Han Wanga,
Tieyu Sunb,
Wangying Xua,
Fangyan Xiec,
Lei Yea,
Yubin Xiaoa,
Yu Wangb,
Jian Chenc and
Jianbin Xu*a
aDepartment of Electronic Engineering and Materials Science and Technology Research Center, The Chinese University of Hong Kong, Shatin, N.T., Hong Kong SAR, P. R. China. E-mail: jbxu@ee.cuhk.edu.hk
bDepartment of Applied Physics and Material Research Center, The Hong Kong Polytechnic University, Kowloon, Hong Kong SAR, P. R. China
cInstrumental Analysis & Research Center, Sun Yat-Sen (Zhongshan) University, Guangzhou, P. R. China
First published on 9th October 2014
In this work, acetylacetone assisted solution-processed In–Ga–Zn–O (IGZO) thin film transistors (TFTs) using Al2O3 as gate dielectrics were investigated. Normally, fully covered Al2O3 thin films are difficult to achieve by spin coating with conventional solvent, such as 2-methoxyethanol, due to the poor wettability of highly doped silicon. Here, a conventional aluminum nitrate solution with an additive was designed to spin coat robust continuous Al2O3 thin films, resulting from improved solution hydrophilic with a contact angle of 17°. For active layer fabrication, we utilized the previous reported combustion process to lower treatment temperature, which could be confined in the range from 220 °C to 300 °C, without losing the device performance. Results show that all the devices performed well. Especially, after 240 °C annealing of both Al2O3 (in thickness of around 45 nm) and IGZO thin films (in thickness of around 30 nm), we have obtained the following device parameters, namely a Al2O3 dielectric breakdown electric field at 7.8 MV cm−1, a current density of around 1 × 10−6 A cm−2 in the voltage range of −3 V to 3 V, a areal capacitance of 291 nF cm−2 at 100 Hz, a carrier mobility of 0.74 cm2 V−1 s−1, a threshold voltage of −0.4 V, a current on–off ratio of 6 × 103, a subthreshold swing of 375 mV per decade. Fabrication of combustion-processed active layers and our facile solution processed high-k dielectrics provides a feasible approach for low cost oxide flexible TFTs applications.
Recently, solution-processed approach turns to be a major fabrication route for TFT active channels due to its advantages such as easy operation, being vacuum free, and having a controllable element stoichiometric ratio.19–22 However, in comparison with conventional physical deposition processes, namely radio frequency magnetron sputtering, solution-processed techniques still require a high annealing temperature to facilitate the precursor transformation to oxide and to dense the film at the same time. Therefore, to address that problem, a combustion route has been developed by successfully lowering the annealing temperature by Tobin Mark's group.23–26 The key point is to introduce either urea or acetylacetone to serve as fuel. As soon as a moderate temperature is provided to drive the reaction, coordinating with oxidizer of NO3−, the fuel gives rise to a high enthalpy change in the exothermic reaction, soon afterwards forming a self-energy-generation system that continues a thorough chemical reaction.
Gate dielectric also plays a significant role on TFT performance. To ensure a low leakage current density and high breakdown voltage, the frequently used fabrication route is physical deposition. For example, pulsed laser deposition and radio frequency magnetron sputtering.27,28 In addition, with regard to the solution process, the thorny challenge of the poor wettability of the highly doped silicon and the inferior hydrophilicity of the general solvent also needs to be settled. 2-Methoxyethanol is one of the general solvent in spin-coating process on thermal grown SiO2 substrates, but its spin window is quite narrow on highly doped silicon substrates, which implies that a high quality film is hardly obtained even after an effective oxygen plasma or piranha solution treatment to obtain a super hydrophilic surface on substrates by attaching hydroxyl groups.8,10
In this report, a bunch of all solution processed TFTs have been systematically investigated, aiming to fabricate high performance oxide TFTs via a low processing temperature and facile procedures. First, Al2O3 thin film, a high-k oxide dielectric, was successfully fabricated by an additive-assisted solution process. By utilizing acetylacetone and aqueous ammonia as an additive in 2-methoxyethanol, Al(NO3)3 solution can be spin-coated and fully covered onto highly doped silicon substrates easily. This indicates that the novel solution system broadens the fabrication window tremendously. In combination with combustion processed IGZO active layers, we demonstrated that by utilizing novel chemical processed Al2O3 as dielectric, after a mere 240 °C annealing on both gate dielectric and active channel, TFT devices showed a mobility of 0.74 cm2 V−1 s−1, an operating voltage range of −3 V to 3 V and threshold voltage of −0.4 V. Beyond that, when processing temperature increased to 260 °C, the mobility was increased to 2.26 cm2 V−1 s−1, and the threshold voltage was reduced to 0 V. The trade-off between treatment temperature and field effect performance implies a feasible trail of low cost and easy processing of flexible devices fabrication. Although acetylacetone is utilized in both the dielectric and semiconductor layer fabrication, the role is totally different, which means it serves as an additive in Al3+ solution to improve wettability (after spin coating, acetylacetone volatilizes out at 120 °C), while serving as a fuel in IGZO solution to participate in the reaction at no less than 220 °C.
