Monica Ratoi*a,
Peter H. M. Hoetb,
Alison Crossleyc and
Peter Dobsond
aFaculty of Engineering and Environment, University of Southampton, Highfield Campus, Southampton SO17 1BJ, UK. E-mail: m.ratoi@soton.ac.uk
bLaboratory of Pneumology, Unit for Lung Toxicity, K. U. Leuven, Herestraat 49, 3000 Leuven, Belgium
cDepartment of Materials, University of Oxford, UK
dBegbroke Science Park Directorate, University of Oxford, UK OX5 1PF
First published on 15th April 2014
The importance of nanoparticle characterization for nanotoxicology has been extensively emphasized and it has been universally agreed that the most important parameters for characterizing nanomaterials are specific surface area and surface properties (chemistry, hydro-philicity/phobicity, charge etc.). This study is proposing the use of enthalpy of wetting which depends on both specific surface area and surface properties, is easily measurable and proves to be highly relevant for predicting nanoparticles' dispersion state and their interaction with the lungs. It also shows the conditioning effect of the lung surfactant main component, DPPC on the surface of particles when used in concentrations which mimic pulmonary exposure more closely.
Once inhaled, particles deposit in the hypophase where they adsorb the pulmonary surfactant on their surface and then interact with the epithelial cells. The lung surfactant is produced by the alveolar type II cells and coats the alveolar surfaces with a lining layer of lamellar liquid crystals (10–20 nm thick) formed by bilayers of long-chain phospholipids (90 wt%) stabilized by specific proteins (SP-C and SP-B, 10 wt%) in the aqueous media.8–11 The lamellar bodies maintain the function of the lungs: facilitation of gas exchange and prevention of alveoli collapse by reducing the lung air interfacial tension.12 Dipalmitoylphosphatidylcholine (DPPC) together with proteins SP-B and SP-C are the main contributors to the surface activity of the pulmonary surfactant13 and a large number of studies used DPPC as a surrogate of lung surfactant.1,4–6,14–24
Through their adsorption on solid surfaces, surfactants can modify their wettability.25,26 Wettability of NPs is particularly important for understanding nanoparticle aggregation, dissolution and bioaccumulation.27 Surface wettability, the degree to which a fluid spreads on a solid surface, depends on the nature of the surface and the fluid involved. Used in concentrations higher than the critical micelle concentration, surfactants adsorb as monolayers on hydrophobic surfaces/particles (i.e. carbon, polymers, etc.) and form bilayers on hydrophilic ones (i.e. metal, metal oxides, glass, ceramics).28–30 This is also the case of the zwitterionic surface agent DPPC which in high concentrations, adsorbs on hydrophilic surfaces as multiple bilayers (5–6 nm in thickness) which trap a 2 nm layer of water in between them.31 The complete DPPC bilayers expose the hydrophilic moieties and provide polar, water ‘wettable’ surfaces.
The lamellar liquid crystals formed by the lung surfactant in hypophase contain abundant amounts of DPPC and enables adsorption of complete DPPC bilayers on hydrophilic particles and monolayers on hydrophobic particles. Regardless of the wettability of particles, through its adsorption on their surface, DPPC renders them hydrophilic (Fig. 1) and consequently influences their dispersibility and surface charge.
Numerous studies investigated the dispersion and toxicity of fine and ultrafine particles in DPPC or BAL (brochoalveolar lavage) aqueous media. The concentration of the DPPC/BAL varied widely and generated potentially conflicting outcomes of both, dispersion state and toxicity of particles as it has been emphasized by several authors.1,4,7,32 Wallace and et al.6,14–22 investigated and revealed the importance of employing high DPPC concentrations in particle toxicity studies. Other authors5,23,33 who followed Wallace's recommendation reported similar toxicology results. Despite the evidence of these reported findings, the majority of published research used diluted DPPC/BAL dispersion media which did not promote a complete phospholipid mono (on hydrophobic NPs) or bilayer (hydrophilic surface) coverage. An incomplete DPPC monolayer/bilayer coverage alters the wettability of the particles and it can convert hydrophilic particles into hydrophobic. This explains the outcomes of many studies which reported that DPPC/BAL dispersion media led to particle agglomeration, sedimentation and various contradictory toxicity effects.
