Huixian Ma,
Meng Yu,
Fengping Tan* and
Nan Li*
Tianjin Key Laboratory of Drug Delivery and High-Efficiency, School of Pharmaceutical Science and Technology, Tianjin University, 300072 Tianjin, P. R. China. E-mail: linan19850115@163.com; tanfengping@163.com; Tel: +86-022-27404986 Tel: +86-022-27405160
First published on 16th March 2015
The present study aimed to develop and optimize a microemulsion (ME) nanocarrier system as a topical vehicle for azelaic acid (AZA) to improve its skin location and therapeutic efficacy. A D-optimal mixture experimental design was utilized to optimize ME for realizing maximum skin retention and appropriate droplet size. Three formulation variables, Smix X1 (a mixture of Span 20/ethanol, 1
:
9, w/w), water X2 and Oil X3 (Capryol 90), were included in the design, while the three responses were skin retention (Y1), amount of AZA in collection medium after 24 h (Y2) and mean particle size (Y3). The values of the formulation components (X1, X2 and X3) were 50.3%, 13.5% and 36.2%, respectively. In in vitro studies, the optimal ME revealed a much higher release rate, and enhanced skin targeting and penetration effects of AZA relative to control formulations (ethanol solution based gel and commercial cream). An attenuated total reflectance Fourier-transform infrared spectroscopy study further confirmed to us that the vehicles could transport the active agents across the stratum corneum (SC) layer by changing the amount and arrangement of lipid within the SC. In addition, a skin irritation test and pharmacodynamics studies were conducted, and the results suggested that the optimal ME exhibited a prominent therapeutic effect compared to control formulations, without any irritant response.
Azelaic acid (1,7-heptanedicarboxylic acid, AZA) is a saturated, straight-chained C9-dicarboxylic acid that has been reported to be the active pharmaceutical ingredient in a number of prescription drugs for the treatment of rosacea.4 However, AZA, with its commercial formulations of 15% gel (FINACEA®) and 20% cream (Skinoren®), has limited penetration across the stratum corneum (SC) due to poor bioavailability, mainly caused by a low fraction of dissolved drug and poor skin permeability.2,5 Theoretically, suitable percutaneous permeation is an essential factor for pharmaceutical agents to achieve satisfactory therapeutic effect. Topical delivery systems aiming to promote cutaneous penetration of AZA are necessary to maximize its biological efficacy. Meanwhile, considering the local nature of skin disorders, it is advisable to restrict the drug to the site of application for localized delivery.
Effective penetration of active agents through the SC is a major challenge in topical drug delivery.6 On this matter, a number of research works have been carried out to increase penetration through the SC, including work on chemical modification,7 addition of a penetration enhancer or retardant,8 micro-needles,9 and microwaves.10 Recently, nanoscale vehicles have attracted significant attention as delivery agents for active molecules, e.g. liposomes,11 solid lipid nanoparticles,12 and microemulsions.13–16
Microemulsions (MEs) have been proven to have significant potential for increasing the penetration of lipophilic, hydrophilic, and amphiphilic substances into and through the skin, compared to conventional vehicles.17,18 MEs are optically isotropic and thermodynamically stable nanosized structure-mixtures of an aqueous phase, oil phase and amphiphile(s).19,20 Several mechanisms have been proposed to explain the advantages of ME over conventional vehicles. First, the ingredients of a ME could interfere with the diffusional barrier of the SC and improve cutaneous permeation of a drug by acting as permeation enhancers.13 Second, the increased thermodynamic activity of drugs incorporated in ME formulations is a significant driving force for drug release and skin penetration.21 Third, small sized droplets could settle into close contact with the skin, which leads to a considerable increase in surface area and hence improves absorption.22 Also, the continuously and spontaneously fluctuating interface of MEs enables high drug mobility and subsequently enhances the drug diffusion process.23
The aim of this work was to optimize a ME nanocarrier system for AZA that provided a skin targeting effect and maximum dermal therapeutic effect. ME formulations were developed by constructing pseudo-ternary phase diagrams and were optimized by D-optimal design based on the maximum drug amount in skin layers, appropriate skin penetration and small particle size. The optimized formulation was characterized according to its droplet size, size distribution and pH value. Attenuated total reflectance Fourier transform infrared spectroscopy (ATR-FTIR) study was carried out to elucidate the interaction mechanism between the ME and skin. In addition, the optimized ME formulation, ethanolic solution based gel and commercial cream were evaluated for their in vitro skin permeation, skin sensitivity, and pharmacodynamics for comparison purposes.
