Flaminia Rondinoa,
Daniele Catoneb,
Giuseppe Mattioli*c,
Aldo Amore Bonapastac,
Paola Bolognesid,
Anna Rita Casavolad,
Marcello Corenod,
Patrick O'Keeffed and
Lorenzo Avaldid
aENEA Centro Ricerche di Frascati, Unità Tecnica Sviluppo di Applicazioni delle Radiazioni, Via E. Fermi 45, I-00044 Frascati, RM, Italy
bIstituto di Struttura della Materia del CNR, Via del Fosso del Cavaliere 100, I-00133 Roma, Italy
cIstituto di Struttura della Materia del CNR, Via Salaria Km 29.300, I-00015 Monterotondo Stazione, RM, Italy. E-mail: giuseppe.mattioli@ism.cnr.it
dIstituto di Metodologie Inorganiche e dei Plasmi del CNR, Via Salaria Km 29.300, I-00015 Monterotondo Stazione, RM, Italy
First published on 13th December 2013
We present an investigation of the close relationship between chemical structure, physical properties and reactivity of the three nitrotoluene isomers: a joint experimental and theoretical study, based on X-ray photoelectron spectroscopy (XPS) measurements and ab initio calculations, addressing the complex interplay between the competing electron-donor and electron-acceptor effects of the nitro- and methyl-substituents on the chemical properties of the nitrotoluene isomers. As the main results of the investigation we: (i) point out that accurate ab initio calculations play a key role in the complete assignment of photoemission measurements, as well as in the estimate of proton affinities in the case of all the eligible sites; (ii) revisit, at a more quantitative level, textbook models based on inductive and resonant effects of different substituents of the aromatic ring, as well as on the hyper-conjugative connection of the methyl group to the π-conjugated system; (iii) provide an accurate analysis of correlation patterns between calculated proton affinities and core-ionization energies, which represent a powerful tool, capable of predicting site-specific reactivities of polysubstituted molecules in the case of electrophilic aromatic substitution reactions.
A fruitful relationship has been established between the above two classes of positively charged aromatic molecules: several studies have reported patterns of linear correlations between protonation enthalpies and IEs, and deviations from these linear patterns have been used to identify preferential sites of electrophilic attack to the aromatic ring. The occurrence of such a linear correlation has been long established in the case of N(1s) and O(1s) XPS measurements.9–20 It has been shown recently that the same holds in the case of C(1s).21–23 However, there are practical limitations to the experimental evaluation of PA; protonation enthalpy values can be measured only for the most favorable protonation sites of each molecule.8,23 On the other hand, IEs can, in principle, be measured for all the atoms of the molecule, even if accidentally degenerate lines, especially in the case of polysubstituted benzene rings, can be grouped into unresolved broad peaks. These experimental limitations can be overcome by performing accurate theoretical ab initio estimates of PA values and XPS lines, univocally assigned to all the eligible sites, which can be used to draw correlations patterns between PA and XPS data.