Wetting is primarily an enthalpy driven process and the enthalpy of wetting is directly related to parameters which have been linked to toxicity of NPs such as: surface area, surface charge, chemistry and solubility and has the potential to be a valuable characterization parameter.34,35
This study has investigated how DPPC adsorbs on the titania P25 NPs and influences their dispersion and cytotoxicity. It also introduces a novel characterization parameter, the enthalpy of wetting of NPs and explores its potential to predict the NPs dispersion and interaction with biological systems.
Mean primary particle size diameter (nm) | BET specific surface area (m2 g−1) | Tamped density (g l−1) | Composition (wt%) | |
---|---|---|---|---|
Aeroxide P25 | 21 | 50 ± 15 | Approx. 130 | 80% anatase & 20% rutile |
The coating of the NPs with DPPC followed the procedure proposed by Wallace and collaborators.6 The surfactant dispersion was prepared at 37 °C by ultrasonically mixing DPPC in physiological saline (PSS) at 1.25 mg DPPC/1 ml PSS. Although surface active, lecithin has very low solubility in water. Titania P25 NPs were ultrasonically mixed into the surfactant dispersions in 1 mg NPs/1.25 mg DPPC/1 ml PSS and gently stirred in an incubator at 37 °C for one hour. NPs were centrifuged (4025 G-force) and the supernatant decanted. Additional DI water was added to the pellet and the centrifuge-washing step repeated three times. The DPPC coated P25 NPs were freeze-dried to a powder. This procedure ensured that the titania NPs were fully covered in lipid but only a single bilayer remained as showed by the Raman analysis and wettability results.
To investigate the dispersibility of the pristine and DPPC coated NPs in DI water (Millipore Nanopure Water), the dispersions were prepared in three concentrations: C1 = 1000 μg ml−1, C2 = 100 μg ml−1 and C3 = 10 μg ml−1. NP dispersions in C1 were sonicated for 15 minutes using a bath sonicator before dilution to C2 and C3. Vortexing at maximum power for 15 seconds was employed before dilutions and the measurement of particle size distribution and surface charge. The pH of the NP dispersions in DI water was approximately 7.
The RH was kept constant at 10% until a stable heat flow was reached (signal within the range of −1 to +1 μW). The RH was then increased in a linear ramp from 10% to 90% over the following 10 hours and maintained at 90% for 10 hours. During the increase of humidity, the moisture interacts with the sample and produces a heat flow, called heat of wetting. The TAM III was housed in a thermostatic room maintained at 25 ± 1 °C and it was calibrated with empty stainless steel ampoules before the experiments. The measurements were carried out on 35–50 mg of samples and were repeated twice.
The titania dispersions were prepared in DI water rather than other biological media to be able to compare the particle size and surface charge results with the wettability values (heat of wetting/dewetting of water vapours). Prior to the size and zeta potential measurements, titania dispersions were sonicated for 15 minutes using a bath sonicator and vortexed for 15 seconds before each dilution. All measurements were carried out at 25 °C. Repeatability of all hydrodynamic size and zeta potential was checked more than three times.
A cytotoxicity dose–response curve was created for the different nanoparticles, in the presence or absence of DPPC, using the thiazolyl blue tetrazolium bromide (MTT) or lactate dehydrogenase (LDH) assay. The cells were seeded at a density of 100 × 103 cells per cm3 and medium was removed 24 hours later. The cultures were exposed to 3.3, 10, 33, 100, 333, 1000, 3333 μg nanoparticles per ml. DPPC alone was dosed at a 10 fold lower concentration.36 In these experiments, controls and negative controls were included as described in.36,37
% viability = [LDH cells/(LDH cells + LDH medium)] × 100 (n = 6 wells in 2 separate experiments). |
This DPPC amount was difficult to disperse in PSS and it was diluted down to 1.25 mg DPPC/1 ml PSS. 1 mg NPs was mixed in the phospholipid dispersion which contained four times the DPPC amount necessary for complete bilayer coverage. The excess DPPC was removed by multiple rinsing with DI water.
