Open Access Article
Susmit
Singha Roy
a,
Nathaniel S.
Safron
a,
Meng-Yin
Wu
b and
Michael S.
Arnold
*a
aDepartment of Materials Science and Engineering, University of Wisconsin – Madison, Madison, Wisconsin, USA. E-mail: msarnold@wisc.edu; Fax: +(608) 262-8353; Tel: +(608) 262-3863
bDepartment of Electrical and Computer Engineering, University of Wisconsin – Madison, Madison, Wisconsin, USA
First published on 26th February 2015
Recent studies have qualitatively shown that the oxidative stability of monolayer graphene integrated on oxides is relatively poor. Here, the evolution, kinetics, and energetics of this degradation are quantified. Specifically, the deterioration of graphene on SiO2 is studied in grain interiors and at grain boundaries in ambient air, dry air and nitrogen between 473 and 673 K, using spatially and temporally resolved in situ Raman spectroscopy in addition to electron microscopy and charge transport measurements. The grain interiors of chemical vapor deposition (CVD) grown graphene monolayers oxidize with an activation energy of 0.63 ± 0.05 eV in ambient air (15
000 ppm H2O). This energy increases to 1.85 ± 0.17 eV in dry air, whereas degradation is immeasurable in nitrogen and for multilayers even in ambient air. Gasification at grain boundaries in a CVD monolayer proceeds at a rate of (1.08 ± 0.02) × 10−1 nm s−1 at 673 K with an activation energy EA = 1.14 ± 0.10 eV in ambient air. The more facile degradation of the monolayer grain interiors in ambient air indicates the role of the substrate in decreasing the stability against oxidation. The electrical transport mobility decays with an activation rate similar to that of grain interiors. These results can be used to quantitatively predict graphene oxidation and gasification on SiO2 in different environments and temperatures.
Here, we quantify the degradation (i.e. oxidation and gasification) of single layers of graphene on SiO2/Si substrates in order to learn more about this instability. SiO2/Si substrates are used as representative oxide substrates because they have been used extensively in the past in graphene and graphene-based field-effect transistors (FETs) and other electronic/optoelectronic devices.1–4 As shown in Fig. 1, multiple mechanisms contribute to the degradation. In order to differentiate among them, we study the degradation using several techniques. We (i) quantify the rates and kinetics of degradation, (ii) spatially map where the degradation occurred, (iii) determine environmental factors favoring degradation, and (iv) quantify effective activation energies.
In section 2.1, we employ temporally-resolved and spatially-averaged in situ Raman spectroscopy to compare the oxidation kinetics of single layers of graphene produced by two different methods: chemical vapor deposition (CVD) and mechanical exfoliation. This oxidation was studied under the influence of different atmospheric conditions between 473 and 673 K. It has been previously shown that (a) O2 plays an important role in the deterioration of sp2-bonded carbon materials and (b) H2O vapor accelerates the degradation process,14–22 hence we investigate the role of each of these species. Specifically, we vary the in situ atmospheric environment from (i) humid air to (ii) desiccated-dry air to (iii) nitrogen (N2). In section 2.2, in order to map where the oxidation and gasification take place, we use ex situ spatially-resolved imaging Raman spectroscopy (IRS). With the help of these techniques we show that the activation energy measured in section 2.1 corresponds to intra-grain oxidation (i.e. the process depicted in Fig. 1i). In section 2.3, we quantify the temperature dependence of the etch rate at grain boundaries (i.e. the process depicted in Fig. 1iii and iv) using time resolved scanning electron microscopy to determine the activation energy for gasification at receding grain edges.
Finally (section 2.4), to relate the deterioration to the electronic properties of single layers of graphene, we quantify the charge transport mobility and carrier concentration using in situ, temperature-dependent, field-effect transport measurements. Overall, this study will help in (i) understanding how environmental factors affect the integrity and properties of graphene, (ii) discerning the effect of the substrate on inducing defects in graphene, (iii) learning the limitations of graphene for applications which operate either at elevated temperatures or under ambient conditions such as gas-sensors, electrodes, or diffusion barriers, and (iv) overcoming these limitations.
