C.
Seim
*a,
C.
Laurenze-Landsberg
b,
B.
Schröder-Smeibidl
c,
I.
Mantouvalou
a,
C.
de Boer
d and
B.
Kanngießer
a
aTechnische Universität Berlin, IOAP, Hardenbergstr. 36, 10623 Berlin, Germany. E-mail: christian.seim@tu-berlin.de; Fax: +49 30 314 23018; Tel: +49 30 314 23089
bGemäldegalerie Berlin, Matthäikirchplatz 8, 10785 Berlin, Germany
cHelmholtz-Zentrum Berlin für Materialien und Energie, Hahn-Meitner-Platz 1, 14109 Berlin, Germany
dAuthor/research, Putten, The Netherlands
First published on 28th April 2014
There exist several very similar looking versions of the painting ‘The Reading Hermit’, all allegedly painted by Rembrandt Harmenszoon van Rijn (approx. in ∼1630 A.D., Leiden). The classification of Rembrandt's paintings, which were produced by Rembrandt himself, in his academy by his students and the ones being mere copies is a crucial and difficult task. We gathered background evidence and performed elemental analyses by non-destructive micro-X-ray fluorescence (micro-XRF) in order to elucidate the painting's provenance. Elemental distributions of Ca, Mn, Fe and Cu show that the painting was presumably changed during the painting process, which indicates, together with neutron autoradiography (NAR) investigations, that this version of ‘The Reading Hermit’ is not a copy.
Since Rembrandt led an atelier/workshop and, thus, was working together with students, attributing a painting to only Rembrandt himself is a difficult task, since paintings maybe collaborations between Rembrandt and his students. This is aggravated by the fact that Rembrandt's workshop also produced variants and copies of paintings – there exist e.g. ten versions of ‘Judas Repentant’, which cannot be assigned to a certain artist.
In the search for the painting's provenance, time of creation and the originator there are a great number of attributes that can be investigated. Apart from analysing their painting style, paintings whose creator is unknown or uncertain go through multiple scientific, preferably non-destructive, investigations.2 Nevertheless as Bomford and Rüger depict in their introduction3 (p. 9) “[…] we cannot rely solely on a judgement based analysis or use of materials, nor even just on old-style connoisseurship of images and surfaces – but have to take on a balanced view of all the evidence”.
Like ‘Judas Repentant’, ‘The Reading Hermit’ exists in several similar looking versions. One is part of a private Dutch collection and earlier used to be in the collection of Captain Eric C. Palmer.
‘The Reading Hermit’ is an oil painting on a three-part oak panel, with the dimensions of 63.2 cm × 45.5 cm. The painting shows an old white-bearded Hermit reading a book clutching it with both hands. The Hermit is sitting, and, since the area behind and under him is partly obscure, it is not clearly discernible what object he is sitting on. The painting's scene's lighting (strong chiaroscuro) accentuates the Hermits face and his hands holding the book (Fig. 1). The Hermit sits in a primitive stone-vault painted – in strong contrast to the Hermit's face, hands and the book – with a ‘rough’ brushstroke.
If the painting at hand is an original produced by Rembrandt and/or his students, a copy produced in Rembrandt's studio or maybe even a forgery is the issue to be investigated. Up until now the painting at hand has gone through several archaeometric investigation methods, all of which connect it to Rembrandt's inner circle and time in Leiden at the time of about 1630. These preceding investigations will be presented in section Background evidence before discussing, comparing and combining micro-XRF plots with NAR images. It is clear, that for an analysis of a painting, all evidence has to be gathered that is typical for the period in which the alleged artist was active. Features that are typical for the oeuvre of only this artist or clues, which would completely exclude an alleged artist, are even more valuable.
While in neutron activation analysis the emitted gamma rays are analysed and assigned to their respective element, in NAR a series of photographic films is positioned directly onto the radioactive painting and the emitted β-rays sensitise the film. In this series of autoradiographs multiple consecutive first short (minutes) and later longer (hours, days, weeks) exposures are carried out to capture the half-life dependent β-particle contribution of all elements. The contribution of β-particles to the darkening of the film is roughly proportional to the β-emission rate for a specific element at all times. The β-particle penetration depth is about 500 μm, thus revealing the spatial distribution of the elements used in the painting. These elemental distributions, as a rule, correlate with the distribution of the pigments used by the artist. It is obvious, considering the above, that the identification of the elements by means of the exposed films/image plates only is not unambiguous.
