Yee Song Koab,
Monica V. Circua,
Thomas Geigera,
Simon Dünkiab,
Frank A. Nüeschab and
Dorina M. Opris*a
aSwiss Federal Laboratories for Materials Science and Technology Empa, Laboratory for Functional Polymers, Ueberlandstr. 129, CH-8600, Dübendorf, Switzerland. E-mail: dorina.opris@empa.ch; Fax: +41 58765 4012; Tel: +41 58765 4304
bEcole Polytechnique Fédérale de Lausanne (EPFL), Institut des matériaux, Station 12, CH 1015, Lausanne, Switzerland
First published on 28th July 2014
A synthetic path to poly(ethylene-co-butylene)-block-poly(ethylene oxide), a substitute for the “KLE” surfactant was developed. For this purpose, mono hydroxyl end-functionalized poly(ethylene-co-butylene) (∼3800 g mol−1) was modified with a triple bond at its hydroxyl group, while two samples of mono hydroxyl end-functionalized poly(ethylene oxide) (∼2000 g mol−1 and 5000 g mol−1) were modified with an azide group. The two blocks were bound together by click chemistry and the products characterized by 1H NMR spectroscopy, EA and GPC. The ability of these new block copolymers to stabilize nanodroplets in inverse miniemulsion polymerization of 2-hydroxyethyl methacrylate (HEMA) was investigated. It was found that the molecular weight of the poly(ethylene oxide) block strongly influences the stability of the miniemulsions; only the copolymer with the short oligoethylene block gave satisfactory results. The possibility of encapsulating Disperse Red 1 (DR1) dye in polyhydroxyethyl methacrylate (PHEMA) was also investigated and the miniemulsions were optimized such as to prepare particles with a maximum DR1 loading of approximately 21 wt%. To avoid dye agglomeration and phase separation during polymerization, DR1 was equipped with a polymerizable group. The resulting particles were characterized by DLS, SEM, TGA, UV-vis and DSC. These particles are of importance as fillers in polydimethylsiloxane composites that are used as electrostrictive materials.
Because of the large dipole moment of DR1 of 11.8 D, NPs loaded with this dye are attractive as fillers in chemically cross-linked silicone elastomers to increase their polarity as well as their mechanical and, in particular, dielectric properties.2 The DR1 molecules in PHEMA NPs adopt a random orientation, where the dipoles cancel each other. Therefore the PHEMA NPs loaded with DR1 molecules have a low overall dipole moment and thus a low permittivity. However, when the DR1 molecules adopt an anisotropic orientation, NPs with increased permittivity should form. This manuscript is dealing with the preparation of such NP. For their preparation, miniemulsion polymerization of HEMA in the presence of DR1 was investigated. Miniemulsion polymerization is an effective tool used for the encapsulation of large quantities of guest molecules, pigments, and particles of small size.3 In addition to this, it is a rather easy to perform method and allows for up scaling. There are some reports on inverse miniemulsion polymerization of HEMA4 as well as hybrid PHEMA particles that contain some guest compounds. For example, PHEMA NPs containing tetrafluoroborate salts of different metals were prepared by inverse miniemulsion and the influence of salt content on the particle size distribution was extensively investigated.5 Atom transfer radical polymerization of HEMA in miniemulsions was also investigated and polymers with a narrow weight distribution were prepared.6 An overview of the miniemulsion polymerization of some polar monomers is given by Capek.7 Also, reports exist regarding the encapsulation of dyes in polymeric NPs.8 The encapsulation of dyes within polymeric NPs is a powerful way to overcome problems associated with dye aggregation in different phases, instability and poor processability. Dye loaded NPs found application as colorants in textiles, inks and coatings, or as fillers in laser, optical and semiconductor devices.
A common feature of the above chemistry is the use of the same surfactant, namely a poly(ethylene-co-butylene)-block-poly(ethylene oxide) (PEB-PEO) known also under the name KLE. This is a powerful surfactant which however is not commercially available anymore.9 This necessitates to first establish access to KLE or a close congener of it if chemistry in this direction is to be developed further.
We first describe the synthesis of two KLE-type block copolymers which, for conveniences sake, rests upon the two commercially available mono hydroxyl end-functionalized PEO blocks (Mn = 2000 g mol−1 and Mn = 5000 g mol−1). These block lengths are the closest to the one used in KLE (Mn = 11
500 g mol−1). Both PEO blocks were connected to the PEB block via “click”-chemistry and the resulting block copolymers fully analyzed. Next, both of these polymers were employed in inverse miniemulsion polymerizations of HEMA as well as the encapsulation of acrylate functionalized (DR1-MA) or un-functionalized DR1 molecule into PHEMA NPs. It turned out that the block copolymer with the shorter PEO block is a perfect replacement for KLE while the one with the longer PEO block does not exhibit useful stabilization.
