Hoang S. H.
Nguyen
*a,
Ha Ky Phuong
Huynh
bd,
Son Truong
Nguyen
bcd,
Van T. T.
Nguyen
e,
Tuan-Anh
Nguyen
bd and
Anh N.
Phan
*a
aSchool of Engineering, Newcastle University, NE1 7RU, UK. E-mail: hoang.nguyen@newcastle.ac.uk; anh.phan@newcastle.ac.uk
bFaculty of Chemical Engineering, Ho Chi Minh City University of Technology (HCMUT), 268 Ly Thuong Kiet St., Dist. 10, Ho Chi Minh City, Vietnam
cResearch Institute for Sustainable Energy, Ho Chi Minh City University of Technology (HCMUT), 268 Ly Thuong Kiet St., Dist. 10, Ho Chi Minh City, Vietnam
dVietnam National University Ho Chi Minh City, Linh Trung Ward, Thu Duc Dist., Ho Chi Minh City, Vietnam
eInstitute of Chemical Technology, Vietnam Academy of Science and Technology, Dist. 12, Ho Chi Minh City, Vietnam
First published on 13th October 2022
Aerogels, the three-dimensional materials, have been considered to be revolutionary solid-state materials due to their highly porous structure, low density, large surface area, and low thermal conductivity, which can be applied in the many modern fields of industry. Since its discovery in 1931, research related to aerogels has expanded from the exploration of starting materials to synthesis routes and applications (e.g., thermal, sound insulation materials, and wastewater treatment). The limitations of conventional aerogels (silica, resorcinol/formaldehyde), which are unsustainable, non-biodegradable, and expensive materials has motivated researchers to seek alternative materials. In this regard, lignocellulose is a better candidate and thus has attracted the attention of the community. This review critically analyzes the current state-of-the-art in aerogel synthesis from lignocellulosic components and the entire lignocellulose biomass, focusing on the effects of synthesis routes and conditions on aerogel properties. Perspectives on pre-treatment, synthesis approaches, potential applications, and future development will be discussed.
In terms of classification, aerogels are classified as inorganic aerogels (e.g., SiO2 (ref. 12 and 13)) or organic aerogels (e.g., resorcinol/formaldehyde (RF) and melamine/formaldehyde (MF)14). Organic aerogels could be further divided into non-biodegradable synthetic polymers (e.g., polyvinyl alcohol (PVA), polyurethane (PU)) and biodegradable natural polymers or biopolymers (e.g., cellulose).15 One class of inorganic aerogels is carbon aerogels, which are fabricated by pyrolyzing organic aerogels.16
Aerogels are synthesized by following three consecutive steps: (1) gelation and ageing, (2) solvent exchange, and (3) drying. In the first stage, colloidal particles dispersed in a solution link together via hydrolysis and/or polycondensation to create a 3D solid network whose pores are filled with liquid (wet gel) as a result of the polymerization process by mixing over a period of time.17 This step is crucial to determining the structure of aerogels. The gel skeleton is then reinforced in the ageing step by controlling the temperature and time.12,17 In the second stage, the initial solvent in the gel is exchanged with a lower surface tension solvent to minimize the shrinkage and collapse of the aerogel during the drying stage.18,19 The final drying step is considered the most critical step in the preparation of aerogel with a minimum damage of capillary stresses to the gel network to maintain the pore structure of the aerogel.19,20
Recently, there has been a growing interest in using biopolymers present in lignocellulose to synthesize aerogels (often referred to as bio-based aerogels) because they not only possess excellent properties, such as highly porous, low density, low thermal conductivity (TC) and toxicity, but are also green, biodegradable,21 and inexpensive due to their abundance. In general, a fundamental difference between bio-based aerogels and conventional aerogels is that conventional aerogels (e.g., silica, RF, and MF) start with monomers, hence require a polymerisation step to form polymers. In contrast, cellulose, hemicellulose, and lignin are “ready” polymers, which do not require the polymerisation step but there is an arrangement of polymer chains via dissolution or dispersion. All three polymers in lignocellulose have been proven for possible use in aerogel preparation.22–24
Although a number of review articles have been published discussing the properties, synthesis approaches, and applications of cellulose-based aerogels1,25 and lignin-based aerogels,23 these reviews have mainly focused on individual polymers fractionated from biomass. This review will focus on aerogels from individual components (cellulose, hemicellulose, and lignin) and the entire lignocellulose biomass. We will systematically analyze and critically discuss current developments in their synthesis. Parameters affecting aerogel properties will be analyzed and discussed. This review is expected to provide useful information for the optimization and offer guidance in choosing the materials and synthesis route if a certain application is identified. Furthermore, current challenges in aerogel production and future perspectives of developing the aerogel synthesis process from lignocellulosic materials will be discussed in detail.