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Fig. 2 Wettability comparison of a conventional solution, a conventional solution with acetylacetone only and our novel solution. The substrates are oxygen plasma treated highly doped silicon. |
As novel chemically-processed Al2O3 gate dielectrics, X-ray diffraction characterization of Al2O3 obtained after annealing at 300 °C is shown in Fig. 4. Since no obvious diffraction peaks were observed, the fabricated Al2O3 dielectrics were amorphous, thus minimizing leakage current and maximizing breakdown voltage because of the absence of crystal grain boundaries. Surface morphologies of the Al2O3 film surfaces obtained after annealing at 220 °C and 300 °C were examined by AFM under tapping mode, as shown in Fig. 5(a) and (b). Scan scale was 1 μm × 1 μm. It revealed that after being spin-coated twice through a 0.3 M Al(NO3)3 solution, the surfaces were not as smooth as thermal grown SiO2 surface (RMS ∼ 0.19 nm), but they reached a RMS roughness of 0.5 nm and 1.1 nm, respectively. The roughness mainly came from the film growth and the densification processes. Because of nucleation and coalescence of chemical species, the film growth resulted in noticeable ups and down on the substrate plane, while the densification process resulted in the formation of mesoscopic holes.
X-ray photoemission spectroscopy analysis of Al2O3 films obtained after annealing was performed to interrogate the chemical states of oxygen, shown in Fig. 6(a). After deconvolution of the O 1s peak of Al2O3 thin films, three peaks centered at 532.0 eV, 532.8 eV and 534.0 eV can be found separately. The peak centered at 532.0 eV can be assigned to lattice oxygen, which forms fully bonds with aluminum atoms. The peak centered at 532.8 eV can be assigned to the oxygen atoms that are not fully bound within the oxide, which are usually related to the oxygen vacancy in oxygen-deficient regions. Because of the partial bound oxygen atoms within the oxide, the peak of XPS feature towards to a higher binding energy than fully bound oxygen atoms. The peak centered at 534.0 eV can be assigned to the oxygen in hydroxide. Since hydrogen is more electronegative than metals, the M–OH oxygen atoms are less negatively charged than those in oxides, shifting the XPS feature toward a considerably higher binding energy.12,15,20 The relative fractions of these three species were calculated from the XPS semi-quantitative analyses. The relation between the percentages of oxygen species and the annealing temperatures are shown in Fig. 6(b). As the annealing temperature increases, the change of concentration in oxygen vacancies is unobvious, but the concentration of oxygen in hydroxide decreases and the lattice oxygen one increases. The results suggest that a higher annealing temperature favors the decomposition Al(OH)3 to Al2O3.