We first study the oxidation (Fig. 1i) of graphene grown by atmospheric pressure CVD. The graphene is grown on Cu in CH4 and transferred to SiO2/Si via a standard sacrificial polymer approach using a thin film of poly(methyl methacrylate) to support the graphene during the removal of the Cu growth substrate/catalyst in the ammonium persulfate (25% Transene company, Inc. APS-100 + 75% DI water) Cu etchant.8,27 After transfer to SiO2/Si, the poly(methyl methacrylate) is removed in acetone followed by rinsing in isopropyl alcohol and subsequently air-drying. The graphene on SiO2/Si is then transferred to the Raman instrument and characterized.
Fig. 2a shows the Raman spectra of monolayer graphene on SiO2 spatially averaged over 100 × 100 μm2 area and normalized to the G-band intensity. The average ID/IG measured for the area is 0.05. When the sample is annealed in ambient air at 573 K, the ID/IG starts increasing with time. Fig. 2b and c show representative Raman spectra of the sample after 5k seconds and 10k seconds of annealing, respectively. The average ID/IG of the same area increases to 0.26 and 0.48 after 5k and 10k seconds, respectively.
The evolution of ID/IGversus time is shown in Fig. 3a for CVD-grown graphene on Si/SiO2 in humid air at a water vapor concentration of 15
000 ppm at 473, 573, and 673 K. At each temperature, ID/IG increases linearly with time, indicating that the defect density increases linearly with time.28 The rate of increase becomes faster with increasing temperature. It is important to keep in mind that the contribution to ID arises primarily from the grain interiors (Fig. 1i) as opposed to that at grain boundaries (Fig. 1iii), as we show later in section 2.2. An initial lag in the onset of the linear increase in ID/IG with time is observed (Fig. 3a, inset) and potentially can be attributed to desorption of residual surface adsorbents and contaminants that might have originated from the transfer process. As shown in Fig. 3b, the rate of change, R, in the linear regime has an Arrhenius dependence on the temperature, T, such that R = (∂/∂t)(ID/IG) = R673
exp[(−EA/kB)(1/T − 1/673)] where R673 is a pre-exponential factor specifying the degradation rate at T = 673 K and EA is the activation energy. The fit R673 = (3.7 ± 0.7) × 10−4 s−1 and the fit EA = 0.63 ± 0.05 eV, are over the range of 473 to 673 K, where the error bars denote two standard deviations of certainty.
The above experiment is also performed for mechanically exfoliated graphene transferred onto SiO2/Si to examine whether the initial “quality” of the graphene affects the kinetics or energetics of oxidation (Fig. 1i). Unlike the mechanically exfoliated graphene, the CVD graphene is stitched together via defective grain boundaries. In addition, the superior transport characteristics of exfoliated graphene29,30 suggest that the initial concentration of defects is lower in exfoliated graphene than in CVD graphene grown on Cu foils under the conditions used here. Moreover, mechanically exfoliated graphene is also flatter and single crystalline whereas the topology of CVD-grown graphene contains wrinkles and maintains the memory of the “rough” Cu foil catalyst substrates and is polycrystalline (average grain size here is ∼14 μm). The ID/IG for mechanically exfoliated monolayer graphene is measured over a smaller area of 2 × 2 μm2 away from the edges of the flakes because of their limited size, in humid air at a water vapor concentration of ∼12
000 ppm. The fit R673 = (3.2 ± 0.1) × 10−3 s−1 and EA = 0.79 ± 0.01 eV (Fig. 3c). While the small 20% difference in water vapor concentration between the experiments on CVD-graphene and mechanically exfoliated graphene precludes precise quantitative comparison, the relatively low EA for both cases (compared with the much higher EA measured in dry air below), indicates that the “quality” of the graphene and intrinsic defects do not substantially lower the effective EA in humid air on SiO2/Si substrates. Rather, these data indicate the importance of extrinsic factors, for example graphene–substrate interactions, in driving the degradation.