The films or imaging plates are digitalised with a laser scanner, thus limiting the resolution to the size of the laser spot. A limitation of NAR is if a neutron capture produces a stable isotope (H, C, N, O, Mg, Si, S, Ti and Fe), or if a radioactive isotope has a very long half-life and does not emit enough β-radiation (Ca and Ni), or if an isotope has a very short half-life (Li, B and F) that makes the exposure process difficult to handle. It is possible, though, to identify all these elements except Li, O and F with prompt gamma neutron activation analysis. Elements detected most easily by NAR are sodium, aluminium, manganese, cobalt, copper, arsenic, antimony, gold and mercury. Elements that do not cause distinct images are lead, iron, carbon and calcium, and confine distinct measurements of the pigments chalk, lead red and white, lead-tin yellow and the iron in ochre.5,6
The elements detected using NAR, especially Mn and Cu, on ‘The Reading Hermit’ stand in no contradiction to paintings created in the closest environment of Rembrandt. The NAR images show only a limited number of pigments in a given passage – a limited palette – which is a characteristic for a painting from Rembrandt's active period of time, and also for himself (‘autoradiography of Rembrandt's […] paintings resulted in surprisingly “clean” images’; p. 150 (ref. 1)). Furthermore, the NAR shows conceptual changes (pentimenti) not only in the position of the hands, but also clearly in the lower part of the robe, the whole area where the boots of the ‘Hermit’ are positioned and also the diverse tinge of the background. Both, Van De Wetering and Bomford, clearly state that it was typical for Rembrandt to work out his compositions directly on the panel or the canvas, which inevitably led to pentimenti and revisions (p. 27/28 (ref. 1); p. 34 (ref. 3)). Additionally, Schröder-Smeibidl et al. observed that the majority of these pentimenti for the most part are conducted with umber, which is well known for early sketches and background paintings by Rembrandt.
The NAR images will be discussed in more detail in the comparison with the micro-XRF plots obtained at the BLiX laboratories at the TU Berlin (Fig. 7 and 9).
We carried out micro-XRF investigations in the dark area below the ‘Hermit’ in order to find structural changes made by the artist, which would be atypical for a copy, and would further strengthen and back up the results that were already obtained by NAR. Furthermore we intend to use the elemental plots obtained with micro-XRF to emphasise that there was indeed only a limited palette used to paint ‘The Reading Hermit’. Additionally, performing 3D micro-XRF measurements7,8 to resolve different paint layers is of great interest, since Rembrandt developed his paintings from the background to the front in different layers3 (p. 32).
Furthermore, a seal on the back of the wooden panel was assigned to be Nicolas Cromhout's (1561–1641), a close friend of Rembrandt's first supporters from the Leiden period.
For 3D micro-XRF a second polycapillary (here: half-) lens is positioned in front of the detector. The foci of the first and the second lens form a probing volume which enables three-dimensionally resolved fluorescence measurements at 30–50 μm energy-dependent depth resolution for a tube voltage of 50 kV.11 The difference in spatial resolution results from the working principle of polycapillary lenses. Polycapillary lenses use total external reflection to transport X-rays and since the total external reflection angle is energy dependent, radiation with different energies is concentrated to different spot sizes. A higher energy leads to a smaller spot size and a better spatial resolution (Fig. 2).
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Fig. 2 Schematic illustration of the working principle of micro-XRF (left) and 3D micro-XRF (right). |
The (3D) micro-XRF investigations on the painting ‘The Reading Hermit’ were carried out in the Arts & Culture Laboratory of the BLiX (Berlin Laboratory for innovative X-ray Technologies) at the TU Berlin with a compact 3D micro X-ray fluorescence spectrometer described in ref. 11. The spectrometer including the sample retainer and the motor stages is spaciously encapsulated, thereby offering enough space (approximately a cubic metre) for samples, e.g. paintings, while simultaneously providing radiation protection during the measuring process (Fig. 3).
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Fig. 3 Compact (3D) micro-XRF spectrometer. (1) gauge head; (2) X-ray tube; (3) silicon drift detector; (4) microscope with camera; and (5) encapsulated positioning stage. |
The laboratory is fully air-conditioned to keep the temperature and humidity constant throughout the measurements, which is crucial when investigating a painting on a wooden panel since it strongly reacts to the change of environmental conditions. Earlier measurements showed that the thermal extension of wood is in the region of a hundred μm for a temperature difference of about 8 °C.
The compact laboratory spectrometer has a microscope integrated whose focus is set to the distance of the probing volume, thus enabling the user to position the sample's surface in the correct distance to the polycapillary lenses, and also to laterally position the sample in the desired area. This is especially important when investigating surface structures in the micrometre regime. The spectrometer has two detector-slots (Fig. 4) in order to quickly change from 3D micro-XRF to micro-XRF mode. We used imageJ, Adobe Photoshop and self-developed software for the analysis of the (3D) micro-XRF data.
We carried out micro-XRF area-scans and 3D micro-XRF depth scans on the painting ‘The Reading Hermit’. Micro-XRF area-scans are a fast, non-destructive, way to examine the elemental (hence also the pigment) distribution of the respective specimen. Without the need for a full quantification, underlying structures can be made visible, if the artist used different pigments for the covering and the underlying paint layer12,13 and if the upper layer is not absorbing the characteristic radiation of the underlying layer.
Using 3D micro-XRF different paint layers can be resolved three-dimensionally. If the layer's thickness is approximately half the width (or bigger) of the probing volume normal to the sample, the layers differ in their elemental composition or at least have different elemental concentrations, buried layers of paint that were overpainted during the painting process can be detected.14 (3D) micro-XRF is non-destructive, and no sample preparation, e.g. staining or slicing, is needed.
