Gergő
Thiering
ab,
Elisa
Londero
a and
Adam
Gali
*ab
aWigner Research Centre for Physics and Optics, Hungarian Academy of Sciences, P.O. Box 49, H-1525 Budapest, Hungary. E-mail: gali.adam@wigner.mta.hu
bDepartment of Atomic Physics, Budapest University of Technology and Economics, Budafokiút 8, H-1111 Budapest, Hungary
First published on 5th August 2014
Fluorescent nanodiamonds constitute an outstanding alternative to semiconductor quantum dots and dye molecules for in vivo biomarker applications, where the fluorescence comes from optically active point defects acting as color centers in the nanodiamonds. For practical purposes, these color centers should be photostable as a function of the laser power or the surface termination of nanodiamonds. Furthermore, they should exhibit a sharp and nearly temperature-independent zero-phonon line. In this study, we show by hybrid density functional theory calculations that nickel doped nanodiamonds exhibit the desired properties, thus opening the avenue to practical applications. In particular, harnessing the strong quantum confinement effect in molecule-sized nanodiamonds is very promising for achieving multicolor imaging by single nickel-related defects.
In this paper, we show by advanced hybrid density functional theory (DFT) calculations that fluorescent nickel-related defects with sharp emission are stable in ultra-small nanodiamonds. Their excitations are calculated with time-dependent DFT. In molecule-sized nanodiamonds the wavelength of the emission from the nickel-related color centers shows strong quantum confinement, thus tight control of the size of the nanodiamonds makes it possible to realize multicolor bioimaging with single nickel-related defects, in contrast to the traditional and technologically challenging way of introducing multiple color centers. These color centers are paramagnetic in the ground state, which provides the opportunity to trace these nanoparticles both by light and magnetic fields at the same time.
The nanoparticle geometries were constructed by cutting approximately spherical clusters out of bulk diamond crystal, with varying diameters in the 1.1–2.0 nm range: C147 (d = 1.1 nm), C175 (d = 1.2 nm), C375 (d = 1.55 nm), C452 (d = 1.7 nm), and C633 (d = 1.9 nm). We applied a standard methodology to terminate the surfaces of the nanodiamonds: the surface dangling bonds were passivated by hydrogen atoms. We note that hydrogenated nanodiamonds may be achieved by hydrogen plasma treatment.12,13 These nanodiamonds are considered as pristine ones. Pristine nanodiamonds possess excitation energies in the ultraviolet region. In order to introduce redshift into the excitation spectrum of nanodiamonds we introduced nickel-related defects that may act as color centers. In particular, we considered the so-called NE4*,14 NE4 (ref. 15 and 16) and NE8 (ref. 17) electron paramagnetic resonance (EPR) centers that are associated with the 1.83 eV (678 nm),14 1.72 eV (721 nm),18 and 1.56 eV (794 nm)17 PL centers in bulk diamond, respectively. Recently, the NE4* and NE4 centers were associated with the different charge states of VNiV defects,19,20 where VNiV represents a split-vacancy configuration (see Fig. 5). This defect is more stable than the isolated substitutional nickel-defect (W8 EPR center).19–21 In addition, the W8 defect is rather an absorption than a luminescence center in diamond, according to our recent calculations,22 thus we excluded it in this study. The NE8 defect is associated with a complex of four nitrogen atoms around the split VNiV defect (see Fig. 6), briefly, the N2VNiVN2 complex,17,20 where the defect might be positively charged under typical measurement conditions. As shown above, nickel-related defects with sharp zero-phonon lines in their PL spectra might be the best understood transition metal impurity related defects in bulk diamond. Furthermore, the NE8 PL center can act as a bright single photon source in the NIR region in bulk diamond,23,24 thus it is particularly attractive as a color center for bioimaging. We note that NE8 defects could be engineered into diamond grains, where their average diameters were between 30 and 100 nm.25 The corresponding PL spectra did not differ from those obtained in bulk diamond because no quantum confinement takes place. However, quantum confinement might provide a sizable effect on the optical properties of nickel-related defects in small nanodiamonds.
