Kevin J. T.
Carr
a,
David L.
Davies
*b,
Stuart A.
Macgregor
*a,
Kuldip
Singh
b and
Barbara
Villa-Marcos
b
aInstitute of Chemical Sciences, Heriot-Watt University, Edinburgh EH14 4AS, UK. E-mail: S.A.Macgregor@hw.ac.uk
bDepartment of Chemistry, University of Leicester, Leicester LE1 7RH, UK. E-mail: dld3@leicester.ac.uk
First published on 24th March 2014
Acetate-assisted C(sp2)–H bond activation at [MCl2Cp*]2 (M = Ir, Rh) has been studied for a series of N-alkyl imines, iPrNCHR, (R = N-methyl-2-pyrrolyl, H-L1; 2-furanyl, H-L2; 2-thiophenyl, H-L3a; C2H2Ph, H-L4; and Ph, H-L5) as well as phenylpyridine (H-L6) by both experimental and computational means. Competition experiments reveal significant variation in the relative reactivity of these substrates and highlight changes in selectivity between Ir (H-L4 ≈ H-L2 < H-L3a ≈ H-L5 < H-L1 ≈ H-L6) and Rh (H-L2 ≈ H-L1 < H-L3a ≈ H-L4 < H-L5 < H-L6). Comparison of H-L3a with its N-xylyl analogue, H-L3b, gives a further case of metal-based selectivity, H-L3a being more reactive at Ir, while H-L3b is preferred at Rh. H/D exchange experiments suggest that the selectivity of C–H activation at Ir is determined by kinetic factors while that at Rh is determined by the product thermodynamic stability. This is confirmed by computational studies which also successfully model the order of substrate reactivity seen experimentally at each metal. To achieve the good level of agreement between experiment and computation required the inclusion of dispersion effects, use of large basis sets and an appropriate solvent correction.
Different mechanisms have been identified for the activation of C–H bonds, including radical, oxidative addition, σ-bond metathesis, 1,2-addition and electrophilic activation.1 More recently acetate-assisted C–H activation, via what has been described as ambiphilic metal-ligand assistance (AMLA)1c,2 or the related concerted metallation–deprotonation (CMD) process,3 has become particularly important as a key step in catalytic C–H functionalization.4 It is expected that the selectivity of C–H bond activation will depend on the mechanism involved as well as on the specific catalyst used. C–H activation via oxidative addition has been particularly well studied in this regard and the selectivity of this process has been linked to the strength of the M–C bond being formed.5 In contrast, less is known about the selectivity of C–H activation by the AMLA/CMD mechanism. Fagnou and Gorelsky have used density functional theory (DFT) calculations to assess substituent effects on the barrier to the C–H activation step for a range of (hetero)aromatics reacting at Pd(OAc)2. For 2-substituted thiophenes a reasonable correlation between barrier height and reactivity towards direct arylation was seen, with electron-donating substituents promoting the reaction, implying kinetic control in that case.3b,6 The choice of anion, acetate or carbonate, can also affect the selectivity of C–H activation.7
Thiophenes and other heterocycles are important components of many pharmaceuticals and agrochemicals, and although a few examples of stoichiometric2a,8 and catalytic9 C–H functionalisation of such species are present in the literature, few detailed mechanistic studies have been reported. Herein, we describe such a study that combines both experiment and computation to study the mechanism and selectivity of acetate-assisted C–H activation of a range of imines with heterocyclic, vinyl and phenyl substituents at [MCl2Cp*]2 complexes (M = Ir, Rh). Competition experiments reveal significant changes in the relative reactivity of a series of closely related C(sp2)–H bonds and highlight how the selectivity of C–H activation may be controlled by changing between the Ir and Rh metal centres. The DFT calculations provide insight into the basis of this selectivity and direct comparison with experiment shows that the observed selectivities can be successfully reproduced by the calculations once dispersion, solvation and basis set effects are taken into account.