When taking the background evidence into account that leads to this painting being from the 16–17th century it is highly probable that the measured lead distribution indeed is lead white, most probably grounding the painting.
Like for the improved radiographic methods presented by O. Schalm et al.16 the presence of a lead-white grounding does seem to blur neither the XRF-plots nor the NAR images as it would in conventional X-ray radiography.
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Fig. 6 Spatial distribution of the fluorescence intensity of iron (left) and manganese (right) in arbitrary units. |
Comparing the manganese micro-XRF plot with the first film from the NAR measurements (Fig. 7), the film in which the grey colouring is mainly induced by the radioactive manganese isotopes, one can see that not only the strong darker grey of the ‘sitting edge’ shows a perfect resemblance to the micro-XRF intensity distribution of manganese, but also the boot-like structure matches the one from the micro-XRF measurement very well. However the brush-strokes visible in the NAR film cannot be clearly seen in the micro-XRF due to the lower lateral resolution. Finally, the revisions mentioned above were often carried out with umber, a pigment containing iron and manganese oxides. A revision like this is atypical for a copy.
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Fig. 7 Comparison of the micro-XRF plot of the spatial distribution of manganese (left) and the first NAR film/4 h exposure from t = 0 (right). |
Below these alleged pentimenti a narrow horizontal stripe of higher intensity can be seen in the micro-XRF plots of iron and manganese and also in the first NAR film.
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Fig. 8 Spatial distribution of the fluorescence intensity of copper (left) and calcium (right) in arbitrary units. |
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Fig. 9 Comparison of the micro-XRF plot of the spatial distribution of manganese (left) and the first NAR film superimposed over the painting/25.5 h exposure from t = 24 h (right). |
The calcium distribution on the other hand differs significantly from the previously discussed elemental distributions. The highest intensity is detected at the bottom of measuring areas 4–8 (all five lower areas), contrary to the distributions of iron, manganese and copper. Calcium, as a component of brighter pigments, as for instance chalk, appears in the illuminated area around the Hermit, whilst iron, manganese and copper are found in the shady areas.
It is explainable that the calcium distribution does not fit to the brighter areas around the reading Hermit entirely. The detection of calcium in bright areas is mainly a result of pigments, such as chalk, while mixing chalk with the linseed oil and other pigments was used to add translucency17 where needed without changing the color of the respective pigments. Calcium appearing in the darker areas, to the contrary, is part of bone black (calcium phosphate and carbon) and results in higher intensity of the dark parts in the investigated areas.
The overall presentation of the painting, therefore, represents a fascinating diverse combination of bright/brighter and dark/darker areas and adds in detail even more clearness, transparency and intensity.
The upper region of measuring fields 7 and 8 (lower areas on the left) is also striking. This section has a higher intensity and seems to have the shape of a shoe or boot, which backs up the proposition of compositional changes made by the artist, stated in the previous paragraph.4
The third NAR film should have shown the arsenic distribution, if existent, most distinctively, but could also still show the copper distribution. As in the micro-XRF plots, both, arsenic and cobalt were not detected, thus ruling out the use of smalts for the painting. This fits to the production of the painting in Rembrandt's circle and early years, since smalts were first introduced and mixed in other colours after 1640. The second and the third NAR film have a close resemblance, presumably because the neutron-activated copper still emits β-rays and also because arsenic is absent.
When weighing in on all gathered background evidence, it becomes highly probable, that the ‘Reading Hermit’ is indeed connected to Rembrandt. The age and the size of the wooden panel fit to Rembrandt's Leiden period. The seal furthermore connects the painting to Rembrandt's closer circle and also the area where Rembrandt lived and worked. The model used, the composition and the lighting of the scene reinforce the statement.
Using two different spectroscopic methods, like in our case micro-XRF (information gathered from the atomic shell) and NAR (information from the atomic nucleus), should generally be considered in archaeometry to gain complementary information. While the NAR images contain more detail, such as the painter's brushstroke for example, the energy-dispersive micro-XRF measurements yield the more accurate information about the elements, and thus the pigments, used in the painting.
The agreement of the micro-XRF with the NAR investigations provides a strong argument that the painter of ‘The Reading Hermit’ has used only a limited palette. As stated above, this is characteristic for a genuine painting from the 16–17th century and for Rembrandt. The elements detected with micro-XRF (Ca, Mn, Fe, Cu and Pb) all fit to pigments used in Rembrandt's productive period. The use of lead-white ground could be confirmed.
The structural changes, which were shown with the micro-XRF measurements and the NAR images, additionally strengthen the hypothesis that the version of ‘The Reading Hermit’ at hand can neither be a forgery, nor a copy, but more likely painted either by Rembrandt himself or Rembrandt and a student/students. If ‘The Reading Hermit’ is the original, must be finally decided by art historians, but all background evidence in combination with our NAR and XRF investigations point towards this version of ‘The Reading Hermit’ being the original.
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