Fig. 1 Schematic preparation of cellulose aerogels: (a) dispersion route ref. 26 (Adapted from Duong, H. M., Ling, N. R. B., Thai, Q. B., Le, D. K., Nguyen, P. T. T., Goh, X. Y. and Phan-Thien, N., A novel aerogel from thermal power plant waste for thermal and acoustic insulation applications, Waste Management, 124, 2021, 1–7, copyright 2021, with permission from Elsevier), (b) dissolution route (reproduced from ref. 27 with permission from PCCP Owner Societies). |
In the dispersion route (Fig. 1a), cellulose fibers are dispersed in deionized water in the presence of cross-linkers (e.g. polyvinyl alcohol (PVA)28 or Kymene29) to cross-link cellulose molecules. The hydrogen bonds between the hydroxyl groups of cellulose and PVA are formed at the curing step. Based on these linkages, the porous structure of the aerogel is formed and maintained after drying step.5 The aerogels prepared via the dispersion route are highly porous (the porosity range of 96–98% (ref. 5 and 28–30)). As a result, aerogels have low thermal conductivity of 0.025–0.04 W m−1 K−1,5,9,28,31 which is comparable to silica aerogels (0.026 W m−1 K−1), wool (0.03–0.04 W m−1 K−1).28 Increasing the concentration of cellulose fibers leads to a denser structure and decreases the pore size of aerogels, thereby minimizing the sound transmitting through the aerogel, thus the noise reduction coefficient increases.28
The second route to obtain cellulose aerogels is via dissolution (Fig. 1b), which cleaves the hydrogen bonds between cellulose molecules by ionic liquids (IL) or NaOH. Then, the dissolved gel is regenerated by an anti-solvent (e.g., water, methanol, or ethanol), by which the intramolecular and intermolecular bonds between cellulosic chains are reformed.25 For instance, when ionic liquid 1-butyl-3-methyl imidazolium chloride is used to dissolve cellulose,32 oxygen and hydrogen atoms of cellulose form electron donor–electron acceptor (DEA) complexes with the charged species of IL. This interaction leads to the separation of hydroxyl groups of different cellulosic chains.33 Several ILs have been used as dissolution solvents, such as 1-butyl-3-methylimidazolium chloride (BmimCl),32 1-allyl-3-methylimidazolium chloride/dimethyl sulfoxide (AmimCl/DMSO) co-solvent system.34 The resultant aerogels have a comparable porosity to those obtained from the dispersion route (ranging from 96–99%) as shown in Table 1. However, there is a significant difference in SA, specifically, 28–102 m2 g−1 for cotton stalks in AmimCl/DMSO co-solvent system34 and 186 m2 g−1 for microcrystalline cellulose in BmimCl.32 It can be explained due to the differences in properties of the starting materials, synthetic route, and synthetic conditions. It was reported34 that pure cellulose results in better aerogel properties (e.g., larger SA) than lignocellulose containing other compounds such as lignin and hemicellulose. Aatonen and Jauhiainen (2009) synthesized aerogels from cellulose, hemicellulose, lignin, and a synthetic lignocellulose solution using ionic liquid BmimCl and found that pure cellulose produced an aerogel with the largest SA of 539 m2 g−1, whereas cellulose aerogels with impurities (lignin, hemicellulose) had SA in the range of 120–210 m2 g−1.22 Further discussion regarding aerogels from the whole lignocellulose biomass will be given in Section 2.3.
