Gerardo Larramona*,
Stéphane Bourdais,
Alain Jacob,
Christophe Choné,
Takuma Muto,
Yan Cuccaro,
Bruno Delatouche,
Camille Moisan,
Daniel Péré and
Gilles Dennler*
IMRA Europe S.A.S., 220 rue Albert Caquot, F-06904 Sophia Antipolis, France. E-mail: larramona@imra-europe.com; dennler@imra-europe.com
First published on 11th March 2014
Efficient copper zinc tin sulphide (Cu2ZnSnS4) thin film photovoltaic devices were fabricated with a new, fast, and simple preparation method using environmentally friendly solvents. Our process is based upon a versatile and instantaneous synthesis of a Cu–Zn–Sn–S colloid. Dispersing this colloid in a mixture of water (90%) and ethanol (10%), spraying it, and annealing sequentially the samples in two different gases allowed us to grow large grain, crystalline layers of promising photovoltaic quality. We measured cell efficiencies up to 5.0% under simulated AM1.5G (cell area 0.25 cm2). To the best of our knowledge, this is the highest reported efficiency reached with Cu2ZnSnS4 using a spray deposition technique with innocuous solvents.
Interestingly, the best performing Cu2ZnSn(S1−x,Sex)4 devices4 to date have been fabricated with a solution method, what could theoretically be promising in terms of production costs. However, the solvent utilized in that approach (hydrazine) is highly flammable, corrosive, toxic, and environmentally hazardous. Besides, it has both a low boiling point (115 °C), and more importantly a very low flash point (52 °C) what makes it dangerous to utilize in any industrial environments. Furthermore, among the various non-vacuum, ink-based Cu2ZnSn(S1−x,Sex)4 deposition techniques employed in the literature, the most common remains the spin-coating (either from colloidal suspensions or from precursor solutions). However, to achieve sufficiently thick and pinhole-free coatings, this method requires multiple layer applications (typically up to ten steps).8–10 Moreover, a short curing is often necessary after each spin-coating in order to avoid the dissolution of the previously deposited layers during the following spinning steps. This renders the whole process quite tedious and not easy to industrialize.
Ideally, the deposition technique utilized in the laboratory at the research stage should be easy to up-scale and transfer to a development stage. That is the case for batch and roll-to-roll compatible coating processes like spraying, ink-jetting, tape-casting, or screen printing. The latter two though demand a precise control of the viscosity of the ink, what usually requires the use of organic additives like ligands, surfactants, and thickeners. These chemicals are likely to leave carbon and other impurity traces that may jeopardize both the transport properties of the active layer and the integrity of the various interfaces comprised in the device.
Several teams working on Cu2ZnSn(S1−x,Sex)4 solar cells have employed spray deposition, especially the variety called Spray Pyrolysis Deposition (SPD).11–14 SPD involves the use of organic sulphur containing molecules like thiourea (often associated with volatile solvents) which are spray coated on the substrate. Upon annealing, the wet layer undergoes a pyrolysis which can leave a non-negligible amount of by-products. Alike in the case of printing mentioned above, these impurities can hinder the performances of the devices (to date, the best SPD coated Cu2ZnSn(S1−x,Sex)4 devices reported showed an efficiency of less than 2.4%).15 Our preferred spray approach is the non-pyrolytic one, which uses an ink made of nano-particles containing the four elements constituting the final active layer, similarly as it was made by Schulz et al.16,17 for CIGS cells. Examples of the latter for Cu2ZnSn(S1−x,Sex)4 are quite rare.18 Very recently, Zhang et al. have reported a cell efficiency of 5.4% (ref. 19) using a colloidal dispersion of Cu–Zn–Sn–S–Se in pyridine and methanol, coated with an ultrasonic spray, and annealed in an atmosphere containing H2 as well as Se and Sn vapours. The authors commented that they could not achieve good film morphologies by spraying the colloids containing only sulphur,20 and that they had to use a mixture of sulphur and selenium to achieve functional devices.
It appears clearly that pyridine and methanol used by Zhang et al. are much friendlier solvents than hydrazine. However, they remain far less versatile and benign than ethanol and water. Using the latter solvent though might induce severe hindrances as metal sulphides might get easily oxidized. Thus, the purpose of our study was to evaluate the possibility to reach reasonable cell performances by using a colloidal spray technique with an ink based exclusively on water and/or ethanol (without any organic additives). It should be noted that we have chosen to work at this stage solely with sulphur containing only Cu2ZnSn(S1−x,Sex)4, that is Cu2ZnSnS4. The main motivations for this choice are (i) the toxicity of selenium, (ii) the price and scarcity of this element, and (iii) the willingness to favour high open-circuit voltage (Voc) rather than high short-circuit photocurrent density (Jsc).
