Stefan H. A. M.
Leenders
,
Rafael
Gramage-Doria
,
Bas
de Bruin
and
Joost N. H.
Reek
*
Homogeneous, Supramolecular and Bio-inspired Catalysis Group, Van 't Hoff Institute for Molecular Science (HIMS), University of Amsterdam (UvA), Science Park 904, 1098 XH Amsterdam, The Netherlands. E-mail: J.N.H.Reek@uva.nl
First published on 23rd October 2014
Transition metal catalysis plays an important role in both industry and in academia where selectivity, activity and stability are crucial parameters to control. Next to changing the structure of the ligand, introducing a confined space as a second coordination sphere around a metal catalyst has recently been shown to be a viable method to induce new selectivity and activity in transition metal catalysis. In this review we focus on supramolecular strategies to encapsulate transition metal complexes with the aim of controlling the selectivity via the second coordination sphere. As we will discuss, catalyst confinement can result in selective processes that are impossible or difficult to achieve by traditional methods. We will describe the template-ligand approach as well as the host–guest approach to arrive at such supramolecular systems and discuss how the performance of the catalyst is enhanced by confining it in a molecular container.
So far, research has been mostly focused on the development of new cage-like structures that have an interior that can be utilized for purely cage-catalyzed chemical transformations (i.e. a cage-shaped ‘organic catalyst’ without a catalytically active transition metal included in the cage cavity). A given substrate that is brought into the confined space of this ‘cavity’ experiences a series of ‘confinement effects’, creating a different environment around the substrate than in the bulk solvent. Often the encapsulated substrate molecule can only adapt specific conformations as it has to adjust to the size and shape of the cavity. This also limits its motion, and restricts the number of possible reaction pathways. Usually it also results in a reduced activation entropy of the reaction. The proximity and orientation of the reactive groups can be restricted, which affects the selectivity of a reaction (e.g. formation of low-entropy products, such as ring-compounds). In some cases, the substrate or the reaction intermediate is forced to adopt a high-energy (and low entropy) conformation leading to increased reactivity,3 which can effectively lower the free-energy reaction barrier, thus accelerating the reaction. Furthermore, the transition state of the effective reaction pathway can be stabilized by attractive interactions between the catalyst and the surrounding cavity, decreasing the overall energy barrier of the reaction. A number of elegant capsular catalysts that display unusual capsule-driven selectivity and/or enhanced activity in catalyzed reactions have been reported.4–6 For example, the Diels–Alder reactions within the octahedral coordination capsules, developed by Fujita and co-workers,6f,7 led to products that are not formed in the bulk, demonstrating the capsule-directed selectivity effect.8,9 Raymond and co-workers showed that the rate of the acid-catalyzed hydrolysis reaction of orthoesters is dramatically increased by the microenvironment of the cage, and occurs even in a basic reaction medium,10 demonstrating the potential of the strategy to enhance rates.
In the current review we focus on transition metal catalyzed transformations that take place in molecular containers. Similar to purely cage-catalyzed chemical transformations mediated by a cage-shaped ‘organic catalyst’, substrate pre-organization is expected to be of crucial relevance for such encapsulated transition metal catalysts. In addition, the confined space can have an effect on certain specific reaction steps that occur at the metal site. In many reactions the transition metal shuttles through various oxidation states, thereby changing their coordination environment and geometry. For example, in a typical palladium catalyzed cross coupling, the metal cycles via square planar Pd(II) and tetrahedral Pd(0). Constraints imposed by the second coordination sphere could lead to (de-)stabilization of either one of these states. In addition, substrate coordination to the metal, as well as the rotational freedom of the substrate could also be controlled by encapsulation, leading to new tools to control selectivity of a transition metal catalyzed reaction.
In Section 2 of this review we first show some examples involving a ligand and its metal complex covalently bound to the molecular container. These examples illustrate the benefits of having a capsule surrounding transition metal catalysts. Section 3 discusses the ligand-template approach, in which a ligand not only coordinates to the active metal center, but is also used as the template to form a cage-shaped second coordination sphere around the metal complex. The advantages of encapsulating metalloporphyrins in catalysis are described in Section 4, and examples of the host–guest approach in which a catalyst is confined in a preformed cavity-shaped container are discussed in Section 5. Finally, in Section 6, some supramolecular ways of binding catalysts in a protein environment to induce new enantioselectivity are addressed.
In a similar way, Sollogoub and co-workers nicely showed a gold–carbene catalyst in which the selectivity was controlled by the α- and β-cyclodextrin cavities attached to the catalyst (Fig. 2).12 Whereas the smaller α-cyclodextrin gold–carbene catalyst gives a 1:0.65 (1:2) ratio of both five-membered ring products, the bigger β-cyclodextrin analogue yielded the six-membered cyclic product as the major one (1:0:3.3, 1:2:3). Clearly, the selectivity of the reaction is controlled by the second coordination sphere that is surrounding the catalyst.