The recommendations of Wallace and et al. for the DPPC/NPs wt ratio were based on data from unpublished investigations. In earlier published studies of microsized silica particles, Wallace employed the wet phosphate assay to quantify the particle uptake of DPPC from PSS dispersions at 37 °C over a range of DPPC dispersion concentrations. Two types of silicate particles, quartz and kaolin with specific surface area values of 4 m2 g−1 and 13 m2 g−1 respectively were found to adsorb 50–60 mg and 150 mg lecithin per g as multilayers.15,19
The 2.50 mg DPPC/1 mg NPs wt. ratio recommended by Wallace6 is indeed high but it is the amount required to assure a complete bilayer coverage of NPs such as polar (i.e. surface functionalized) CNTs because of their very high specific surface area (i.e. 2.2–3 mg DPPC are necessary to achieve complete bilayer coverage of 1 mg CNT with SSA = 490 m2 g−1). The excess DPPC can be rinsed off from the coated NPs because the complete monolayer/bilayer is stable to water rinsing.6,39
The presence of the DPPC bilayer coating on NPs was tested with Raman spectroscopy. The Raman spectra for the DPPC coated P25 NPs, P25 NPs and DPPC powder are shown in Fig. 2.
For DPPC powder, a representative spectrum similar to other published spectra40 is shown in Fig. 3 with band assignments. Spectral peaks can be found in the fingerprint region (600–1800 cm−1) associated with choline symmetric stretch (718 cm−1) and the lipid hydrocarbon acyl chains: (1060, 1100, and 1128 cm−1) but the most intense bands in the spectrum are the C–H stretching region (2800–3100 cm−1). The methylene vibrations at 2845, 2880, 2930 are sensitive to conformational changes as well as intermolecular interactions of the alkyl chains of lipids and therefore has been much research focused on their interpretation. The Raman spectra for DPPC–P25 NP as compared to DPPC powder show a change in intensity ratio for the 2850/2880 cm−1 bands. The intensity ratio, I2880/I2845 derived from these spectra, serves as an index of the strength of the lateral interchain packing interactions in the bilayer.41 The intensity ratio value for DPPC–P25 is 1.04 similar to that found by other researchers for supported DPPC bilayers on SiO2 NPs with a diameter of 30–40 nm.42
Isothermal microcalorimetry, which measures the heat changes associated with the wetting process, is a sensitive and straightforward way to measure wettability of powders. Measurements are carried under controlled environmental conditions and can also be carried out for hydrophobic powders. Generally, the heats of immersion in water are high for the hydrophilic surfaces (indicating a strong interaction with water molecules) and low for the hydrophobic ones.49
Enthalpy of wetting is the heat of wetting (measured with isothermal calorimetry) divided by the specific surface area of the powder and depends on the nature of the surface (chemistry and roughness) and the dissolution (solubility) in the wetting fluid. For a number of inorganic oxides, a linear relation has been found to exist between the heat of wetting and the point of zero charge (PZC).34,35
Fig. 4 shows the thermograms for wetting and de-wetting by water of the surface of P25 and DPPC coated P25 NPs. The humidity has been increased and decreased from 10 to 90%.
Table 2 shows the measured values of the heat of wetting/de-wetting with water and the BET specific surface area of the P25 and DPPC coated P25. All measurements were carried out at 25 °C and were repeated at least once.