The reactivity of substrates H-L1–6 with [MCl2Cp*]2 (M = Ir, Rh) was investigated as outlined in Scheme 1. With [IrCl2Cp*]2 C–H activation of H-L1–6 proceeded smoothly in both dichloromethane and methanol to give the corresponding cyclometallated products (Ir-L1–6) in good yields. In contrast, the synthesis and isolation of the cyclometallated Rh(III) analogues proved more challenging.11 Thus, while full conversion was obtained after 6 hours with H-L3a and [IrCl2Cp*]2 in dichloromethane, only 34% conversion was obtained for the analogous reaction with [RhCl2Cp*]2 in 17 h. As a result fewer cyclometallated complexes of Rh proved amenable to isolation (see ESI†).
The structures of several of the cyclometallated products were obtained by X-ray diffraction and those of Ir-L1, Ir-L3a, Ir-L4 and Rh-L3a are shown in Fig. 2. Full details of these structures, along with those of Ir-L3b, Ir-L5, Rh-L3b and Rh-L4 can be found in the ESI.† It is notable that there are no significant differences in the M(1)–C(3) bond lengths, despite the range of cyclometallated substrates involved. In particular the structural data for Ir-L3a and Rh-L3a do not provide any obvious clues to the relative stability and reactivity of these complexes.
The reversibility of C–H activation was assessed by a series of deuteration experiments by treating H-L1–6 with catalytic amounts of [MCl2Cp*]2 (M = Ir, Rh) and NaOAc in d4-MeOD (see Table S1 in ESI†). For Ir, only H-L1 showed any evidence for H/D exchange (20% deuteration after 10 days) even in the presence of pivalic acid. In contrast, for Rh all the ligands except H-L4 and H-L6 exhibited H/D exchange at the C(sp2)–H bond exposed to cyclometallation.12 Deuterium incorporation into H-L1 was particularly fast, with full H/D exchange being achieved after 3 hours; for the other substrates 50% incorporation generally required 4–10 days. For H-L4 and H-L6 addition of pivalic acid was necessary to observe deuteration. These results indicate that the C–H activation is generally irreversible at Ir under the conditions employed, but reversible at Rh, albeit with higher barriers to the reverse reaction with H-L4 and H-L6. This in turn suggests that Ir should show kinetic selectivity while with Rh the products are forming under thermodynamic control. This is also consistent with the DFT calculations (see below).
The relative reactivities of the different heterocyclic, vinyl and aryl C(sp2)–H bonds in H-L1–6 were further assessed through a series of competition reactions in which a 1:1 molar ratio of two different substrates was treated with 10 mol% of [MCl2Cp*]2 (M = Ir, Rh) in the presence of 40 mol% NaOAc.
The ratios of the cyclometallated products were determined by 1H NMR spectroscopy (see Tables S2 and S3 in the ESI† for full details). In a representative experiment, the reaction of H-L2 and H-L3a afforded cyclometallated products Ir-L2 and Ir-L3a in a ratio of 1:11 (Scheme 2).13
The overall reactivity trends are shown in Fig. 3. For both Ir and Rh the phenylpyridine derivative H-L6 undergoes C–H activation most readily. For Ir (Fig. 3(a)) the pyrrole imine H-L1 is the next most favoured substrate, followed by phenylimine H-L5 and thiophene imine H-L3a. The furan (H-L2) and vinyl substrates (H-L4) are clearly the least reactive at Ir. For Rh a different order is seen, with pyrrole H-L1 now among the least reactive substrates along with the furan derivative (Fig. 3(b)). A 20-fold increase in selectivity is seen in moving to thiophene H-L3a, and vinyl H-L4 followed by further significant increases in selectivity to phenylimine H-L5 and finally phenylpyridine H-L6. In general, the Rh system suggests a greater potential for selectivity as it discriminates more effectively between the different substrates. It is worth noting that the initial results obtained at Rh with vinyl substrate H-L4 suggested a far lower reactivity than shown in Fig. 3(b). In this case DFT calculations (see below) suggested that this was out of place based on the computed thermodynamic stability of the product. Hence to ensure full equilibration, pivalic acid was added to the competition experiments for Rh.
We have previously shown10 that varying the N-imine substituent can affect the outcome of the cyclometallation reaction. A competition experiment was therefore run comparing the N-alkyl imine thiophene derivative H-L3a to an N-aryl analogue H-L3b which features an N-xylyl substituent (Fig. 4). For Ir the N-alkyl imine is favoured by a factor of 6, whereas for Rh the selectivity is reversed with a 6:1 ratio in favour of the N-aryl imine. Rerunning the Rh competition experiment in the presence of pivalic acid increased this ratio to >20:1.