Fig. 2 Product-selectivity controlled by the size of the cyclodextrin around the gold carbene catalyst. |
More recently, Matt and co-workers described the use of monophosphine–rhodium complexes embedded in α- and β-cyclodextrin cavities in the asymmetric hydroformylation of styrene (Fig. 3).13 The cavity-functionalized ligands are bulky, thus enforcing formation of encapsulated complexes that are only coordinated to a single phosphine ligand. The shape and bulk of the ligand prevents coordination of a second phosphine ligand to the rhodium center. Interestingly, both a high regio-selectivity (98%) and high enantiomeric excess (ee up to 95%) could be achieved with this capsular catalyst. The enantioselectivity is controlled by the chiral cyclodextrin environment around the rhodium complex. While a detailed insight is currently lacking, these examples clearly demonstrate that the covalent attachment of a cavity-shaped host to a metal complex can be effectively used to tune the selectivity of a catalytic reaction.
Fig. 3 Monophosphine–rhodium complex confined in a cyclodextrin, applied in the asymmetric hydroformylation of styrene. |
As an alternative approach to the above described covalent attachment of cavities and catalysts, self-assembly can commendably be used to construct catalysts embedded in a host, thus providing a well-defined surrounding or a second coordination sphere. Examples of such a self-assembly approach for second sphere formation are described in the following sections.
Fig. 4 Ligand-template approach for the encapsulation of hydroformylation catalysts. The solid pink arrows indicate the major products obtained with the encapsulated rhodium catalyst 6. |
When 6 was employed as a catalyst in the hydroformylation of alkenes, it gave rise to unusual selectivities. For 1-octene the branched aldehyde was the main product formed, which is difficult to obtain with traditional ligands. For internal alkenes the main product formed was the one with the formyl group at the inner carbon atom of the CC double bond (e.g. in the case of 1-octene, 2-octene and 3-octene the major aldehyde formed is the one where the CHO group is located at the C2, C3 and C4 positions, respectively; see Fig. 4, bottom). Molecular modeling using density functional theory (DFT) together with detailed experimental studies revealed that the selectivity is determined during the hydride migration step (depicted in Fig. 5). Some of the pathways are effectively blocked as the transition state for the inserted alkene requires substantial reorganization of the capsule, which has a high energy penalty.16 Thus the formation of the C3-alkyl species is favored (Fig. 5c), leading to a higher selectivity towards the C3-aldehyde.
Fig. 5 Energy profiles for the hydride migration step (a) that leads towards the more stable C3-alkylrhodium species (c) vs. the C2-alkylrhodium species (b). Reprinted with permission from ref. 16. Copyright © 2013, Nature Publishing Group. |
This example shows that substrate rotation at the active site is controlled by the second coordination sphere and evidences a substrate preorganization feature, which is quite similar to substrate preorganization imposed by the hydrophobic cavity of an enzyme. Interestingly, the X-ray structure of 4·53 shows C–H⋯π interactions between adjacent porphyrin buildings blocks in the assembly, which are disrupted to accommodate the transition state that leads to the minor product. As a consequence, small changes to the porphyrin building block can lead to large changes in selectivity. Importantly, by using zinc-phthalocyanines as building blocks instead of porphyrins, the cavity generated around the rhodium active site is much larger, and this leads to a reversal of the selectivity from C3 to C2 aldehydes (Fig. 6). This represents the first example in which the catalyst is the same, and where the selectivity is completely controlled by a synthetic second coordination sphere around it. In addition, the selectivity of the hydroformylation of internal alkenes is extremely difficult to control by traditional ligand design strategies. As such, this supramolecular tool adds new opportunities in transition metal catalysis. It is noteworthy to mention that the selectivity of the encapsulated hydroformylation catalyst 6 can be maintained at high temperatures (75–80 °C) by changing the syngas ratio from 1:1 (H2:CO) to 1:2 (high partial CO pressure), which is important when considering industrial applications.17
Fig. 6 Encapsulated rhodium catalyst with porphyrins (a) and phthalocyanines (b) as templates and the confined space where hydroformylation occurs favoring the C3-aldehyde (c) and favoring the C2-aldehyde (d). Reprinted with permission from ref. 16. Copyright © 2013, Nature Publishing Group. |
This strategy can be further applied to other metal-catalyzed transformations. For example, 4·53 was used in the palladium catalyzed Heck reaction, which appeared faster compared to classical triphenylphosphine systems, although this was mainly due to shorter incubation times.14a
To extend the ligand-template approach to asymmetric hydroformylation of internal alkenes, Reek and co-workers reported the use of bulky chiral pyridine-based phosphoramidite ligands in combination with zinc(II)-templates for the encapsulation of transition metal catalysts.18 These monodentate ligands showed an exceptional supramolecular control of the ligand coordination in a rhodium hydrido complex for hydroformylation. Upon addition of a zinc template, in situ high-pressure NMR and IR studies revealed a change in coordination mode of the ligand from an equatorial to an axial position, trans to the hydride (Fig. 7). Application of these supramolecular ligands in asymmetric hydroformylation of challenging internal unfunctionalized alkenes proved that this unusual coordination induced by the supramolecular capsule is reflected in higher activity and enantioselectivity. The non-supramolecular cis-complex gives a poor conversion of 2-octene of only 12% and a moderate enantiomeric excess (ee%) of only 25% of the C3-aldehyde. The supramolecular system, which enforces formation of the trans-complex, has a clearly enhanced performance: a conversion of 56% and ee% of 45%. The stereoselectivities obtained with this system left room for improvement, and hence it was anticipated that higher selectivities should be attainable when using a more rigid self-assembled system.