In this scenario, nitroaromatic compounds have been selected in order to shed light on different facets of the above structure–properties relationship. They are relatively rare in nature, but widely used in the chemical industry for the production of dyes, resins, pesticides, herbicides, explosives, and other useful materials.24–26 In particular, we focus here on the three nitrotoluene isomers, both because of their usage as starting reactants or intermediates in a large number of technologically relevant synthesis processes, and because of the concurrent presence of competing substituents on the aromatic ring. More specifically, we present the first in-depth experimental and theoretical investigation of C(1s) IEs and PAs of such compounds, aimed at elucidating how their electronic and chemical properties are influenced by the presence of the two competing electron-donor methyl and electron-attracting nitro groups.1 The different relative positions on the benzene ring of the CH3 and NO2 moieties play a crucial role in the electronic and chemical properties of the nitrotoluene compounds, thus offering a significant benchmark for testing whether IE and PA estimates can be used to foresee and elucidate chemical quantities such as reaction rates in EAS processes.2 The results obtained allow quantitative predictions of the activation of different molecular sites, e.g., in the case of further nitration of several CH3- and NO2-substituted rings.27 Moreover, a detailed comparison between experimental measurements and theoretical calculations, including the screening effects of core holes, provides a deeper understanding of the electronic properties of substituted aromatic compounds, e.g., the study on a quantitative basis of the positional selectivity induced by the conjugation of the methyl group to the benzene ring,4,28,29 in agreement with the textbook hyper-conjugation model.1
Further effects of the competition of CH3 and NO2 groups on the electronic properties of nitrotoluene isomers have been investigated by performing experimental photoelectron measurements of the O(1s) and N(1s) shells, and in the spectral region of valence electrons, and by comparing the results with the properties of molecular orbitals, as described by ab initio calculations. Such investigations provide direct information on molecular orbital changes due to the displacement of conjugated electrons, as well as additional proofs of the activation/deactivation effect of aromatic substituents on the benzene ring. In order to provide a full account of the nitrotoluene investigation, these additional measurements and calculations have all been reported in the ESI.†
Theoretical values of vertical XPS C(1s) IE have been calculated by means of ab initio density functional theory (DFT) methods in a supercell approach, as implemented in the Quantum-ESPRESSO package.32 Equilibrium geometries have been found by fully relaxing all the molecules accommodated in large cubic supercells (25 Å3) to minimize the occurrence of spurious interactions between periodically replicated images. Total energies have been calculated by using norm-conserving Troullier–Martins atomic pseudopotentials,33 a plane-wave basis set, and the B3LYP hybrid exchange–correlation functional.34,35 Satisfactorily converged results have been achieved by using cutoffs of 80 Ry on the plane waves and of 320 Ry on the electronic density, respectively, as well as the Γ point for the k-point sampling of the Brillouin zone. H(1s), C(2s) and (2p), N(2s) and (2p), and O(2s) and (2p) electrons have been treated as valence electrons. All of the inner shells are embedded in the pseudopotentials. C(1s) XPS chemical shifts have been estimated by total energy differences between “standard” and “core-hole” calculations.6,36 In the latter case, an excited state C pseudopotential containing a 1s core hole has been used in place of the regular pseudopotential. A different calculation has been performed for each nonequivalent C atom. The energy differences between the standard and core-hole calculations have been compared with the corresponding difference obtained for the C atom of a CO2 molecule, accommodated in every supercell and used as a reference for both the theoretical and experimental chemical shifts. Despite the fact that the above theoretical framework is not often used to investigate the properties of isolated molecules, it provides very accurate predictions of C(1s) XPS IEs: differences between experimental measurements and theoretical estimates not exceeding the value of about ±0.1 eV have been reported in the case of halogenated pyrimidines, where all the XPS lines could be assigned to given atoms.6 Moreover, this kind of calculation is easily scalable with comparable accuracy to larger molecules and molecule–surface interacting systems.37
Theoretical calculations of PA have been performed by using the Gaussian 03 package.38 Optimized geometries have been obtained by means of DFT calculations, performed using the B3LYP functional and a localized 6-311G++(d,p) basis set. Stable molecular structures have been obtained, in full agreement with the above plane-wave based calculations. Moreover, proton affinities have been estimated by calculating protonation enthalpy values. Such values have been calculated using a refinement of the well established procedure proposed by Maksić et al.8,39,40 In this theoretical approach, PAs are calculated employing the general equation.