We studied the optical properties of the NE4*, NE4 and NE8 color centers in small nanodiamonds by time-dependent density functional theory (TD-DFT) calculations using a hybrid functional in its kernel, where this methodology was proven to provide reliable results for nanodiamonds with different surface terminations,8,26 including color centers inside hydrogenated nanodiamonds.11,27 NE4 and NE8 defects may be considered as nickel-related color centers in nitrogen-free and highly nitrogen-contaminated nanodiamonds. We note that the experimental Stokes shift of the considered PL centers is about 30 meV (ref. 17) which is below the expected accuracy of our method, thus we calculated the excitation energies for the ground state geometries of the defects. For the bulk reference calculations we applied a hybrid DFT supercell plane wave methodology that is able to reproduce the experimental defect ionization energies within 0.1 eV in Group-IV semiconductors,28,29 and is proven to be correct for substitutional Ni impurity (Nis) in diamond.22
(i) the introduction of color centers to the nanodiamonds redshifts their excitation energies from the ultraviolet region of the pristine nanodiamonds;
(ii) the quantum confinement effect (QCE) is very strong for the defect levels in the gap of the nanodiamonds, both for the NE4 and NE8 color centers [Fig. 1(a)], and the highest energy occupied defect states significantly hybridized with the host diamond states;
(iii) as a consequence, a strong QCE arises in the luminescence of these color centers [Fig. 1(c)]. We propose that single VNiV defects in nitrogen-free nanodiamonds and single N2VNiVNi2 defects in highly nitrogen-contaminated nanodiamonds may be utilized to realize multicolor imaging in the visible toward the infrared region, by finely controlling the size of the nanodiamonds. Small nanodiamonds hosting these nickel color centers would provide an ideal platform for non-invasive in vivo bioimaging. Next, we discuss the stability of the defects in hydrogenated nanodiamonds and bulk diamond, and the photostability of these color centers in hydrogenated nanodiamonds. Finally, we analyze the nature of the excitation and we provide the reason for the strong quantum confinement effect.
First, we studied the stability of the selected nickel defects by calculating the formation energies of the defects in nanosized and bulk diamonds, as plotted in Fig. 2(a), when the defect is placed in the middle of the nanodiamonds. The VNiV defect is about equally stable in bulk and molecule-sized diamonds. Surprisingly, the N2VNiVN2 is even more stable in molecule-sized nanodiamonds than in bulk diamond. These results indicate that once these defects were created in nanodiamonds they will remain there. Next, we considered the relative stability of the corresponding color centers as a function of their position in our largest 1.9 nm nanodiamond [Fig. 2(b)–(d)]. We assumed that the first neighbor shell around the defect should contain carbon atoms when they approach the surface. For both defects, relatively small fluctuations in the calculated formation energies can be observed. Apparently, no thermodynamic force appears to drive these color centers toward the edge of the nanodiamonds. We conclude that these color centers may be found in molecule-sized nanodiamonds once they are formed.
Next, we studied the photostability of the Ni-related color centers from the aspect of surface termination. It is well-known from studies of the NV-center, that the NV-center can switch its charge state from negative to neutral when it is close to the hydrogenated diamond surface,30–32 which is explained by the band bending model between the diamond surface and the environment.33 Particularly, it is expected that the NV defect can be predominantly found in its neutral charge state in hydrogenated nanodiamond.34 We use the charge transition levels of the NV defect in bulk diamond as a marker to determine whether the selected Ni-related color centers are stable in their given charge states in hydrogenated nanodiamonds. For the sake of completeness, we also include the Nis defect in this study22 but we focus on the VNiV and N2VNiVN2 complexes. The results are plotted in Fig. 3. There is a window of the Fermi-level positions where the NV defect is stable in its neutral charge state in bulk diamond. In this window the VNiV defect can be neutral, negatively charged and double negatively charged. Its calculated (−|2−) charge transition level is at around EV +2.0 eV, where EV is the valence band edge. This is about 0.7 eV below the (0|−) charge transition level of the NV defect. No visible luminescence is expected from the VNiV defect in the (2−) charge state but its (−) and (0) charge states should show luminescence. We conclude that VNiV-related luminescence is expected in hydrogenated nanodiamonds and might not be detected in oxygenated or fluorinated nanodiamonds,34–36 where the Fermi-level shifts higher with stabilization of the NV− defect. Since the calculated (0|−) charge transition level of VNiV lies relatively deep in the gap at around EV +1.2 eV, it is more likely that the NE4 center will be active in hydrogenated nanodiamonds. The situation is simpler for the N2VNiVN2 complex. The defect is mainly stable in its (+) charge state as a function of the position of the Fermi-level in diamonds, particularly, in the full stability window of NV0. We note that neutral N2VNiVN2 has an S = 1 ground state. The calculated (+|0) charge transition level is at around EV +2.9 eV, which is 0.2 eV above the (0|−) charge transition level of the NV defect. This result indicates that the NE8 color center should have a stable luminescence in hydrogenated nanodiamond, and it may emit light even in oxygenated nanodiamonds where NV− is stabilized. Thus, the NE8 color center embedded in hydrogenated nanodiamonds is ideal for ensuring stable luminescence.