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Fig. 6 (a) O1s XPS spectra of Al2O3 gate dielectric thin films annealed at 220 °C, 240 °C, 260 °C, 280 °C and 300 °C. (b) Dependency of percentage of oxygen species and annealing temperature. |
Dielectric characteristics were measured through the (metal–insulator–metal) MIM structure of Al2O3 thin film. Current densities versus breakdown electric field characteristics are shown in Fig. 7(a). The breakdown electric field of all samples were no lower than 6.5 MV cm−1. Due to the increase of oxygen vacancies as the annealing temperature raised, the breakdown electric field was degraded. However, after spin coating twice and film thickness increasing to around 45 nm, a significantly increased breakdown electric field is achieved. Thus, even with an annealing temperature as high as 300 °C, the breakdown electric field was still close to 7.5 MV cm−1, laying a good foundation for TFT applications. The current density versus voltage of Al2O3 dielectrics is shown in Fig. 7(b). In order to match TFTs operating voltage range in convenience, here we adopt voltage instead of electric field as abscissa. The results indicated that leakage current densities were approximately 10−6 A cm−2 in the operating voltage range of −3 V to 3 V (the gate voltage of fabricated TFT was −3 V to 3 V), regardless of the annealing temperature. The performed leakage current is acceptable in TFTs applications. The relationship between the areal capacitance of Al2O3 films and the frequency obtained in the capacitance–voltage measurements in both ambience and vacuum are shown in Fig. 8(a) and (b). The capacitance density increases along with the annealing temperature, because of the increase of Al2O3 percentage. The results also demonstrate an obvious frequency dispersion in the low frequency range, which indicates the increase of capacitance density with decreasing frequency.10,29 Comparing with capacitance in ambient and vacuum environments, it is obvious that the frequency dispersion and capacitance in vacuum are quite smaller than those in ambience, which may suggest an existence of proton conduction in ambient conditions.30–33 The proton mobile ion from absorbed water in ambience induces a significant capacitance through its migration and formation of an electric double layer (EDL) under a voltage bias. When the gate electrode is positive biased, proton migrate to the interface of the dielectric and semiconductor, composing a Helmholtz layer. However, because of the slow migration rate, the induced capacitance only responses in the low frequency range, bringing an obvious frequency dispersion. Characterization of phase angle and conductivity versus frequency in ambient environment were shown in Fig. 9(a) and (b). It is known that the phase angle of an ideal capacitor is −90° while for an ideal resistor it is 0°.30,31 The fabricated Al2O3 dielectrics perform as a capacitor in all frequency ranges. This result suggests that the polarization within the dielectric media dominates the capacitance and frequency dispersion. The conductivity is also frequency-dependent. A similar phenomenon has also been found in previous work.34 This is due to the ionic migration in ion-conducting disordered solid materials, causing the leakage current.34
Moreover, the proton conduction, here we also understand the frequency dispersion phenomenon through the fundamental of intrinsic dielectric, as the Al2O3 dielectrics perform a capacitor behavior all through the frequency range. Dielectric constants comes from dipole moment, in other words, coming from polarization of dielectrics. There are basically three kinds of polarizations in the system: (1) the electronic polarization that comes from Al2O3, (2) the space charge polarization that comes from trapped charges, which is related to oxygen vacancies and mobile charges, which at the same time is related to hopping from hydroxyl sites, (3) and the orientation polarization that also comes from hydroxyl groups. Electronic polarization, which due to elastic displacement of electron clouds requires a very short time to perform, is almost frequency independent. Space charge and orientation polarization both come from the movements of charged particles, such as orientation of dipoles and migration of electrons, hence they require a longer time to perform, so they are largely frequency dependent. Within the low frequency range, electronic polarization has enough time to respond to external electric fields, but space charge and orientation polarization have not enough time, so it induces frequency dispersion. A semi-quantitative analysis is followed to illustrate the contribution of the three kinds of polarizations.
The total polarization can be written as:
P = (neαe + nsαs + noαo)E | (1) |
Following our discussions, the electron polarizability αe should be a constant. The other two polarizabilities have similar formulas to the Debye's model:
![]() | (2) |
![]() | (3) |
![]() | (4) |
At the low frequency range, the capacitance difference between 20 Hz and 5000 Hz of the five samples increases along with temperature, but the percentage of hydroxyl groups decreases, which indicates that the orientation polarization has little responsibility on the frequency dispersion in the low frequency range. Now, the total capacitance can be rewritten as:
![]() | (5) |
The real part of (5) can correspond to our experiment results of the capacitance density. However, because the space charge polarization relates to both oxygen vacancies and hydroxyl sites, here we divide the total space charge polarization into two parts. One part comes from the contribution of trapped charges and another comes from mobile charge hopping. The two parts only differ in the constant of proportionality. Now, the real part of total capacitance density, which relates to the experimental capacitance – frequency results, can be rewritten as:
![]() | (6) |
This equation will be used to fit the experimental results, which were obtained in vacuum to exclude the proton conduction effect.
