Fan C. Wang and
Alejandro G. Marangoni*
Department of Food Science, University of Guelph, 50 Stone Road East, Guelph, ON N1G 2W1, Canada
First published on 1st May 2015
Glyceryl monostearate–water systems (MG-gels) undergo a polymorphic transition from the α-gel phase to the coagel phase. This phase transition results in destabilization and loss of water in monoglyceride-structured systems, commonly found in personal care and food products. In this study, we examined the effect of intrinsic factors (type and concentration of co-emulsifiers) and extrinsic factors (cooling rate and applied shear) on the stability of the α-gel phase. The methods used to study the polymorphic transition were differential scanning calorimetry (DSC) and X-ray diffraction (XRD). The results suggested that the transition from the α-gel phase to the coagel phase caused a change in the gel's physical appearance. More specifically, opaque regions developed in the semi-translucent α-gel upon aging. The stability of the α-gel phase can be increased by using an α-tending co-emulsifier, such as sodium stearyol lactylate (SSL), and by increasing the concentration of the co-emulsifier. Slow cooling rates without shear could also increase the stability of the α-gel phase. In this work, we developed a subα Coagel Index that can be used together with the Coagel Index to characterize the degree of polymorphic transformation of MG-gels.
The presence of co-emulsifiers is necessary to form the α-gel phase, because distilled MGs alone cannot gel water.16 Adding anionic co-emulsifiers will increase the water swelling capacity of MG-structured systems, because charged groups will bind water molecules strongly and induce electrostatic repulsion between MG bilayers.17–19 Soy lecithin, diacetyl tartaric acid ester of mono and diglycerides (DATEM), neutralized stearic acid and sodium stearoyl lactylate (SSL) have been used as effective co-emulsifiers in MG-based emulsions.3,4,6,12,13,17,19–23
Among the co-emulsifiers, monovalent salts promote water structuring in MG-gels.3 Two types of sodium salts, SSL and sodium stearate, will be used in this study. An SSL molecule has an 18-carbon chain attached to a lactic acid head group. SSL crystals are naturally stable in the α polymorphic form.17,18 Stearic acid can be neutralized with NaOH and function as a co-emulsifier in MG–water systems and MG-structured emulsions.4,20 DATEM are MG derivatives that have a hydrocarbon chain attached to a diacetyl tartaric acid head group, and DATEM are commonly used as dough strengtheners in baked goods.6,13,17,19,21 Phospholipids of soybean lecithin have negatively charged head groups that could enhance the water swelling capacity of the lamellar phase.22 Phosphatidic acid (PA) will also be used as another co-emulsifier in this study.
In addition to the use of co-emulsifiers, shear and cooling rates also affect the stability of the α-gel phase in MG-structured systems. Previous studies on the stability of MG-gels, MG-structured oleogels, MG-structured oil-in-water emulsions and water-in-oil emulsions all suggested that shear promotes the transition from the α-gel phase to the coagel phase.15,19,24–27 Applied shear during and after crystallization could reduce the water and oil binding capacity of MG-structured gels by changing the nano and micro structure of the gels.15,24,26 Cooling rate while setting is another factor affecting the stability of MG-structured systems.19,28 In MG–oil systems, MG molecules nucleate into both the α and β forms under slow cooling rates, while MG molecules only crystallize into the α phase under fast cooling rates.27 In MG-structured emulsions, larger emulsion droplets form under slow cooling rate due to greater flocculation and coalescence; small, uniform emulsion droplets form under fast cooling rates.26 The long term stability of the α-gel phase of MG–water systems with fast cooling rate, slow cooling rate, and cooling with applied shear will be tested in this work.
