Fan C. Wang and
Alejandro G. Marangoni*
Department of Food Science, University of Guelph, 50 Stone Road W, N1G 2W1, Guelph, ON, Canada. E-mail: amarango@uoguelph.ca
First published on 19th October 2015
Monoglyceride (MG) structured emulsions have been developed for use in diverse food and cosmetic applications. However, these MG-structured emulsions undergo a polymorphic transformation from the α-gel phase to the coagel phase, resulting in emulsion destabilization and water syneresis. In this study, the stability of emulsions containing 60–70% (w/w) water structured with 5% (w/w) of a blend of the emulsifier glycerol monostearate (GMS) and co-emulsifier sodium stearoyl lactylate (SSL), was assessed. The internal factors examined were concentrations of co-emulsifier and the addition of the polysaccharide xanthan gum. External factors examined included cooling rate and applied shear. The methods used to study the polymorphic transition were differential scanning calorimetry, X-ray diffraction, and pulsed proton nuclear magnetic resonance. In this work, the sub-α Coagel Index was successfully used to characterize the degree of coagel formation in MG-structured emulsions. Results showed that the stability of the α-gel phase was improved by using 1:
9 w/w SSL
:
GMS ratios and by adding 0.1% xanthan gum. Slow cooling rates without shear could also increase the stability of the α-gel phase in the structured emulsion system.
The structural and rheological properties of MG-structured emulsions have been studied and the lamellar phase has been found to be the optimal structure for a spreadable emulsion.4 Upon homogenization, the MGs and co-emulsifiers self-assemble into hydrated lamellar structures and form a fat-like gel network, in which oil droplets are surrounded by alternating MG-bilayers and water.3,4,8–10
However, MG-structured emulsions are prone to phase separation and water syneresis can be observed after four weeks of storage at room temperature. The emulsion destabilization is mainly caused by a polymorphic transformation of the MGs.1,11–14 In order to increase the water swelling capacity of the MG-bilayers, which could improve the stability of the MG-structured emulsion, the nature and dynamics of the polymorphic behavior of MG–water systems must be better understood.
The polymorphic behavior of glycerol monostearate (GMS) in water has been well characterized in previous work. When heating a GMS–water mixture above its Krafft temperature (Tk), GMS molecules self-assemble into an Lα liquid crystalline phase.11,13,14 Further heating of the system above 80 °C leads to the formation of cubic phases.10,14,15 Upon cooling the Lα liquid crystalline phase below Tk, the hydrocarbon chains of the GMS lose mobility and transform into an Lβ phase (α-gel phase), in which thick layers of water are retained between the MG bilayers. The α-gel phase undergoes a thermally reversible phase transition to the sub-α-gel phase when the temperature drops below 13 °C.16 However, both the sub-α-gel phase and the α-gel phase are thermodynamically unstable and will gradually crystallize into a more densely packed Lβ′ phase (the coagel phase), accompanied by a release of water from the bilayer structures.1,11,13,17
The polymorphic form of MG–water systems and MG-structured emulsions can be characterized using powder X-ray diffraction (XRD) and differential scanning calorimetry (DSC). The α-gel phase has a single peak at ∼4.2 Å in the wide angle scattering (WAXS) region and a peak representing the (001) plane at ∼55 Å in the small angle scattering region (SAXS); on the other hand, the coagel phase has several diffraction peaks between 3.6 and 4.6 Å in the WAXS region and a peak representing the (001) plane at 49 Å in the SAXS region.1 The extent of polymorphic transformation from the α-gel phase to the coagel phase can be described using the Coagel Index (CI) determined by DSC.17 In the calculation of CI, two heating cycles are applied to the MG-structured systems above Tk. The enthalpy of melting from the first heating cycle (ΔH1) represents the melting of both the α-gel and the coagel phase in aged samples while the enthalpy of melting obtained from the second heating cycle (ΔH2) represents the melting of only the freshly formed α-gel phase. The CI can then be calculated by taking the ratio of ΔH1/ΔH2.17 CI equals to 1.0 or 2.0 means that the MG-structured system is either completely in the α-gel phase or the coagel phase.17 Interestingly, CI has not been previously used to characterize the polymorphic transformation of MG in o/w structured emulsions. Another parameter, the sub-α Coagel Index (CIsubα), has been recently developed to determine the degree of coagel formation and could possibly be used to characterize the polymorphic state of MG-structured emulsions.18 Similar to the determination of CI, CIsubα is determined also from two DSC heating cycles, however, the starting temperature in these cycles are set at lower than 13 °C to ensure that the system is in the sub-α-gel phase. The enthalpies of the phase transition from the sub-α-gel phase to the α-gel phase are obtained from the first heating cycle (ΔHsubα1) and the second heating cycle (ΔHsubα2), respectively. CIsubα is then calculated from taking the ratio of ΔHsubα1/ΔHsubα2.18 CIsubα equals to 1.0 indicates that the system is completely in the sub-α-gel phase while CIsubα equals 0.0 indicates that no sub-α-gel phase remains and the system is completely in the coagel phase.