P25 | DPPC–P25 | |
---|---|---|
BET specific surface area (m2 g−1) | 52.58 ± 3 | 14.54 ± 1 |
Heat of wetting/dewetting −Δhw/Δhdw (mJ g−1) | 91.8/91.99 ± 2 | 179.5/173.6 ± 1 |
Enthalpy of wetting −ΔHw (mJ m−2) | 1.7 | 12.3 |
Both samples show an exothermic heat flow (negative heat of wetting) during moisture adsorption (increasing humidity) and endothermic heat flow during moisture desorption which indicates that the surfaces of NPs are hydrophilic. The heat of immersion enthalpy (absolute value) and the surface free energy increase with the hydrophilicity of the sample. By integrating from a 10% RH equilibrium through to 90% RH and reversing to 10% RH equilibrium there is a significant difference in the moisture interaction (wettability) between samples. The DPPC–NPs have larger negative values of heat than the non-coated NPs which indicates that the DPPC coating increased the hydrophilicity of P25 NPs.
Published work which measured the surface free energy and its components to study wettability of spin coated DPPC applied on hydrophilic materials (slides of glass, silica and mica) reported similar findings. The concentration of the DPPC was found to exert a major influence on the wettability of the coating. The hydrophilic character of the coating decreased when DPPC concentrations were up to 0.5 mg ml−1 and it increased and levelled off when 2–2.5 mg ml−1 was used. The advancing contact angle of water in the second case was 10 ± 2.6° which means that water almost completely spreads on the DPPC coating.50
The enthalpy of wetting is calculated by dividing the measured heat of wetting by the BET specific surface area.
The measured BET specific surface areas for the pristine and DPPC coated P25 NPs are shown in Table 2. It is known that the surface area and porosity of NPs can change as a result of adsorption of biomolecules or agglomeration.27 Our results show that the surface area of DPPC–P25 NPs has been substantially decreased by the DPPC bilayer adsorption on P25 NPs. BET surface area measurements were also carried out on pristine and DPPC coated rutile titania NPs (our unpublished data) and a similar degree of reduction in specific surface area was recorded. The particle size distribution data which will be presented later showed that the agglomeration of the NPs did not contribute to the size decrease because the particle size distributions of DPPC–P25 dispersion in DI water indicate much lower average sizes and polydispersity than the pristine P25 NPs. Therefore, we considered that this decrease in specific surface area can be due to two main factors. First, in the calculation of the specific areas of both, the pristine and DPPC coated P25 NPs, the same tapped density value of 1.3 g cm−3 (supplied by the manufacturer) was used because the tapped density value for DPPC–P25 NPs wasn't available. However, the DPPC coating increases the size of NPs by 30% (21 nm + 10 nm DPPC bilayer coating) and consequently, the density of the DPPC–P25 NPs must be smaller. For example, if the density of a P25 NP is ρP25 = 3.8 g cm−3 and the density of the DPPC coating ρDPPC = 1.03 g cm−3, the density of a DPPC–P25 NP will be reduced to half the density value of P25 NP (ρDPPC–P25 ≅ 1.9). This reduction of the DPPC–P25 NP density implies that the measured BET specific surface area is actually twice the value shown in Table 3.
Concentration (μg ml−1) | Av. zeta potential at 22 °C (mV) | |
---|---|---|
P25 | C1 = 1000 | −0.5 |
C2 = 100 | −21.1 | |
C3 = 10 | −24.2 | |
DPPC–P25 | C1 = 1000 | −29.0 |
C2 = 100 | −35.1 | |
C3 = 10 | −39.4 |
The second factor which could contribute to the large decrease in specific surface area of DPPC–P25 NPs is the potential of the coating to cover/block the pores present on the surface of the P25 NPs. BET surface area depends on the amount of N2 gas adsorbed in the pores of the NPs surface. P25 NPs have pore volume of 0.25 cm3 g−1 and pore size of 17.5 nm (ref. 51) and it is mesoporous according to IUPAC classification (size of pores 2–50 nm). By covering the pores and the adsorption sites on the P25 NPs, the DPPC coating can reduce the roughness and therefore, the specific surface area of NPs.