The polymorphic forms of MG-structured systems can be determined by their characteristic powder X-ray diffraction (XRD) spectrum and by differential scanning calorimetry (DSC) from their Coagel Index (CI).3,7,13,19,29 The α-gel phase of MG-gels structured by glyceryl monostearate (GMS) has a single diffraction peak at 4.15 Å, and the coagel phase has multiple diffraction peaks at 3.6–4.6 Å in the wide angle X-ray diffraction (WAXS) region. The α-gel phase and the coagel phase display the peak corresponds to the (001) plane at 53 Å and 49 Å respectively in the small angle X-ray diffraction (SAXS) region.3,8,9 The CI represents the degree of coagel formation, as determined by DSC.29 CI is calculated by applying two heating cycles to MG-gels above their Krafft transition temperature.29 The enthalpy of melting from the first heating cycle (ΔH1) represents the melting of both the α-gel and the coagel phases in aged MG-gels; the enthalpy of melting from the second heating cycle (ΔH2) represents the melting of only the freshly formed α-gel phase.29 The CI can then be calculated by taking the ratio ΔH1/ΔH2.29 When the CI is equal to 1.0, all the MG-gel is in the α-gel phase; when CI is equal to 2.0, all the MG-gel is in the coagel phase; when CI is between 1.0 and 2.0, MG-gels contain both the α-gel and the coagel phases.29
This work will examine how various intrinsic and extrinsic factors affect the stability of the α-gel phase of MG-gels. The MG-gel systems studied in this work contain 20% of total solids including GMS and co-emulsifiers. The intrinsic factors to study in this work are types and concentration of co-emulsifiers while the extrinsic factors to study are applied shear and cooling rate during the crystallization of MG-gels.
Parameters | Formulation of the solid phase | Cooling condition | Abbreviation |
---|---|---|---|
Types of co-emulsifier | 19![]() ![]() ![]() ![]() |
Bench top, no shear | DATEM |
19![]() ![]() ![]() ![]() |
PA | ||
19![]() ![]() ![]() ![]() |
Sodium stearate | ||
Concentration of co-emulsifier | 19![]() ![]() ![]() ![]() |
Bench top, no shear | 19M1S |
9![]() ![]() ![]() ![]() |
9M1S | ||
8![]() ![]() ![]() ![]() |
8M2S | ||
Cooling condition | 19![]() ![]() ![]() ![]() |
In ice-water mixture | Fast |
With 45 °C warm water | Slow | ||
Bench top, shear | Shear |
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Fig. 1 Photos of 19M1S MG-gel when (a) freshly made and (b) stored at 45 °C for two weeks, and transmitted light microscopy images of the (c) semi-translucent and (d) opaque regions in the gel. |
The polymorphic forms and molecular packing of the semi-translucent MG-gel were then examined using DSC and XRD. Fig. 2a presents the melting profiles of MG-gels obtained from the two DSC heating cycles. The semi-translucent regions displayed two melting peaks at ∼13 °C and ∼60 °C, while the opaque regions displayed only one melting peak of bigger area at ∼60 °C. The melting peak at ∼13 °C represents the phase transition from the sub-α-gel phase to the α-gel phase and the melting peak at ∼60 °C represents the melting of the α-gel phase and the coagel phase.7 The CI of the semi-translucent region was close to 1.0, while that of the opaque regions was close to 2.0. The melting profiles of the semi-translucent region and the opaque region were the same in the second heating cycle, indicating a homogeneous distribution of matter in the gel. However the semi-translucent regions were in the α-gel phase, and the opaque beads of the MG-gel were in the coagel phase.
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Fig. 2 (a) DSC melting curves and XRD patterns of the (b) semi-translucent and (C) opaque regions in 19M1S gels. |
The single XRD–WAXS peak at 4.15 Å obtained from the semi-translucent region of the gel indicated the sample was in the α-gel phase (Fig. 2b). The multiple WAXS peaks between 3.6 and 4.6 Å obtained from the opaque region suggested the presence of the coagel phase (Fig. 2c). The opaque part displayed SAXS peaks at 49 Å, 24.5 Å, 16.5 Å, 12.4 Å and 8.3 Å, representing the (001), (002), (003), (004) and (006) plane of the lamellar structure. The semi-translucent part of the gel displayed broad peaks at 49 Å, 24.5 Å, 12.4 Å, 8.3 Å, and a very low intensity peak at 16.5 Å. The broad peaks diffracted by the semi-translucent region represent swollen lamellar structures, while well-defined peaks diffracted by the opaque region represent crystalline lamellar structures.7,30 The DSC and XRD results together suggested that the semi-translucent region of the MG-gel was in the hydrated α-gel phase, and the opaque region was in the crystalline coagel phase.
The formation of the opaque clusters in MG-gels may be indicative of nucleation of the coagel phase. The loss of layered structures in the opaque regions as shown by microscopy images (Fig. 1c and d) may then be a consequence of the phase transition from the α-gel phase to the coagel phase, where the MG bilayers become more crystalline and less hydrated.