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9. Then, the oil phase was mixed with Smix at w/w ratios ranging from 1
:
9 to 9
:
1. Finally, 1 g of oil/Smix mixture in an appropriate ratio was titrated with water drop by drop under magnetic stirring at ambient temperature. The resultant mixtures were examined according to their visual appearance. Usually, the system that was a transparent and low viscous solution was defined as the ME region. In contrast, the turbid sample was identified as a conventional emulsion. The boundary point between the ME region and emulsion region was determined and the corresponding component ratio was recorded to plot the pseudo-ternary phase diagram.
When preparing drug-loaded ME formulations, 10% (w/w) AZA was dissolved in the oil/Smix mixture. Then, an appropriate amount of water was added under magnetic stirring to prepare the ME formulations.
An ethanolic solution-based gel (ESBG) containing the same AZA concentration (10%, w/w) was prepared and utilized as a control formulation. Klucel® MF was added to bidistilled water under stirring until complete integration. The obtained gel was diluted with an equal amount of ethanol solution followed by the addition of AZA, resulting in a final AZA concentration of 10% (w/w).
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9, w/w), aqueous phase X2 (water) and oil phase X3 (Capryol 90). The total concentration of the three components was 100%. Based on the obtained ME region in the phase diagram, the range of each component was selected as follows: X1 (40–80%), X2 (0–30%), and X3 (20–60%) (this region is shown in Fig. 1). The amount of skin retention of AZA at 24 h (Y1), amount of AZA in the collection medium after 24 h (Y2) and mean particle size (Y3) were used as the responses (dependent variables). The responses of all model formulations were treated with Design-Expert software (version 7; Stat-Ease, Inc, Minneapolis, MN). Suitable models for D-optimal design included linear, quadratic, special cubic and cubic models. The best fitting mathematical model was selected by comparing statistical parameters including the standard deviation (SD), multiple correlation coefficient (R2), adjusted multiple correlation coefficient (adjusted R2) and the predicated residual sum of square (PRESS), provided by Design-Expert software. Since the PRESS value indicates how well the model fits the data, the value of the selected model should be the smallest among the models.24 The base design consisted of 16 runs (Table 1).
| No. | Smix (X1) | Water (X2) | Oil (X3) | Skin retention (μg) (Y1) | Amount of AZA in collection medium at 24 h (μg) (Y2) | Particle size (nm) (Y3) |
|---|---|---|---|---|---|---|
| 1 | 68.27 | 3.49 | 28.24 | 317.86 | 353.42 | 0 |
| 2 | 80 | 0 | 20 | 202.91 | 261.67 | 0 |
| 3 | 65.37 | 14.63 | 20 | 403.56 | 663.65 | 9 |
| 4 | 40 | 9.81 | 50.19 | 289.17 | 472.65 | 1.48 |
| 5 | 80 | 0 | 20 | 202.91 | 161.67 | 0 |
| 6 | 53.98 | 13.59 | 32.43 | 593.26 | 573.95 | 4.36 |
| 7 | 50.49 | 0 | 49.51 | 120.67 | 193.38 | 0 |
| 8 | 53.98 | 13.59 | 32.43 | 591.47 | 583.93 | 4.36 |
| 9 | 65.37 | 14.63 | 20 | 503.56 | 663.65 | 8.55 |
| 10 | 50 | 30 | 20 | 543.89 | 792.74 | 12 |
| 11 | 40 | 0 | 60 | 111.49 | 222.33 | 0 |
| 12 | 40 | 20.28 | 39.72 | 385.43 | 520.91 | 7.75 |
| 13 | 40 | 0 | 60 | 123.67 | 246.30 | 0 |
| 14 | 40 | 30 | 30 | 514.58 | 699.58 | 12 |
| 15 | 60.32 | 0 | 39.68 | 214.40 | 327.17 | 0 |
| 16 | 60.32 | 0 | 39.68 | 234.45 | 359.23 | 0 |
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75 (v/v); flow rate of 1.0 mL min−1.
For in vitro studies, the peak area (y) correlated linearly with AZA concentration (x, μg mL−1) in the range of 5.0–100.0 μg mL−1 with a mean correlation coefficient of 0.9999. The regression equation of the calibration curve was y = 586.54x − 317.69, with a recovery of 99.36%.
:
9, w/w) (X1), water (X2) and Capryol 90 (X3) were chosen as formulation variables, and the mean time of skin retention (Y1), amount of AZA in the collection medium after 24 h (Y2) and mean particle size (Y3) were selected as responses (dependent variables). The responses of these formulations were summarized in Table 1.