Fig. 7 Phosphoramidite ligands used in combination with porphyrins to induce enantioselectivity in the hydroformylation of internal alkenes. |
This led the authors to design a new chiral, box-shaped catalyst (7, Fig. 8), which is based on a similar chiral pyridylphosphoramidite template ligand building block.19 By employing bis-zinc-salphen platforms, rigid molecular boxes are formed with a specific chiral second coordination sphere around the bis-chelated rhodium catalyst. The fact that the active species is spatially confined in a chiral cavity leads to high regioselectivity towards the formation of the internal aldehydes and results in high enantioselectivities (e.g. an enantiomeric ratio up to 93:7 for the C3 aldehyde was obtained from cis-2-octene).
Fig. 8 A self-assembled chiral rhodium catalyst employed in the asymmetric hydroformylation of internal alkenes. |
The ligand template approach has been further extended to functionalized hybrid bidentate ligands, BIAN ligands and xanthene based phosphorus ligands.20 It resulted in interesting new ways of controlling the selectivity in gold-catalyzed coupling reactions, palladium catalyzed co-polymerization and in asymmetric hydroformylation, but in these cases the effects were probably more due to changes in the steric properties of the ligand rather than to encapsulation effects. Overall, these examples show that the ligand-template approach is a very powerful strategy that leads to new ways of controlling reactions that are difficult to control otherwise. In the current examples the strategy uses the orthogonal binding properties of the soft phosphine donor and the hard pyridine donor, but many other interactions could be used for this. The next section will discuss different orthogonal approaches for capsule formation around porphyrin based catalysts.
The group of Nolte reported on the confinement of an active and selective manganese catalyst in a cavity by capping a porphyrin scaffold with a glycoluril clip (Fig. 9).22 The resulting cavity with a diameter of 9 Å is able to bind nitrogen-donors in an axial fashion; which induces catalysis at the opposite site, in the binding cavity. This does require the use of a bulky nitrogen donor. When using a small pyridine (py) donor, pyridine binding to manganese actually occurs inside the cavity, so that catalysis occurs at the outside where inactive dimeric species can still be formed during the reaction. However, the bulkier tert-butylpyridine (tbpy) binds from the outside, and hence the vacant site for catalysis is fully isolated and protected towards formation of undesired μ-oxo-bridged manganese(IV)-porphyrin dimeric structures. This feature dramatically increases the catalyst activity and stability when applied in the oxidation of α-pinene, cis-stilbene and trans-stilbene. Next to this, a remarkable cavity-induced selectivity towards cis-epoxide was observed for cis-stilbene. This approach was further intensively exploited in the epoxidation of polybutadiene where the catalyst moves along the polymer.23 Further catalyst development has been explored by introducing urea functionalities at the outside of the cage. In this system the epoxidation takes place in the cavity, regardless of which pyridine is added. Consequently, higher activities and selectivities in the cis-epoxidation of polybutadiene were achieved.24
Fig. 9 A site-isolated active manganese within a cavity (top) and its application in the epoxidation of polybutadiene (bottom). Reprinted with permission from ref. 23. Copyright © 2003, Nature Publishing Group. |
Preventing the formation of unreactive dimeric manganese(IV)-porphyrin species during the catalysis can also be achieved by encapsulating pyridine-functionalized metalloporphyrins in self-assembled molecular squares, as was reported by Nguyen, Hupp and co-workers (Fig. 10).25 The metallo-supramolecular square 8, constructed from four zinc-porphyrins at the sides and four rhenium complexes at the corners, is able to bind the manganese(III)-porphyrin 8 with a high association constant (ca. 106 M−1). Encapsulated catalyst 8·10 was used in the epoxidation of styrene showing a tenfold increase in stability (turnover number) extending its lifetime from ten minutes to more than three hours. Such numbers can be even surpassed if the metallo-supramolecular square is used to bind the tetra-pyridine-manganese(III)-porphyrin 9, which displays an even higher binding constant (ca. 107 M−1). It was noticed that upon dilution of the manganese catalyst (which should further inhibit bimolecular degradation pathways), TON values up to 7 × 103 and 21 × 103 for 8·10 and 8·9, respectively, were reached.