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Fig. 3 The calculated formation energies and charge transition levels in bulk diamond at the DFT HSE06 level. ((a) and (b)) The formation energies for the VNiV and N2VNiVN2 defects, respectively, as a function of the position of the Fermi-level in the band gap of diamond. The calculated valence band edge was aligned with the origin. The valence band (VB) and conduction band (CB) edges are also depicted by shaded areas, where the color of these areas corresponds to the color code of the given defects in (c). The charge transition levels can be read as the crossings between the lines. (c) The charge transition levels in the band gap are depicted for the given defects, where the Nis and NV levels were given in ref. 22 and 29. |
It is imperative to analyze the electronic structure of the selected Ni-related color centers in order to understand the nature of their optical transitions and the strong effect of quantum confinement on their excitation energies in nanodiamonds. We start the analysis with the split-vacancy VNiV defect, which might be described by substituting a divacancy (two adjacent vacancies in diamond) with a single Ni impurity, where this impurity is placed halfway in between the two vacant sites. Thus, the Ni atom lies in the inversion center of the diamond lattice. The electronic structure of this system was already studied in previous papers,19,20 thus we only provide a brief description by applying the powerful group theory in combination with the DFT HSE06 calculations in bulk diamond. The full system has D3d symmetry. Six dangling bonds create a(2)2ua(2)1ge(2)ge(0)u states. The Ni 3d orbitals split in this crystal field as a(2)1ge(4)ge(4)g. The a1g and eg states can principally hybridize whereas the a2u and eu vacancy-like states will be exclusively localized on the carbon dangling bonds of the divacancy (see Fig. 5). The former lies deep in the valence band whereas the latter has higher energy. Between the two levels can be found the eg and a1g molecule-like levels except one antibonding combination of the eg state which is empty and lies high in the band gap of diamond. The resulted states of neutral VNiV defect may be described as a(2)2ua(2)1ge(4)ga(2)1ge(4)ge(2)ue(0)g. The a2u and the empty eg states do not play a role in the lowest energy excitations. Using spin-polarized DFT HSE06 calculations we found that in bulk diamond the fully occupied spin-up eu state is resonant with the valence band, whereas the spin-down empty eu state appears clearly in the band gap building up a high spin S = 1 state (c.f.Fig. 4). This qualitatively agrees with a previous DFT PBE supercell calculation.20 Excitation may occur from the resonant spin-down a1g or eg states to the empty eu state that is optically allowed by parity. In the VNiV− defect, the eu state is occupied by three electrons, which is principally a Jahn–Teller unstable system. Nevertheless, the Jahn–Teller distortion is small, in agreement with the previous findings.20 The DFT HSE06 method predicts C2h symmetry of the system which slightly splits the degenerate eu and eg states to au ⊕ bu and ag ⊕ bg states, respectively. The corresponding defect levels shift up with respect to the defect levels of VNiV0 (c.f.Fig. 4), in agreement with the previous finding.20 The excitation may be expected again from the occupied resonant ag and bg states to the empty au state. In the N2VNiVN2 complex, four carbon atoms around the Ni impurity are substituted by nitrogen atoms, so the defect per se has C2h symmetry. The four nitrogen atoms provide four extra electrons to the system with respect to the VNiV defect. The resulting electronic structures are shown in Fig. 4 and 6. In the positive charge state of the defect, the bu level is fully occupied, and the unpaired spin will be localized on the bg level, resulting in the S = 1/2 spin state. The bu state is resonant with the valence band, whereas the empty ag state can be found in the band gap of bulk diamond. Excitation may be expected between the bg and ag states. The excitations of these defects were investigated in the nanodiamonds.
In nanodiamonds, the inversion symmetry is broken, strictly speaking. Thus, D3d reduces to C3v, whereas the C2h symmetry goes to C1h, going from bulk diamond to nanodiamond. However, the corresponding defect states still resemble the character of such wave functions that have parity (see Fig. 5 and 6). We conclude that it is reasonable to apply the selection rules of assuming the inversion center in the defects and to label the corresponding defect states with the symmetry group associated with the defects in bulk diamond.