The independent and response variables were related using a polynomial equation with statistical analysis using the Design-Expert software (version 7; Stat-Ease, Inc, Minneapolis, MN). The equation that fitted the data was as follows:
| Y = b1X1 + b2X2 + b3X3 + b4X1X2 + b5X1X3 + b6X2X3 + b7X1X2X3 + b8X1X2(X1 − X2) + b9X1X3(X1 − X3) + b10X2X3(X2 − X3) | (1) |
In our study, drug accumulation in the skin layers was considered to be the most significant factor for evaluating the efficiency of the formulations. As shown in Table 1, the amount of skin retention of AZA released from ME formulations varied from 111.49 to 593.26 μg, inferring that the three independent factors had a profound effect on the amount of skin retention of AZA. The approximation of the response values of Y1 based on the Sp. cubic model was the most suitable due to its smallest PRESS value (Table 2). The related regression equation was:
| Y1 = 204.20X1 + 546.05X2 + 111.33X3 + 510.31X1X2 + 170.11X1X3 + 314.46X2X3 + 5007.79X1X2X3 | (2) |
| Response | Model | SD | R2 | Adjusted R2 | PRESS |
|---|---|---|---|---|---|
| Y1 | Linear | 95.18 | 0.7362 | 0.6957 | 161 000 |
| Quadratic | 69.83 | 0.8908 | 0.8362 | 104 600 |
|
| Special cubic | 34.37 | 0.9762 | 0.9603 | 31320.77 | |
| Cubic | 40.45 | 0.9780 | 0.9450 | 575 200 |
|
| Y2 | Linear | 83.69 | 0.8305 | 0.7655 | 145 400 |
| Quadratic | 51.00 | 0.9580 | 0.9371 | 65780.87 | |
| Special cubic | 52.97 | 0.9593 | 0.9321 | 71972.51 | |
| Cubic | 57.44 | 0.9681 | 0.9202 | 1 726 000 |
|
| Y3 | Linear | 1.34 | 0.9274 | 0.9162 | 32.66 |
| Quadratic | 1.19 | 0.9556 | 0.9335 | 48.09 | |
| Special cubic | 1.01 | 0.9714 | 0.9523 | 39.18 | |
| Cubic | 0.32 | 0.9980 | 0.9951 | 64.77 |
The positive values of all coefficients confirmed the synergistic effect of the three independent variables on Y1. In addition, it was obvious that the term X1X2X3 had the greatest effect on this response with the largest coefficient of 5007.79, which could be confirmed from the 2D contour diagram that illustrated the effect of varying the ratios of X1, X2, and X3 on the skin retention of MEs (Fig. 2a). As was indicated by the central solid portion of the plot, the ME formulations at moderate levels of oil, Smix and water could exhibit higher skin retention, which represented higher therapeutic efficacy.
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| Fig. 2 2D contour plots for the effects of variables on the skin retention after 24 h (μg) (a), amount of AZA in the collection medium after 24 h (μg) (b) and particle size (nm) (c) of the W/O ME. | ||
The amount of AZA in the collection medium after 24 h (Y2) of the different ME formulations ranged from 161.67 to 792.74 μg (Table 1). As presented in Table 2, the quadratic model was the most appropriate mathematical model for Y2, with the obtained regression equation:
| Y = 217.90X1 + 736.56X2 + 230.15X3 + 1048.47X1X2 + 290.91X1X3 + 337.94X2X3 | (3) |
The coefficient of X1X2 for this response was the largest one, indicating the positive effect of the combination of Smix and water content on the drug penetration into the receptor medium. From the 2D contour plot (Fig. 2b), we could observe that moderate levels of the three factors indicated a lower cumulative amount of AZA in the receptor medium, which represented less systemic side effects. For the mean particle size, the cubic model was the most suitable model based on the largest R2 value (R2 = 0.9980, Table 2). The regression equation was presented as follows:
| Y = −0.034X1 + 6.26X2 + 0.020X3 + 31.91X1X2 − 0.69X1X3 + 18.79X2X3 − 97.55X1X2X3 − 15.26X1X2(X1 − X2) − 5.20X1X3(X1 − X3) + 38.89X2X3(X2 − X3) | (4) |
According to the 2D contour plot (Fig. 2c), the water content provided the largest contribution to the mean droplet size. In other words, an increasing amount of water resulted in nonlinear escalations in particle size. In fact, the mean droplet size of formulations containing less than 4% water, as well as water-free systems (mixtures of the surfactant, cosurfactant and oil, S/COS/O-mix), was not measurable. As water content increased, the droplet size of the ME formulations also increased, indicating a swelling process taking place within the droplets at high aqueous contents.30