Fig. 10 Metallo-supramolecular square 8 as designed by Hupp et al. (top). Through pyridine–zinc interactions, 9 and 10 are embedded in the square (bottom). |
The environment around the catalyst inside the cavity could be further confined by pairwise embedding chiral pyridylester 11 in the metallo-supramolecular square 8 as depicted in Fig. 11. The binding of these guests restricts the cavity size and influences the substrate selectivity in the catalytic epoxidation of olefins. In this manner, 8·10·112 reacts with the smaller substrate, cis-stilbene (12) seven times faster compared to the larger substrate 13 and four times faster than 14. Unfortunately, no enantioselectivity was observed due to free rotation of the zinc panels, indicating that the additional guests in the cavity do not influence the transition states of the catalyst. It, however, does impose a stabilizing factor on the catalyst. This demonstrates that different reactivities for different substrate sizes can be imposed on the catalyst due to the restriction of space.
Fig. 11 Increasing the bulk around the catalyst with molecular square 8 proved to induce substrate selectivity based on steric restrictions. |
The same groups demonstrated the control of substrate- and enantio-selectivity via the utilization of a rigid, metallo-supramolecular box composed of twelve zinc-porphyrins, held together by four tin-porphyrins. In this assembly two catalytically active manganese-porphyrins were embedded.26 The self-assembled molecular box could be formed by stepwise addition of the components or by mixing all building blocks in one pot. The axial ligands of the tin porphyrin building blocks should be sufficiently bulky to allow selective formation of the assembly with the catalyst in the middle. Also, these axial ligands give the ability to fine-tune the second coordination sphere around the manganese catalyst in the cavity. Catalyst encapsulation proved to invoke substrate selectivity and cis-stilbene (12) was shown to be converted to its corresponding epoxide more than five times faster than the sterically larger tetra(tert-butyl)stilbene 13 (Fig. 12). In this case the porphyrin planes cannot freely rotate anymore, (in contrast to metallo-supramolecular square 8) and the tin-porphyrins can bear chiral ligands. These features enabled enantioselective transformations with this system demonstrated by the oxidation of thioether 15. This yielded the corresponding sulfoxide with an enantiomeric excess of 12%. Despite the poor enantioselectivity, which is probably due to the small size of the axial chiral ligand on the tin-porphyrin, these results prove that chirality transfer via a second coordination sphere is feasible. Furthermore, this enantiomeric excess was only observed when the catalyst was embedded in the self-assembled supramolecular box and could be reversed by changing the chirality of the ligand attached to the tin-porphyrin that is located in the box. Although no detailed mechanistic studies for these systems have been reported, in the commonly accepted olefin epoxidation mechanism the selectivity is believed to be determined by the approach of the alkene to the active manganese(-salen) catalyst.27 It is therefore likely that such an approach is controlled to some extent by the cage effect imposed by these supramolecular systems, which explains the selectivity observed.
Fig. 12 Multi-component assembly based on various porphyrin blocks. Chiral ligands attached to the tin porphyrin lead to chiral induction in the oxidation of sulfide 15. |
Bimetallic deactivation pathways are also very common in radical-type transition metal catalysis, and therefore site isolation of such catalysts may lead to enhanced life times. For example, cyclopropanation reactions mediated by cobalt(II) catalysts proceed via carbene–radical species, stabilized on a cobalt(II)-porphyrin scaffold, which reacts with alkenes to form the product. However, depending on the nature of the substrate that is used, the radical can become delocalized. As a result of having discrete spin density at a more remote carbon atom, partial loss of the ‘steric’ control of the catalysts over the substrate radical can lead to undesired radical–radical coupling leading to C–C bond formation, thus leading to catalyst deactivation (Fig. 13).28,29
Fig. 13 Dimerization pathway that leads to an inactive intermediate during the metalloradical-mediated catalysis. |
To prevent such dimerization to occur, supramolecular encapsulation of a cobalt-porphyrin catalyst was studied by de Bruin and co-workers. Inspired by Nitschke's cubes, formed by a self-assembly process of six zinc-porphyrins held together by eight iron complexes at the corners,30 de Bruin and co-workers managed to prepare a larger analogue by using bigger zinc-porphyrin scaffolds. This resulted in a molecular flask (16) that is able to encapsulate a single catalytically active tetra-pyridyl-cobalt(II)-porphyrin 17 (16·17, Fig. 14).31 Interestingly, metallo-radical-trapping experiments performed with an encapsulated Co(II)-porphyrin catalyst and EDA (18, EDA = ethyl diazoacetate; one of the reagents in cyclopropanation catalysis) in the presence of 1,4-cyclohexadiene (19, a hydrogen-atom-transfer reagent) indicate that EDA indeed reacts within the self-assembled cube leading to 16·20. Thus, molecular flask 16·17 represents an improved catalyst that prevents unreactive dimerization pathways by site-isolation and as such displays longer life times compared to the non-encapsulated version.