500 g mol−1 (measured in our lab). It has about 41 wt% of ethylene oxide.6 Both Kraton liquid and KLE were kindly provided by Dr H. Schlaad from MPI-KG, Potsdam, Germany. DR1 was functionalized with a methacrylate polymerizable group using a reported procedure.10 All other chemicals were purchased from Aldrich and used as received. Solvents were purified and dried by standard procedures. Column chromatography was carried out on silica gel 60 (Macherey–Nagel, 0.04–0.063 mm/230–400 mesh) as the stationary phase. Reactions were monitored by thin layer chromatography (TLC) with TLC silica gel-coated aluminium plates (60 UV254, Macherey–Nagel) and visualized by ultraviolet light (λ = 254 nm and λ = 366 nm).
:
ethyl acetate 9.5
:
0.5 as eluent to give a colourless viscous liquid (3.5 g, 91% yield). Visualization of the TLC plate was done by I2.
1H NMR (CDCl3) δ = 4.11 (m, 1.8H, –CH2–O), 2.45–2.55 (m, 4H, CH2–CH2
H), 1.94 (s, 1H,
H), 1–1.5 (br m, CH, CH2), 0.81 (br m, CH3); EA: calcd. C 85.62%, H 14.37%; found C 84.77%, H 14.44%; Mn = 6700 g mol−1, Mw = 6910 g mol−1, Mw/Mn = 1.03.
:
methanol (9
:
1) as eluent. The products were obtained as white powders (2a: 4.5 g, 90% yield and 2b: 3.26 g, 65.2%).
1H NMR (CDCl3) δ = 7.75 (d, 2H, J = 8, arom. H), 7.3 (d, 2H, J = 8, arom. H), 4.12 (m, 2H, CH2–CH2-OTs), 3.6 (s, O–(CH2)2–O), 3.50 (m, 2H, CH2–CH2-OTs), 3.37 (s, 3H, H3C–O), 2.44 (s, 3H, H3C-aryl); 13C NMR (CDCl3) δ = 145.5, 133.8, 130.6, 128.7, 71.5, 71.3, 69.3, 59.8, 22.4.
2a: EA: calcd. C 54.53%, H 9.15%; found C 54.00%, H 8.8%; Mn = 6400 g mol−1, Mw = 6540 g mol−1, Mw/Mn = 1.02.
2b: The same reaction was done on poly(ethylene glycol)methyl ether Mn = 2000 g mol−1; EA: calcd. C 54.53%, H 9.15%, O 36.32; found C 53.67, H 8.84%, O 36.2%; Mn = 2350 g mol−1, Mw = 2370 g mol−1, Mw/Mn = 1.01.
3a: Tosylated poly(ethylene glycol) methyl ether 2a (2.5 g, 0.5 mmol) was dissolved in 40 ml dimethylformamide. To this solution, NaN3 (325 mg, 5 mmol) was added at once and the reaction mixture was stirred at room temperature for 2 days. Then water and dichloromethane were added. The phases were separated and the aqueous phase was extracted once more. The organic phases were combined and washed three times with water and the organic phase was dried over MgSO4. The solvent was removed and the residue was purified by column chromatography or by precipitation with diethyl ether of a concentrated solution in dichloromethane.
3b: The same reaction was done on tosylated poly(ethylene glycol) methyl ether 2b. White powders were obtained (3a: 2.1 g, 83% and 3b: 1.78 g, 71.5%).
1H NMR (CDCl3, 400 MHz): δ = 3.61 (s, O–(CH2)2–O), 3.51 (m, 2H, CH2–CH2–N3), 3.36 (m, 2H, CH2–CH2–N3), 3.34 (s, 3H, H3C–O); 13C NMR (CDCl3) δ = 72.7, 71.3, 70.8, 59.8, 51.4.
3a: EA: calcd. C 54.53%, H 9.15%; found C 54.26%, H 9.07%.
3b: EA: calcd. C 54.53%, H 9.15%; found C 53.66%, H 8.86%; Mn= 2480 g mol−1, Mw = 2520 g mol−1, Mw/Mn = 1.02.
:
methanol 9
:
1 (Rf = 0.5).
To improve the yield it is recommended to use a small excess of alkyne functionalized PEB. This excess is easy to remove by column chromatography.