In contrast to single layer graphene, mechanically exfoliated few (1 < n < 4) layer graphene transferred to SiO2/Si is much more stable in humid air. The inset in Fig. 3c compares the evolution of ID/IGversus time for single and multiple layers of graphene on SiO2/Si at 623 K. Whereas ID/IG for the single layer increases rapidly with time, ID/IG for multiple layers does not measurably increase even after 3 hours. In both cases, the top layer of graphene is hot and exposed to the humid air. However, in the few layer sample, the top layer that is exposed to the humid air is isolated from the SiO2 substrate by the underlying layers, which themselves are not directly exposed to the ambient environment. Thus, graphene isolated from the SiO2 substrate oxidizes and gasifies very slowly even in humid air. These results suggest that substrate interactions play important roles in the degradation of single layers of graphene. While we cannot preclude the possibility that bi- or multi-layer graphene might be less reactive than single layer graphene, even in the absence of substrate-effects, it is well known that the different layers are coupled via a weak van der Waals interaction with only minor electronic perturbation. Taking this argument into account, the most likely explanation for the decreased reactivity of the topmost layer of the multi-layer graphene is the isolation from the substrate. This explanation is further supported by the qualitative study of the chemical reactivity of graphene on various substrates by Yamamoto et al.11
It has been theoretically shown by Patra et al. that water can act as a catalytic element that initiates rapid conformational changes in single layers of graphene.21 Also, experimental studies indicate that water has the ability to intercalate at the graphene–SiO2 interface and deform the surface of the atomic membrane.19,22 These effects distort the graphene on the atomic scale creating deformation or curvature causing strain-induced pyramidalization, which is known to increase the chemical reactivity.31 Therefore cumulatively, it can be hypothesized that the critical role of water on oxides may be to strain and deform single layers of graphene thereby decreasing the activation energy for oxidation (Fig. 1i).
To probe the effect of water vapor further, we next study the effect of reducing its concentration on the degradation rate and activation energy. In this case, we use the closed-lid setup and dry the wet ambient air using desiccants. The use of desiccants has the advantage of ensuring that the composition of the ambient air remains constant except for water vapor, which is reduced by the desiccants (as opposed to creating mixtures of dry N2 and O2 that are missing the other relevant components of an ambient atmosphere like CO and CO2). In the closed-lid setup, the humid ambient air is drawn through 3 cascaded drying tubes of desiccants (1× silica gel, Fisher Chemical product # S161-500 and 2× drierite, W.A. Hammond Drierite Indicating Drying Tube 8′′L × 3/4′′ O.D.) and then through the sample chamber by pulling vacuum on the outlet port of the sample chamber. This approach reduces the water vapor concentration below the sensitivity of our hygrometer to <2000 ppm. We also conduct a control experiment in the closed-lid setup using humid air without desiccants to test whether the flow of the gas over the substrate used in this closed-lid setup leads to differences in degradation compared to the open-lid setup used previously in which there was no forced flow. The humid air (water vapor concentration ∼15
000 ppm) in the closed-lid setup yields a R673 = (7.8 ± 1.0) × 10−4 s−1 and an EA = 0.71 ± 0.06 eV (Fig. 4a), which is similar to the EA of 0.63 ± 0.05 determined previously in the open-lid setup.
The degradation rate is substantially slower in dry air. At 623 K, it is 100 times slower. The activation energy increases to EA = 1.85 ± 0.17 eV (Fig. 4a) with R673 = (3.6 ± 0.4) × 10−5 s−1, which is ∼3 times EA in humid air. Both the above observations with the dry air indicate that water vapor present in the air plays a vital role in the degradation process on SiO2 which is consistent with the theoretical studies and qualitative observations made regarding conformational changes in the graphene on SiO2 in humid but not dry air by other groups.19–22 A previous study has shown that water vapor can independently abstract C atoms from the basal plane of graphite thereby creating new defects on the surface between 673 and 1573 K;32 however, this effect seems to be secondary to substrate effects as evidenced by immeasurably slow degradation of the few layered graphene samples on SiO2 in humid air (inset, Fig. 3c).