PA(Bα) = (ΔEel)α + (ΔZPEν)α | (1) |
![]() | ||
Fig. 1 C(1s) XPS spectra of o-nitrotoluene (a), m-nitrotoluene (b), and p-nitrotoluene (c). Experimental measurements (open circles) have been fitted with Gaussian lineshapes (full black lines). The spectra have been measured at a photon energy of 382 eV with an overall resolution of 0.32 eV. The labels A–C indicate the main features of the spectra, also reported in Table 1 and discussed in the text. Dashed lines represent convolutions of Gaussian peaks centered on the 0–6 bars (0–4 in the case of para-nitrotoluene), corresponding to the theoretical estimates of C(1s) XPS lines for the C0–C6 carbon atoms, also reported in Table 1. |
Measured | Atom | Calculated | ||
---|---|---|---|---|
Peak | IE (eV) | IE (eV) | PA (eV) | |
o-Nitrotoluene | ||||
A | 290.8 | C6 | 290.61 | −7.38 |
C4 | 290.66 | −7.42 | ||
C5 | 290.76 | −7.30 | ||
C3 | 290.78 | −7.25 | ||
C0 | 290.82 | — | ||
B | 291.2 | C1 | 291.15 | — |
C | 291.8 | C2 | 291.75 | — |
m-Nitrotoluene | ||||
A | 290.8 | C6 | 290.68 | −7.38 |
C2 | 290.71 | −7.35 | ||
C4 | 290.75 | −7.42 | ||
C5 | 290.79 | −7.30 | ||
C1 | 290.97 | — | ||
C0 | 291.08 | — | ||
C | 291.8 | C3 | 291.81 | — |
p-Nitrotoluene | ||||
A | 290.8 | C2,6 | 290.75 | −7.35 |
C3,5 | 290.93 | −7.17 | ||
C1 | 291.08 | — | ||
C0 | 291.20 | — | ||
C | 291.7 | C4 | 291.79 | — |
Calculated XPS C(1s) values are represented by numbered bars below the spectra in Fig. 1, while the corresponding Gaussian convolutions by the dashed lines above the spectra. An overall good agreement between the shapes of the experimental and theoretical spectra is observed. We exploit this close agreement between theoretical and experimental data to attempt a first analysis of the present results on the grounds of calculated IE values. We employ, at a more quantitative level, an elementary model based on the interplay between the stronger, isotropic inductive (I) effects and the weaker, anisotropic resonant (R) effects, both contributing to the screening of photoinduced C(1s) core holes. The former are related to the electronegativity of the substituting groups and affect both the whole molecule, with global charge density withdrawal from, or donation to the aromatic system, and every single atom, the nearer the atom to the substituting group, the stronger the effect. The latter are conventionally ascribed to the extension of π-conjugation to the substituents, and are generally interpreted by using resonance structures in which positive charges are anisotropically shared between different sites of the π-conjugated network of bonds. The I–R model has been often used to illustrate the properties of substituents in aromatic compounds because it provides an intuitive and powerful tool to understand and predict the results of relevant classes of chemical processes such as the EAS reactions.1,2 This simple, two-contribution model has been applied in the present investigation to a different kind of positively charged system, in order to provide a fine analysis of the screening of a core hole, by using IEs as the leading quantities. Moreover, the I–R model is generally extended to non-conjugated groups bonded to aromatic rings, e.g., the CH3 moiety investigated in the present work, through the hyper-conjugation effect.4,23,28,29 This effect is described as the formation of a π-like overlap between the true aromatic conjugated system and an almost vertical sp3 σ orbital belonging to a non-conjugated substituent, inducing a partial delocalization of the σ charge density on the aromatic ring (a detailed description of the hyper-conjugative effect involving the CH3 moiety is provided in Section 3.2). This, in turn, allows one to analyze in a unified framework the effects of the CH3 and NO2 groups on the C(1s) IEs of the nitrotoluene isomers. We anticipate here the existence of a close relationship between two different kinds of positively charged state, i.e., the reaction intermediate of EAS (σ complex) and the ionized molecule carrying a C(1s) core hole; this relationship will be discussed in more detail in Section 3.3.