The stability of the α-gel phase is affected by various internal and external factors. Incorporating negatively charged co-emulsifiers can increase the electrostatic repulsion between MG-bilayers and slow down the polymorphic transformation from the α-gel to the coagel phase.3,10,18 Sodium stearoyl lactylate (SSL) is a negatively charged molecule that naturally crystallizes into the α form.1 Previous studies have shown that adding 5–10% (w/w) SSL to GMS successfully improves the stability of the α-gel phase of a GMS–water hydrogel system.18 Other co-emulsifiers such as sodium stearate, DATEM, and phospholipids also improve the α-gel stability.10,15,19–22 However, co-emulsifiers are greatly affected by pH and ionic strength of the matrix.11,23,24 In terms of external factors, using slow cooling rates and avoiding shear upon and after cooling were found to also enhance the stability of the α-gel phase.8,18,25,26
Another strategy to enhance the stability of MG-structured emulsions is increasing the viscosity of the water phase using hydrocolloids, which improves the stability of the α-gel phase formed by MGs. Xanthan gum is a commonly used stabilizer in food and cosmetic emulsions because it forms a shear-thinning viscous fluid in both hot and cold water, and could increase the low-shear viscosity of the water phase at low concentrations.27,28 Additionally, xanthan gum is surface active at oil–water interfaces, which could help stabilize the emulsion by lowering the surface tension and introducing electrostatic repulsion between MG-bilayers.28,29
Previous work done by our group has investigated factors that affect the stability of MG–water systems. From a more practical point of view, most food and cosmetic systems structured with MGs are in the form of emulsions that contain both water and oil. This work will further examine various internal and external factors that could affect the long-term stability of MG-structured emulsions that contain 5% (w/w) and 15% (w/w) emulsifiers (i.e. GMS with SSL as the co-emulsifier) of high water content. The internal factors examined were the concentration of the co-emulsifiers and the addition of xanthan gum, while the external factors included cooling rate and shear upon cooling.
Water phase | Oil phase | ||||||
---|---|---|---|---|---|---|---|
Water | Potassium sorbate | Xanthan gum | Oil | GMS | SSL | ||
Standard emulsion | 1![]() ![]() ![]() ![]() |
69.9 | 0.1 | 0 | 25 | 4.75 | 0.25 |
1![]() ![]() ![]() ![]() |
69.83 | 0.1 | 0.07 | 25 | 4.75 | 0.25 | |
1![]() ![]() ![]() ![]() |
69.9 | 0.1 | 0 | 25 | 4.5 | 0.5 | |
High MG emulsion | 1![]() ![]() ![]() ![]() |
59.9 | 0.1 | 0 | 25 | 14.25 | 0.75 |
1![]() ![]() ![]() ![]() |
59.84 | 0.1 | 0.06 | 25 | 14.25 | 0.75 | |
1![]() ![]() ![]() ![]() |
59.9 | 0.1 | 0 | 25 | 13.5 | 1.5 |
Emulsions were made using the following procedure. First, both the water phase and the oil phase were heated above the melting temperature of GMS (75 °C) in a microwave oven. The oil phase was then added into the water phase upon homogenization with a KitchenAid® two speed immersion blender (Whirlpool Corporation, St. Joseph, MI, USA) until a desired consistency was achieved. Emulsions for studying the effect of internal factors were quickly transferred to glass bottles and cooled to room temperature on the bench while emulsions for studying the effects of cooling rate and applied shear were cooled following the method used by Wang et al.18 Samples were prepared and analyzed in duplicate, and were stored at 45 °C in capped glass jars for accelerated shelf life tests.
An inverse Laplace transform was applied to the free induction decays using CONTIN application along with Minispec software version 2.3 (Bruker, Milton, ON, Canada). The relative distribution of the number of protons relaxing at a given moment with their respective rate constants was computed with the CONTIN application. The median values of the relaxation times in each population were determined using PeakFit v4.12 (Systat Software Inc, San Jose, CA, USA) assuming a Gaussian distribution.
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Fig. 1 DSC melting and crystallization curves of freshly prepared standard emulsion structured with 1![]() ![]() ![]() ![]() |
The CIsubα for both high-solids emulsions (Fig. 2d) and standard emulsions (Fig. 2e) decreased and approached zero upon aging; however, CIsubα decreased slower in high-solids emulsions. Such decrease in CIsubα indicates that the polymorphic transformation from the sub-α-gel phase or the α-gel phase to the coagel phase in all the systems, and the polymorphic transformation were slowed down slightly by higher emulsifier (GMS and SSL) concentrations. Similar trends in the change of CIsubα suggest both the high-solids and standard samples transformed from the α-gel phase to the coagel phase. Therefore, to be able to obtain a higher signal to noise ratio, high-solids emulsions were examined with powder XRD.