Experiments also showed that the opaque regions tend to be pearly when stored at 45 °C, and matte when stored at room temperature. The differences in the pearliness of the opaque regions could be due to the cluster size of the coagel structure. Previous studies on surfactant blends suggest that small particles (5–25 μm) tend to be matte, while large particles (20–200 μm) tend to be shiny and sparkly.31 Light microscopy images of MG-gels published previously showed that gel samples stored at 25 °C had ∼100 μm clusters, and samples stored at 45 °C had 300–400 μm clusters.7 MG-gels with a larger cluster size tend to appear pearly, in agreement with the theory that particle size could affect the optical properties of the coagel phase.
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Fig. 3 Coagel Indices of MG-gels using various co-emulsifiers. The ratio of GMS and co-emulsifies were all 19![]() ![]() |
Upon crystallization from the liquid crystalline lamellar phase to the α-gel phase, MG molecules self-assemble into a lamellar hydrate structure. Co-emulsifiers can increase water layer thickness by introducing electrostatic repulsions between MG bilayers.17,18 Even though DATEM and PA formed the α-gel structure with GMS, the α-gel had a low stability and transformed into the coagel phase rapidly. The lower α-gel stability in the DATEM and PA gels can be caused by differences in the co-emulsifiers' head groups. The size of the co-emulsifiers' head groups decrease in the order of DATEM > PA > SSL > sodium stearate. Interestingly, the increase in CI was correlated to the size of the head groups on the co-emulsifier molecules. MG-gels structured with the co-emulsifiers that have bigger head groups showed faster increases in CI. Aronhime et al. suggested that the ratio between the size of the hydrophilic head groups and the length of the hydrocarbon chains of an emulsifier affects its behavior of altering the polymorphic transition and crystallization of fatty acids.32 The co-emulsifiers used in this work all had single hydrocarbon chains consisting of 18 carbons, while the size of their head groups varied, contributing to differences in the stability of the α-gel phase. Larger head groups on the co-emulsifier molecules may disrupt the GMS lamellar structure and promote the polymorphic transition from the α-gel phase to the coagel phase.
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Fig. 4 XRD patterns of (a) 19![]() ![]() ![]() ![]() ![]() ![]() ![]() ![]() ![]() ![]() ![]() ![]() |
All freshly made MG-gels displayed three broad peaks at approximately 54 Å, 26 Å and 16 Å, corresponding to the (001), (002) and (003) planes in the SAXS region, respectively. The 8M2S gel preserved the shape and positions of the peaks over two months (Fig. 4c). Even though the 9M1S gel showed a peak representing the α-gel phase in the WAXS region, the SAXS peak at 54 Å shifted to 49 Å, and the peaks at 12 Å and 8.3 Å (representing the (004) and the (006) planes) developed after two weeks. The diffraction peaks narrowed during the storage period, indicating that the gel transformed into a more ordered, or larger, crystalline lamellar structure. The 19M1S gel displayed similar changes in SAXS peak positions and shape of the peaks with the 9M1S gel, but changes were observed after three days rather than two weeks.
The melting behavior and the Coagel Indices of the MG-gels obtained by DSC were in agreement with XRD results. The 19M1S, 9M1S and 8M2S gels displayed similar melting peaks of both the sub α-gel phase and the α-gel phase at day 0 (Fig. 5).7 Stored for two weeks, the first melting peak (∼13 °C) disappeared in the 19M1S gels, and the area under the second melting peak (∼60 °C) increased. Changes in the melting curves indicated the loss of the sub α-gel phase and the formation of the coagel phase (Fig. 5a). The 9M1S gel preserved the first melting peak (the sub α-gel phase) for four weeks, and the area under the second melting peak also increased slower than the 19M1S gels upon aging (Fig. 5b). The first melting peak of the 8M2S gels turned into two bumps in the baseline after one week, but the area under the second melting peak did not increase dramatically upon aging (Fig. 5c). Fig. 5d shows changes in the CI of the MG-gel containing different SSL levels. The CI of the 19M1S gel increased rapidly to 1.6 in two weeks; the CI of the 9M1S gel increased gradually to 1.5 after two months; and the CI of the 8M2S gel stayed at around 1.1 over two months.