Material | Synthetic route | Properties | Applications | Ref. |
---|---|---|---|---|
a SA is surface area, TC is thermal conductivity, IL is an ionic liquid, n.d. is no demonstration. | ||||
Pineapple leaves and cotton waste | Dispersion | Porosity: 96% | Heat insulation | 5 |
Density: 0.019–0.046 g cm−3 | ||||
TC: 0.039–0.043 W m−1 K−1 | ||||
Sugarcane bagasse | Dispersion | Porosity: 92–99% | Oil removal | 9 |
Density: 0.016–0.112 g cm−3 | ||||
TC: 0.031–0.042 W m−1 K−1 | ||||
Pineapple leaves | Dispersion | Porosity: 99% | Heat and sound insulation oil removal | 28 and 40 |
Density: 0.013–0.033 g cm−3 | ||||
TC: 0.030–0.034 W m−1 K−1 | ||||
SA: 3.65–7.32 m2 g−1 | ||||
Pineapple leaves and activated carbon | Dispersion | Porosity: 91–96% | Ethylene gas adsorption and Ni(II) removal | 30 |
Density: 0.032–0.093 g cm−3 | ||||
Spent coffee grounds and cotton pads | Dispersion | Porosity: 92–95% | Oil removal | 41 |
Density: 0.013–0.033 g cm−3 | ||||
TC: 0.037–0.045 W m−1 K−1 | ||||
Wood pulp | Dispersion | Density: 0.058 g cm−3 | Flame retardant | 42 |
SA: 22.4 m2 g−1 | ||||
Natural pine needles | Dispersion | Density: 0.031 g cm−3 | No demonstration (n.d.) | 43 |
SA: 20 m2 g−1 | ||||
Native cellulose | Dissolution in NaOH | Porosity: 91–95% | n.d. | 35 |
Density: 0.06–0.3 g cm−3 | ||||
SA: 200–300 m2 g−1 | ||||
Paper waste | Dissolution in NaOH/urea | Porosity: 97% | Oil removal | 36 |
Density: 0.04 g cm−3 | ||||
Cellulose | Dissolution in NaOH/urea | Porosity: 85–98% | n.d. | 44 |
Density: 0.01–0.4 g cm−3 | ||||
Cotton liner pulp | Dissolution in IL | Porosity: 86–90% | Adsorption of bovine serum albumin | 45 |
Density: 0.01–0.06 g cm−3 | ||||
Microcrystalline cellulose | Dissolution in IL | Porosity: 99% | n.d. | 32 |
SA: 186 m2 g−1 | ||||
Cotton stalks | Dissolution in IL | Porosity: 96–98% | n.d. | 34 |
Density: 0.1–0.15 g cm−3 | ||||
SA: 28–102 m2 g−1 |
In the dissolution process of cellulose using NaOH/water,35 OH− will cleave the hydrogen bonds, and Na+ stabilizes the hydrophilic parts of cellulose. Urea could be also added (e.g., NaOH/urea36) to improve the solubility of cellulose in the solution by stabilizing the hydrophobic parts of cellulose, thus preventing cellulose molecules from re-aggregating.37 The properties of aerogels prepared via dissolution in NaOH are comparable to those in IL, as shown in Table 1. However, IL dissolves cellulose in a wide range of concentrations and molecular masses,24 especially high DP cellulose (DP > 250 (ref. 38)), which will be easier to form the gel, and it will be more stable compared to NaOH, which can dissolve cellulose at DP < 200 (ref. 39) and the solution is not stable and easy to form gel.37
Although aerogels prepared by dispersion and dissolution methods have nearly similar porosity, ranging from 91–99% (Table 1), there is an obvious difference in fiber diameters, in that, the dissolution route produces thinner fibers than in the dispersion route, as shown in Fig. 2. The size of the fibers affects the SA of aerogels. Aerogels synthesized via the dispersion route had an SA of 25 m2 g−1, much smaller than those of aerogels prepared by the dissolution route (300 m2 g−1) (Table 1). It could be because large-diameter fibers promote agglomeration, leading to a lower pore volume and therefore reducing SA.46 The dissolution route produces aerogels with smaller pore sizes, leading to a larger SA. Cellulose aerogels synthesized via the dispersion route (Fig. 2c and d) have cellulose fibers muddled together. In contrast, cellulose aerogels prepared via the dissolution route have thinner fibers that are more uniform and arranged into a 3D-web-like structure (Fig. 2a and b). Although the regenerated cellulose aerogels prepared via the dissolution–regeneration route have better properties than those prepared by the dispersion route, the regenerated aerogels require multiple steps, such as the removal of dissolution solvent and solvent exchange. For the dispersion method, there is no requirement for a solvent exchange step. However, the uniform-dispersion step of cellulose is crucial and this strongly depends upon synthetic conditions, such as cellulose fiber concentration, mixing, cross-linking type, concentration, time, and temperature. The effects of these parameters, however, have not been fully examined.