The calculated IE values of benzene, toluene, nitrobenzene, and the three nitrotoluene isomers, together with I and R effects of the CH3 and NO2 groups, which can both stabilize (−) and destabilize (+) a positive charge, have been displayed in Fig. 2 to favor the cross-comparison of data. As previously shown in the case of CH3- and F-polysubstituted benzene rings,22,23 the effects of multiple substituents on the C(1s) IEs can be effectively described in terms of an additivity model. In detail, each energy shift Δ(IE) with respect to the benzene value (290.37 eV) is considered to be the sum of independent effects of the individual substituents.48 In the case of toluene, nitrobenzene, and the three nitrotoluene isomers, this corresponds to a simple expression where the αi and βi parameters represent the effects of ipso, ortho, meta and para substitutions of the ni methyl and mi nitro groups on the IE values, respectively. This expression is well fit by the calculated values shown in Fig. 2. The best fit αi and βi parameters have been reported in Table 2. First of all, as mentioned above, the large electron-withdrawing behavior of the NO2 group dominates the charge density distribution of nitrobenzene and nitrotoluenes; a generalized and consistent blue shift of all the C(1s) IEs of nitrotoluenes with respect to those of benzene is indeed found, which is responsible for a significant deactivation of nitro-aromatic derivatives in the case of EAS reactions. In the case of the CH3 group, a further (weak) electron-attractive inductive effect is expected, due to the fact that the methyl moiety is more electronegative than the H atom, as confirmed by the fact that the ipso coefficient only has a positive value. Despite such a weak inductive contribution, the ortho, meta and para coefficients of the CH3 group are all negative, thus leading to an average IE shift of −0.1 eV estimated in the case of the unsubstituted C atoms of toluene with respect to the benzene value. This negative shift supports the idea that the CH3 group is able to extend the π-conjugation of benzene through a hyper-conjugation mechanism and promotes a better stabilization of core holes. The resonant behavior of CH3 and NO2 substituting groups induces opposite effects on the benzene ring, as shown by a comparison between ortho–para and meta coefficients in Table 2. The CH3 group stabilizes a core hole in ortho–para, in agreement with the stronger negative deviations of the corresponding coefficients; the NO2 group displays an opposite behavior and destabilize a core hole in ortho–para, in agreement with the stronger positive deviations of the corresponding coefficients. It may be also worth noticing that, coeteris paribus, such positive deviations are more pronounced in the case of C atoms holding ortho positions than in the case of those in para with respect to the NO2 group. This is in agreement with a quite long range effect of the isotropic contribution of the nitro group to the core holes (blue I+ labels in Fig. 2), which has to be summed to its R+ contribution.
Ionization energies | IE std errora | Enthalpies of protonation | EP std errora | ||
---|---|---|---|---|---|
a Standard errors (SE) have been calculated as SE = (95% confidence interval)/2a where the a parameter depends on the number of degrees of freedom of the fit; a = 2.1199 (a = 2.2281) in the case ionization energies (enthalpies of protonation). | |||||
CH3 | ipso | 0.15 | 0.04 | — | — |
ortho | −0.21 | 0.04 | −0.31 | 0.02 | |
meta | −0.11 | 0.04 | −0.19 | 0.02 | |
para | −0.18 | 0.04 | −0.37 | 0.03 | |
NO2 | ipso | 1.59 | 0.04 | — | — |
ortho | 0.60 | 0.03 | 0.72 | 0.02 | |
meta | 0.52 | 0.03 | 0.71 | 0.02 | |
para | 0.55 | 0.04 | 0.74 | 0.03 |
Deeper insight can be provided by performing further analysis beyond the additivity model. In the case of o-nitrotoluene, the twisting of NO2 induced by the ortho-proximity of the methyl group leads to an attenuation of the π-conjugation of the nitro group, which, in turn, seems to suppress its R+ effect while not affecting the isotropic inductive contribution. IE values lower than the corresponding additive coefficients have indeed been estimated in the case of the C3 and C5 positions of the o-nitrotoluene (0.41 and 0.39 eV, respectively, in comparison with the expected 0.49 and 0.44 eV values). A direct comparison of the strength of opposite R+ and R− effects can be attempted in the case of the m-nitrotoluene, where competing effects fall exactly on the same C2, C4 and C6 positions. Quite low IE shifts (0.34, 0.38 and 0.31 eV, respectively, to be compared with the corresponding additive coefficients, 0.39, 0.42 and 0.34 eV) indicate a stronger R− effect of the methyl group; an opposite behavior, if compared with the stronger I+ effect of the nitro group, consistent with a predominance of the CH3 group as a director in EAS reactions.2
