Margarita M. Vallejos*a and
Silvina C. Pellegrinet*b
aÁrea de Química Orgánica, Departamento de Química, Facultad de Ciencias Exactas y Naturales y Agrimensura, Universidad Nacional del Nordeste, Avda. Libertad 5460, 3400 Corrientes, Argentina. E-mail: vallejos.marga@gmail.com; Fax: +54-379-4457996; Tel: +54-379-4457996 ext. 104
bInstituto de Química Rosario (CONICET), Facultad de Ciencias Bioquímicas y Farmacéuticas, Universidad Nacional de Rosario, Suipacha 531, Rosario 2000, Argentina. E-mail: pellegrinet@iquir-conicet.gov.ar; Fax: +54-341-4370477; Tel: +54-341-4370477
First published on 12th August 2015
Density functional theory and the quantum theory of atoms in molecules approach were used to study two competing process: the Diels–Alder reaction (DA) and the 1,4-alkynylboration (AB) between dichloropropynylborane (1) and 2-tert-butylbutadiene (2) in dichloromethane. We analyzed several reaction pathways related with such reactions for both orientations (meta and para). The stepwise mechanisms for the two competitive reactions share the first step that leads to an intermediate zwitterionic structure. The second step is more favorable for the reaction occurring via TSC-m that leads to the meta enyne product 5, which is the kinetic product. The formation of the meta DA product cannot be explained through a direct cycloaddition, due to the higher activation free energy of the associated transition structure (TSB-m). An alternative transition structure with [4 + 3] character (TSD-m) that connects the meta enyne 5 with the meta cycloadduct 3 was found. We propose that at longer reaction times, 5 rearranges to the thermodynamic product 3 via TSD-m passing by a six-membered ring structure and a seven-membered ring structure. The topological analysis of the charge density along the selected reaction coordinates provided some understanding on the intriguing competitive reactions.
Goodman et al. investigated the cycloaddition mechanism for a series of alkynyldihaloboranes and alkynyldialkylboranes with 1,3-butadiene using density functional theory (DFT) calculations.19 Two different TSs connecting the reactants with the 1,4-cyclohexadienylborane products were found. The more energetically favored structure had classical [4 + 2] character with a C–B secondary orbital interaction while the other one showed strong [4 + 3] character. The TS corresponding to the concerted pathway for the direct AB was not found. Instead, a TS that connects the enyne product of the AB process with the DA product via a zwitterionic structure was located. These authors also studied the reaction of isoprene as a model of substituted systems, and dichloropropynylborane to provide further insight into the DA reaction and the AB pathways.20 Again, two TSs were found for the cycloaddition, one of them showed a classical [4 + 2] structure with a significant C–B secondary orbital interaction, and the other TS had high [4 + 3] character and it was energetically favored for the meta mode of addition, which explained the experimental regioselectivity for similar systems. In addition, a direct AB pathway was found only for the meta orientation, predicting the formation only of the meta AB product whereas the para TS, when launched toward the reactants, lead to the cyclohexadienylborane product, as in the case of butadiene. These results provided more understanding into the origin of the AB process and explained the preferred formation of the DA cycloadduct. However, the formation of the meta enyne as the major product at short reaction times in dichloromethane observed with highly substituted systems and why the cycloadduct became the major product when the reaction was left for longer could not be completely rationalized.