1H NMR (CDCl3) δ = 7.51 (s, 1H, H-triazole), 4,49 (t, J = 5, 2H, O–CH2), 4.09 (t, J = 6.68, 2H CH2-PEO), 3.85 (t, J = 5, 2H, CH2-triazole), 3.61 (s, CH2–O), 3.38 (s, 3H, CH3), 3.02 (t, J = 7.6, 2H, CH2–CH2–COO), 2.72 (t, J = 7.6, 2H, CH2–COO), 1–1.33 (br m, CH, CH2), 0.78 (br m, CH3).
4b: The same reaction was done with azide functionalized poly(ethylene glycol) methyl ether 3b (95% yield).
4a: EA: calcd. C 73.78%, H 13.93%; found C 71.72%, H 12.16%; Mn = 14
500 g mol−1, Mw = 15
100 g mol−1, Mw/Mn = 1.04.
4b: EA: calcd. C 73.78%, H 13.93%; found C 72.15%, H 12.01%; Mn = 11
200 g mol−1, Mw = 11
500 g mol−1, Mw/Mn = 1.03.
The deviations of the data from combustion analysis with the calculated ones is likely due to residual water.
| Sample | HEMA | Dye | Dye/HEMA | NMP | CH | 4b | AIBN | Particle diameter | Mn | Mw | PDI | ||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| [g] | Type | [mg] | [wt%] | [g] | [g] | [mg] | [mg] | SEM [nm] | DLS [nm] | kg mol−1 | kg mol−1 | — | |
| a KLE was used as surfactant.b Not soluble in DMF (0.1% LiCl). | |||||||||||||
| NP 1 | 1.5 | — | — | — | — | 6 | 50a | 100 | 570 ± 80 | 680 ± 150 | 95 | 198 | 2.1 |
| NP 2 | 1.5 | — | — | — | — | 6 | 50 | 100 | 840 ± 90 | 1320 ± 250 | —b | — | — |
| NP 3 | 3.75 | — | — | — | — | 30 | 125 | 125 | 480 ± 30 | 560 ± 110 | —b | — | — |
| NP 4 | 1.5 | DR1 | 20 | 1.3 | — | 6 | 50 | 100 | 480 ± 40 | 510 ± 200 | 193 | 813 | 4.2 |
| NP 5 | 0.5 | DR1 | 66 | 11.8 | 0.5 | 8 | 36 | 66 | 820 ± 110 | 540 ± 170 | 92 | 191 | 2.1 |
| NP 6 | 0.5 | DR1 | 100 | 16.6 | 0.5 | 8 | 36 | 66 | N/A | N/A | — | — | — |
| NP 7 | 1.5 | DR1MA | 20 | 1.3 | — | 6 | 50 | 100 | 480 ± 50 | 560 ± 180 | 186 | 744 | 4.0 |
| NP 8 | 0.75 | DR1MA | 50 | 6.3 | — | 6 | 25 | 50 | 550 ± 100 | 520 ± 90 | 105 | 596 | 5.7 |
| NP 9 | 0.75 | DR1MA | 100 | 11.8 | — | 6 | 25 | 50 | 570 ± 70 | 660 ± 130 | 96 | 531 | 5.5 |
| NP 10 | 0.5 | DR1MA | 133 | 21.0 | 0.25 | 6 | 50 | 25 | 750 ± 90 | 560 ± 100 | 69 | 578 | 8.4 |
| NP 11 | 0.5 | DR1MA | 150 | 30 | 0.5 | 8 | 50 | 33 | N/A | N/A | — | — | — |
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| Scheme 1 Alternative synthesis of a KLE-like block copolymer which avoids the use of gaseous ethylene oxide. | ||
In the first step PEB was esterified with 4-pentynoic acid by using active ester chemistry to give 1 (by GPC: Mw = 6910 g mol−1, Mn = 6700 g mol−1, Mw/Mn = 1.03), which represents the lipophilic part of the aimed at surfactant 4. The hydrophilic part of this surfactant was obtained by using two commercial hydroxyl end-functionalized PEOs (Mn = 5000 g mol−1 and Mn = 2000 g mol−1) that were chemically modified. They were first tosylated with tosyl chloride to give 2a and 2b. Tosylation followed by tosyl/azide exchange gave 3a and 3b.14 The two building blocks 1 and 3a and 3b were covalently coupled together by so-called click chemistry under established conditions to give the block copolymers 4a and 4b, respectively.15
The purification of the products was done by column chromatography. A slight excess of 1 makes the purification easier. When a slight excess of 3 was used as was the case for 4b, the purification was tedious and even after precipitation and column chromatography a small rest of 3b was still present (see Fig. 2, bottom). Fig. 1 shows the 1H NMR spectra of the starting monofunctionalized polymers 1 and 3a as well as of the prepared copolymer surfactant 4a.