The substrates used for the Cu–Zn–Sn–S colloid deposition were commercial, 1 mm thick soda-lime glass slides covered with a Mo layer of 700 to 800 nm in thickness, deposited by sputtering (Geomatec, Japan). Before the spraying step, the Mo/glass substrates were cleaned under sonication with a soap cleaning solution (Hellmanex™, from Sigma-Aldrich), water and aqueous ammonia. Then, the Cu2ZnSnS4 films were deposited on the Mo/glass substrates by spraying an ink made of water (90 vol%)/ethanol (10 vol%) as solvents and the Cu–Zn–Sn–S colloid above mentioned. The typical Cu–Zn–Sn–S colloid concentration in the ink was 10 mg ml−1. No additives were incorporated into the ink. The home-made spray setup consisted in a commercial stainless steel nozzle, an X–Y robot, a N2 carrier gas system, a peristaltic pump for a continuous ink flow, and a hotplate. The temperature of the Mo/glass substrates during the spray was kept at about 300 °C. The nozzle moved by the robot scanned and sprayed the ink homogeneously during 10 minutes over four Mo/glass substrates of 2.5 × 2.5 cm2 each. The entire spray setup was placed inside a N2 glove box. Immediately after the spray, the films were transferred to a second N2 glove box where they were annealed on a hotplate closed with a lid (600 °C Titanium Hotplate Harry Gestigkeit, Germany). The N2 annealing profile was the following: 10 minutes ramp from RT to 200 °C, 10 minutes dwell at 200 °C, 30 minutes ramp from 200 °C to 525 °C, 15 minutes dwell at 525 °C, and finally natural cooling. An optional second annealing step was carried out in a tubular oven under a flow of 3% H2S gas diluted in argon, at 3 to 4 l h−1 at atmospheric pressure. The H2S annealing profile was the same as the N2 annealing profile, except that the dwell at 525 °C lasted 60 minutes.
The structure and the fabrication process of the photovoltaic devices were similar to the standards found in the literature, namely Ag/Indium Tin Oxide (ITO)/ZnO/CdS/Cu2ZnSnS4/Mo/soda-lime glass. The deposition of the CdS buffer layer (60 nm thick) was realized by Chemical Bath Deposition (CBD) at 60 °C during 10 min, using 80 ml of a CBD solution containing 4 mM of cadmium nitrate, 0.2 M of thiourea, and 1 M of ammonia. Prior to the CBD, the films were cleaned in water for a few minutes. In other experiments the Mo/Cu2ZnSnS4 films were chemically cleaned prior to CdS deposition by immersing them in different solutions for a few minutes. The different chemical cleaning solutions were HCl 8% (in water), 1.4 M KCN (in water–ethanol 1:
1) or 30% NH3 (in water). After such treatment, the films were thoroughly rinsed with water, and CdS deposition was carried out immediately after.
The deposition of the undoped ZnO window layer (60 nm thick) and of the ITO layer (250 nm thick) was carried out by magnetron sputtering using a Physical Vapour Deposition (PVD) machine (Intercovamex, Mexico). No anti-reflecting coating was deposited on the top of our photovoltaic devices. Each substrate was scribed into 16 separated cells of approximately 5 × 5 mm2. A small dot of silver paste was deposited in the centre of each cell to serve as the front contact, and the Mo was contacted with indium.
Scanning Electron Microscope (SEM) images were acquired with a Field-Emission Scanning Electron Microscope Hitachi S-4700, to which an Energy-Dispersive X-ray microanalysis (EDX) Noran System SIX was coupled. EDX-SEM elemental analysis were performed using 5000× magnification, in areas of 25 × 18 μm2 (450 μm2), with a 20 kV acceleration voltage. EDX-SEM mapping analysis were done using 10000× magnification in areas of 14 × 11 μm2, 20 kV as acceleration voltage, a resolution of 64 × 48 pixels, and 100 frames with 5 s of frame time. Transmission Electron Microscopy (TEM) analysis was carried out with a JEOL 2100F FEG-200 kV microscope, having a Scanning TEM (STEM) accessory, and an integrated JEOL JED-2300T EDX analyser. Thin slices for TEM investigations were prepared by Focused Ion Beam (FIB). Additional elemental analyses were carried out by Inductively Coupled Plasma Atomic Emission Spectrometry (ICP-AES). X-Ray Diffraction (XRD) was measured with a Bruker D8 Advanced diffractometer using Cu Kα radiation and grazing incidence (typically 1°). Electric current–voltage (I–V) characteristics were recorded using a AAA-class solar simulator (Oriel Sol3A Class) used with 100 mW cm−2 irradiance. External Quantum Efficiency (EQE) was measured with an in-house setup ranging from 400 to 1100 nm wavelength, working in DC mode, with a light spot of 2 mm in diameter.