Fig. 14 Cobalt encapsulated catalyst 16·17 (top) and radical-trapping experiments. The cage prevents binuclear radical-type deactivation processes (bottom). |
Indeed, in the cobalt-catalyzed cyclopropanation of styrene with diazo compounds (Fig. 15) the encapsulated cobalt(II)-porphyrin catalyst 16·17 is active even after four hours and reaches comparable activity to the best cobalt(II)-porphyrin used for such transformations to date (Zhang's catalyst),32 whereas the non-encapsulated catalysts showed only short life times (conversions stopped after one hour). In addition, the trans–cis selectivity for such transformation is different when performed inside the cage: 63:37 (16·17) vs. 75:25 (17). The encapsulated catalyst was also studied in the intramolecular reaction of 21 giving rise to a mixture of isomers 22-E and 22-Z. For this reaction 16·17 produces the highest yields of all available non-encapsulated Co(II)-porphyrin catalysts, and encapsulation also resulted in altered regioselectivity. For example, when using conventional cobalt(II)-tetraphenylporphyrin as a catalyst the E:Z ratio is close to 40:60 whereas upon catalyst encapsulation there is an improved preference for the Z isomer (E:Z ratio of 16:84).
By changing the anion of the molecular container from triflate (OTf) to triflimide (NTf2), the system could be dissolved in water/acetone (5:1) mixtures. In this reaction medium TON values of more than 300 for the cyclopropanation of styrene with EDA were obtained with the confined catalyst, which outperformed non-encapsulated cobalt(II)-porphyrins.33 The supramolecular encapsulated catalyst was compatible with different alkenes, giving high yields for styrene analogues with electron-donating or electron-withdrawing substituents. Limited reactivity was observed with methacrylates, bulky alkenes and bulky diazo substrates. The restricted space inside the molecular container was further exploited by studying size-selective transformations via competitive experiments. In these experiments, styrene and a bulky alkene were competing for the reaction with a diazo-reagent (Fig. 16). Interestingly, the encapsulated cobalt(II)-porphyrin catalyst 16·17 preferentially cyclopropanates the smaller styrene substrate, whereas non-encapsulated catalysts give an equal distribution of the small and large products. This shows that the second coordination sphere gives rise to size selectivity, which is difficult to achieve by modifications to the first coordination sphere around a catalyst. Although this confinement around the catalytic center shows substrate selectivity, the current system cannot control the cis/trans selectivity. The two zinc porphyrin building blocks still available for coordination of axial ligands may provide a supramolecular handle to further confine the catalyst such that it becomes even more selective.
Fig. 16 Embedding the catalyst 17 inside a second sphere gives rise to substrate selectivity, due to the steric requirements of the substrate. |
Fig. 17 Water soluble self-assembled tetrahedral cage 23 that can bind cationic metal complexes in the cavity. |
The application of this capsule in controlling the properties of transition-metal catalysts was proven with different types of metal complexes. A series of bisphosphine rhodium-diene cations were encapsulated and the hydrogenation of the cyclooctadiene ligand yielded the active catalyst in the form of a hydrated bisphosphine complex (Rh(PMe3)2(D2O)2, 24).35 Whereas the hydrated complex itself was not encapsulated because it has a too high solubility in water, in situ hydrogenation of the cyclooctadiene ligand yielded the kinetically trapped active catalyst 23·24. This active species is fully ejected from the cavity after twelve hours and the system should therefore be used within this timeframe, for example for fast isomerization reactions of allylic substrates (Fig. 18). While the free catalyst showed conversion of different allylic alcohols and ethers to their corresponding aldehydes or enol ethers, the encapsulated catalyst 23·24 showed substrate selectivity, controlled by the aperture of the container. Based on the size of the substrate, only prop-2-en-1-ol (25) and its methyl ether (26) were isomerized by the encapsulated catalyst. This contrasts with the non-encapsulated catalyst that is able to isomerize larger and sterically more hindered substrates (like 27). It was furthermore shown that the capsule also protects the catalyst. For instance, while crotyl alcohol usually inhibits the free catalyst, the encapsulated rhodium-catalyst (23·24) is still able to convert allyl alcohols to the aldehydes in the presence of this inhibitor.