The disappearance of the acetylene-H signal of 1 at δ = 1.94 ppm and the appearance of the new signal in the spectrum of 4 at δ = 7.51 ppm characteristic for the triazol ring are clear evidences for the successful coupling. Typical elugrams of 1, 3a and 4a as well as of 1, 3b and 4b are shown in Fig. 2. The block copolymers are shifted to smaller elution volumes compared to the respective blocks, 1 and 3a/3b, from which they were synthesized while retaining narrow molecular weight distributions. It should be mentioned here that the two commercial PEO polymers used contained a small fraction (<6%) of a higher Mw polymer that was carried through the synthesis. The newly prepared surfactants 4a (Mw = 15
100 g mol−1, Mn = 14
500 g mol−1, Mw/Mn = 1.04) and 4b (Mw = 11
500 g mol−1, Mn = 11
200 g mol−1, Mw/Mn = 1.03) were tested in miniemulsion polymerizations (see below). For comparison the GPC of KLE surfactant were also done (Mw = 11
700 g mol−1, Mn = 11
500 g mol−1, Mw/Mn = 1.02). By comparing the GPC data, the molecular weight of 4b is closer to that of KLE surfactant. The ability of surfactants 4a and 4b to replace KLE in inverse miniemulsion polymerization of HEMA is described below.
![]() | ||
| Fig. 2 GPC elugrams of 1, 3a and of the surfactant 4a (top), as well as of 1, 3b and of the surfactant 4b (bottom) in tetrahydrofurane. | ||
Ion conductivity decreases the breakdown field of a composite when used in electrostrictive devices and is thus to be avoided. A variety of surfactants were tried including the commercially available Igepal® CO 210, CO 520, Span® 20, 40, 60, 65, 80, 85, Brij® 98, 30, Borchi Gen® 0451, 0755, Disponil® AFX 1080, Disponil® A 3065, and Tween® 80. Also KLE was employed. Of all these surfactants only KLE ensured sufficient stabilization of the emulsion for at least 1 hour, a time span that was required for the polymerization. The conditions reported in the experimental section were applied. Additionally, the two synthesized surfactants 4a and 4b were also tried under the same conditions.6 As expected, the molecular weight of the PEO block played an important role. Only the surfactant 4b with the short PEO block resulted in sufficiently stable miniemulsions. Its molecular weight is approximately the same as the one of the KLE surfactant. An overview of the prepared particles and the amounts of reagents used is given in Table 1. The dried latexes were investigated by SEM to determine the particle structure and homogeneity. Fig. 3 shows the SEM images of the prepared particles when KLE and 4b were used as surfactants. As can be seen, the average size and the shape of the polymeric latexes stabilized by these surfactants are about 500–600 nm when KLE was used (NP 1) and 800–900 nm for particles produced with 4b (NP 2). By using more CH, while keeping the relative concentration of the other educts constant, the particle size using 4b can be reduced (NP 3).
![]() | ||
| Fig. 3 SEM images of PHEMA particles where KLE (NP 1, left) and 4b was used as surfactant at the same conditions (NP 2, middle), and when 4b was used with more CH (NP 3, right). | ||
For the encapsulation, DR1 dye was selected due to its large dipole moment and availability. The aim was to encapsulate as much DR1 as possible, while avoiding agglomeration of the dye within the PHEMA particles. To overcome the low solubility of DR1 in HEMA (1.3 wt%), N-methyl-2-pyrrolidone (NMP) co-solvent was used. This allowed the dissolution of a maximum of 11.6 wt% of DR1 (Table 1) in the dispersed phase. It was assumed that all the dye is incorporated in the formed particles. This is supported by the insolubility of the dye in the continuous phase.
The SEM images and the DLS measurements of the particles are shown in Fig. 4 and 5. It was found that spherical particles were obtained when encapsulating DR1 without NMP. In contrast, the particles produced with NMP co-solvent, while still roughly spherical, have a less uniform shape and are flattened against the substrate in the SEM image. This makes them seem larger (820 nm) then compared to the particles produced without co-solvent (480 nm), but DLS shows that they are of roughly the same size when in solution.
UV-vis spectroscopy was used to investigate the aggregation behavior of the dye. As aggregation is known to be associated with dipole moment compensation, this has to be avoided. Aggregation of DR1 results in a hypsochromic shift of the λmax absorption while otherwise the signal stays constant.16 UV-vis spectra of NPs with low and high load of DR1, were recorded by dispersing them into CH. They all show a λmax = 442 nm. This is hypsochromocally shifted with respect to pure DR1 which absorbs at 456 nm. We therefore had to conclude that the encapsulation did not prevent the dye from aggregation.