We believe that a colloidal dispersion of non-well crystallized nanoparticles could be an attractive precursor to obtain good films, provided that the synthesis of such colloid is simple and very rapid. This idea was initially proposed by Schulz et al. in the framework of CIGS.16,17 However, these authors did not succeed in reaching a quality of film sufficient to yield high performance devices. Nevertheless, our line of thought is encouraged by a recent study on the selenization mechanism of Cu2ZnSn(S1−x,Sex)4 films from crystalline Cu2ZnSnS4 particles:25 this report shows that the grain growth starts from the smallest (or amorphous) particles while the initially well crystallized particles are dislocated and/or decomposed, serving as material reservoir for further grain growth. Thus, our synthesis of colloidal Cu–Zn–Sn–S mixture was based on a direct precipitation at room temperature realized by mixing a solution of the three metal chlorides in acetonitrile (without any complexing agent), and a water solution of NaHS as the sulphide anion source. In order to avoid possible degradation due to oxidation and/or hydrolysis of the products, the storage and weighing of the reagents, the preparation of the solutions and the synthesis itself were all carried out inside a N2 glove box. The global stoichiometric reaction for this synthesis is the following:
2CuCl + ZnCl2 + SnCl4 + 4NaSH → Cu2ZnSnS4 + 4NaCl + 4HCl |
A dark brown colloid is immediately formed upon mixing the two precursor solutions. Some rinsing steps are necessary to remove the NaCl and HCl sub-products, as well as the NaHS reagent in excess. The overall yield of the synthesis (rinsing steps included) is larger than 80%. As mentioned above, we have chosen to prepare the precursors slightly off-stoichiometric: this choice was motivated by the reports of Katagiri et al.26–28 who showed that a Cu-poor and Zn-rich composition tends to yield the best photovoltaic results. Nevertheless, it is notorious that Cu2ZnSnS4 admits only a very small range of non-stoichiometry.29 Therefore some binary sulphides may have been present in our inks.
The colloid we prepared consisted of primary particles of about 10 nm in diameter, as characterized by TEM. EDX-TEM analysis indicated that the particles contained the four elements (Cu, Zn, Sn, S) finely mixed at the nanometre scale. Contrary to the colloidal synthesis reported by Zhang et al.,20 we did obtain nanoparticles with our Cu–Zn–Sn–S (sulphur only) colloid synthesis. Elemental analysis of dried colloids was carried out by ICP-AES. A Cu–Zn–Sn content of 49–29–22%, respectively, was found. This is somewhat richer in Cu and poorer in Sn than the metal precursor solution (46–29–25%). Some traces of Na (coming from the NaHS sulphide precursor) remained, the atomic content in Na being ∼1 at%, as obtained by ICP-AES. Some chlorine (Cl) traces could also be detected by EDX and ICP-AES: its exact content could not be measured accurately, but it was estimated to be lower than 0.5 at%.
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Fig. 1 SEM images of Mo/Cu2ZnSnS4 films: as-deposited films in top (a) and cross-section (b) views, respectively; films after N2 annealing in top (c) and cross-section (d) views, respectively. |
We found that exposing the as-deposited films to ambient air for more than several tens of minutes hinders the formation of large grains and the compactness of the films upon annealing. We believe that such as-deposited, porous Cu2ZnSnS4 films are prone to fast surface oxidation, what can hamper the subsequent grain growth.
The composition of the Mo/Cu2ZnSnS4 films was analysed by EDX-SEM in top views. The average Cu–Zn–Sn ratio of the non-annealed films was 46–26–28% and the one of the N2-annealed films was 47–26–27%. The dispersion range was ±1.5%, what is very close to the error bar of the EDX technique itself (±1%). Thus we concluded that the N2 annealing step did not change the stoichiometry of the layer.