Fig. 4 Relative reactivity of ligands H-L3a and H-L3b towards C–H activation at [MCl2Cp*]2 (M = Ir, Rh) species. |
Fig. 5 Mechanism and labelling scheme employed in the computational study, illustrated for the reaction of H-L3a at [MCl2Cp*]2 (IM, M = Ir, Rh). |
In order to assess the effects of basis set and functional choice we focused initially on the dimer opening process for [RhCl2Cp*]2 and the overall free energy change for forming the cyclometallated product VIIRh-3a (see Table 1). Experimentally the reaction of [RhCl2Cp*]2 with 3 equiv. of NaOAc in MeOH leads to an equilibrium mixture of IRh, IIRh and IIIRh indicating that these species should be close in energy.10,11 Moreover, our observations indicate that the formation of VIIRh-3a is thermodynamically favoured. Using the BP86 functional and the smaller basis set employed for optimisation (BS1) we found the relative stability in MeOH of both IIRh and (in particular) IIIRh to be grossly overestimated, suggesting that IIIRh would be the only species observed in solution and ruling out any possibility of cyclometallation (Entry 1, Table 1). The situation improves somewhat when a larger basis set with diffuse functions on the ligand atoms is used (BS2, Entry 2). IIRh and IIIRh are now closer in free energy, but both are significantly more stable than IRh and, in particular, the formation of VIIRh from IIRh remains strongly endergonic by 7.3 kcal mol−1. Test calculations indicate that no significant additional improvement in the computed energetics is obtained by expanding the basis set further (see Table S5, ESI†).
Entry | Functional/basis set | IIRh | IIIRh | VIIRh | ΔGa |
---|---|---|---|---|---|
a ΔG: difference between the most stable precursor and VIIRh. b BS1: Rh, S: SDD (polarisation on S), C, H, N, O: 6-31g**. c BS2: Rh: cc-pVTZ-PP; S, C, H, N, O: 6-311++g**. | |||||
1 | BP86/BS1b | −25.4 | −46.5 | −27.1 | +19.4 |
2 | BP86/BS2c | −8.6 | −5.1 | −1.3 | +7.3 |
3 | BP86-D3/BS2 | −1.3 | −0.4 | −5.3 | −4.0 |
4 | B3PW91-D3/BS2 | −1.5 | −0.7 | −4.2 | −2.7 |
5 | PBE-D3/BS2 | −3.3 | +1.3 | −3.5 | −0.2 |
6 | PBE0-D3/BS2 | −2.9 | −1.9 | −3.4 | −0.5 |
7 | BLYP-D3/BS2 | −2.8 | −1.9 | −2.0 | +0.8 |
8 | B3LYP-D3/BS2 | −3.2 | −3.2 | −1.5 | +1.7 |
9 | M06/BS2 | −2.1 | −0.6 | +0.4 | +2.5 |
10 | M06L/BS2 | −7.2 | −10.6 | +2.1 | +12.7 |
11 | ωB97XD | −6.7 | −7.3 | −5.2 | +2.1 |
12 | B97D/BS2 | −4.8 | −5.2 | −7.3 | −2.1 |
Ultimately the key to obtaining reasonable energetics for these systems is the inclusion of a dispersion correction using Grimme's D3 parameter set.15 Thus with BP86-D3/BS2 (Entry 3) IRh, IIRh and IIIRh all lie within 1.3 kcal mol−1 of each other and cyclometallation to form VIIRh-3a is exergonic by 4.0 kcal mol−1. The D3 correction also provided improved energetics for a range of other functionals (Entries 4–6), which otherwise gave highly endergonic product formation (see Table S6, ESI†). With BLYP-D3 and B3LYP-D3 VIIRh remains slightly endergonic even with the dispersion correction (Entries 7 and 8). Interestingly the inclusion of dispersion effects within the functional was less successful, with M06 M06L and ωB97XD (Entries 9–11) all underestimating the stability of VIIRh-3a. With B97D (Entry 12) the formation of VIIRh is computed to be thermodynamically favoured. Clearly it is important to account for the additional dispersive stabilisation associated with the close proximity of the substrate and {RhClCp*} fragments present in VIIRh-3a. However the energetics are sensitive to the way in which this is included in the computational protocol, and use of a separate empirical correction appears to perform best in this case. In the following we shall report energetics based on the BP86-D3/BS2 protocol.16