In order to obtain optimal ME formulations with maximum skin targeting effect and minimum skin permeation, the response Y1 should be maximized (>600 μg) while Y2 should be minimized (<600 μg). The S/COS/O-mixtures resulted in significantly lower AZA permeation relative to ME droplets (Fig. 2a and b), which demonstrated that the presence of nanosized droplets makes a prominent contribution to the percutaneous penetration of drugs.31 Thus, the response Y3 should have an optimal intermediate range (5–10 nm) to ensure the formation of ME droplets, resulting in maximum skin retention with less systemic side effects. Based on these conditions, the three responses were then combined to determine an overall optimum region (Fig. 3). According to the selection criteria, an ME with optimal drug skin retention, appropriate permeated amount of drug and droplet size was considered to be the optimal formulation. An optimal response was found with Y1, Y2 and Y3 of 571.64 μg, 573.97 μg and 3.78 nm at X1, X2 and X3 value of 50.3%, 13.5% and 36.2%, respectively (Table 3). In order to assess the reliability of the developed mathematical model, a microemulsion formulation was formed corresponding to the above mentioned factor levels. The experimental values of Y1, Y2 and Y3 were 593.57 μg, 584.69 μg, and 3.83 nm, respectively. The predicted and experimental values demonstrated a small percentage error of 3.69%, 1.83% and 1.32%, respectively. In addition, a good agreement was obtained between the model prediction and experimental observation. The optimal ME formulation was used for next steps, while the ethanolic solution based gel (ESBG) and 20% AZA commercial cream (Skinoren®, Bayer Co., Ltd, Taiwan) were used as control formulations.
| Formulation | pH value | Flux (μg cm−2 h−1) | Amount in collection medium at 24 h (μg) | ERa | Total skin retention (%) |
|---|---|---|---|---|---|
| a ER: enhancement ratio for drug permeation = flux in ESBG or ME/flux in cream. *P < 0.05, when compared to control. **P < 0.01, when compared to control. | |||||
| Cream | 3.44 ± 0.052 | 4.29 ± 0.23 | 129.48 ± 14.56 | — | 3.41 ± 0.31 |
| ESBG | 3.13 ± 0.058 | 10.73 ± 2.68* | 401.875 ± 26.99* | 3.10 | 4.74 ± 0.35 |
| ME | 4.15 ± 0.071 | 15.64 ± 2.49** | 584.69 ± 40.87** | 4.52 | 11.87 ± 0.76** |
The drug accumulation in different skin layers (SC and viable skin layers) after 24 h application of the three formulations was determined (Fig. 6). The total skin retention was defined as the sum of the amounts in the SC and viable skin layers (epidermis and dermis, ED). The three formulations could be arranged in descending order in relation to the percentage of total skin retention after 24 h as follows: ME (11.87%) > ESBG (4.74%) > cream (3.41%) (Table 4). As shown in Fig. 6, there was no significant difference between ESBG and AZA cream after 24 h application (P > 0.5 for both SC data and ED data). However, the drug content in the skin layers (both in SC and viable skin layers) treated with the optimized ME was significantly higher compared to the cream suspension (P < 0.01) and ESBG (P < 0.05), which was inconsistent with the permeation tendency through the skin.
As AZA was water insoluble, it could not completely dissolve in the cream and was mainly suspended in this dosage form.5 However, in the optimal ME and ESBG, AZA mainly existed in dissolved form due to their co-solvent and physicochemical properties. In general, only the dissolved fraction of an active agent in a vehicle can enter the skin.32 Therefore, both the optimal ME and ESBG resulted in significantly higher skin permeability than the commercial cream. For AZA retention in the skin layers, however, both ESBG and the cream resulted in significantly lower amounts than the optimal ME, which can be ascribed to the microstructure of the ME.
O stretching, around 1653 cm−1, sensitive to H-bond changes in the SC).25,33
The change in peak intensity of the bands was considered to be important because it provided information on the amount of lipid present in the SC. As shown in Fig. 7, after the treatment with ME, the peak height of CH2 stretching (around 2924 cm−1, 0.82%) was significantly increased compared to the control (0.77%), implying lipid extraction in the SC and enhancement in drug cutaneous permeation;25 while the SC treated with ESBG and cream displayed decreased peak intensity (0.73% for ESBG and 0.42% for cream), suggesting lipid strengthening in the SC and a subsequent significant retardation effect on percutaneous transport. Analysis of the amide 1 model pointed to a shift to higher wavenumber when SC was treated with ME (from 1653.40 to 1657.32 cm−1) and ESBG (from 1653.40 to 1656.32 cm−1) relative to untreated SC. The shift indicated a weakening of the H-bonds between the amide linkages within the SC, which favored substance penetration into the skin.25 The region corresponding to CH2 asymmetric vibration (around 2924 cm−1) provided information on the conformational order of the SC lipid chains.34 After treatment with the ME formulation, the band shifted to higher values in comparison with the control, suggesting permeation enhancement due to disorder in the lipid arrangement. However, the band of the SC treated with ESBG showed a shift to lower values, supporting the enhancement of a stable arrangement of lipids.
