Thorben
Rinkel
,
Jörg
Nordmann
,
Athira Naduviledathu
Raj
and
Markus
Haase
*
Institute of Chemistry of New Materials, Osnabrück University, Barbarastraße 7, 49076 Osnabrück, Germany. E-mail: markus.haase@uni-osnabrueck.de; Fax: (+49) 541 969-3233
First published on 30th September 2014
We have studied the growth behaviour of sub-10 nm NaYF4 upconversion nanocrystals of the hexagonal β-phase and the cubic α-phase. Ostwald-ripening of such particles in oleic acid/octadecene solvent results in broadening of the particle size distribution if the colloid contains particles of one crystal phase only. Narrow size distributions are formed only if β-phase particles grow in the presence of an excess of α-phase particles. Such binary mixtures of α-phase and β-phase particles form intrinsically when colloids of α-phase particles are heated for a sufficiently long time, because seeds of the β-phase nucleate in the solution after some time at high temperatures. Since the number of seeds determines the final size of the β-phase product, control of the nucleation is crucial for controlling the final particle size. We show that the number of β-phase seeds strongly depends on the composition of the α-phase known to form solid solutions Na1−xYF4−x in the range from x = 0 to x = 4/9. Sodium-deficient α-phase particles form a negligible number of β-phase seeds whereas α-phase particles with high sodium content yield a very large number of seeds. By taking advantage of this dependence and modifying the synthesis of the α-phase particles accordingly, small phase-pure β-NaYF4:Yb,Er particles with a size smaller than 6 nm can be prepared in oleic acid/octadecene just as well as much larger particles.
Studies that unravel the parameters which determine the final size of β-NaREF4 nanocrystals are complicated by the fact that not only particles of the hexagonal β-phase but also those of the cubic α-phase can nucleate and grow during the decomposition of the molecular precursors. For several synthesis procedures it has been shown that α-phase particles are formed as the first product which subsequently convert to pure β-phase particles as the final material.25,44,56,57 The question then is by what mechanism nearly monodisperse β-phase particles can grow from small α-phase particles as the Ostwald-ripening of small particles in the absence of additional monomer precursors should yield broad size distributions.58–60 Narrow particle size distributions usually result from focussing of the size distribution which requires that a high supersaturation of monomers is maintained during particle growth.58,61 The latter requires a high production rate of monomers in solution, which is achieved in thermal decomposition methods for NaREF4 nanocrystals by employing metal trifluoroacetates as thermally labile precursors for the fluoride and metal ions.25–31 Mai et al. thoroughly investigated the reaction mechanisms for this method and showed that also in this case α-phase NaYF4 nanocrystals are formed as the first product.25,27 Zhang et al. introduced a variation of the co-precipitation method using lanthanide chlorides, NaOH, and NH4F as precursors.33,34 In their method the precursors are not injected into a hot solution but the reactants are combined at room temperature and subsequently heated. Nevertheless, β-NaYF4 nanocrystals of uniform size distribution are obtained. Similar to Mai et al. they showed that the synthesis of β-NaYF4 nanocrystals occurs via an intermediate formation of small α-phase particles which are subsequently converted to larger β-phase nanocrystals.25,34 Furthermore, Mai et al. have shown that β-phase particles with narrow particle size distributions are even obtained if the α-phase particles are isolated, purified and heated in oleic acid/octadecene in the absence of any additional precursor.25,62 The latter result raises the question whether the β-phase particles grow at all by Ostwald-ripening, that is, by the exchange of monomers. To investigate this issue we have recently studied the growth behaviour of particle mixtures containing small α-NaYF4 