Full computed profiles for H-L3a reacting at both [MCl2Cp*]2 species are shown in Fig. 6 for M = Ir (blue) and Rh (red), where free energies are reported in both MeOH (plain text) and dichloromethane (italics). The discussion will focus on the results in MeOH, before considering the effects of changing solvent. After dimer opening Cl− substitution in IIM (or OAc− substitution in IIIM) with H-L3a produces [M(OAc)(H-L3a)Cp*], IVM-3a, the immediate precursor to C–H activation. Although endergonic, these processes are readily accessible in MeOH (ΔG ≤ +2.6 kcal mol−1) For IVRh-3a C–H activation is a two-step process, κ2–κ1-acetate displacement giving VRh-3a from which intramolecular proton transfer leads to cyclometallated VIRh-3a at +5.7 kcal mol−1. For Ir the κ2–κ1 displacement transition state (G = +8.2 kcal mol−1) leads directly to C–H activated VIIr-3a (G = −1.1 kcal mol−1). HOAc/Cl− substitution then gives the final products, VIIM-3a, and this exergonic step (ΔG = −13.1 and −11.0 kcal mol−1 for M = Ir and Rh respectively) ultimately makes both these reactions thermodynamically favourable. Overall the reactions of H-L3a at Ir and Rh in MeOH proceed with very similar overall barriers (ΔG‡ = 10.5 and 11.8 kcal mol−1 respectively). In contrast, C–H activation at Ir is significantly more exergonic (ΔG = −11.9 kcal mol−1cf. −4.0 kcal mol−1 for Rh). Note that these energetics are quoted relative to the most stable precursor complex in each case, i.e.IIRh (at −1.3 kcal mol−1) and IIIr (at −2.3 kcal mol−1). The computed results are therefore consistent with C–H activation of H-L3a being irreversible at Ir, but reversible at Rh, the reverse barriers from VIIM-3a being 22.4 kcal mol−1 for Ir but only 15.8 kcal mol−1 for Rh. The calculations therefore confirm that C–H activation is under kinetic control at Ir but under thermodynamic control at Rh.
Experimentally we found it more convenient to conduct the competition experiments for Ir in dichloromethane and so we have recomputed the free energies correcting for this solvent (results in italics in Fig. 6). The major solvent-dependency is seen in the overall barriers to C–H activation and this reflects the fact that the activation energies include a contribution from the formation of IVM-3avia substitution of Cl− in IIM (or OAc− in IIIM) by neutral H-L3a. Such steps are less accessible in dichloromethane (e.g.IIIr → IVIr-3a, ΔG = +7.5 kcal mol−1) than MeOH (ΔG = +1.0 kcal mol−1). The corollary is that HOAc/Cl− substitution (VIIr-3a → VIIIr-3a) is much more favourable in dichloromethane (ΔG = −19.6 kcal mol−1) than in MeOH (ΔG = −13.1 kcal mol−1). Thus while the computed barriers are solvent dependent, the overall thermodynamics are not significantly so, indicating that the Ir system will remain under kinetic control and Rh under thermodynamic control, irrespective of the solvent used. For Rh the higher barriers computed in dichloromethane are also consistent with the slower reactions seen experimentally as the system takes longer to reach equilibrium.
Similar reaction profiles were also characterized for the other substrates under consideration and the key computed ΔG‡ and ΔG values are shown in Table 2, where the solvents used in the experimental competition experiments are now employed. Details of the full reaction profiles are provided in the ESI.† For Ir ΔG‡ values give the substrate reactivity trend as H-L2 < H-L3a < H-L5 ≈ H-L4 < H-L6 ≈ H-L1 and this mimics the experimental pattern well, with the exception of H-L4 which has a lower than expected barrier. We comment on this issue below. For Rh the trend in substrate reactivity based on ΔG is H-L1 ≈ H-L2 < H-L3a < H-L5 < H-L6 ≈ H-L4, again in good agreement with experiment, although once more H-L4 stands out in being more favoured compared to the experimental order. We also compared the N-alkyl substrate H-L3a and its N-aryl analogue H-L3b and showed that the latter gives greater product stability (i.e. more favoured) at Rh, but a slightly increased barrier (i.e. less favoured) at Ir, reproducing the subtleties of the metal-controlled selectivity seen experimentally in the competition reaction between these two species (see Fig. 4). The same trends are found when the Ir system is computed in MeOH and Rh in dichloromethane, i.e. the observed selectivity reflects the choice of metal centre rather than the solvent employed.