Fig. 18 Rhodium encapsulated catalyst 23·24 and its catalytic behavior in allylic isomerization compared to non-encapsulated rhodium catalyst. |
[RuCp(PMe3)(MeCN)2]+ (28) was also sequestrated within the M4L6 tetrahedral cage (23·28, Fig. 19).36 Within the assembly, a water-solvated ruthenium species was expected to form in D2O, however no exchange of acetonitrile with water occurred and the ruthenium complex was bound quantitatively inside the cavity of 23. Such ruthenium complexes are known to isomerize allylic alcohols towards the corresponding aldehydes or ketones. In fact, the supramolecular ruthenium catalyst 23·28 provides TON > 1000 and a very long lifetime in the isomerization of 3-buten-2-ol (27), values that are much higher than those obtained for the non-encapsulated ruthenium catalyst, even if the latter is applied in organic media. Kinetic studies were performed, revealing that the encapsulated ruthenium catalyst does not display product inhibition. In fact, the system seems to accelerate as the reaction reaches completion. This also results in an increase in the pseudo-first-order rate constant near the end of the reaction. Based on kinetic analysis and competition experiments with an additional allyl ether, it was suggested that substrate-inhibition occurs due to the binding of a second olefin to the catalyst–substrate complex during the catalysis. It is speculated that, as the substrate concentration lowers, less of this olefin inhibition occurs and thus the rate constant slightly increases. Although no intermediates were observed, this example clearly shows that catalyst encapsulation alters the kinetics for the formation of some intermediates during the catalytic cycle. Similar to the encapsulated rhodium catalyst 23·24, the supramolecular ruthenium catalyst 23·28 also showed substrate selectivity (Fig. 19). For instance, the larger 1-phenylprop-2-en-1-ol does not react with the encapsulated 23·28, likely because of its big size. It is noteworthy that 3-buten-2-ol (27) can now be isomerized to the ketone which was not possible with the rhodium analogue (23·24, Fig. 18). This indicates that the aperture of the cage itself plays no role in this substrate and that it is more likely that the catalyst has a different orientation inside the capsule. Importantly, these experiments show that the cage still allows small substrates to come in contact with the catalyst.35,36
Fig. 19 Allylic isomerization within 23·28 compared to the non-encapsulated ruthenium catalyst showing substrate selectivity. |
The supramolecular capsule 23 was also used in intramolecular cyclization reactions when monophosphine gold complexes were encapsulated leading to 23·29.37 The supramolecular cage 23 drives the equilibrium of the gold complexes to the cationic form and thus (Me3P)Au+ is encapsulated, regardless of the anion (Cl−, Br− or NTf2−) present in solution. The encapsulated gold(I) complex 23·29 was applied in the hydroalkoxylation of allenol 30 (Fig. 20). The various free (non-encapsulated) gold(I) complexes showed different yields (11–87%) depending on the gold–anion bond strengths (Me3PAuBr gave the poorest yield); whereas the encapsulated gold catalyst 23·29 gave a reasonable yield (48%) for the exo-hydroalkoxylated product, regardless of the counterion used. The M4L6 tetrahedron itself does not catalyze the reaction. Also, performing the reaction while the pocket is blocked with a strong binding guest (PEt4+), resulted in a yield similar to the control reaction indicating that an encapsulated gold(I) species is the active catalyst. Further comparison of the encapsulated gold complex 23·29 with Me3PAuBr showed that the reaction rate is accelerated by a factor of eight and the TON is increased to 67. Comparable to the case with the encapsulated 23·24 and 23·28 catalysts, this is not an example in which the fundamental transformations at the metal center are controlled by the confined space, as the same products are seen without the capsule. These systems, however, show that the supramolecular cage controls the coordination sphere around the gold(I) complex, and can act as a phase transfer reagent to enhance the reaction rate.