To further investigate the thermal stability of single layers of graphene on SiO2, we measure the evolution of ID/IG under a nitrogen atmosphere (99.999% N2, <1 ppm O2, <1 ppm water vapor). As shown in Fig. 4b, no measurable degradation is observed at 623 K even after 7 hours of annealing, indicating that the quality of the graphene is unaffected even at elevated temperatures under inert conditions similar to what has been previously reported by several groups.33–38
000 ppm) in the open-lid Raman chamber and removed at intervals of 15 minutes and then imaged by the SEM as shown in Fig. 6. The first visually obvious signatures of etching are at (i) grain-boundaries in the graphene (orange dashed lines), (ii) linear striations in the graphene (black dashed lines), which are spatially commensurate with rough, linear striations in the Cu foil growth substrate that arise from its manufacture, and (iii) random spots (yellow encircled feature) in the graphene grain interiors presumably from point/other surface defects that are present in the as-grown graphene. With time (Fig. 6) these etch pits and lines grow wider. Our observations are consistent with previous experimental and theoretical studies where it has been shown that graphitic materials selectively etch or oxidize at intrinsic and induced defects.13,39–41 The dark lines in Fig. 6 are wrinkles or folds in the graphene layer which originate from a mismatch between the thermal expansion coefficient of the atomic membrane and the Cu substrate.42 It can be noted that these folds etch relatively slowly and are more stable (Fig. 6a–d), presumably because they are elevated off the SiO2 substrate.43 It is important to note that the scale of these wrinkles and folds is much larger than the atomic-scale deformation induced by water-mediated interactions with the substrate. While the latter deformation occurs over a few lattice constants of graphene leading to an increased reactivity, the former deformation via wrinkling and folding occurs over a much longer length scale and elevates the graphene off the substrate thereby increasing its oxidative stability.
We capture electron micrographs as a function of time and temperature and calculate the average etch-width of the grain boundaries over a cumulative-length of >200 μm using an image analysis algorithm. From these data, we are able to calculate the etch rate at a grain boundary edge at a given temperature and also the temperature dependence of this rate and the activation energy. The histograms in Fig. 7a–c show the frequency distribution of the grain boundary widths after 240, 105, and 45 minutes of etching at 573, 623, and 673 K, respectively. From the mode of these distributions fit to log-normal distributions, we find that the grain edges etch with a mode velocity of 3.6 × 10−3, 2.3 × 10−2, and 1.1 × 10−1 nm s−1 at 573, 623, and 673 K, respectively. The temperature dependence of the mode velocity can be represented by v = v673
exp[(−EA/kB)(1/T − 1/673)] with v673 = (1.08 ± 0.02) × 10−1 nm s−1 and EA = 1.14 ± 0.10 eV. Several previous studies have investigated the analogous gasification of graphite from crystal edges, reporting large variations in the measured EA from 0.7 to 2.0 eV.14,32,44–46 However, differences in the experimental O2 and H2O concentrations and the temperature range between our study and these past studies of graphite make direct comparison difficult. Whereas the EA of 0.63 ± 0.05 eV measured in section 2.1 quantifies the activation energy for the oxidation (Fig. 1i) of the grain interiors, the EA of 1.14 ± 0.10 eV measured in this section quantifies the activation energy for the gasification of the grain edges (Fig. 1iv).
Sections 2.1–2.3, combined, allow us to paint a more detailed picture of the degradation of graphene monolayers, which occurs via a two-step process: oxidation followed by gasification as CO or CO2. Our data show that the barrier for the oxidation of pristine grain interiors (Fig. 1i) is lowered to 0.63 ± 0.05 eV in humid air on SiO2 substrates. Theory has also shown that the pre-existing point (e.g. vacancy) and graphene edges (Fig. 1iii) will oxidize in air in a barrierless process.14 Thus, pre-existing defects and the pristine grain interiors will oxidize, with either no barrier or a small 0.63 eV barrier, respectively, relatively rapidly even at a modest temperature. It is thought that adsorbed oxygen molecules will dissociate to form oxygen based stationary functional groups like –C
O, –C–O, –O–C
O etc. and sometimes mobile/floating functional groups like C–O–C.16–18,47–49 The gasification of oxidized carbon atoms can next occur in the form of CO or CO2 gas through several probable reaction pathways depending on the stationary functional group of the carbon atom and its proximity to mobile functional groups.14,16–18,47,50 Gasification leads to widening/etching of the grain edges and boundaries (Fig. 1iv), as seen previously in the SEM images (Fig. 6), with an EA of 1.14 ± 0.10 eV. The Raman ID/IG data indicate that the density of oxidized carbon atoms increases with time within the grain interiors; however, our measurements do not directly tell us the activation energy for the gasification (Fig. 1ii) of these oxidized carbon atoms. With this said, gasification from within the grain interiors will eventually lead to the formation of small etch pits, and gasification from the edges of these etch pits will also be dictated by an EA of 1.14 ± 0.10 eV.