The XRD patterns of fresh high-solids' emulsions and after storage at 45 °C for four weeks are summarized in Fig. 3. The three formulations displayed similar SAXS peaks at 55 Å, 25 Å and 16 Å and WAXS peaks at 4.17 Å when freshly prepared (Fig. 3a and b), indicating they were all in the α-gel phase. After incubation at 45 °C for four weeks, samples with higher SSL content and with xanthan gum were in the α-gel phase (WAXS peak at 4.17 Å), while samples with 1:
19 (w/w) SSL
:
GMS transformed into the coagel phase (WAXS peaks between 3.6 and 4.6 Å) (Fig. 3d). Two peaks at 55 Å and 49 Å were observed from 1
:
9 SSL
:
GMS and 1
:
19 SSL
:
GMS with xanthan emulsions (Fig. 3c), suggesting the co-existence of lamellar structures with two different thicknesses, specifically the α-gel phase and the emerging coagel phase upon aging. The broad peaks in the SAXS region, diffracted by these two emulsions, suggest that the GMS bilayers remained hydrated and less crystalline. Emulsions structured with 1
:
19 (w/w) SSL
:
GMS, on the other hand, displayed well-defined SAXS peaks at 49 Å, 24.5 Å, 16.5 Å, 12.4 Å and 8.3 Å (Fig. 3c), suggesting the presence of the more crystalline and less swollen lamellar structures compared with freshly prepared systems.31 In summary, results show that increasing SSL concentration and adding xanthan gum increases the water swelling capacity of lamellar structures formed by GMS, which in turn improves the stability of the α-gel phase of the structured emulsions.
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Fig. 3 XRD patterns of high-solid emulsions. (a) SAXS and (b) WAXS of freshly prepared samples, and (c) SAXS and (d) WAXS of samples stored at 45 °C for four weeks. |
The distributions of pulse NMR T2 relaxation times are summarized in Fig. 4. The time constants of the primary components of MG-structured emulsions, water and oil, were determined. The measured T2 time constant for water was 2479 ms, in agreement with the literature reported value,25 and that for Neobee® oil were 48, 104, and 215 ms. No time constant that is correlated with the presence of free water was observed in any of the MG-structured emulsions, indicating that water in all the emulsions was bound within the multi-lamellar structure and thus displayed restricted mobility. The relaxation distribution of the standard emulsion structured with 1:
19 (w/w) SSL
:
GMS shifted to higher time constant after one week and four weeks (Fig. 4a), indicating increased mobility and decreased water and oil binding. The sample structured with 1
:
9 (w/w) SSL
:
GMS displayed a narrower distribution of T2 relaxation times, but were also shifted to longer times upon aging (Fig. 4b). Higher T2 relaxation time was observed from samples structured with 1
:
19 (w/w) SSL
:
GMS with xanthan gum at day 0 (Fig. 4c), this indicates that the addition of xanthan gum initially leads to higher water and oil mobility than the other two formulations. However, throughout storage for four weeks, only small shifts in the distribution of relaxation times were observed, indicating that xanthan gum helps increase the stability of the structured emulsion. The relaxation distributions of high-solids emulsions are not presented because their distribution of the three populations was similar with those of the standard emulsions.
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Fig. 4 T2 relaxation distribution of standard emulsions structured with (a) 1![]() ![]() ![]() ![]() ![]() ![]() ![]() ![]() ![]() ![]() ![]() ![]() |
The computed median values of the time constants of standard and high-solids emulsions are presented in Fig. 5. The relaxation distribution of the standard emulsions that contain 1:
9 (w/w) SSL
:
GMS and with xanthan gum showed less of a T2 increase in time for population 3 compared with the emulsion structured with less GMS without xanthan (i.e. 1
:
19 (w/w) SSL
:
GMS) (Fig. 5a–c). This therefore shows that the presence of xanthan gum or higher SSL content in the structured emulsions results in lower water and oil mobility and stronger binding. Compared to standard emulsions, high-solids systems (Fig. 5d–f) displayed lower time constants because these systems contain less liquid, but they showed a similar increasing trend upon aging.
Higher solids content increased the overall water and oil-binding capacity of the lamellar structure formed by GMS and decreased T2 relaxation times, however the water and oil mobility in these systems also increased upon aging. This increase in water and oil mobility in GMS-structured emulsions is caused by micro scale release of water due to the polymorphic transformation from the α-gel phase to the coagel phase.