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Fig. 5 DSC melting profiles of (a) 19M1S (b) 9M1S and (c) 8M2S gels stored at 45 °C and (d) the calculated Coagel Indices of the MG-gels. |
Results suggest that the CI increases faster at lower SSL incorporation levels. SSL is an α-tending co-emulsifier that promotes the nucleation of the MGs into the α phase.18 Increases in the proportion of SSL could also slow down the dehydration of the MG lamellar structures by binding water and increasing electrostatic repulsion between the MG bilayers. As a result, higher concentrations of SSL increase the stability of the α-gel phase in MG-structured gels and emulsions.
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Fig. 6 XRD patterns of 19M1S gel stored at 45 °C for (a) 0 day, (b) 1 week, (c) 2 weeks, and (d) 3 weeks. |
DSC melting curves of MG-gels set under the three cooling conditions are represented in Fig. 7. MG-gels cooled under shear had the fastest increase in the CI followed by gels cooled rapidly. The CI for the slow cooling MG-gels remained at around 1.0 after one month of storage at 45 °C. The DSC results suggest that slow cooling rates promote the formation of a stable α-gel phase. One possible explanation is that slow cooling rates could provide MG molecules more time to mix with co-emulsifiers and water to self-assemble into fully hydrated lamellar structures.28 Applying shear upon cooling promotes the nucleation of the coagel phase by disrupting the formation of the lamellar hydrate and enhances the release of water from the MG-bilayers.
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Fig. 7 DSC melting profiles of 19M1S using (a) slow and (b) fast cooling rates, (c) cooled with shear, and (d) the calculated Coagel Indices. |
Similar with CI, CIsubα is defined as the ratio of enthalpy of the melting the sub-α-gel phase at ∼13 °C obtained from the first (ΔH1subα) and the second (ΔH2subα) melting cycle (Eqn (1)).
![]() | (1) |
Summation of the CI and CIsubα terms yields CIsum, and the CIsum of some MG-gel samples are summarized in Table 2. Analysis of over 21 MG-gel samples showed CIsum was always ∼2.0. Statistical analysis demonstrated that the sum of CI and CIsubα was not significantly different from 2.0 (P > 0.72). The CIsubα of MG-gels with various compositions upon aging decreased from 1.0 to 0.0 while CI increased from 1.0 to 2.0 at the same time. CIsum is a constant value of 2.0 throughout the storage period may indicate that the energy required to melt the coagel phase is in balance with the energy required to melt the sub-α-gel phase and the α-gel phase.
Sample | CI | CIsubα | CIsum |
---|---|---|---|
19M1S, 0 day | 1.05 | 1.01 | 2.06 |
19M1S, 3 days | 1.21 | 0.84 | 2.05 |
19M1S, 7 days | 1.72 | 0.25 | 1.96 |
9M1S, 0 day | 1.08 | 1.02 | 2.10 |
9M1S, 3 days | 1.30 | 0.91 | 2.21 |
9M1S, 7 days | 1.68 | 0.26 | 1.94 |
19M1S, fast cooling 0 day | 1.09 | 0.98 | 2.07 |
19M1S, fast cooling 2 weeks | 1.44 | 0.54 | 1.98 |
19M1S, fast cooling 1 month | 1.90 | 0.00 | 1.90 |
19M1PA, 0 day | 1.03 | 1.00 | 2.03 |
19M1PA, 1 week | 1.21 | 0.86 | 2.07 |
19M1PA, 2 weeks | 1.95 | 0.00 | 1.95 |
During the study of the stability of the α-gel phase, this work also correlated changes in physical appearance of MG-gels to changes in their polymorphic forms and lamellar packing structure. Freshly made MG-gels had an even, semi-translucent appearance while opaque regions developed upon aging. XRD and DSC results suggested that the opaque regions were in the coagel phase while the translucent regions were in the α-gel phase.
Additionally, the CIsubα was proposed as a new means to quantify the complete dynamic of the polymorphic transition in MG–water systems. CI subα decreased from 1.0 to 0.0 when the MG-gel transferred from the α-gel phase to the coagel phase. The sum of CI and CI subα was constant at 2.0 for MG-gels of various formulations throughout the storage period.
This work expands our understanding of the dynamics of polymorphic and mesomorphic transformations in MG-gels and provides clear strategies to stabilize the α-gel phase of MG-structured aqueous systems.
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