and small α-NaGdF4 particles as well as mixtures containing small α-NaEuF4 and small α-NaGdF4 particles.51,56 Luminescence spectroscopy and EPR measurements show that the resulting monodisperse particles of β-NaGdF4:Eu and β-NaYF4:Gd mainly contain isolated dopant ions. The small NaEuF4 and NaGdF4 particles used as a source for the dopant ions were therefore not incorporated into the final β-phase particles as whole building blocks. Instead, the separation of the dopant ions in the crystal lattice of the product indicates that the small particles dissolve during particle growth, in accord with the mechanism of Ostwald-ripening. NaGdF4 and NaEuF4 have the additional advantage that not only small particles of the α-phase but also small particles of the β-phase can be prepared, allowing study of the growth behaviour of small particles of both phases separately. The results show that the small β-phase particles behave as expected for Ostwald-ripening, that is, they show broadening of the size distribution. Closer inspection of the particle growth by TEM reveals a weak broadening of the size distribution in the case of the α-phase particles, too, but only at early growth stages, before seeds of the β-phase nucleate in solution.25,51 After nucleation of these β-phase seeds, the α-phase particles rapidly dissolve whereas the β-phase seeds rapidly increase in size.51,63 This observation can be explained by a higher solubility of the thermodynamically less stable α-phase. The release of monomers during the fast dissolution of the α-phase results in a monomer concentration so high that particles of the less soluble β-phase grow under the conditions of monomer supersaturation. Numerical simulations based on the LSW-theory of Ostwald-ripening confirm this model and show that the Ostwald-ripening of such binary particle mixtures in fact results in fast dissolution of the α-phase and focussing of the particle size distribution of the β-phase.63
In the present paper we have extended our study on the growth behaviour of small NaREF4 nanocrystals to the upconversion material NaYF4:Yb,Er and its undoped host lattice NaYF4. Again, purified α-phase particles were used as single-source precursors to prepare the final particles. The latter are thereby formed in the absence of any molecular precursors apart from the monomers exchanged among the particles during Ostwald-ripening. This “clean” reaction solely based on Ostwald-ripening makes it easier to identify the conditions required to obtain β-phase particles of small size. In contrast to our earlier work on NaSmF4, NaEuF4, NaGdF4, and NaTbF4, this paper is focussed on the different compositions of the cubic α-phase known to form solid solutions Na1−xYF4−x in the range from x = 0 to x = 4/9. We have therefore varied the ratio of sodium and rare-earth metal in the synthesis of the α-phase particles accordingly and have used the resulting particles, after washing and redispersing them in pure oleic acid/octadecene solvent, to prepare β-phase particles. We show that the ratio of sodium and rare-earth metal is one of the key parameters determining the final size of the β-phase particles, since the ratio affects the number of β-phase seeds that nucleate during Ostwald-ripening of the α-phase particles. By adjusting this parameter we are able to reproducibly prepare β-NaYF4:Yb,Er particles in oleic acid/octadecene with a size smaller than 6 nm.
Yb,Er-doped up-conversion nanoparticles were prepared similarly by using yttrium, ytterbium and erbium in the usual molar ratio of 0.78:
0.20
:
0.02.
To obtain sub-10 nm NaYF4:Yb,Er particles of the hexagonal β-phase as starting material we tested a procedure analogous to the one used in our previous paper for the synthesis of small particles of β-NaSmF4, β-NaEuF4, β-NaGdF4 and β-NaTbF4. In the case of NaYF4, NaYbF4 and NaErF4, however, this method yields nanocrystals of the α-phase. Therefore, we used a new synthesis procedure based on α-phase particles with high sodium content as the precursor material. The details of this synthesis method will be given below.