Fig. 2 SEM images of (a) before and (b) after coating methyltrimethoxysilane (MTMS) from recycled paper waste aerogels (Reprinted with permission from Nguyen, S. T., Feng, J., Le, N. T., Le, A. T. T., Hoang, N., Tan, V. B. C. and Duong, H. M., Cellulose Aerogel from Paper Waste for Crude Oil Spill Cleaning, Industrial & Engineering Chemistry Research, 2013, 52, 18386–18391.36 Copyright (2013) American Chemistry Society), (c) from Pineapple Aerogel,28 (Adapted from Do, N. H. N., Luu, T. P., Thai, Q. B., Le, D. K., Chau, N. D. Q., Nguyen, S. T., Le, P. K., Phan-Thien, N. and Duong, H. M., Heat and sound insulation applications of pineapple aerogels from pineapple waste, Materials Chemistry and Physics, 2020, 242, 122267, copyright 2020, with permission Elsevier), (d) from recycled cellulose fibers29 (Adapted from Feng, J., Nguyen, S. T., Fan, Z. and Duong, H. M., Advanced fabrication, and oil absorption properties of super-hydrophobic recycled cellulose aerogels, Chemical Engineering Journal, 2015, 270, 168–175, copyright 2015, with permission from Elsevier). Top row: aerogels prepared by the dissolution route, bottom row: aerogels prepared by the dispersion route. |
Researchers have considered hybridizing different materials with cellulose fibers to produce composite aerogels to improve properties, for instance, cellulose nanocrystals and red mud47 to improve magnetic conductivity, surface area or spent coffee ground and cotton pads41 to improve oil adsorption capacity and compressive Young's modulus. Even though the properties of hybrid aerogels normally show significant improvement over non-hybrid aerogels, there is still a gap in the fundamental and theoretical basis of the tunability of interactions between cellulose and other materials. Further understanding is needed that will allow researchers to expand the functionality of these systems in a systematic way. Rahmanian and co-workers published a review of cellulose-based hybrid aerogels, covering different aspects such as fabrication approach, application, and types of hybrid aerogels (e.g., with silica, graphene or graphene oxide, metal–organic framework).48 To avoid repetition, the reader is encouraged to refer to ref. 48 for further details.
