Chiara
Toccafondi‡
a,
Luca
Occhi
b,
Ornella
Cavalleri
a,
Amanda
Penco
a,
Rossella
Castagna
c,
Andrea
Bianco
d,
Chiara
Bertarelli
ce,
Davide
Comoretto
b and
Maurizio
Canepa
*a
aDipartimento di Fisica, Università di Genova and CNISM, via Dodecaneso 33, Genova, Italy. E-mail: canepa@fisica.unige.it
bDipartimento di Chimica e Chimica Industriale, Università di Genova, via Dodecaneso 31, Genova, Italy
cDipartimento di Chimica, Materiali ed Ingegneria Chimica ”G. Natta”, Politecnico di Milano, Piazza Leonardo da Vinci 32, 20133 Milano, Italy
dINAF – Osservatorio Astronomico di Brera, via Bianchi 46, 23807 Merate, Italy
eCenter for Nano Science and Technology @PoliMi, Istituto Italiano di Tecnologia, via Pascoli 70/3, 20133 Milano, Italy
First published on 31st March 2014
This work deals with very thin (14–40 nm) films of a polyester containing diarylethene units in the main chain spin cast on a silicon wafer. By irradiation with UV light the colourless form turns blue due to the appearance of a strong absorption band centred at about 600 nm. The coloured state is thermally stable and the backward conversion can be triggered with visible light. Comparison of broadband (245–1700 nm) spectroscopic ellipsometry data with simulations based on an isotropic, Kramers–Kronig consistent, multiple-resonance model allowed us to determine the complex index of refraction ñ of the film in its blue and colourless forms. The refractive index of the blue phase neatly exceeds that of the transparent form for wavelengths in the NIR. In particular, out of resonance, at λ ∼ 1700 nm, ΔRe(ñ) ∼ 0.05. Parallel to the ΔRe(ñ) increase, the analysis of ellipsometry data suggests a decrease of the film thickness (about 1.5%) during the transition from the open (transparent) to the closed (coloured) form.
Indeed, polymers (and polymerization) have attracted SE studies since the early development of the technique;22–24 more recently, SE has found growing application to very thin films in the fields e.g. of organic electronics,13,25 smart surfaces21,26 and other stimuli responsive polymers.20,27,28 SE becomes particularly appealing in the investigation of ultra thin films whose optical and morphological properties may significantly differ from the bulk form ones. This is the case e.g. of conjugated polymers, where the combination of optical and morphological changes provides information on processes affecting the performances of optoelectronic devices such as the evolution of structure, relaxation of non-equilibrium morphology, crystallization, phase separation and solvent evaporation.28–33 From this perspective, it is promising to exploit real-time SE in the investigation of the light-triggered conversion of films of photochromic polymers towards the ultra thin thickness limit.
Diarylethenes are well-known photochromic compounds endowed with thermal stability and high fatigue resistance.3,5 Blended (a few percent by weight) into transparent polymer matrices, their refractive indices may appreciably change across the transition.2,5,34
In order to overcome possible aggregation phenomena, which enhance light scattering and hamper the optical quality of molecular films, the insertion of the diarylethene moiety into a polymer chain can be of great advantage. Main-4,8,35,36 and side-chain37,38 diarylethene-based photochromic polymers combine a large content of active units in the bulk, which leads to a high optical density, and processing features which provide films of good optical quality. The material under investigation here is a polyester containing diarylethene units in the main chain (p-DTE, Fig. 1). The tetramethylene spacer imparts good flexibility to the molecular backbone, thus improving the solubility in common organic solvents and, in turn, material processing. By irradiation with UV light the transparent, open form turns closed and coloured as schematically indicated in Fig. 1. The backward conversion of the thermally stable, coloured state is obtained by exposure to red light.