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| Fig. 7 Representative ATR-FTIR spectra of untreated porcine skin SC (control) and SC treated with the optimal ME, ESBG and commercial cream. | ||
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| Fig. 8 Microscope images of rat skin treated with (a) normal saline, (b) commercial cream, (c) ESBG and (d) the optimal ME. | ||
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| Fig. 10 Ear thickness differences between left (untreated) and right (treated) ears of mice treated with different formulations. | ||
AZA, a bioactive molecule used for many skin disorders, has limited penetration across the stratum corneum due to poor bioavailability, mainly caused by low drug solubility and poor skin permeability. In order to enhance AZA solubility in the vehicles, ionization and the monosodium salt of AZA has been investigated.5,37 In our study, however, AZA was completely solubilized in the optimal ME without any physical or chemical treatment. In addition, gel,3 liquid crystal38 and nanoscale vehicles (including microemulsion,37 ethosomes and liposomes39) have been developed as alternative topical formulations of AZA. In these studies, the effect of the developed vehicles on the cutaneous permeation of AZA was investigated using only an excised skin model in an in vitro study. However, the therapeutic efficacy of AZA based on topical vehicles has to be proven, since there are many other variables that could affect the efficacy when used in vivo. Thus, in our study, in vivo pharmacodynamics studies were also conducted. The results indicated that the optimized ME formulation containing AZA significantly improved the therapeutic effect on rosacea.
Both metronidazole (MTZ) and AZA are considered to be the first-line treatment of rosacea. In our previous work, we have developed and optimized a ME to enhance targeted localization of MTZ in skin layers and improve the therapeutic efficacy of MTZ.27 However, some comparative research demonstrated that AZA was superior to MTZ in improving inflammatory lesions and erythema of rosacea.2 Generally speaking, there were three obvious differences between these two research articles. Firstly, MTZ, with a log
P value of −0.18, shows highly hydrophilic properties, resulting in limited permeation into and through the skin as a result of the lipophilic barrier of the SC; however, AZA is a lipophilic drug (log
P value is 1.45) and skin penetration is restrained mainly due to its poor solubility. Secondly, considering the significantly different properties between MTZ and AZA, we developed an oil-in-water (O/W) ME for MTZ and water-in-oil (W/O) ME for AZA. The components of the W/O ME in this study were also different from that of the O/W ME in our previous study. Last but not least, in addition to the similar optimization and pharmacodynamics studies in both of our studies, in the current study ATR-FTIR was also carried out to investigate the molecular vibrations of the SC components and reveal the mechanism of enhanced cutaneous penetration based on the ME vehicle.
In addition, porcine skin was chosen as an in vitro penetration model in our study, not only due to its physiological, biochemical and histological similarities to human skin, but also because of it having less variability than other skin models.40,41 In contrast, the skin model from mice exhibits an extremely high density of hair follicles which might affect percutaneous absorption of molecules. Thus, hairy rodent skin is usually used in in vivo studies rather than other in vitro studies.40 Nevertheless, in vivo studies are still performed on this species. We realize the potential limitations caused by the different animal models used for in vitro (porcine skin) and in vivo (mice) studies. However, the optimal therapeutic effect of the optimal ME on rosacea might indicate improved AZA retention in mouse skin, demonstrating that these two models may have good correlations for the permeation of AZA, to a certain degree.
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9, w/w), 13.5% water and 36.2% Capryol 90. Contrary to ESBG and commercial cream, the optimized ME significantly enhanced AZA retention in the skin and penetration through the skin in in vitro permeation studies. The ATR-FTIR study indicated that the improved AZA release from the optimal ME was mainly due to the disturbed SC barrier function via lipid extraction, weakening H-bonding between the amide linkages and disordering the lipid arrangement of the SC. Additionally, the results of the skin irritation test and pharmacodynamics study inferred that the AZA-loaded optimized ME formulation was safe and more effective in the treatment of croton oil-induced rosacea than commercial cream and ESBG. Taken together, the optimal W/O ME might be a promising topical vehicle of AZA for improved anti-rosacea therapeutic effect.
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