Fig. 3 (a) Correlation of initial formaldehyde–lignin mass ratio (F/L) and the specific BET surface area (SBET) for resulting aerogels. (b) Pore size distributions of the aerogels (red) and carbon aerogels (black) made from solutions with different ratios of F/L52 (Reprinted from Aufischer, G., Kamm, B. and Paulik, C., Polycondensation of kraft-lignin toward value-added biomaterials: carbon aerogels, International Journal of Biobased Plastics, 2021, 3, 19–28, Creative Commons Attribution License). |
To date, cellulose aerogel has been the focus, and lignin has been considered an unwanted by-product in the pre-treatment and preparation steps. However, a pre-treatment and fractionation of lignocellulose to obtain lignin-free cellulose require the use of harsh chemicals and severe conditions,9,43 resulting in waste treatment problems, thus increasing operational costs. Prior studies showed53 that the incorporation of lignin could enhance certain properties of cellulose-based materials, such as hydrophobicity. Therefore, utilizing the ‘already’ present lignin in lignocellulose to produce cellulose aerogels would not only reduce the use of chemicals but also give aerogels better properties. Nonetheless, the presence of lignin might interfere with hydrogen bonding between cellulose fibrils, hence weakening bonds and reducing mechanical properties.53 However, there is still little evidence and understanding of how lignin interacts with cellulose molecules during the preparation of aerogels to enhance or degrade the properties of aerogels.
Aerogels from pure hemicellulose are scarce with little information about their properties.54 Instead, hemicellulose is normally coupled with other polymers, such as cellulose and lignin to prepare aerogels. It was reported22 that an aerogel with a small amount of hemicellulose (cellulose:hemicellulose:lignin = 2:0.7:1) had a lower SA (213 m2 g−1) and higher density (d = 0.114 g cm−3) than a pure cellulose aerogel (SA = 539 m2 g, d = 0.048 g cm−3). Therefore, further research on the effect of hemicellulose and its derivatives on cellulose aerogel is needed so that a suitable pre-treatment/fractionation can be applied to obtain the required properties of starting materials for aerogels. Interactions between the properties of the starting materials and synthetic conditions should be focused on to develop an efficient process to produce aerogels from lignocellulosic materials.
The dissolution of lignocellulosic materials in ILs is considered an efficient way to prepare aerogels from the whole lignocellulose biomass. Jin and co-workers used 1-allyl-3-methylimidazolium chloride (AmimCl) to dissolve waste newspaper (composed of 50% cellulose, 17% hemicellulose, 18% lignin) to prepare aerogels.57 The aerogel had a density of 0.029 g cm−3 and porosity of 96.8%. The oil adsorption capacity of aerogel was 16 g g−1 in the first cycle, which was lower than that of pure cellulose aerogels.36,40 In another study,58 using AmimCl as a dissolution solvent to prepare aerogel from Trema orientalis wood powder (composition unknown), it was found that aerogels had similar porosity of 97% compared to others,57 with a density range of 0.14–0.16 g cm−3.
Even though the synthesis of aerogels from the whole (untreated) lignocellulosic biomass would minimize the use of chemicals and material loss, this approach has not drawn much attention from researchers. It could be due to the lower SA of the prepared aerogels from lignocellulose compared to that of lignin-free cellulose aerogels with the current synthesis approaches. Pure cellulose aerogel had an SA of 520 m2 g−1, whereas synthetic lignocellulose aerogel and spruce wood aerogels had an SA of 213 and 122 m2 g−1, respectively.22 In another study where aerogels with and without lignin were prepared from whole Douglas fir biomass dissolved in lithium bromide molten salt hydrate,59 it was found that an aerogel with lignin removal step had a lower density of 0.005 g cm−3 and higher porosity of 99% than an aerogel with almost lignin retained (density of 0.025 g cm−3 and porosity of 98.3%). Similar reported results indicated that increasing lignin content (2.26% to 4.27%) increased the pore size (12 to 18 nm), therefore, decreasing the SA (146 to 51 m2 g−1).60
However, the applications of aerogels have mainly focused on oil adsorption, heat, and sound insulation, therefore, other properties of aerogels have not been exploited. To date, cellulose extracted from various feedstocks has been used, but the effects of the properties of the starting materials and synthetic conditions have not been fully understood. Even though previous studies have suggested that pure cellulose aerogels have better properties (e.g., large SA, high porosity, low density) than aerogels prepared from lignin, hemicellulose, or a mixture of more than one component, the evidence, and understanding as to why there is such a difference is not been known or reported. Therefore, further investigation needs to be performed to provide a better understanding, such as, how cellulose interactions with one another (lignin, hemicellulose) affect the properties of aerogels.