Fig. 20 Catalytic behavior of encapsulated 23·29 in the intramolecular hydroalkoxylation reaction of 30. |
Interestingly, the gold-encapsulated catalyst 23·29 did provide a different product distribution compared to the free complex when applied in the cyclo-isomerization of enyne 31. With 23·29 a remarkable change in product distribution was observed (Fig. 21).38 It is believed that, if the reaction takes place outside the cage, the well solvated gold carbene species 3239,40 undergoes a nucleophilic attack of water to form the hydroalkoxylated species 34. However, when the reaction takes place inside the cage, less water is available due to the hydrophobic cavity, and the activated species has time to undergo cyclo-isomerization to form product 33. Although the transition state leading to both products is probably the same, the hydrophobic environment within the capsule makes the nucleophilic attack of water energetically less favored compared to the non-encapsulated system. Hence, the pathway towards the intramolecular rearrangement is more accessible within the encapsulated gold(I) catalyst 23·29. Furthermore, the selectivity of the reaction remained the same, independent of the gold precursor used (Me3PAuCl or Me3PAuBr), indicating that the encapsulated cationic Me3PAu+ complex is the active species.
Fig. 21 Catalytic behavior of encapsulated 23·29 in the intramolecular cyclo-isomerization reaction of 31 compared to non-encapsulated gold catalysts. |
Metal complex encapsulation can lead to protection of the catalyst from degradation. This was nicely demonstrated by combining the previously discussed encapsulated 23·28 (and 23·29) catalyst with enzymes such as esterases, lipases and alcohol dehydrogenases (ADH and FDH) to perform cascade reactions. In a one-pot reaction the ruthenium-encapsulated catalyst 23·28 was used in combination with ADH and FDH, enabling the conversion of an allylic alcohol to the aliphatic alcohol (Fig. 22, top).41 In this reaction the metal catalyzed reaction precedes the enzyme catalyzed transformation. Alternatively, when the gold encapsulated catalyst 23·29 was used in a tandem reaction with an esterase, the enzymatic reaction takes place before the metal catalyzed reaction.41 The protection of the cationic gold complex in the supramolecular container is crucial as the free gold complex inhibits the esterase. In the overall reaction an ester was hydrolyzed by an esterase or lipase to give allenol, which was subsequently cyclized by the encapsulated 23·29 catalyst (Fig. 22, bottom). These examples further illustrate the potential of metal encapsulation as it allows the combination of different catalysts for cascade transformations that cannot be combined otherwise.
Reek, Scarso and co-workers explored the use of water–hydrogen-bonded hexameric capsules (35)42 based on readily available resorcin[4]arenes. These resorcin[4]arene building blocks form self-assembled hexameric capsules in water-saturated organic solvents and have been demonstrated to encapsulate a variety of neutral and cationic guests.43 Reek and Scarso demonstrated that these capsules can also be used to encapsulate gold complexes (Fig. 23).44 Upon encapsulation of the cationic gold(I) carbene complex, the triflate anion was separated and not bound in the cavity. The confined gold(I) catalyst 35·36 was explored in the hydration of butyne 37, which normally gives Markovnikov addition of water (38), or forms 1,2-dihydronaphthalene 40 under anhydrous conditions. Thus, the non-encapsulated (i-Pr-NHC)Au(OTf) results in the quantitative formation of the Markovnikov product 38 within 30 min. Although the encapsulation of the gold catalyst slowed down the reaction (5% conversion after 30 min, 28% after 400 min), a new interesting distribution of products was observed. In contrast to the free gold catalyst, the encapsulated analogue yielded a small amount of linear aldehyde 39 (4%), next to 12% of 38 and, interestingly, the formation of 1,2-dihydronapthalene 40 (12%) was observed. Thus far the origin of the change in selectivity remained somewhat unclear. Probably, the molecular container may impose a reaction barrier for water to enter the cavity, thus slowing down the Markovnikov addition, or the capsule could force an unusual geometry of the substrate–metal complex inside the container, thus favoring the intramolecular reaction. In the latter case, the second coordination sphere disfavors certain reaction pathways, which may suggest that it should be possible to force the formation of other products, like the 5-membered ring (5-exo-dig product),45 by changing the shape of the cavity in which the metal catalyzed reaction takes place.
Also other substrates were used for the hydration reaction, and a decrease in reaction rate was noted when the catalyst was enclosed in the hexameric cage.46 The difference in the rate of various substrates that differ in the size was translated into substrate-selectivity controlled by the cage. An interesting rate increase was observed when aliphatic cyclic functionalized alkyne (ethynylcyclohexane) was compared to linear alkynes (1-octyne and 1-dodecyne). A plausible explanation is that, due to its smaller and more rigid shape, the cyclohexane moiety fits better in the void of the container than the linear alkynes. The better fit results in a shift of the equilibrium to the substrate bound species, giving rise to a higher rate. The effect of the host on the guest is more clear when aromatic alkynes are used (41–43, Fig. 24). In these cases, the non-encapsulated gold catalyst shows higher reactivity for the larger substituted (and more electron rich) alkynes following the order 41 < 42 < 43. The host–guest complex shows the reverse substrate selectivity. The second coordination sphere gives rise to a relative higher rate for the smaller and non-substituted aromatic substrate overruling the natural selectivity that was based on the electronic properties of the substrate.