![]() | ||
Fig. 1 Sketch of the synthetic route to p-DTE and of the photoinduced isomerization. See Section 2.1 for details on the reagent compounds 1 and 2. |
The main goal of this work was the determination of the broad-band (245–1700 nm) dielectric function of the photochromic polymer in each of the two forms. Significant transition-induced changes of the complex refractive index, strategic for photonic applications, were expected from results in the literature,2,4,8,34,39,40 possibly strong for high density films.41 A second intriguing objective was to exploit SE to gain insight into changes of thickness of photochromic ultrathin films interesting for the development of photo-responsive actuators.42,43 We considered films with thickness on the order of a very few tens of nm, one order of magnitude thinner than systems hitherto investigated,5,39,41 at the limit of the realm of so-called ultrathin films.
Reactions have been carried out under a dry, oxygen-free argon atmosphere. Unless otherwise specified, all reagents and catalysts were of commercial grade (Aldrich, Alfa Aesar). 1H NMR spectra of a solution in CDCl3 were recorded on a Bruker AXR 400 spectrometer at 400 MHz.
(1H NMR (400 MHz, CDCl3): δ 7.54 (d, 4H, J(H,H) = 8.2 Hz), 7.38 (d, 4H, J(H,H) = 8.2 Hz), 7.28 (s, 2H), 4.71 (s, 4H), 1.97 (s, 6H) ppm.)
(1H NMR (400 MHz, CDCl3): δ 7.51 (d, 4H, J(H,H) = 8.09 Hz), 7.37 (d, 4H, J(H,H) = 8.09 Hz), 5.11 (s, 4H), 2.38 (t, 4H), 1.98 (s, 6H), 1.70 (t, 4H) ppm.)
Data reported in this paper, in the 245–1700 nm wavelength range, were obtained using a rotating compensator instrument (M-2000, J.A. Woollam Co. Inc.) equipped with a 75 W Xe lamp. The data analysis has been carried out using the software VASE supplied by the ellipsometer manufacturer. Measurements have been performed in a darkened room at 60°, 65° 70° angles of incidence. The spot size on the sample was on the order of a few mm2. We performed static measurements, under steady-state conditions (transparent or coloured form of the polymer), and dynamic measurements, monitoring the photo-conversion process. Static measurements on the transparent form as well as dynamic measurements during the transition to the blue form were performed employing a glass sheet filtering out UV radiation from the beam (λ < 305 nm). Static measurements on the blue form have been taken over the full spectral range. Transition-induced spectral changes were emphasized by calculating difference spectra between data collected on the coloured and transparent phase (δΔ = Δblue − Δtransp, δΨ = Ψblue − Ψtransp), adapting approaches we recently applied to study molecular monolayers on solid substrates.55–59 SE data were complemented with AFM analysis of the film surface morphology.†
Fig. 3-A, reporting the evolution of the SE data during the irradiation at constant UV photon flux of an initially transparent film, nicely illustrates the capability of SE to monitor relatively slow transients. For a better appreciation of the transition behaviour it may be useful to consider the value of a convenient ellipsometry parameter as a function of time, as it is often done in single wavelength ellipsometry studies.61 This is shown in panel (B) on the example of the δΨ value at 601 nm. Even though δΨ data alone cannot be directly converted into extinction coefficient data, it is worth noting that the observed exponential behaviour is compatible with the conversion kinetics of relatively unorganized samples.62,63
![]() | ||
Fig. 3 (A) Selection of dynamic difference spectra (65° angle of incidence) recorded during UV irradiation of the film in Fig. 2; the time separation among spectra is equal to 28 seconds. (B) Symbols: dynamic δΨ plot at λ = 600 nm during the photochromic transition (65° angle of incidence). The arrow marks the onset of UV irradiation. The line shows an exponential fit to data. |
Note that a close look at data in Fig. 3-B, before switching on the UV irradiation, is useful to appreciate the overall negligible effect of the probing beam on film coloration.
Coming to the quantitative analysis of SE data, the optical properties and the thickness of the photochromic film were determined by comparison with simulations of the optical system based on suitable models.