Materials | Oil adsorption (goil gaerogel−1) | Thermal insulation (mW m K−1) | Sound insulation (noise reduction coefficient) | Mechanical properties (kPa) | Ref. |
---|---|---|---|---|---|
Aerogels derived from lignocellulose | |||||
Sugarcane aerogels | 25 | 31–42 | — | 88 | 9 |
Pineapple aerogels | 38 | 30–34 | 0.52 | 0.47–7.86 | 28 and 40 |
Spent coffee grounds aerogels | 16 | — | — | 15.6 | 41 |
Banana peels | 115 | — | — | — | 61 |
Wool waste | 136 | — | — | 26.7–53.48 | 62 |
Aerogels from other materials | |||||
Rubber aerogels | 25 | 35–49 | 0.41–0.56 | 3.85–965 | 63–65 |
rPET aerogels | 79 | 35–38 | 0.45 | 1.16–2.87 | 66 and 67 |
Magnesium hydroxide aerogels | — | 30–42 | 0.44–0.49 | 7.9–49.3 | 68 |
Red mud aerogels | 30 | 18–22 | — | — | 47 |
Dislodged sludge aerogels | — | 30–32 | — | — | 69 |
Coal gangue aerogels | — | 20–32 | — | — | 70 |
Commercial products & others | |||||
Carbon nanotubes | 17 | — | — | — | 71 |
Polyurethane sponge | 23 | — | — | — | 72 |
Commercial polypropylene | 15 | — | — | — | 62 |
Graphene oxide | 80 | — | — | — | 73 |
Polyurethane foam | — | 24 | — | — | 74 |
Polystyrene foam | — | 41 | — | — | 74 |
Mineral wool | — | 35–44 | — | — | 74 |
Commercial basmel | — | — | 0.4 | — | 66 |
The survey shows that aerogels from lignocellulose have good thermal conductivity, high oil adsorption capacity as well a high noise reduction coefficient, and good mechanical properties. The properties of lignocellulosic aerogels are comparable to those of commercial materials and other types of aerogels. By using low-cost, abundant materials, aerogels from lignocellulose have become more attractive for engineering applications (thermal insulation, oil-spill removal) due to their sustainability and affordability.
Aerogels exhibit either a 3D-web-like structure or a 2D-sheet-like structure, which is found to be directly dependent on the size of the fibers. In one study, Chen et al. used four different nano fibrillation processes (high-intensity ultrasonication (HIUS), 20 wt% HCl hydrolysis (HCl), tetramethyl-1-piperidinyloxy (TEMPO)-mediated oxidation (TMP), and 65 wt% H2SO4 hydrolysis (HSO) to treat cellulose to obtain nanocellulose fibers (NCFs)) for aerogel synthesis.75 Thin (50–300 nm) and long fibers prepared using HIUS and TMP techniques were less intertwined. As a result, aerogels exhibited a 3D-web-like structure (Fig. 4a and e). In contrast, the NCFs obtained from HCl and HSO are larger (150–900 nm) and aggregated, creating aerogels with a 2D-sheet-like structure (Fig. 4c and f).75 Nevertheless, at higher concentrations of NCFs (e.g., 0.5 wt%), the NCFs are larger and eventually aggregated into a 2D-sheet-like structured aerogel after freezing regardless of nano-fibrillation method (Fig. 4a, b, d, f, and h). Similar findings were also reported,76 in that, NCFs prepared using 64 wt% H2SO4 were aggregated, forming 2D-sheet-like structured aerogels.