We can estimate Ae with the permittivity of pure Al2O3, assuming our devices are fulfilled with Al2O3, we get Ae = 197 nF cm−2. As we know, the concentrations obtained from the XPS data are not strictly quantitative, so we selected the data of annealing temperatures of 240 °C and 260 °C to fit with formula (6). We let ne, ns-vac and ns-OH to be the same to the concentrations of lattice oxygen (Al–O–Al), oxygen vacancies (Ovac) and oxygen in hydroxide (–OH) separately. A comparison between the fitting and experiment results is shown in Fig. 10. The fitted data are listed in Table 1. It suggests the relaxation time for space charge polarization is approximately in the order of 10−4 to 10−3.
Capacitance – frequency dependency fitting results | ||||||
---|---|---|---|---|---|---|
T (°C) | As-vac (nF cm−2) | Bs-vac (nF cm−2) | τs-vac (s) | As-OH (nF cm−2) | Bs-OH (nF cm−2) | τs-OH (s) |
240 | 239 | 41 | 0.0001 | 0.7 | 113 | 0.0029 |
260 | 267 | 34 | 0.0001 | 0.3 | 80 | 0.0022 |
To further demonstrate the dielectric polarization mechanism, temperature dependence of dielectric performances of the sample annealed under 240 °C were measured in vacuum. Capacitance-frequency dependency and Cole–Cole plot are shown in Fig. 11(a) and (b), respectively. When the measuring temperature increases, the sample exhibits increased frequency dispersion in the low frequency range. This phenomenon is attributed to an increased hopping probability of space charge, as a result of raised activation energy. By combination of the capacitance performances that are close to the end of the high frequency range (10 KHz to 1 MHz) and Cole–Cole plot, the corresponding Debye relaxation times can be obtained using:
τ = 1/2πf | (7) |
Structural properties of IGZO thin films were also characterized by X-ray diffractometer, a shown in Fig. 12. Due to the weak intensity of the diffraction peaks, which were almost in the same order of background noise, the thin films were regarded to have amorphous phase. Measurements of TFT transfer and output characteristics were also carried out. Devices configuration and electrical characteristics are shown in Fig. 13(a)–(c) and S(1).†35 The field effect mobility (μsat) of the TFTs is extracted in the saturation region of the transfer curve by the following equation:
![]() | (8) |
SS = dVG/d(log![]() | (9) |
By utilizing SS value, the maximum interface trap states (Nmaxtrap) can also be calculated from the following equation:
![]() | (10) |
Device parameters were summarized in Table 2. By comparing device parameters comprehensively, samples obtained after annealing at 260 °C showed the best performances, with a mobility of 2.26 cm2 V−1 s−1, a zero threshold voltage, an Ion/Ioff of around 3 × 104, a sub-threshold swing of 186 mV per decade, and a maximum trap density of 4.2 × 1012 cm−2 eV−1. However, samples obtained after annealing at 220 °C are also operable, albeit with an inferior mobility of 0.12 cm2 V−1 s−1, a threshold voltage of only −1.27 V, an Ion/Ioff of 2 × 103, a sub-threshold swing of 447 mV per decade, and a maximum trap density of 1.3 × 1013 cm−2 eV−1. In regards to this type of semiconductors, for example, amorphous IGZO, their carrier transport results from direct overlap among the neighboring metal ns orbitals.15 The magnitude of this overlap is insensitive to the distorted metal–oxygen–metal (M–O–M) chemical bonds that intrinsically exist in amorphous materials.14 Owing to both oxygen vacancies and traps, the TFT mobility varies with sample annealing temperature. When the temperature increases from 220 °C to 300 °C a continuous mobility increase is observed, which is believed to be related to pre-filling trap sites generated by oxygen vacancies, and/or distortional relaxation reduced trap sites.36 When annealing temperature is higher than 260 °C, the mobility enhances slowly and approaches its saturation. A negative threshold voltage indicates that the TFT operation mode is depletion one, in which the channel is