The hydrophilicity (water wettability) and the surface charge of NPs are important factors which influence their dispersibility and colloidal stability in water. To further investigate the effect of the DPPC coating on the P25 NPs, dispersions of NPs in DI water were prepared in a range of three concentrations relevant to the toxicology studies. The surface charge of NPs and the size distribution of the dispersions were measured with the Zetasizer and the CPS centrifuge.
The zeta potential results listed in Table 3 indicate that the DPPC–P25 NPs have the largest measured negative surface charge values in all three concentrations. The pH of the dispersions was approximately 7 and all zeta potential values are at or above the threshold value for stable dispersions (−30 mV).
Fig. 5a and c show the particle size distribution measured with the CPS centrifuge for the pristine and DPPC coated P25 dispersions in three concentrations. The CPS centrifuge results shown in Fig. 5a indicate that P25 dispersions in DI water were broadly polydispersed (PSD spreading between 0.08 and 5 μm). The results measured with Malvern Zetasizer (Fig. 5b) were not qualitatively acceptable because of the polydispersity of the samples.
The DPPC–P25 NP dispersions measured with CPS centrifuge (Fig. 5c) and Malvern Zetasizer (Fig. 5d) show low average sizes and narrow distributions for all three concentrations tested. In this case the Malvern Zetasizer results were qualitatively acceptable and the size distribution was more similar to that measured by the CPS centrifuge. Both instruments measure the dispersions hydrodynamic diameter which is controlled by NPs agglomeration (function of zeta potential and ionic strength of dispersion media) in the aqueous system but also a strong function of primary particle size. Published research studies38 which also employed the Malvern Zetasizer to investigate titania NP dispersions in DI water showed that even when the dispersions were stable (the zeta potential was 30 mV), the measured average hydrodynamic diameter was much larger than the primary particle size (the measured average hydrodynamic diameter of NPs with primary size of 6 nm was 67 nm).
Fig. 5e and f compare PSDs measured with the CPS Centrifuge and Malvern Zetasizer of 0.1 mg ml−1 (C2) P25 and DPPC–P25 dispersions in DI water. The DPPC–P25 dispersion has a small average particle size and a narrow distribution while the P25 dispersion has large average particle size (forms large aggregates) and is broadly polydispersed. The Zetasizer distribution results for the P25 dispersions did not meet the quality criteria because the polydispersity index was too high (the size distribution for C2 dispersion was plotted in Fig. 5f for comparison only).
The particle size distribution and zeta potential results indicate that the DPPC coating increases the surface charge and reduces both, the average hydrodynamic diameter and polydispersity of the P25 NP dispersions, therefore generating a more stable NP dispersion. These results correlate very well with the heat of wetting values which also show a large increase in the wettability of P25 NPs when coated with a complete bilayer of DPPC.
Fig. 6 A549 cells viability exposed to pristine and DPPC coated P25 NPs (a) MTT assay and (b) LDH assay. |
The results show the effect of the DPPC coating on the NP cytotoxicity. One way Anova reveals that in the LDH and MTT assays, P25 NPs are significant different from DPPC–P25.
The toxicity of DPPC–P25 NPs is reduced in the entire concentration range tested and reached 25% (75% viability) at high NP concentrations (above 100 μg cm−1). For the DPPC–P25 NPs there is a slight downshift in the viability curve for the top two concentrations but these doses are very high as the highest standard dose is typically 333 μg cm−2.