TEM images of three different starting materials are displayed in the upper part of Fig. 1. The figure shows small α-NaYF4:Yb,Er particles prepared with an excess of sodium and fluoride (molar ratio of 2.5:
1
:
4 with respect to sodium oleate, rare-earth oleate and ammonium fluoride), small sodium-deficient particles of the cubic α-phase with nominal composition Na5Y9F32:Yb,Er, as well as small NaYF4:Yb,Er particles of the hexagonal β-phase. Before heating to 300 °C all materials show mean particles sizes well below 10 nm and narrow size distributions (Fig. 1, upper part). After heating (lower part), broad size distributions are observed for α-Na5Y9F32:Yb,Er and β-NaYF4:Yb,Er particles but a narrow size distribution is observed in the case of α-NaYF4:Yb,Er as the starting material. The corresponding XRD data and size histograms are displayed in Fig. S1 and S2, respectively (ESI†). The XRD data show that the crystal structure of the α-NaYF4:Yb,Er particles changes from cubic (α-phase) to hexagonal (β-phase) during heating whereas no phase transition is observed for the β-phase and the sodium-deficient α-phase material. The histograms show that nearly monodisperse particles are only obtained when the phase transition is also observed. The growth of the other two materials yields the broad size distributions expected for Ostwald-ripening in the absence of additional monomers. These observations are in accord with our earlier results for NaSmF4, NaEuF4, NaGdF4 and NaTbF4 nanocrystals where narrow size distributions also require that a transition from the α-phase to the β-phase takes place.51
The conversion of small α-NaYF4:Yb,Er particles to larger particles of the β-phase is shown in more detail in Fig. 2 where the mean sizes of the α-phase and the β-phase particles as well as the molar fractions of the two phases are plotted versus reaction time. The figure is based on Rietveld fits of the XRD data of NaYF4:Yb,Er samples taken after different times of growth at 300 °C (see Fig. S3 and S4† for the XRD data and a selection of Rietveld fits). First weak reflexes of the hexagonal β-phase can be identified in the XRD data after 60 min of heating at 300 °C. This delayed nucleation of the β-phase was investigated by Mai et al. and was attributed to a high activation energy barrier for the transition of the α-phase to the β-phase.25,27 The figure shows that the particles of the α-phase rapidly dissolve as soon as a sufficient number of β-phase particles nucleated in solution. The rapid dissolution is accompanied by a fast increase of the molar fraction of the β-phase as also observed by other groups.25,27,31,42,63 Obviously, the monomers released by the rapidly dissolving α-phase particles are consumed by the β-phase seeds. In fact, the numerical simulations mentioned above show that the thermodynamically less stable α-phase itself act as monomer reservoir which releases monomers at a high rate.58,61 The simulations not only reproduce the strong focussing of the size distribution observed for all these systems but also the temporal evolution of the mean particle sizes and molar fractions.63
Small particles of undoped NaYF4 show a growth behaviour analogous to that given in Fig. 2 for the doped material confirming that doping is not a key factor for obtaining narrow size distributions (Fig. S5†). Fig. 3 shows that heating of undoped particles of α-NaErF4, α-NaYbF4 or α-NaYF4 particles in oleic acid/octadecene yields in fact narrow size distributions in all cases whereas broad size distributions are observed for the corresponding sodium-deficient systems α-Na5Er9F32, α-Na5Yb9F32, and α-Na5Y9F32 where no phase transition occurs (see also Fig. S6 and S7†). Obviously, the sodium content of the cubic material affects the nucleation of β-phase seeds in all cases. We therefore studied the influence of the molar ratio of NaF and rare-earth trifluoride by varying the molar ratios of sodium oleate, rare-earth oleate and ammonium fluoride from 8:
1
:
11 to 0.56
:
1
:
3.56 in the synthesis of the α-phase starting material. After heating the three components in oleic acid/octadecene at 200 °C the resulting α-phase upconversion particles were precipitated with ethanol and thereafter washed by re-dispersing the precipitate in hexane, adding again ethanol and isolating the particles by centrifugation. The XRD data of the resulting powders show the expected signals of the α-phase in all cases but no signals of NaF indicating that the latter is mostly removed by the washing sequence (Fig. S8†). The composition of the different α-phase particles was determined by X-ray fluorescence analysis (XRF). In Fig. 4 the ratio of sodium to rare-earth metal in the purified particles, as determined by XRF, is plotted versus the ratio of sodium to rare-earth oleate employed in the synthesis of the particles. The figure shows that α-phase particles prepared with a low ratio of sodium to rare-earth oleate display the expected sodium-deficient composition. If the particles are prepared with a high ratio of sodium to rare-earth oleate, the α-phase particles contain up to 20% excess sodium with respect to the expected 1