Fig. 24 Substrate-selectivity observed in the hydration of alkynes with encapsulated 35·36 catalyst. |
In contrast to the hexameric cage, a self-folding cavitand forms when an amide-functionalized resorcin[4]arene (44) is used. As demonstrated by Ballester and co-workers, this cavitand is able to bind a [Rh(nbd)2]+ (nbd = norbornadiene) complex which was studied in the catalytic hydrogenation of 46 (Fig. 25).47 Due to the size and shape of the cavitand 44 and the rhodium complex, only one part of the encapsulated catalyst 44·45 is exposed to the outside forming a dichloromethane-solvated species in solution. This partial exposure stabilizes the rhodium complex when pressurized with hydrogen and prevents the formation of rhodium(0)-black which is typically observed with non-encapsulated rhodium(I) complexes. Cavitand 44 stabilizes intermediates that are not present when the metal complex is free in solution. In the hydrogenation of 46, the non-encapsulated [Rh(nbd)2]+ provides dimeric product 47 in more than 80% yield. In contrast, the encapsulated rhodium catalyst 44·45 results in a different product distribution, namely 47, 48 and 49 in a 39:58:3 ratio (Fig. 25, bottom). A plausible explanation for the formation of the dimeric product 47 is leaching of the catalyst from the cavity. However, the major product 48 is likely formed because the transition state of the dimerization is hampered by the molecular container.
Clearly, all these examples show that the formation of host–guest complexes is a viable method to control the second coordination sphere around metal complex and can be used in catalysis. However, finding the proper fit for a guest inside the host still remains a challenge. Furthermore it requires that a substrate can be co-encapsulated with the active site in the cavity.
Fig. 26 The affinity of biotin to streptavidin can be used to embed an achiral catalyst in a second coordination sphere, thereby inducing chirality in different reactions. |
In the hydrogenation of a prochiral imine, high enantioselectivities were induced due to the chiral molecular container (Fig. 26a).51 An embedded iridium catalyst yielded the best selectivity, converting the product with 96% ee (R) or 78% ee (S), depending on which mutant of the streptavidin was used. Embedding a palladium catalyst with this supramolecular binding approach in a protein environment gave a catalyst suitable for asymmetric allylic alkylation (Fig. 26b).52 The screening of different biotin–palladium complexes with different (strept)avidin mutants gave an optimum alkylation of 1,3-diphenylallylacetate with a conversion of 95% and an enantiomeric excess of 90%. This system could further be employed in the rhodium catalyzed C–H activation of a protected benzohydroxamic acid as shown in Fig. 26c.53 For this reaction a carboxylate moiety near the catalyst proved to be important and again, selective mutations in the protein yielded high regio and enantiomeric ratios (er, 91:9). Different substrates could be converted with this system showing that small substrate variations can still be accommodated in the cavity.
Another way to encapsulate transition metal catalysts in a protein matrix was demonstrated by the group of Watanabe. In this example a chromium–salphen catalyst was embedded in an apo-myoglobin protein.54 The binding is based on hydrophobic interactions and induced chirality on the metal catalyst, as was shown by the oxidation of thioanisole (50) with an ee of 4% (R) for the non-modified myoglobin and 13% (S) for a mutated myoglobin. Further optimization led to an ee of 33% (S) and 24% (R) when the structure of the Schiff base catalyst was changed and manganese was used (Fig. 27a).55 Serum albumin can also be used to introduce new metal complexes inside a protein cage as was shown by the group of Gross. By employing manganese corroles, as depicted in Fig. 27a (52), inside human serum albumin (HSA) an ee of 74% (S) was obtained in the asymmetric sulfoxidation of thioanisole.56 This albumin type of protein molecular container also binds sulfonated copper phthalocyanine, as reported by the group of Jiao.57 Bovine serum albumin (BSA) was shown to induce enantioselectivity on a copper catalyst. Utilization of the encapsulated catalyst in a Diels–Alder reaction with a pyridine functionalized dienophile and cyclopentadiene resulted in enantioselectivities up to 98% (Fig. 27b, endo/exo ratio of the product was not influenced).
Fig. 27 Encapsulation of different metal complexes in the protein environment and their use in catalysis (BSA = bovine serum albumin, HSA = human serum albumin). |
These examples show that nonchiral catalysts can be bound by various strategies in a protein molecular container and it has been proven to be a good way to induce enantioselectivity in catalysis. This new approach to find the right combination of the host protein mutant and the guest metal complex adds a valuable tool to our pallet in the search for enatioselective catalysts.
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