Substrate | M = Ir (CH2Cl2) | M = Rh (MeOH) | ||
---|---|---|---|---|
ΔG‡ | ΔG | ΔG‡ | ΔG | |
a Values are quoted relative to IIRh at −1.3 kcal mol−1 and IIIIr at −1.8 kcal mol−1. b Data computed with a C2H3 substituent. | ||||
H-L1 | 14.1 | −8.6 | 8.1 | −1.2 |
H-L2 | 19.1 | −9.4 | 14.4 | −1.6 |
H-L3a | 17.4 | −11.9 | 11.8 | −4.0 |
H-L3b | 18.4 | −14.4 | 13.5 | −6.8 |
H-L4 | 15.1 | −16.0 | 13.7 | −7.8 |
H-L4′ | 19.5 | −13.1 | 13.0 | −4.6 |
H-L5 | 15.6 | −13.7 | 11.3 | −6.4 |
H-L6 | 14.5 | −14.5 | 9.1 | −7.7 |
Overall the calculations provide a very good description of the observed reactivity trends. Experimentally, H-L1 showed the greatest propensity toward H/D exchange in d4-methanol and indeed was the only substrate to show this at Ir. Consistent with this, the calculations indicate that for both metals this substrate has the lowest barrier for the reverse reprotonation reaction from VIIM-1a.17 The different thermodynamic and kinetic factors at play also account for the fact that H-L1 can be both one of the most reactive substrates at Ir while at the same time is the least favoured substrate at Rh. This raises the possibility of controlling the selectivity of C–H activation through an appropriate choice of metal centre. A significant contribution to this arises from the more favourable energy change for the C–H activation step, i.e. for IVM-3a → VIM-3a ΔG = +0.1 kcal mol−1 for Ir (in dichloromethane), compared to +4.4 kcal mol−1 for Rh (in MeOH, see Fig. 6). This probably reflects the stronger M–hydrocarbyl bond that is formed with the 3rd row metal, a feature that also promotes the thermodynamics of oxidative addition at low-valent complexes at Ir over Rh.
One exception to the good computed trends in reactivity is the general over-estimation of the reactivity of substrate H-L4. We believe this reflects the different size of the vinyl C2H2Ph substituent in this species compared to H-L1–3a and H-L5 where the substituents are more closely related geometrically. As a result the dispersion stabilizations that arise from the additional intramolecular interactions introduced upon substrate binding to the metal fragment are somewhat larger for H-L4 than for the other substrates, resulting in an exaggerated stability of all stationary points involving H-L4. Thus ΔG‡ is underestimated at Ir and ΔG is overestimated (more negative) with Rh for this substrate. To test this we recomputed this system with a smaller C2H3 substituent (H-L4′, Table 2) and indeed computed both an increase in ΔG‡ at Ir and a reduction in ΔG at Rh.
DFT calculations using a BP86-D3 protocol successfully model and provide insight into the different reactivity patterns seen with Ir and Rh. In particular, they confirm the experimental results indicating kinetic control of C–H activation at Ir and thermodynamic control at Rh. The use of a dispersion correction, large basis sets and appropriate solvent corrections were all important if the overall behaviour of these systems is to be correctly reproduced. This system therefore adds to previous examples where a treatment of dispersion effects is vital to model a ligand dissociation or association step correctly.18,19 The relative substrate reactivities are also well reproduced, although our work does highlight remaining challenges, in particular when considering substitution reactions of substrates of different size. Nevertheless this combined experimental and computational study is anticipated to provide a platform for the rational design of selective catalysts for the C–H activation of more complex molecules.
Footnote |
† Electronic supplementary information (ESI) available. CCDC 980293–980300. For ESI and crystallographic data in CIF or other electronic format see DOI: 10.1039/c4sc00738g |
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