Fig. 4 SEM images of NCF aerogels: (a, b) HIUS-NCF aerogel, (c, d) HCl-NCF aerogel, (e, f) TMP-NCF aerogel, and (g, h) HSO-NCF aerogel. NCF contents: (a, c, e, g) 0.1 wt% and (b, d, f, h) 0.5 wt%. The scale bars in the insets of all images correspond to 1 mm (Reprinted with permission from Chen, W., Li, Q., Wang, Y., Yi, X., Zeng, J., Yu, H., Liu, Y. and Li, J., Comparative Study of Aerogels Obtained from Differently Prepared Nanocellulose Fibers, ChemSusChem, 2017, 7, 54–161),75 (i) cellulose nanowhisker aerogel, the inset is the TEM image of cellulose nanowhiskers (Reproduced from ref. 76 with permission from the Royal Society of Chemistry). Acronyms: HIUS: high-intensity ultrasonication, HCl: 20 wt% HCl hydrolysis, TMP: tetramethyl-1-piperidinyloxy (TEMPO)-mediated oxidation (TMP), HSO: 65 wt% H2SO4 hydrolysis. |
In conclusion, thin fibers are less self-aggregated, producing 3D-web-like structured aerogels, whereas large fibers tend to self-aggregate, leading to 2D-sheet-like structured aerogels. The structure of aerogels does have an impact on the properties of aerogels. In one study,77 cellulose fractionated from sugarcane bagasse was used to prepare aerogels for drug delivery carriers. At low concentrations (1% w/v), fibers were thin and had less aggregation, forming a 3D-web-like structured aerogel with a large SA (525 m2 g−1). When the concentration of cellulose increased to 5% w/v, fibers aggregated, leading to a 2D-sheet-like structured aerogel with a lower SA (22 m2 g−1).
The molecular weight of the precursors also affects the properties of aerogels. However, the effects are inconsistent. For example, at the same experimental conditions, the surface area of an aerogel prepared with cellulose (Mw = 86000 g mol−1) is 20% lower than that of the one prepared with lower molecular weight cellulose (Mw = 52000 g mol−1).44 In contrast, Rostamitabar et al. reported the opposite effect of molecular weight of cellulose on SA of aerogels46 using two types of microcrystalline cellulose powders, C6288 (Mw = 163500 g mol−1) and S6790 (Mw = 565630 g mol−1). The two types of cellulose were dissolved using calcium thiocyanate tetrahydrate (Ca(SCN)2·4H2O) salt and regenerated before being dried to obtain aerogels.46 It was reported that the aerogel prepared with high molecular weight cellulose (C6288) had a higher surface area, denser structure, and better thermal stability than the aerogel obtained from low molecular weight cellulose (S6790). This was explained due to the effect of the structure of fibers as C6288 cellulose had thinner fibers and smaller crystallinity,46 which are less likely to self-aggregate78 as the higher the aggregation, the lower the pore volume and SA. The discrepancy in the effect of molecular weight on aerogels' properties has not been fully understood, therefore interactions between properties of precursors (DP, size of fibers, impurities etc.) and operating conditions need to be studied further.
Increasing the concentration of precursors increases the density, making the aerogel less porous,79 as shown in Fig. 5a–c therefore, increasing thermal conductivity9 and the noise reduction coefficient.28 Furthermore, increasing cellulose concentration results in a denser structure with a 2D-sheet-like morphology, because the fiber–fiber interaction surpasses the water–fiber interaction.79 Moreover, a high cellulose concentration promotes the aggregation of cellulose nanofibers, therefore, lowering the SA (Fig. 5d).80
Fig. 5 X-ray microtomography analysis of nano-fibrillated cellulose aerogels (a) 3D image of 0.75 wt% aerogel, (a′ and a′′) top and bottom side slice (2D) images of 0.75 wt% aerogel; (b) 3D image of 1.00 wt% aerogel, (b′ and b′′) top and bottom side slice (2D) images of 1.00 wt% aerogel; (c) 3D image of 1.75 wt% aerogel, (c′ and c′′) top and bottom side slice (2D) images of 1.75 wt% aerogel79 (Reprinted from Gupta, P., Singh, B., Agrawal, A. K. and Maji, P. K., Low density and high strength nanofibrillated cellulose aerogel for thermal insulation application, Materials & Design, 2018, 158, 224–236, copyright 2018, with permission from Elsevier), (d) correlation of density and BET specific surface area of the micro-fibrillated cellulose aerogels (Reproduced from ref. 80 with permission from the Royal Society of Chemistry). |
There are two common choices for drying aerogels that eliminate capillary stresses: supercritical drying and freeze-drying. In supercritical drying, temperature and pressure are increased beyond the critical point of the liquid phase in the wet gel, which leads to the transition from the liquid phase (L) to a supercritical fluid. Then, pressure is reduced while the temperature is still maintained constant, and supercritical fluid transforms into a gas without crossing the L–G,18 equilibrium curve (Fig. 6). In freeze-drying, liquid in the wet gel is first frozen (to a solid phase (S)) and thereafter sublimated (Fig. 6). Again,14,18 the L–G equilibrium curve is not crossed, thus, liquid–gas menisci are prevented.