XRD of Cu2ZnSnS4 films are shown in Fig. 2. The XRD of as-deposited films were very similar to those of the dried colloid. They showed three very broad peaks, located at the same positions of the main peaks of Cu2ZnSnS4. The average size of the crystalline domains was found to be around 10 nm, by extracting the Full Width at Half Maximum (FWHM) of the peak at 47.44° and applying the well-known Scherrer equation. This is in agreement with the size of the primary particles detected by TEM in the dried colloid. XRD of the N2-annealed films corresponded mainly to Cu2ZnSnS4, belonging to the tetragonal space group I. The presence of sphalerite ZnS (cubic, space group I
3m) and Cu2SnS3 (ref. 31) compound (tetragonal I
2m) cannot be excluded since their respective XRD peaks are coincident with the peaks of Cu2ZnSnS4. However, a few small additional peaks were clearly present, many of them corresponding to orthorhombic SnS (space group Pbnm).
The presence of SnS inclusions was confirmed by an elemental mapping carried by EDX-SEM (Fig. 3a). Such mapping revealed also the presence of Zn-rich and Cu-rich zones. These local inhomogeneities in composition can be explained by a partial phase segregation of Cu2ZnSnS4 into secondary phases (single or binary sulphides of Cu, Zn or Sn) upon N2 annealing. In a separate set of experiments, we investigated the effect of annealing on films deposited on bare soda-lime glass (no Mo): in that very case, XRD did not show any additional peaks besides the Cu2ZnSnS4 phase, and EDX mappings were highly homogeneous. Furthermore, Cu2ZnSnS4 films deposited on substrates made of oxide-based ceramics or glasses (SiO2 or sapphire), showed the same behaviour after N2 annealing as in the case of soda-lime glass: no appearance of secondary phases could be detected. These results allow us to conclude that, upon annealing in N2, a part of the Cu2ZnSnS4 does decompose by a reaction triggered by the Mo substrate. This decomposition may be postulated as follows, in agreement to what has been proposed previously in the literature:32,33
2CuI2ZnIISnIVS4 + Mo0 → MoIVS2 + 2SnIIS + 2CuI2S + 2ZnIIS |
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Fig. 3 EDX-SEM elemental mapping of Cu–Zn–Sn elements on top views of Mo/Cu2ZnSnS4 films: (a) film after N2 annealing; (b) film after the two-step annealing “N2 + H2S”. |
This reaction basically suggests that the Sn(IV) in Cu2ZnSnS4 can be reduced to Sn(II) by oxidation of Mo(0) to Mo(IV).
We further investigated the mechanism of particle/grain growth and secondary phase segregation by means of a “quenching” experiment: several films were annealed under N2 following our standard heating ramp. Then, they were taken out of the hotplate at different intermediate temperatures, and quenched to room temperature. SEM images and XRD recorded on the samples quenched at 350 °C were quite similar to the ones acquired on non-annealed films. However, significant changes occurred for temperatures higher than 425 °C. From 475 °C on, all the XRD peaks of the Cu2ZnSnS4 pattern were present, indicating a good crystallization of the active layer. Simultaneously, the peaks of the secondary phases, especially SnS, appeared. Besides, at 475 °C the grains had grown over 150 nm in average, yet some film porosity still remained. Thus we believe that the formation of the secondary phases is directly linked to the particle growth and/or the film compactness. This correlates with the fact that for films deposited on bare soda-lime glass (no Mo), the Cu2ZnSnS4 grains grew only up to 500 nm for an annealing temperature of 525 °C, while some large porosity films remained, and no secondary phases could be detected.