Carreaux, Cossío and co-workers21 carried out an experimental and computational study on the mechanism of a related reaction, i.e., the thermal dimerization of 2-boryl-1,3-butadienes to provide insight into the evolution of the [4 + 3] TSs toward the [4 + 2] cycloadducts. This study indicated that in the initial stage of the reaction the σ-overlap between the 2p atomic orbitals is more stabilizing for the C–B secondary interaction than for the C–C counterpart, favoring the [4 + 3] pathway. However, beyond the TS, the C–C orbital interaction becomes more favorable and the [4 + 3] zwitterionic species easily falls to the [4 + 2] cycloadduct. In the same context, we carried out a detailed study in the framework of the quantum theory of atom in molecules (QTAIM)22,23 along the course of the DA reactions of isoprene with a set of vinylboranes, finding that the evolution of the [4 + 3] to the [4 + 2] structure observed in the endo pathway of the DA reaction with vinylborane occurs through of a conflict mechanism in which the C1 and B atoms of the dienophile compete to become attached to the C6 atom of the diene.24
In this work, we have studied the reaction of 2-tert-butylbutadiene (1) with dichloropropynylborane (2), in order to gain a better understanding on the competition between the DA cycloaddition and the AB process. Scheme 2 shows the structure of the four possible products: 3 and 4 correspond to the DA reaction, and 5 and 6 to the AB. As far as we know, in previous works dedicated to study on the regioselectivity of the DA reactions of alkynylboranes the solvent effect was not taken into account. In this study, the solvent effect was considered because this is one of the key factors in these processes.
The QTAIM,22,23 based on the topological analysis of the electron charge density allows one to understand the electronic structure of molecules and also the nature and properties of chemical bonds. The analysis based on QTAIM along the reaction paths connecting the stationary points has been successfully applied to rationalize the mechanism of chemical reactions, such as the DA reactions of unsaturated organoboron dienophiles,25 the dimerization of cyclopentadiene,26 the Cope rearrangement of 1,5-hexadiene,27 pericyclic and pseudopericyclic reactions,28–34 among others.35 In the present study, we have performed a QTAIM analysis to gain a deeper insight into the charge distribution and the bonding changes associated with the competitive DA reaction and AB process.
The geometries of the reactants, the intermediate structures, the TSs and the products were optimized without any constraints. Frequency calculations were performed to determine the nature of the stationary points: the TSs had one imaginary frequency and the reactants, the intermediate structures and the products had no imaginary frequencies. Solvent effects in dichloromethane (DCM) (εDCM = 8.93) were evaluated through full optimizations using the polarizable continuum model (PCM)43 as in the framework of self-consistent reaction field (SCRF).44–46 Free energies were computed at 298.15 K and 1 atm in DCM.
Intrinsic reaction coordinate (IRC) paths were traced to verify the connectivity of the TSs with reactants or intermediate structures and products. Some structures on the reaction pathway were selected for electronic structure analyses. All computations were carried out with the Gaussian 09 suite of programs.47
For the QTAIM topological analysis, total electron densities of the selected structures on the IRC were calculated at the B3LYP/6-311++G(d,p) level of theory. The bond and atomic properties in the framework of the QTAIM theory were calculated using the AIMALL program.48
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Fig. 2 Optimized geometries in DCM of the TSs and INs of the reaction of 2-tert-butylbutadiene (1) with dichloropropynylborane (2). Selected bond distances are given in Å. |
In path A, a TS for each orientation was found (TSA-m and TSA-p), which connects with the reactants and the corresponding DA product (3 and 4). Both paths correspond to a concerted DA mechanism. The length of the C1–C6 forming bond is larger than C2–C3 by 0.75 and 0.73 Å for TSA-m and TSA-p, respectively, indicating that these TSs are highly asynchronous and showing that the formation of the C2–C3 bond is more advanced than the C1–C6 bond. In both TSs the C6–B distance is slightly shorter than C1–C6 forming bond reflecting the existence of notable C–B secondary orbital interactions. However, TSAs are classical [4 + 2] structures. In addition, TSAs have relatively high free energy barriers and TSA-p is lower in energy than TSA-m by 0.6 kcal mol−1 which does not explain the experimental regioselectivity and, in consequence, the reaction should follow another pathway towards the cycloadduct as it was previously proposed for the reaction of isoprene and dichlorovinylborane.20
The analysis of the stationary points of pathways B and C, associated with the DA reaction and the AB process, respectively indicates that these reactions take place through stepwise mechanisms. Both mechanisms share the first step of the reaction with a TS in which the boron atom of the dienophile portion approaches the C6 atom of the diene (TS-m and TS-p) to yield the corresponding zwitterionic intermediate structures (IN-m and IN-p).