Several studies employed DPPC concentration which enabled the complete coverage of NPs and demonstrated the protective effects of lung surfactant coating on toxic particles (silica etc.). Wallace and et al.15 showed that the DPPC treated quartz and kaolin particles incubated for 1 hour with erythrocytes suppressed the hemolytic strength of particles to background levels. Studies on pulmonary alveolar macrophages showed the DPPC fully suppressed silica NPs prompt cytotoxic, apoptotic, necrotic and genotoxic activity for 3 days.15,16,33,52 The interaction between DPPC and different types of silica dust has been suggested to modulate the toxicity of the particles through the molecular orientation of the adsorbed DPPC molecules. This may account for differences in pulmonary disease abnormalities.21 The artificial surfactant Survanta (FDA approved pulmonary surfactant extracted from minced cow lung with additional DPPC, palmitic acid and tripalmitin) protected alveolar macrophages in vitro and reduced lung injury in vivo without affecting neutrophil influx.53 In the special case of crysotile asbestos, the prophylactic effect of the DPPC coating was found ineffective at inhibiting its toxicity33 despite the reported ability to adsorb on its surface.54 This finding reveals that the toxicity of crysotile asbestos may thus depend on parameters other than the surface properties such as the shape of particles.
The protective effect against toxic particle induced lung-damage is only temporary as research showed that subsequent removal of the prophylactic DPPC coating through secondary lysosomal or extracellular PLA-2 phospholipase enzymatic digestion restored the toxicity in 3–7 days.15,17–20,33,55 These differences were ascribed to variations in the rate of digestion by lysosomal enzymes.
It was emphasized in toxicology studies that critical toxic events in mineral dust-induced fibrosis occur in cells in the alveolar interstitium rather than in the macrophages of the alveolar surface hypophase56 and investigations should also be carried out on pulmonary alveolar interstitial cells.19 Sager1 reported that data from their laboratory indicate that improved dispersion of SWCNTs resulted in significant enhanced potency of aspirated material to induce interstitial fibrosis in mice.
Apart from the damage of lysosomes by the phagocytized cytotoxic particles another important reaction of the macrophages with particles is the production and release of reactive oxygen species (ROS). Hertog5,23 and Foucaud24 employed DPPC concentrations which according to our calculations enabled complete monolayer coverage of their studied hydrophobic NPs, SWCNT and CB respectively and reported an improved particle dispersion which was considered the reason for the increased ROS production in A549 cells and DCFT oxidation in MonoMac-6 human cells.
Numerous reported studies showed that dispersion of NPs (especially CNTs) is critical to their effective distribution in the lung. In line with these studies, our results revealed that P25 NPs coated with a complete DPPC bilayer become more hydrophilic and generate stable dispersions with an average hydrodynamic diameter of 110–190 nm. Published TEM images of aluminum particles inside an endosome of A549 cell from in vivo studies also showed NP aggregates with similar sizes (100–200 nm).27 This emphasizes the importance of conditioning the NP surface in toxicology studies to mimic pulmonary exposure more closely. Employing DPPC in concentrations which enable a complete coverage of NPs is an important step in achieving this aim. The establishment of standard dispersion media and protocols will enable researchers to achieve a degree of concordance and hence, could greatly benefit nanotoxicology research.
On titania P25 NPs, the adsorption of a complete DPPC bilayer has had the following critical effects:
(1) Increased hydrophilicity of NPs and aided their dispersion in aqueous media.
(2) Reduces the specific surface area of dry NPs.
(3) Reduced the toxicity of NPs on A549 cells in 24 hour tests.
To mimic the in vivo pulmonary conditions more closely and enable the replication of the surfactant in vivo action, nanotoxicology studies should employ the most abundant surface active component of the lung surfactant, DPPC in a DPPC/NPs wt ratio which enables complete coverage of NPs. Following this testing strategy will hopefully lead to reaching consensus in cytotoxicity results.
The investigation of DPPC adsorption on P25 titania NPs has provided important information on their wettability, charge and dispersibility in biological fluids with consequences on the lung cells uptake and toxicity. This study represents a first step in establishing a protocol for nanotoxicity testing and we recommend similar tests to be carried out on hydrophobic NPs along with investigating the effect of the relevant SPs on the DPPC adsorption and particle toxicity.
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