73.9 eV) as a comparison with the other two samples, indicating that the ternary reacted system is more essential for obtaining an Al2O3 film with stoichiometry. This near-perfect structure will greatly strengthen the barrier performance of the TMA + H2O + O3 Al2O3 film. Moreover the amount of –OH and –H species will be significantly reduced owning to the ozone oxidation, which will finally enhance the film quality to repel the molecule diffusion. As a result, the TMA + H2O + O3 ternary reacted system will be more effective for the realization of an Al2O3 film with better barrier performance.
Element precursor | C1s | O1s | Al2p | Atomic ratio (C/O/Al) | ||||
---|---|---|---|---|---|---|---|---|
C1sA | C1sB | O1sA | O1sB | O1sC | Al2pA | Al2pB | ||
O3 | 23.34% | 76.66% | 31.13% | 36.29% | 32.56% | 40.64% | 50.36% | 2.01/57.5/40.49 |
H2O | 100.00% | 0.00% | 26.61% | 46.85% | 26.55% | 43.86% | 56.14% | 0.41/58.27/41.32 |
H2O/O3 | 40.01% | 59.99% | 35.97% | 44.71% | 19.31% | 46.44% | 53.56% | 0.90/58.49/40.62 |
The film structure of the Al2O3 layer used as a barrier film in the TFE structure was investigated by high-resolution transmission electron microscopy (HR-TEM). The four layers of Al2O3 were continuously deposited into the glass substrate with the sequence as TMA + H2O + O3, TMA + O3, TMA + H2O, and TMA + H2O + O3 based Al2O3 films. For this measurement, our starting point was to consider the quality difference of the bulk Al2O3 film that was fabricated with variable oxygen reactants, while slightly having shed light on the influence of the surface properties that induce the initial grown film inconsistencies on another surface. Fig. 6 shows the interface between the adjacent layers of any two of these materials. Especially, the HR-TEM images clearly show that the TMA + O3 Al2O3 film is quite different from the two other films. Experimental facts demonstrate that the contrast ratio of the electron image depends on the directions of the incident electron beam relative to that of the crystals, which exhibits a lower film density. Therefore, the influence of the TMA + O3 Al2O3 film structure on the performance of the gas-diffusion barrier can be included as one of the main causes. In another respect, the bulk characteristics between the TMA + H2O + O3 and TMA + H2O Al2O3 are not very obvious, which can be also manifested in XRR measurements that have a close value of the film density.
The WVTR measurements were carried out to evaluate the gas permeability of the Al2O3 film using a traditional calcium (Ca) corrosion method, which involves a Ca sensor at 40 °C and 100% RH. The 200 nm-thick Ca film with length/width (L/W) as 10/20 mm was deposited on the patterned titanium electrodes (100 nm) with the shape of two narrow bars. The electrical measurements were performed using two electrodes connected by a SMU probe to the Keithley 2400 source meter. It is assumed that the Ca film follows a laterally homogeneous corrosion during the erosion induced by the water or oxygen molecule, as a result we can see that the amount of calcium left shows a directly proportional relationship between the calcium left and current measured. The WVTR value was determined using the following equation:23
From the Ca test, as shown in Fig. 7, the WVTR value for the TMA + O3 Al2O3 film is 4.15 × 10−4 g per m2 per day, while it is 9.64 × 10−5 g per m2 per day for the TMA + H2O Al2O3 film. It seems that the H2O reactant is more effective than the O3 to fabricate high quality Al2O3 films, although the oxidizing capacity of O3 is much stronger than H2O. But in the ternary reaction system of TMA + H2O + O3, the predicted permeation rate of the Al2O3 film calculated from this equation was 5.43 × 10−5 g per m2 per day, which has a better comparability to other single Al2O3 films. These results indicate that the O3 oxidizing gas precursor is not alone in affecting the film properties of the Al2O3 film and its barrier performance, indicating that it is quite different from those of a single source of oxygen species; therefore, we speculate that the introduction of O3 after H2O oxidizing gas precursors will be used as an effective way to further react with the TMA precursor which, combined with the formation of a dense film, seems to strengthen the resistance of water and oxygen molecules. Actually the permeation mechanism and dynamic penetration process of water and molecular oxygen in the Al2O3 film is more complex. Therefore, much more in-depth investigation of this ternary reacted film is necessary when used in thin film encapsulation technology.
![]() | ||
Fig. 7 The normalized change of electrical conductance of Ca film with different Al2O3 as a function of time. |
The WVTR results have implied to us that the TFE structure based on the TMA + H2O + O3 Al2O3 film may have excellent barrier properties when integrated on TE-OLEDs. The electroluminescent (EL) spectra of the encapsulated TE-OLEDs are firstly investigated. Fig. 8(a) shows that the EL spectra almost do not depend on the Al2O3 film architecture, which means that there are only slight differences in the EL spectra behavior between the devices with Al2O3 fabricated using different precursors can be observed, indicating that the performance of the TE-OLEDs did not change appreciably with the process of thin-film encapsulation. To further verify the quality of the encapsulation layers, lifetime tests were performed. Fig. 8(b) shows the typical plots of normalized luminance versus operating time for the TE-OLEDs in a nonstop constant-voltage mode with a starting luminance of 10000 cd m−2, which were measured at constant temperature and humidity using a luminance meter (KONICA MINOLTA CS-2000). For this study, the lifetime is defined as the decay time that the luminance decreases to 5000 cd m−2. Actually it is hard to make a distinction between the internal mechanism of OLED degradation and external permeated water/oxygen degradation. Herein, we put forward the difference in the Al2O3 films used in encapsulation with the assumption that the decay of the OLED itself is the same, so the luminance of the OLED device measured is merely a response of the Al2O3 barrier performance for deterioration. As shown in Fig. 8(b), the luminance of the device with TMA + H2O + O3 Al2O3 encapsulation measured in an oven deteriorated slower (with lifetime exceeding over 400 hours) than the elapsed luminance of the devices with TMA + O3 or TMA + H2O Al2O3 film capping. This suggests that the degradation induced by the H2O or O2 gas permeation into the TE-OLEDs was blocked off effectively in the ternary reacted film, which could be attributed to the better WVTR performance.
![]() | ||
Fig. 8 (a) The EL spectra and (b) the TE-OLEDs luminance versus continuous operation times for Al2O3 encapsulation with variable oxygen reactants. |
The photography images of the encapsulated TE-OLEDs stored in an oven (40 °C, 100%) for 160 hours were recorded to verify the effect of TFE. The black spots are usually caused by cathode delamination due to reactions with ambient H2O or O2 gases. As shown in Fig. 9(c) and (f), the TMA + H2O + O3 Al2O3 film encapsulated OLEDs display a good image without obvious black spots. For further observation, the TE-OLEDs encapsulated with H2O or O3 derived Al2O3 films have been almost weakened with the generation of many large-sized black spots, and the proportion of the these black spots is thriving or having wider permeation paths to cause further damage. After being encapsulated with a dense Al2O3 barrier, the growth of initial black spots alleviates with a very slow rate, manifesting an excellent barrier performance for this kind of Al2O3 film.
![]() | ||
Fig. 9 Photography of three comparative TE-OLEDs. Before aging: (a) TMA + O3, (b) TMA + H2O, (c) TMA + H2O + O3; after aging in oven for 160 hours: (d)–(f). |
This journal is © The Royal Society of Chemistry 2015 |