Results suggest that internal factors which improve the stability of the α-gel phase in MG-structured emulsion are similar to those that improve the stability of the α-gel phase of MG–water systems.18 Increasing the concentration of α-tending co-emulsifiers (SSL) and adding xanthan gum increased the α-gel stability of MG-structured emulsions by increasing water layer thickness in the lamellar structure and enhancing water and oil binding capacity in the structured emulsions.
WAXS patterns of high-solids emulsions prepared using a slow cooling rate, a fast cooling rate, in the presence and absence of shear are compared in Fig. 7. All emulsions were in the α-gel phase when freshly prepared, characterized by a single WAXS spacing at 4.17 Å. Emulsions structured with 1:
19 (w/w) SSL
:
GMS with and without xanthan gum under slow cooling rate preserved the α-gel phase for up to six weeks, characterized by single WAXS peak at 4.17 Å in Fig. 7a. The emulsion structured with 1
:
9 (w/w) SSL
:
GMS diffracted a major WAXS peak at 4.17 Å with minor peaks between 3.6 and 4.6 Å after six weeks, suggesting that the system had started to transform into the coagel phase. Under fast cooling rate (Fig. 7b), only the emulsion structured with 1
:
9 (w/w) SSL
:
GMS displayed a WAXS peak representing the α-gel phase at 4.17 Å, while the other two samples were already in the coagel phase, indicated by peaks between 3.6 and 4.6 Å. After one week of storage, all samples cooled under shear displayed peaks between 3.6 and 4.6 Å (Fig. 7c), and only emulsions structured with higher SSL content (i.e. 1
:
9 (w/w) SSL
:
GMS) still displayed a small peak at 4.17 Å. Applied shear upon cooling therefore accelerated the formation of the coagel phase, in agreement with results obtained from DSC experiments.
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Fig. 7 WAXS patterns of high-solid emulsions processed (a) under slow and (b) fast cooling rates, and (c) cooled with shear. |
The T2 relaxation times of MG-structured emulsions prepared under various cooling conditions and incubated at 45 °C are presented in Fig. 8. No further time points were measured after the CIsubα decreased to 0.0 (i.e., when the system was completely transformed into the coagel phase). For all the formulations, samples prepared under slow cooling rates showed smaller T2 relaxation times compared to those prepared under high cooling rates and under shear. This therefore indicates that the water and oil had less mobility and were highly bound within the multi-lamellar structured when prepared under slow cooling rates compared with prepared using fast cooling rates or shear. The emulsion structured with 1:
19 (w/w) SSL
:
GMS with xanthan gum showed the smallest increase in T2 relaxation times after 60 days among the three formulations (Fig. 8g), and was therefore considered the most stable. On the other hand, the emulsion structured with 1
:
9 (w/w) SSL
:
GMS had a smaller T2 relaxation time when prepared using a fast cooling rate (Fig. 8e) or under shear relative to the other two formulations (Fig. 8f). This suggests that higher SSL levels improved the emulsion's stability towards higher cooling rate and shear.
Results suggested that slow cooling rates promoted the formation of a more stable α-gel phase while fast cooling rate and applied shear accelerated the polymorphic transformation from the α-gel phase to the coagel phase in GMS-structured emulsions. This is in agreement with previous studies on GMS–water hydrogels and MG-structured emulsions.8,18,25,26 Even though previous work showed that slow cooling rates promote the formation of larger droplets,8 higher α-gel stability was still achieved in emulsions with 1:
19 (w/w) SSL
:
GMS with or without xanthan gum under slow cooling rates. One possible explanation to such phenomenon is that slow cooling rates provide MG molecules with more time to mix with co-emulsifiers, oil, and water to self-assemble into fully hydrated lamellar structures.32 On the other hand, fast cooling rates and the application of shear upon cooling promote the nucleation into the coagel phase and disrupt the formation of continuous lamellar hydrate, resulting in the enhancement of water release from the multi-lamellar structure.18 Additionally, the behaviour of the emulsion systems under different cooling conditions was affected by composition as it was found that higher SSL content possibly increased the emulsions' stability against higher cooling rates and shear.
The internal and external factors examined in this work were shown to affect the polymorphic form and stability of GMS-structured emulsions in complex ways. Increasing the concentration of α-tending co-emulsifiers, specifically SSL, improved the stability of GMS-structured emulsions. The addition of xanthan gum also improved emulsion stability and the mechanism possibly involved enhancing electrostatic repulsion between GMS lamellae and increasing the viscosity of the water phase. Higher emulsion stability was also obtained when the emulsion was formed using a slow cooling rate, while cooling under shear was found to decrease emulsion stability. Increasing SSL concentration improved emulsion stability against faster cooling rates and shear.
The effects of internal and external factors on the stability of the α-gel phase in MG-structured o/w emulsions were similar to their effects on MG–water systems. Understanding the nature and dynamics of simple MG–water systems thus successfully predicted the behaviour in more complex MG-structured emulsion systems with high water content.
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