activated as normally on. This implies that electrons are accumulated at the interface between the dielectric and the active layer, requiring a negative gate bias to deplete them. Moreover, the interface charges, the trap density also plays an important role in the threshold voltage, such as hydroxyl groups, which can be viewed as electron trap sites that attract electrons and limit their movement. Therefore, trap density affects free carriers number. A higher number means it is easier to make carriers accumulate in the semiconductor/dielectric interface, hence it contributes to a small threshold voltage. In other words, a reduction of the trap density always gives rise to a shift in the threshold voltage toward a negative bias direction. It also means that a higher trap density requires a larger gate voltage to turn on the device. A relative phenomenon has previously been found.37 In comparison with their electric hysteresis from dual drain voltage sweep, ΔVT is less than −0.1 V, which can be ignored. The clockwise hysteresis effect, as shown in Fig. 13(b), is due to the IGZO/Al2O3 interface. Under a positive gate bias, it is possible for electrons to be injected from IGZO into Al2O3 dielectrics, accompanied by a decrease in the carrier density in the vicinity of the IGZO/Al2O3 interface, thus lowering the ID level and enhancing a more positive threshold voltage in the transfer reverse sweep.9 A similar phenomenon was also found in sputtered Al2O3 dielectrics. Ion/Ioff is determined by both off-current and on-current. A small off-current will be obtained as long as the dielectric exhibits a low leakage current density and the semiconducting active channel has a low concentration of oxygen vacancies. A large on-current will be obtained if the device performs a high carrier mobility. Therefore, they contribute to a good Ion/Ioff. Devices sub-threshold swing are 447 mV per decade, 375 mV per decade, 186 mV per decade, 265 mV per decade, 372 mV per decade, for samples annealed at 220 °C, 240 °C, 260 °C, 280 °C and 300 °C, respectively. In general, the sub-threshold swing is an indicator of the total trap density, including the bulk trap density of the semiconductor itself and the interface trap density in the vicinity of the interface between the semiconductor and dielectric layers.38 The 260 °C annealed samples exhibit minimum sub-threshold swing, giving a relative fast response or switch speed. From our previous experiments, we know that both the dielectric and the semiconductor layers account for the non-monotonic dependence. The higher roughness of dielectric surface has a significant role, degrading TFTs performance due to the scattering of electrons. Moreover, when the solution processed semiconductor layer is under annealing, the thermal treatment also affects the dielectric layer. The reason might be the interdiffusion among Al3+, In3+, Ga3+ and Zn2+, which has also been previously discussed by other authors.39,40 In our experiments, it is suggested that In3+, Ga3+ and Zn2+ in the combustion solution should be more likely to diffuse into Al2O3 layer at higher treatment temperature because of (1) they are more free to move in the solution than bonded Al3+ in the Al2O3 layer, and (2) on account of the self-energy generated combustion process, those ions are easily activated to diffuse into the Al2O3 layer and reduce the device performance.
TFTs electrical performances | ||||||
---|---|---|---|---|---|---|
T (oC) | Cox (nF cm−2) | μ (cm2 V−1 s−1) | VT (V) | Ion/Ioff | SS (mV per decade) | Nmaxtrap (cm−2 eV−1) |
220 | 317 | 0.12 | −1.3 | 2 × 103 | 447 | 1.3 × 1013 |
240 | 291 | 0.74 | −0.4 | 6 × 103 | 375 | 9.6 × 1012 |
260 | 319 | 2.26 | 0 | 3 × 104 | 186 | 4.2 × 1012 |
280 | 405 | 2.28 | −0.5 | 7 × 103 | 265 | 8.7 × 1012 |
300 | 377 | 2.82 | −1.9 | 4 × 103 | 372 | 1.2 × 1013 |
Footnote |
† Electronic supplementary information (ESI) available. See DOI: 10.1039/c4ra09077b |
This journal is © The Royal Society of Chemistry 2014 |