In principle, solvent cast films exhibit preferential orientation of the polymer backbones parallel to the substrate.64,65 However, approaching the ultrathin thickness limit, correlations among optical fitting parameters and between optical parameters and thickness prevent intrinsically an unambiguous determination of the optical anisotropy by ellipsometry methods.66–68 Therefore, the simplest, isotropic two-layer model was considered, consisting of a homogeneous film on the substrate, in an air environment.
As amply documented in ref. 69, the optical constants deduced by the analysis of SE data through an isotropic model approximately correspond to the in-plane optical constants, while no information can be inferred about the extraordinary index.
We tested the introduction of the so-called surface roughness (SR) layer.46–48 The SR layer thickness, treated as a free parameter, was suppressed by the MSE minimization routine (†). In this regard, note that AFM measurements (†) indicated average roughness values ranging from 0.2 nm, over very uniform regions (typically extending for some microns squared), up to 0.5 ÷ 0.7 nm over larger regions (50 × 50 μm) including some defective areas. We did not observe any significant change of the AFM roughness related to photo-conversion processes. Note however that the AFM laser operation may perturb the coloration of films.
The pseudo-dielectric functions of the substrate were pre-determined from measurements carried out before film deposition. The film optical properties were described through a simple, multi-oscillator model preserving the K–K consistency of data:24,33,58
![]() | (1) |
ε ∞ is a real offset accounting for resonances located out of the measurement region. Ai, Ei and βi are the amplitude, energy position, and broadening parameter, respectively, of the i-th oscillator, of Gaussian shape. ε∞, Ai, Ei and βi, as well as the film thickness, were considered as free parameters to be adjusted in the best-fit routine. Two sets of oscillators were necessary to reproduce the SE spectra of the two isomers. We opted for the criterion of keeping the number of oscillators in each set at minimum. A reliable guess of the oscillator parameters, useful to feed the fitting routine, was derived from transmission measurements in solution (†) or on thick films cast on fused silica. Regarding the visible range we assumed peaks of the same width. The comparison between experimental data and best-fit simulations (multi-angle analysis) for a representative sample is presented in Fig. 4. The K–K consistent real Re(ñ) and imaginary Im(ñ) part of the complex refractive index of the blue and transparent phase derived from the best fit in Fig. 4 are shown in Fig. 5. The curves are fully representative of very similar results obtained for several 22–38 nm thick films (†). Note that plotting Im(ñ) as a function of photon energy is a choice more useful to emphasize the contribution of each oscillator assumed in the fit (†). The attainment of the best fit of the blue-phase spectra required a minimum of two oscillators in the visible range, located at about 620 nm (∼2.0 eV) and 540 nm (∼2.3 eV), and four in the UV. The nearest UV absorption (about 385 nm, 3.2 eV) is quenched in the transparent form, in agreement with the literature on related systems.39,41 An even better reproduction of the data in the 400–800 nm range could be obtained considering (i) three narrower peaks instead of two or (ii) independent broadening parameters for the two peaks. However, in both cases the number of free parameters increased and the improvement of MSE was overall poor.