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Fig. 6 Group theory analysis of the N2VNiVN2 defect in the positive charge state, the NE8 center. (a) Defect molecule diagram. The analysis starts, from left to right, with that of the VNiV states (c.f.Fig. 5) but with 4 extra electrons donated by the 4 N-atoms. Next, we take into account that the crystal field is reduced from D3d to C2h due to the presence of N-atoms, which splits the corresponding states. The final column shows the large spin-polarization of the bg state, so the excitation occurs between the bu and ag states. According to our time-dependent density functional theory calculations, both spin states contribute to the excitation. (b) The wave functions and the Kohn–Sham levels are the result of the PBE0 calculation in the 1.1 nm nanodiamond. Single particle orbitals associated with the defect are represented by blue (positive) and red (negative) lobes with an absolute isovalue of 0.065, where the defect is shown from the view of the symmetry axis. |
In the VNiV0 defect, the excitation occurs from the eg and a1g states to the eu state. The eu state lies in the gap and shows a relatively small quantum confinement effect. However, the eg and a1g states appear in the “valence” band of the host nanodiamond. In the smallest nanodiamonds, localization on the Ni-atom can be observed, however, in larger nanodiamonds the contribution becomes weaker and several resonant states appear at deeper energy levels (see Fig. 1(b)). In bulk diamond, these states become almost completely delocalized (see Fig. 4(b and c)). These states show strong quantum confinement (similar to that of the host nanodiamond “valence band maximum” states), which results in relatively strong quantum confinement at the excitation energy.
In the VNiV− defect, the electronic structure is more complex. As mentioned for the bulk case, the double degenerate eu state is occupied by three electrons, which is the subject of Jahn–Teller distortion resulting in the C2h symmetry. The eu state splits to au and bu, where the hole may reside on either the au or bu state, which leads to different types of distortion. According to our calculations, the energy difference between the two possible distortions is within 0.1 eV in nanodiamonds. We always chose the lowest energy configurations in the calculation of the excitation energies. The hole resides on the bu state in the lowest energy configurations in most of the considered nanodiamonds except the largest one, where the hole is found on the au state. Interestingly, in bulk diamond the HSE06 calculations also predict the hole to be on the au state. Generally, the defect levels shift up with respect to the case of the neutral defect. As a consequence, the a1g and the split eg states get strongly localized on the Ni-atom (and around the defect) in the smallest nanodiamonds of d = 1.1–1.2 nm. In larger nanodiamonds, these states start to smear in the “valence band”, and the character of these wave functions changes significantly (see Fig. 1(b)). This issue has serious consequences for the excitation energies. Despite the Kohn–Sham gaps significantly dropping, going from d = 1.1–1.2 nm to larger nanodiamonds, the excitation energies do not follow this trend. When all the defect states are localized when participating in the excitation, then the electron–hole attractive interaction is about 1.8 eV. This electron–hole interaction is weaker (about 1.0 eV) when the hole part gets delocalized in the excited state. This effect is much less visible for the neutral defect, where the a1g and eg states per se are less localized in the smallest nanodiamonds.
Finally, the N2VNiVN+2 defect is briefly analyzed. In this case, the bu state can be found in the band gap of the considered nanodiamonds, but its quantum confinement is less pronounced than that of the “valence band maximum” states. As a consequence, this bu state becomes resonant in bulk diamond. Because both the hole and electron parts of the exciton state are localized, the electron–hole interaction is about 2.0 eV, almost independently of the size of the nanodiamond. The effect of the quantum confinement on the excitation energies of this defect is weaker than for the VNiV defect but still considerable, and allows multi-color imaging from yellow down to infrared as a function of the size of the nanodiamonds.
The adiabatic charge transition levels (also called occupation levels) of the defects were calculated by the standard methodology (see ref. 28 and references therein) by using the formation energy of the defect (EQform) with a given charge (Q),
![]() | (1) |
We carried out ab initio calculations on nanodiamonds with a diameter (d) of 1 to 2 nm. The geometry optimizations were carried out within supercell formalism by using the Perdew–Burke–Ernzerhof (PBE)44 functional within DFT. We used 420 eV and 1260 eV cutoffs for the wave function and charge density expansions, respectively. We applied standard PAW-potentials for the ions as implemented in the VASP code. The geometry of the nanodiamonds was optimized until all the forces fell below 0.01 eV Å−1. The distance between any surface atoms of the periodic images was larger than 1 nm, thus the interaction between the nanodiamonds was negligible. We calculated the formation energies of the defects in the nanodiamond at the DFT PBE level by modifying eqn (1).
![]() | (2) |
Excitation spectra were calculated by time-dependent density functional theory (TD-DFT) calculations by using TURBOMOLE cluster code,45 where the geometry of SiC QDs were taken from VASP calculations. We used a double-ζ polarized basis set with the elimination of the core electrons by effective core potentials, which allowed us to compute the excitation energies even for large nanodiamonds of d = 1.9 nm with 633 carbon atoms and 300 hydrogen atoms. We checked the convergence of the localized basis set by comparing the Kohn–Sham energies obtained with the plane-wave VASP code and the TURBOMOLE cluster code with the PBE functional. The difference between the single particle gaps was smaller than 0.05 eV in each case. We applied the PBE0 hybrid functional46 in the TD-DFT kernel that provided reliable excitation energies for similar systems.8,11,26,27
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