The above screening patterns provide a guide to the analysis of the corresponding C0 and C1 IE values, even if small differences between IE values do not produce appreciable variations in the charge density maps corresponding to different nitrotoluene isomers. Regarding the calculated IE of C0 positions, all the nitrotoluenes values are quite close to that of toluene (within 0.2 eV, see Fig. 2) indicating that the strong electron-attracting behavior of the nitro group is only slightly propagated to the CH3 moiety through its connection with the aromatic system. A higher IE value has been calculated for the p-nitrotoluene isomer (291.20 eV), where the resonant contribution of the nitro group can affect the displacement of positive charge in the C1 position (Fig. 3). A similar contribution is not expected in the case of m-nitrotoluene (291.08 eV), where the C1 atom holds a meta position with respect to the nitro group, and in the case of o-nitrotoluene (290.82 eV), due to the twisting of the NO2 group as well as to more complex interference patterns between the two sterically close substituents. All three C1 positions fulfill instead the additivity model, in agreement with the methyl ipso coefficient reported in Table 2. They are affected, in contrast to the C0 positions, by the strong NO2 electron-withdrawing effect; all of the corresponding nitrotoluene IE values are therefore blue-shifted by about 0.5–0.6 eV with respect to that of toluene.
![]() | ||
Fig. 4 (a) Protonation enthalpy of benzene and of different sites of several CH3- and NO2-substituted benzene rings, plotted against the calculated vertical C(1s) ionization energy of the C protonation site. The red line is the least-squares fit of the calculated data points. Data not reported in Fig. 2 and Table 1 are taken from Myrseth et al.23 (b) Correlation data corresponding to nitrotoluene isomers only are shown in the inset of figure, where the positions of C atoms on the ring are also indicated. A dashed line, orthogonal to the solid line, separates data points corresponding to the C2,4,6 positions from those corresponding to the C3,5 positions. |
In this regard, we focus now on the inset (b) of Fig. 4, showing in more detail the nitrotoluenes correlations. First of all we note that the strong hyper-conjugative effect of the methyl substituent plays a leading role in determining the position of data points scattered (R = 0.7603) both along and across the fit line, that is, in turn, the chemical properties of nitrotoluene compounds. A clear partition between the more activated C2,4,6 atoms, holding ortho and para positions with respect to the CH3 group, where it can display its R− effect, and the more deactivated C3,5 atoms in meta has been marked by a dashed red line in Fig. 4(b). On the contrary, a substantially meaningless distribution of data points is obtained if we group them according only to their ortho–para or meta position with respect to the NO2 group. Nevertheless, the NO2 group acts as a fine modulator of the position of data points. This main achievement can be enriched and supported by further considerations: (i) if we compare the activated C4 and C6 positions of o-nitrotoluene (blue circles) with those of the m- and p-isomers (C2, C4, C6 red circles and C2,6 green circle, respectively), the blue circles correspond to the most activated (i.e. closer to the left-low end of the distribution) positions of all nitrotoluenes, in agreement with the partial suppression of the conjugation of the NO2 group to the ring, due to its twisting. (ii) The C4 positions of o- and m-nitrotoluene are the most easily protonated. In the case of the ortho isomer (blue circles), this is in agreement with a stronger R− effect of the CH3 group on the C4 para than on the C6 ortho position (see Table 2); in the case of the meta isomer (red circles), the large positive shift of the protonation enthalpy in the C6 position is not in agreement with its lowest IE value, compared with those corresponding to the positions C2 and C4. We suggest that the formation of weak H bonds between the methylene H atoms of the σ-complex formed in C2 and C4 and the neighboring NO2 group, which do not occur in the case of C6, is responsible for the lowering of the C2 and C4 values, which deviate from the distribution expected in terms of the additive model.