Gratifyingly, when the dye was functionalized with a methacrylate group (DR1-MA), the aggregation could be prevented. Thus, if polymerization is performed with the dye carrying a methacrylate unit, the UV-vis spectrum of the resulting NPs exhibits λmax = 456 nm (Fig. 6).
![]() | ||
| Fig. 6 UV-vis spectra of DR1, DR1-MA and of the PHEMA particles with DR1 (NP 4) or DR1-MA dyes encapsulated (NP 8). | ||
The functionalization also increased the solubility of DR1-MA in HEMA which allowed the encapsulation of more dye (11.8 wt%). Table 1 shows the miniemulsions prepared with functionalized DR1-MA. The DR1-MA concentration was gradually increased from 1.3 to 11.8 wt%. SEM images show that homogenous spherical particles were obtained and together with DLS show that the particle sizes remain constant with increasing amount of DR1-MA in the droplet (Fig. 7 and 8). Miniemulsions with DR1-MA loading higher than 11.8 wt% resulted in polymer flakes in the suspension that are visible by eye. Again by using NMP co-solvent, it was possible to obtain loadings as high as 21 wt% in the nanodroplet. Attempts to further increase the concentration of DR1-MA were however not successful.
![]() | ||
| Fig. 7 SEM images of particles that contain DR1MA: NP 7 (top left), NP 8 (bottom left), NP 9 (top right) and NP 10 (bottom right). | ||
For samples NP 1–4 and NP 7–9 for which no NMP was used, the conversion was found to be higher than 95%. However, for the experiments with NMP as dispersant the conversions were lower throughout: NP 5 (40%) and NP 10 (63%). Therefore, the amount of dye encapsulated for NP 5 and NP 10 was slightly higher than expected (NP5: 25% and NP10: 30%).
A systematic study on the influence of the presence of dye molecules on the molar mass was not conducted. Table 1 however contains all molar masses obtained and the GPC elugrams were included in ESI. As can be seen, the molar masses tend to increase in the presence of dye molecules, however, no direct correlation with the molecular weight can be done because other factors were also modified. We note that for the application of these particles as polable fillers, their absolute molar masses were not the critical factor but rather the fact whether the Tg was not dependent on the mass anymore. This was the case here. The samples NP 1–NP 3 are the only cases in which only surfactants were used (NP 1: KLE; NP 2,3: 4b) and no dye molecules were present. Unfortunately, samples NP 2 and NP 3 were not soluble in DMF (0.1% LiCl). They could therefore not be analysed beyond particle size and a direct comparison of the influence of surfactants on the molecular weight could not be done.
The thermal stability of the DR1-MA samples was investigated by TGA (Table 2). Besides the initial stage of mass loss at between 80 and 140 °C, which can be attributed to evaporating water or residual solvent, the samples were all stable until at least 290 °C.
DSC was also used to determine the influence the dye on Tg of the particles (Table 2). These measurements were done well below the thermal decomposition temperature of the nanoparticles. It is known that the second heating curve can be quite different from the first one due to residual solvent and water as well as surface-pinning effects. The Tg of some selected samples are given in Table 2. As can be seen a maximum Tg is observed at a dye loading of 6.3 wt% and while most particles have a Tg between 90 and 96 °C the particles produced with NMP co-solvent have a sharply declined Tg of 65 °C.
500 and 11
200 g mol−1 were prepared by click chemistry of appropriate functionalized blocks. The prepared surfactants were used in the stabilization of nanodroplets in inverse miniemulsion polymerization. It was found that the surfactant which has the short poly(ethylene oxide) block can be used to stabilze HEMA NPs and allows preparation of particles with narrow molecular weight dispersity. PHEMA nanoparticles with DR1 molecule encapsulated were prepared and the process was optimized to achieve a high dye loading in the NPs. Aggregation of the dye during polymerization was avoided when the dye was functionalized with a methacrylate group. The nanoparticles loaded with 11.8 wt% DR1-MA are stable up to 200 °C and have a Tg above 90 °C. The possibility of using these nanoparticles as polable filler in chemically cross-linked polydimethylsiloxane to be used as dielectricum in electrostrictive devices is under investigation.
Footnote |
| † Electronic supplementary information (ESI) available: 1H and 13C NMR spectra. See DOI: 10.1039/c4ra03862b |
| This journal is © The Royal Society of Chemistry 2014 |