:
1 ratio of sodium to rare-earth metal. This excess of sodium, however, can be reduced by extensive washing of the particles (Fig. 4). Since extensive washing also negatively affects the dispersibility of the particles we assign this additional sodium to the presence of sodium oleate in the ligand shell of the particle surface or as ad-atoms on the particle surface.69
The purified α-phase particles were then re-dispersed in oleic acid/octadecene solvent and heated to 300 °C. The conversion of the α-phase to the β-phase with time is shown in Fig. 5 for the different α-phase materials. The figure shows that with increasing sodium-deficiency of the α-phase the delay of the conversion to the β-phase also increases. Highly sodium-deficient α-phase particles (5:
9
:
32 molar ratio of Na-OA, RE-OA and NH4F) do not convert to the β-phase even after 4 hours of heating, as already shown in Fig. 3. This increasing delay shows that the sodium content of the α-phase particles affects the nucleation of the β-phase seeds, because the dissolution of the α-phase does not start before the first β-phase seeds have formed (see also Fig. 2 and S5†). This is even more evident when the sizes of the resulting β-phase particles are compared, because the size of the particles is inversely proportional to the number of seeds formed. Fig. 6 and 7 show that the particle size of the nearly monodisperse β-phase systematically decreases with increasing sodium content of the α-phase particles (see also Fig. S9–S11†). In fact, β-phase NaYF4:Yb,Er particles with a mean size as small as 5.3 nm can be reproducibly prepared in gram amounts by heating α-phase particles prepared with a high molar ratio of 8
:
1
:
11 (Na-OA
:
RE-OA
:
NH4F). Similar results were obtained for undoped NaYF4 (see Fig. S14–S17†). Note that in our case the particles are synthesized in the absence of oleylamine which is often used to favour the formation of the cubic α-phase. The small β-phase upconversion particles prepared in this way were used for the Ostwald-ripening experiments shown in Fig. 1. When the ratio of the three components is reduced to 2
:
1
:
5, the resulting α-phase particles yield β-phase particles with a mean size of 22 nm. If the ratio is further reduced, also the particle size of the β-phase increases further, but at very low sodium contents the conversion to the β-phase becomes incomplete and finally does not take place anymore. Note that according to the phase diagrams of bulk NaYF4, NaYbF4 and NaErF4, the cubic α-phase is stable for compositions ranging from NaYF4 to Na5/9YF32/9 whereas the β-phase is only stable in a narrow range close to the 1
:
1 composition given by the formula NaYF4.67,70 Strongly sodium-deficient α-phase particles should therefore not contain enough sodium fluoride to completely convert to the β-phase. For this reason we have also studied the conversion of the α-phase particles in the presence of additional sodium oleate and NH4F in solution. A rather large amount of 0.6 mmol of Na-OA and 0.6 mmol of NH4F per 1 mmol of nanoparticles in oleic acid/octadecene was used in these experiments which exceeded the amount of Na-OA contained in the ligand shell in all cases (Fig. 4). The result is that in the presence of additional sodium oleate and fluoride, complete conversion to the pure β-phase is observed in all cases, even for the highly sodium-deficient Na5/9YF32/9 particles. In addition, the resulting particle sizes are slightly affected. Fig. 7 shows that the size of the β-phase product particles strongly varies with the composition of the α-phase particles used for their synthesis (compositions are measured by XRF, see Fig. 4) but also that the presence of additional sodium oleate and NH4F in the solvent results in β-phase particles which are slightly smaller than those prepared in the absence of sodium oleate and NH4F (see also Fig. S12 and S13†). The latter indicates that the additional sodium and fluoride ions also slightly influence the nucleation of the β-phase seeds in solution. This weaker effect is similar to the results published by Sui et al. showing that the size of the final β-phase particles is affected by the amount of metal oleates present during the thermal decomposition of metal trifluoroacetates.31
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Fig. 6 β-NaYF4:Yb,Er particles with different mean size prepared by Ostwald-ripening of purified α-NaYF4:Yb,Er particles in oleic acid/octadecene at 300 °C. The number of β-phase seeds nucleating during Ostwald-ripening of the α-phase particles depends on the molar ratio of sodium oleate (Na-OA), rare-earth oleate (RE-OA) and ammonium fluoride (NH4F) employed in the synthesis of the α-phase particles. The molar ratio (Na-OA![]() ![]() ![]() ![]() |
Footnote |
† Electronic supplementary information (ESI) available. See DOI: 10.1039/c4nr03833a |
This journal is © The Royal Society of Chemistry 2014 |