TS-m and TS-p show short C6–B distances (2.11 and 2.02 Å, respectively) while the distances C1–C6, C2–C3 and C1–C3 are larger. TS-p has a lower free activation energy than TS-m (by 0.4 kcal mol−1), however the formation of the [4 + 2] cycloadduct or AB product is determined by the second step of the reaction. In IN-m and IN-p the C6–B distance becomes even shorter (1.78 and 1.86 Å, respectively). IN-m is slightly more stable than IN-p by 0.3 kcal mol−1 and in both cases the formation of these intermediates are endergonic (ΔG = 22.7 and 23.0 kcal mol−1 for IN-m and IN-p, respectively). TSBs, which lead to the [4 + 2] cycloadducts, have asynchronous structures being the C1–C6 distances 2.60 Å, and the C2–C3 distances 2.02 and 2.14 Å for TSB-m and TSB-p, respectively. Hence, TSB-m is slightly more asynchronous than TSB-p. In both TSs the C6–B distance (∼1.69 Å) is shorter than any of the forming bonds suggesting that TSBs have strong C–B secondary interactions, adopting [4 + 3] character.24 As a consequence of the strong [4 + 3] C–B secondary interaction, TSBs are more stable than [4 + 2] TSAs.
In earlier studies on similar systems with butadiene as diene, no direct route from the reactants to the AB product was found, instead the TS connecting the cycloadduct and the AB product was located.19 Also, with isoprene as diene a TS that leads to the AB product from the reactants was found only for the meta orientation while the para TS connected the AB and DA products.20 However, in our case IRC studies for TSC-m and TSC-p showed similar pathways, connecting the intermediates with the corresponding AB products 5 and 6, respectively.
In TSCs the C6–B bond distances are very short (∼1.66 Å), with the B atom significantly pyramidalized, similar to TSBs, reflecting that the formation of the C6–B bond is very advanced. In contrast with TSBs, the C1–C3 distances (2.21 and 2.22 Å for TSC-m and TSC-p, respectively) are shorter than the C2–C3 distances (2.40 Å for TSC-m and 2.38 Å for TSC-p) since the C1–C3 bonds are being formed. Also, the C1–B distances in TSCs are slightly larger than in TSBs, which is consistent with the C1–B bond breaking during the formation of the enyne products. In TSBs the dienophile portion is more bent (<BC1C2 ∼ 166° and 169°) than in TSCs (<BC1C2 ∼ 172°), and in the latter the dienophile portion is shifted with respect to the diene portion. In TSBs, a repulsive steric interaction between the methyl substituent on C2 of the dienophile moiety and the atoms of the diene might operate and hence destabilize these structures, being the distance between the carbon of the methyl substituent and C3 of 2.90 Å, while in TSCs these distances are larger (3.30 Å). Also, an attractive interaction between a chlorine atom attached to B of the dienophile and a hydrogen atom of the t-Bu substituent on C5 of the diene might contribute to stabilize the meta TSs (TSB-m and TSC-m). In addition, the presence of a donating alkyl group on C5 of the diene fragment stabilizes the incipient positive change developing after the boron attack, favoring the meta regioselectivity.20
TSC-m (ΔG# = 28.0 kcal mol−1) is the most energetically favored structure among the TSs and determines the formation of the meta AB product under kinetic control. The free activation energy of TSC-m is lower than that of its para counterpart (TSC-p) by 2.6 kcal mol−1, which predicts the almost exclusive formation of the meta enyne (99:
1 mixture of the meta/para enyne products),50 in agreement with the experimental regioselectivity of similar systems which showed that the meta enyne predominates at short reaction times while the meta cycloadduct becomes the major product when the reaction is left for longer (Scheme 1).17 The free activation energies of TSB-m and TSB-p are very similar (30.8 and 30.7 kcal mol−1, respectively) and these values are close to that of TSC-p thus, the formation of the meta cycloadduct could not take place through TSB-m, because if it happened a mixture of products would be obtained. These theoretical results do not explain the experimental outcome of the reaction.