We test such an apparently sensitive theoretical machine on a well characterized chemical process such as the nitration by NO2PF6 of the toluene, nitrobenzene, and of the three nitrotoluene isomers,2,27 whose previously measured parameters are reported in Table 3. Let us consider first the nitration of toluene and nitrobenzene. In both cases the positional selectivity of the reaction is quite low and the expected, close to the statistically determined, distribution of ortho and para products in the case of toluene and meta (with a 10% population of ortho) in the case of nitrobenzene is obtained. The 10% population of ortho-di-nitrobenzene obtained in the latter case reflects the lower resonant effect of NO2, in agreement with the very small difference between the ortho and meta protonation enthalpy values. Concerning the nitrotoluene isomers, let us compare now the measured reaction rates and product distributions reported in Table 3 with the theoretical correlation data shown in Fig. 4(b). If we consider the whole distribution, we note that there is a clear partition in Fig. 4(b) between C positions which are quantitatively nitrated and C positions which are not, the largest separation being between the C2,6 and C3,5 positions of the p-nitrotoluene, in agreement with the most unbalanced distribution of di-nitro products (99.8% vs. 0.2% nitration of such positions). This separation between active and non-active positions have been marked by a dashed line in Fig. 4(b). Active positions are distributed along the fit line in agreement with the kNT/kNB values reported in Table 3, which indicate a faster nitration of o-nitrotoluene, closer to the left-low end of the distribution, with respect to the meta and para isomers. If we consider each of the nitrotoluene isomers alone, we can correlate the distribution of di-nitro products with the PA of the sites, which is more closely related to the formation energy of the different σ complexes, leading to the final distribution of products. The p-nitrotoluene case is straightforward, as mentioned above. In the case of o-nitrotoluene, the slight predominance of the 2,4-di-nitro product is in agreement with the higher PA of the C4 position. In the case of m-nitrotoluene, the low nitration rate of the C6 position parallels its lowest PA, possibly for the same sterical reason suggested in the previous paragraph. Regarding the C2 and C4 positions, we note that the slight preference for the nitration of the C2 position in a NO2PF6/CH3NO2 solution is inverted in the case of a similar competitive process in a NO2PF6/H2SO4 solution,27 thus justifying the apparent disagreement between calculated and measured data.
Species | kNT/kNB | Distribution of nitrotoluene products (%) | ||
---|---|---|---|---|
Toluene | — | 2-NT | 3-NT | 4-NT |
68 | 2 | 30 |
Distribution of di-nitrobenzene products (%) | ||||
---|---|---|---|---|
Nitrobenzene | 1 | 1,2-Di-NB | 1,3-Di-NB | 1,4-Di-NB |
10 | 89 | 1 |
Distribution of di-nitrotoluene products (%) | |||||||
---|---|---|---|---|---|---|---|
2,3-Di-NT | 2,4-Di-NT | 2,5-Di-NT | 2,6-Di-NT | 3,4-Di-NT | 3,5-Di-NT | ||
o-Nitrotoluene | 384 | 1.0 (C3) | 59.0 (C4) | 0.1 (C5) | 39.9 (C6) | — | — |
m-Nitrotoluene | 91 | 42.1 (C2) | — | 18.6 (C6) | — | 35.8 (C4) | 3.5 (C5) |
p-Nitrotoluene | 147 | — | 99.8 (C2) | — | — | 0.2 (C3) | — |
Footnote |
† Electronic supplementary information (ESI) available: Valence spectra and molecular orbitals of the nitrotoluene isomers; N(1s) and O(1s) XPS; comparison of theoretical IE values in the case of toluene; atom coordinates and total energies of nitrotoluene isomers. See DOI: 10.1039/c3ra45705b |
This journal is © The Royal Society of Chemistry 2014 |