It is likely that the barrier to the oxidation of pristine grain interiors is lowered in humid air on SiO2 substrates because the roughness of the SiO2 substrate introduces local deviations in the sp2 structure (as observed in previous AFM studies)9,11 and because of charge inhomogeneity11,25 on the SiO2 substrate. This hypothesis can be further verified qualitatively from a bilayer experiment in Fig. 3c, where the topmost graphene layer is isolated from the substrate, resulting in a significantly slower degradation. The lower activation energy calculated for the interior oxidation (Fig. 3) compared to the one calculated for grain boundary etching (Fig. 7) indicates that the build-up of defects is faster (Fig. 1i) than the removal of carbon atoms via gasification (Fig. 1iv), which is why the graphene grains appear to disappear from the inside out in Fig. 6d.
000 ppm). Prior to annealing, the CVD-grown graphene is p-type doped with a carrier concentration of 2.4 × 1013 cm−2 and a field-effect mobility, μ, of 500 cm2 V−1 s−1, at room temperature. The carrier concentration is determined by extrapolating the linear portion of the source–drain current versus gate bias transfer curve to zero-current to determine the charge neutrality gate bias, and μ is determined from the transconductance, using a standard parallel-plate capacitor model. These fit parameters are typical of graphene grown by CVD on Cu and transferred to SiO2/Si using similar conditions.30,51–53
Fig. 8 shows the evolution of the transconductance characteristics of monolayer graphene on SiO2 at 523 K in ambient air with time. The mobility, determined from the slope of the curve, increases rapidly to a maximum value and then starts decreasing back again with time. During the very beginning stages of annealing, the doping concentration rapidly decreases while μ increases as shown for 523 K in Fig. 9a and b, respectively. These changes can be attributed to the desorption of surface contaminants, which act as charge transfer dopants and charge scattering sites. Following this desorption, the graphene begins to degrade leading to a doping concentration that increases approximately linearly and μ that decreases with time. Our hypothesis is that μ decays mostly due to interior grain oxidation (Fig. 1i), which is based on the observation that the grains oxidize most rapidly from the interior (section 2.2) and the activation energy for this degradation (section 2.1) is lower than that of grain boundary gasification (section 2.3). Previous experiments have shown that the mobility of exfoliated monolayer graphene decays inversely with point defect density.28,54 Accordingly, we fit our μ decay data to the following form μ−1 = μ0−1 + λ(t − to), where μ0 is the mobility prior to degradation, to is the time at which the degradation begins, and λ is the decay constant, which will be proportional to the point defect generation rate (Fig. 9b). λ is computed by calculating the slope of the μ−1vs. annealing time plot (Fig. 9b) at μ = 500 cm2 V s−1, which is around the center of the range where μ exhibits an almost linear behavior. The fit decay constant λ increases with temperature as shown in Fig. 9c, varying as λ = λ673
exp[(−EA/kB)(1/T − 1/673)] with temperature where λ673 = (1.1 ± 0.3) × 10−5 cm−2 V and EA = 0.66 ± 0.08 eV (Fig. 9c). The mobility dependent decay time can be defined as τ(μ) = 1/(λμ). In particular, at 523 K, the mobility dependent decay time at μ = 500 cm2 V s−1 is τ = 3.6k s. It can be noted that μ−1 does not have an exact linear dependence on time. The non-linearity can be attributed to other mechanisms, for example the opening of grain boundaries.