Product | ΔG (kcal mol−1) |
---|---|
3 | −35.3 |
4 | −35.4 |
5 | −2.5 |
6 | −1.7 |
The MPWB1K/6-311++G(d,p) free energies indicate that the AB processes are exergonic by −2.5 and −1.7 kcal mol−1, and the formation of the meta and para cycloadducts is strongly exergonic by −35 kcal mol−1. These results also predict that the cycloaddition reaction would be favored under thermodynamical control.
The IRC that connects TSC-m with enyne product 5 exhibits a rather flat area that corresponds to the six-membered ring structure Cm-p-1. It is worth noting that structures such as Bm-p-1 and Cm-p-1 are not stationary points. Because of this, we assumed that the zwitterionic six-membered ring Cm-p-1, which lays in a plateau region in the PES might rearrange to a seven-membered ring such as Bm-p-1 and, then this species might lead to the meta DA cycloadduct which is more stable than the meta enyne product. Therefore, we propose that at longer reaction times the meta DA cycloadduct becomes the major product due to the rearrangement of the enyne via a zwitterionic six-membered ring and then a zwitterionic seven-membered ring. This proposal agrees with the early approach of an unified mechanism for the DA reaction and the AB through a zwitterionic seven-membered ring species though this intermediate has not been found.17
To prove this hypothesis, we performed a refined scan of the PES. Fortunately, we were able to locate a TS (TSD-m) that connects the enyne with the DA cycloadduct (Fig. 4).55 Visualization of the vibration corresponding to the imaginary frequency clearly shows that C3 shifts between C1 and C2. Interestingly, in the reaction coordinate from TSD-m to enyne 5 and to cycloadduct 3 flat areas were located corresponding to the six-membered ring structure (Dm-r-4) and seven-membered ring structure (Dm-p-1), respectively (see Fig. 4). In TSD-m the C6–B, C1–C3 and C2–C3 bond distances (1.65, 2.10 and 1.94 Å, respectively) are shorter than those in TSB-m and TSC-m, indicating that the dienophile and diene portions are closer. TSD-m shows [4 + 3] character, as TSB-m, since the C6–B distance is shorter than the C1–C6 distance (2.64 Å).24 The free activation energy of TSD-m (ΔG# = 24.9 kcal mol−1) is lower than that of TSC-m, therefore it supports our hypothesis that the formation of the DA cycloadduct from the enyne occurs under thermodynamic control. These results allowed us to explain the outcome of the reaction between 1 and 2 as displayed in the Scheme 3.
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Fig. 5 Contour plots of −∇2ρb r superimposed on the molecular graphs of selected structures along the IRCs of TSC-m and TSD-m. Continuous blue lines and dashed red lines depict regions of local charge density depletion and concentration, respectively. The values given for selected bcps, from top to bottom, are ρb, ∇2ρb, ε and DI. DI of other interactions are also included. All symbols are explained in the text and the localization of structures on IRCs are shown in Fig. 3 and 4. |
In TSD-m, the C6–B interaction is still a covalent interaction (ρb = 0.160 au., ∇2ρb = −0.287 au., and DI = 0.51 at the C6–B bcp) and the C2–C3 interaction is stronger than in the previous structure but still has features of an open shell interaction (ρb = 0.095 au., ∇2ρb = 0.026 au., DI = 0.51). Also, DI C1–C6 and DI C1–C3 (0.15 and 0.31, respectively) indicate that these atoms are sharing their electrons too. This topology is in accordance with a [4 + 3] structure.24 TSD-m and TSB-m have similar topological patterns but in the former, the electron density shared among the atoms of the diene and dienophile is greater than in the second (see the ESI†). Therefore, we infer that the conflict state near the TS, in which the C1 and C2 atoms are closer to C3, facilitates the sharing of electrons and as a consequence TSD-m structure is more stabilized.