Finally, we could find an efficient annealing procedure, which allowed us to keep a good film morphology with no or very few phase segregation. This process consists in two subsequent annealing steps: a first one in pure N2, followed by a second one under H2S flow (3% in N2). We believe that the annealing in N2 allows to obtain compact films with large grains (yet triggering the formation of secondary phases), while the second annealing induces the disappearance of these secondary phases without damaging the morphology obtained after the first annealing. We propose that upon the H2S annealing, the secondary phases recombine through a redox mechanism which is the inverse of the phase segregation, and which can be postulated as follows:
SnIIS + CuI2S + ZnIIS + H2S → Cu2ZnSnS4 + H2↑ |
We think that the H2S oxidizes the Sn(II) back to Sn(IV), thereby allowing the regeneration of the Cu2ZnSnS4 from the secondary phases. The disappearance of the secondary phases (except some excess of ZnS) was proved by XRD measurements (Fig. 2), EDX-SEM mappings (Fig. 3b), and EDX-TEM observations: Fig. 4 shows the morphological and compositional analysis of such film realized on a FIB slice extracted from a complete cell. One can see that the active layer was composed of Cu2ZnSnS4 grains and a few ZnS grains (no SnS or CuxS detected). Quantitative analyses revealed that the metal composition of the Cu2ZnSnS4 grains was almost perfectly stoichiometric (50–25–25%), within the ±1% error of the EDX-TEM technique. If one accounts for the presence of some ZnS grains, these measurements are in agreement with an overall Cu-poor Zn-rich slight off-stoichiometry. The fact that some Zn-rich zones remain in the layer is likely to be due to the non-stoichiometric (Zn-rich) starting precursor solution. This situation is clearly not perfect but largely advised both experimentally26–28 and theoretically to limit the formation of detrimental point defects (i.e. CuZn, (Cux)Sn, or SnZn).36,37 This compromise appears to be the less contra effective, as ZnS is probably the less detrimental among the different secondary phases, due to its semiconducting nature and associated large band-gap.38
Finally, we would like to point out that we searched for alternatives to the usage of H2S for the second annealing step. For example, we have used vapours of sulphur as the oxidizing agent. In spite of the fact that most of the secondary phases disappeared, the morphology of the film was significantly altered. Thus the two-step “N2 + H2S” annealing process remains the best procedure we found to obtain compact films of large grains and homogenous composition.
An additional performance improvement was achieved by performing a wet chemical treatment of the Cu2ZnSnS4 film prior to the deposition of the CdS buffer layer. We tried several chemicals such as HCl, KCN or NH3 (see Experimental part). While the last two decreased the performances of the devices, the HCl cleaning led to a significant increase in efficiency, as also reported by Fairbrother et al.39 The best efficiency obtained with the films based on the two-step annealing plus HCl cleaning (sequence noted “N2 + H2S + HCl” hereafter), was 5.0%, with Jsc up to 19.0 mA cm−2, Voc up to 0.63 V, and FF of 0.50 (cell area S = 0.25 cm2).
Films with and without HCl cleaning were compared in order to explain the effect caused by this process step. SEM images did not reveal any notable differences, besides the fact that the top surface of the Cu2ZnSnS4 grains appeared more defined and sharp. This observation may indicate that a slight etching of the outmost surface took place. This latter may have removed some oxides or some secondary sulphide phases present at the top surface. TEM analyses on FIB slices indicated that (i) the ZnS grains were present in both types of films, suggesting that this HCl treatment does not eliminate ZnS impurities present in the layer and that (ii) the composition of the Cu2ZnSnS4 grains was the same within the error bar.
The dark and light (simulated AM1.5G) I–V curves of the best “N2 + H2S + HCl” cells are displayed on Fig. 6. The device parameters were obtained by fitting the I–V curve using a single diode model40 described by the following equation:
J(V) = J0![]() |
The External Quantum Efficiency (EQE) spectra recorded on various devices discussed on Fig. 5 are shown on Fig. 7.
One can note that the maximum value reached in the “N2 + H2S + HCl” case is slightly higher than 90% at 550 nm. This suggests that the Internal Quantum Efficiency (IQE) at this wavelength is close to 100%, as the air/ITO interface reflects close to 10% of the incoming light.42 The bandgap energy (Eg) of a photoactive material can be derived from the spectral response according to the following formula:43
((hν) × ln(1 − EQE(hν))2 ≈ β × (hν − Eg) |
Thus, we can conclude that our devices, based upon a simple liquid process based on environmental friendly solvents shows Jsc and Voc comparable to the best ones published in the literature and measured on all vacuum processed solar cells.1 The one parameter that needs to be significantly improved is the filling factor. A modification of the spray setup and the ink conditioning could contribute to improve the morphology and reduce the numerous voids observed in the active layer and at the Mo/Cu2ZnSnS4 interface. Moreover, we probably need to reduce the amount of secondary phases which may still remain, in order to control the type and the density of the defects causing the recombination of the charge carriers. Additionally, a better tuning of the annealing procedure will certainly help as the annealing step has been found to affect enormously the properties of the Cu2ZnSnS4 film.45–47 Another parameter to be improved is the shunt resistance under illumination: its quite low value might be due to (i) pin-holes present in the Cu2ZnSnS4 layer, or (ii) a negative CBO, which might become significant in association with a recombination loss due to defects or impurities at the junction. Finally, the origin of the strong Voc deficit (0.60 eV, compared with the material band-gap of 1.5 eV) will require further investigation: for that matter, we are currently performing advanced electrical characterizations (majority carrier density, minority carrier lifetime, defects density and levels) to clarify the possible limiting factors and ways forward.
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