![]() | ||
Fig. 4 Comparison between experimental and simulated (best-fit) SE spectra of a representative thin film of p-DTE in the (A) blue and (B) transparent phases (the same data as in Fig. 2). The resulting film thickness was 35.4 ± 0.1 nm and 35.9 ± 0.1 for the blue and colourless phase, respectively. The resulting refractive index and extinction coefficient in the two phases are shown in Fig. 5. |
Regarding the transparent phase, except for some blue phase residuals, one broad and intense oscillator in the UV, centred at 306 nm, was enough to fit the data. Coming back to Fig. 4 and zooming in the visible range, one can observe that the experimental features related to blue-phase residuals in panel B are in practice discernible only at 70° of incidence; indeed, a reasonably good fit of the data can be obtained also for a perfectly uncoloured film. Thus, the small peak of Im(ñ) in Fig. 5 at about 600 nm can be considered as an upper estimate for blue phase residuals and, in a sense, may represent a figure of the overall uncertainty in the characterization of the transparent state. Finally, a low amount of residuals, possibly due to incomplete photoisomerization and imperfect UV shielding, does not invalidate the main conclusions of the analysis. In Fig. 5 note also the position of the isosbestic point, located by the fit at 315 nm, in excellent agreement with measurements in solution (†). Another interesting feature in Fig. 5 is the neat difference of Re(ñ) for the two phases for wavelength in the NIR region. Regarding this aspect, an extended review of previous studies can be found in ref. 8. While a close comparison with the literature is not straightforward due to the diversity of materials, chromophore content and wavelengths considered in other studies.41,70 we note that the resulting variation of the refractive index ΔRe(ñ) appears higher than some values reported for other diarylethenic polymers, e.g. 10−3 at 633 nm2 and 9 × 10−3 at 830 nm,71 whereas it is definitely comparable with values of about 0.04 measured, with single wavelength methods (at about 800 nm), for bulk phases of other diarylethene derivatives.39,40 Note that the choice of the wavelength, crucial for a reliable assessment of ΔRe(ñ), appears in some papers very close to the coloured polymer resonances. Another aspect to be discussed is the way the thickness parameter is considered in the data fitting. In our analysis it was allowed to vary upon the transition. The film thickness obtained e.g. for the represented sample in Fig. 5 showed a slight contraction, from 35.9 to 35.4 nm, from the open form to the closed form. Such a trend was observed for all films considered in our experiment (†) and, to the best of our knowledge, is the first indication of a photomechanical response of diarylethene amorphous films. The thickness variation is tentatively assigned to film density changes induced by the ring-closure. Variations of density have been observed for several diarylethenes in crystalline form, the ring closure being accompanied by either an increase72–77 or a decrease of density77–79 depending on the specific molecular structure. In the former cases, changes of density of 0.39–5.6% have been reported whereas a more limited variation ranging from 0.14 to 1.6% is shown when a density decrease results from the ring closure. If we preferably refer to the structures that are similar to the monomeric unit of p-DTE, a variation of 1.38% is reported in the case of 1,2-bis(2-methyl-5-phenyl-3-thienyl)perfluorocyclopentene72 and 2.62% for one polymorph of the 1,2-bis(2-methyl-5-(p-methoxyphenyl)-3-thienyl)perfluorocyclopentene.77
In a previous SE investigation of a dithienylethene embedded in the PMMA matrix5 the thickness parameter (660 nm) was assumed constant across the photochromic transition and ΔRe(ñ) was estimated to be 5 × 10−3. Following ref. 5 we made a check on the correlation between thickness and the refractive index, looking at the best fit on the transparent phase while keeping the thickness at the value found on the blue form; at the expense of a reduction of the fit quality (MSE = 13 instead of 7), we found an increased value of Re(ñ) (1.57 instead of 1.54 at 1700 nm), still significantly lower than the corresponding value in the blue phase (about 1.60).
The discussion so far focused on 30–40 nm thick films, for which the relatively sharp ellipsometric contrast between the uncoloured and blue form (Fig. 2-B) guaranteed a robust analysis of data. We were able to obtain a satisfactory reproduction of SE experimental data for film thickness down to the 20 nm limit, with relatively small adjustments of the optical parameters in Fig. 5. Regarding even thinner films (14–17 nm), the spectral differences between the two isomers become smaller and smaller (†) and we opted to analyse the data keeping the optical absorption parameters of the blue form at the same values obtained in the analysis of the thicker films, in practice fitting only the film thickness. Within this approximation, we observe that the analysis of ultrathin films upon film colouration confirmed both a positive variation of Re(ñ) and a small decrease of thickness.†
Footnotes |
† Electronic supplementary information (ESI) available: Definition of the MSE function; UV-vis absorption spectra of p-DTE in chloroform solution; AFM images of films; the extinction coefficient of the polymer film as a function of energy; details about the comparison between experimental and simulated spectra of representative samples with different thicknesses. See DOI: 10.1039/c4tc00371c |
‡ Present address: Istituto Italiano di Tecnologia, via Morego 30, Genova. |
This journal is © The Royal Society of Chemistry 2014 |