After TSD-m, firstly the C2–C3 bond formation occurs being almost completely formed at Dm-p-1 in which the C2–C3 bcp shows features of a covalent interaction (ρb = 0.210 au., ∇2ρb = −0.390 au., ε = 0.01 and DI 0.88) and is involved in a seven-membered ring structure. At Dm-p-2 the C6–B bond begins to weaken (ρb = 0.019 au., ∇2ρb = −0.036 au., ε = 1.40 and DI 0.28) and the C1–C6 interaction starts to become stronger (DI C1–C6 = 0.55) although its corresponding bcp does not appear yet. In the following structure of the reaction path Dm-p-3, the C6–B bcp disappears and the C1–C6 bcp is localized indicating the C6–B bond breaking and the beginning of the C1–C6 bond formation in this stage of the reaction. A feature of the conflict stage is the larger value of the ε, such as in the C1–C6 bcp of Dm-p-3 structure (ε = 2.82) denoting an asymmetrical distribution of the charge density around the bcp and the instability of the interaction. Therefore, these findings also indicate that the system undergoes a conflict mechanism, in which the B and C1 atoms are competing to be bound to the C6 atom and this is the basis for the evolution of the [4 + 3] structure toward the [4 + 2] structure.24 At Dm-p-4, the C1–C6 interaction becomes stronger and has features of a covalent bond (ρb = 0.229 au., ∇2ρb = −0.478 au., ε = 0.03 and DI 0.99) forming part of the six-membered ring structure as it is found in the final cycloadduct.
Three pathways (A, B and C) for each possible regioisomer, meta and para, were found. Pathways A and B correspond to the DA reaction and pathways C correspond to the AB process. For pathways A the mechanism are concerted and their TSAs associated have relatively high energy barriers and do not explain the experimental regioselectivity.
Pathways B and C correspond to stepwise mechanisms and share the first step of the reaction to the intermediate structures IN-m and IN-p. The second step is determinant for the reaction and involves [4 + 3] TSs, TSB-m and TSB-p, for pathways B and TSC-m and TSC-p for pathways C. The meta TS associated with the C pathway (TSC-m) is the most energetically favored structure among the TSs predicting the almost exclusive formation of the meta enyne under kinetic control, in agreement with the experimental results. The energy barriers of TSB-m, TSB-p and TSC-p were very similar, which demonstrates that the formation of the meta DA cycloadducts does not take place through TSB-m.
A TS which connects the enyne 5 with the DA cycloadduct 3 was found (TSD-m) and two plateau regions related with the six-membered and seven-membered ring structures were located in the associated reaction coordinate. TSD-m also has [4 + 3] character and a lower activation free energy than TSC-m. As cycloadducts were computed to be more stable than the corresponding enynes we propose that at longer reaction times the formation of the meta [4 + 2] cycloadduct might occur under thermodynamic control from enyne 5 via TSD-m passing by a six-membered ring structure and a seven-membered ring structure.
The topological analysis of the charge density distribution revealed that in the reaction pathway that connects enyne 5 with TSD-m, the system passes by a conflict structure in which a bond path is connecting C3 with the C1–C2 bcp. This conflict mechanism is the key point in the evolution of a six-membered ring zwitterionic species towards a seven-membered zwitterion. Then, the [4 + 3] TSD-m progresses to the [4 + 2] cycloadduct by another conflict structure in which the B and C1 atoms are competing to be bound to the C6 atom.
Footnote |
† Electronic supplementary information (ESI) available: MPWB1K/6-311++G(d,p) energies in DCM for reactants and products, QTAIM analysis along the selected reaction paths and B3LYP/6-311++G(d,p) computed total energies, unique frequency imaginary, and Cartesian coordinates of the stationary points under study. See DOI: 10.1039/c5ra12903f |
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