exp[(−EA/kB) (1/T − 1/673)]. In humid ambient air (15
000 ppm H2O), CVD-graphene has a R673 = (3.7 ± 0.7) × 10−4 s−1 and an EA = 0.63 ± 0.05 eV, whereas in dry air R673 = (3.6 ± 0.4) × 10−5 s−1 and EA = 1.85 ± 0.17 eV. Mechanically exfoliated monolayer graphene oxidizes with similar kinetics to CVD-grown monolayer graphene. The degradation is immeasurable for exfoliated multilayers in ambient air and for CVD-monolayers in nitrogen. Etching at the grain boundaries for monolayers proceeds with a mode velocity v = v673
exp[(−EA/kB){(1/T) − (1/673)}] with v673 = (1.08 ± 0.02) × 10−1 nm s−1 and EA = 1.14 ± 0.10 eV. At a given temperature, the charge carrier mobility decay rate is given by μ−1 = μ0−1 + λ(t − to), and the decay constant varies as λ = λ673
exp[(−EA/kB)(1/T − 1/673)] where λ673 = (1.1 ± 0.3) × 10−5 cm−2 V and EA = 0.66 ± 0.08 eV.
These measurements are useful for two important reasons. Firstly, these measurements can be used to quantitatively predict the oxidative stability of monolayer graphene on SiO2 under different conditions. For example, at 298 K in humid (15
000 ppm H2O) ambient air, (∂/∂t)(ID/IG), v, and τ (500 cm2 V−1 s−1) can be extrapolated to 4.5 × 10−10 s−1, 7.3 × 10−5 nm per year and 8.4 year, respectively. Thus, the mobility of graphene exposed to humid ambient air on SiO2 is expected to be stable at room temperature for only a duration of several years. At an elevated temperature of 380 K the same parameters become 4.49 × 10−8 s−1, 1 nm per year, and 12.4 days, respectively. Under these conditions, mobility decay is much faster and the grain boundaries will etch leaving discontinuous graphene after roughly one year.
Secondly, these data are useful as they clearly show how graphene's stability on SiO2 can be increased. Most importantly, graphene's stability on SiO2 in ambient air can be improved by limiting its exposure to water vapor. Furthermore, degradation at grain boundaries or striations can be reduced by growing graphene with larger grains and using high quality, flatter metal catalyst substrates, respectively. Ultimately, this study is expected to serve as a foundation for overcoming the limitations posed by ambient air on graphene and help engineer graphene materials with superior properties for demanding applications.
Mechanical exfoliation of monolayer graphene on SiO2 was done from small flakes of HOPG using the scotch-tape method that has been previously used in several other studies, and they were identified on the substrate using optical microscopy and further confirmed via Raman spectroscopy.55,56 The thickness of silicon dioxide, 89 nm, used in the experiments creates enough contrast between the graphene and the substrate to make the graphene visible under white light in an optical microscope. In particular, the lowest contrast features indicate the presence of a single graphene layer and addition of subsequent layers increases this contrast and makes it appear darker, progressively. In the Raman spectra for an intrinsically doped monolayer graphene on SiO2/Si, (i) the 2D-band to G-band ratio is always >1 at a 532 nm excitation wavelength and (ii) the 2D peak can be fitted to a single Lorentzian function. For a bi-layer graphene the 2D to G band ratio is <1 and the 2D peak can be fitted to two Lorentzian functions.57,58
(ii) Imaging Raman spectroscopy: MicroRaman DXR from Thermofisher was used for all the spatially-resolved Raman imaging studies. A 532 nm laser with power = 1 mW and exposure time = 3 s per spot was used for all the scans to avoid substrate heating effects. The laser spot size was focused to ∼700 nm, and a mapping pixel size of 200 nm × 200 nm was used.
(iii) Scanning electron microscopy: SEM LEO 1530 was used to image the graphene on SiO2/Si samples. The electron gun energy used was 3 keV.
(iv) Image analysis: The scanning electron micrographs were analyzed via an image analysis algorithm developed using MATLAB to compute the average grain boundary width.
(v) Charge carrier mobility measurements: Graphene based field-effect transistors were made with 89 nm SiO2 as the gate dielectric on a Si gate. 75 nm of Au was thermally evaporated through a shadow mask to form the source and drain contacts. The channel width and length were 5 mm and 1 mm, respectively. The temperature was controlled using a Linkam THMS 600 during the measurements. The heating rate used for all the measurements was 100 °C min−1 and the transconductance measurements were initiated after the stage had reached the set annealing temperature.
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