In terms of definitions, the resulting gels after drying are normally defined as aerogels (via supercritical drying), cryogels (via freeze-drying), and xerogels (via evaporative drying).
Comparative studies on the effects of drying techniques on the morphology of cellulose aerogels were conducted by Buchtová and Budtova81 and Ganesan et al.82 Freeze-drying and vacuum drying at atmospheric pressure led to a 2D-sheet-like structure, especially the vacuum drying, producing flat non-porous aerogels (Fig. 7). On the other hand, aerogels obtained from supercritical CO2 drying might have a cauliflower-like structure81 or a honeycomb-like structure.82
Fig. 7 SEM of cellulose aerogels obtained from (a) supercritical CO2 drying, (b) freeze-drying, (c) evaporative drying, the insets are aerogel samples.82 Reprinted from Ganesan, K., Dennstedt, A., Barowski, A. and Ratke, L., Design of aerogels, cryogels and xerogels of cellulose with hierarchical porous structures, Materials & Design, 2016, 92, 345–355, copyright 2016, with permission from Elsevier. |
The volume shrinkage of aerogels via vacuum drying is 87–97% compared to 21–66% via supercritical drying, and 7–22% via freeze-drying. Ganesan et al. (2016) reported that ambient drying had a volume shrinkage of 90 compared to 16% and 40% for supercritical drying and freeze-drying, respectively.82 It is because vacuum drying is slow and induces strong capillary pressures on the pore walls.81 However, the volume shrinkage is reported to be cellulose concentration-dependent, e.g., the higher the cellulose concentration, the lower the volume shrinkage because more cellulose creates strong pore walls, which in turn resist the capillary stress.81 The porosity of aerogels from supercritical drying and freeze-drying is high (86–97%) compared to 2–5% from vacuum drying.81,82 It is because supercritical and freeze-drying did not cause the collapse of large pores and channels during drying, while high capillary stress caused by evaporative drying leads to the collapse of the pores.
Supercritical drying produces aerogels with the highest SA (239–312 m2 g−1) due to their multiscale nanostructure.81,82 On the other hand, freeze-drying causes the growth of ice crystals, which forces cellulose nanofibrils to the crystal boundaries aggregate during the freezing process, thus resulting in the thin sheet form aerogels and larger macropores.42 Due to the larger pores of aerogels, SA (10–60 m2 g−1) is much smaller than those of aerogels from supercritical drying. Similar results were reported for aerogels with large macropores that had SA in the same range of 10–60 m2 g−1.80,82,83 The SA of aerogels obtained from vacuum drying was reported to be about 1 m2 g−1.81
In two studies, the effects of drying techniques on aerogels81,82 were studied, an interesting finding was that xerogels (from evaporative drying)81 badly shrunk with the structure almost collapsing (porosity less than 5%), whereas xerogels produced by Ganesan et al. were still porous 70–80%, even though the volume shrinkage was nearly the same (89–93%). The difference could be due to the surface tension of the solvents used in the coagulation and washing steps. The greater surface tension of water (0.073 N m−1 at 20 °C) caused the severe volume shrinkage, leading to a strong agglomeration of nanofibrils, consequently an extremely poor porous network compared to isopropanol and ethanol surface (surface tension of 0.0233 and 0.0224 N m−1). During the evaporative drying, the vapor pressure of the solvent was also found to affect the morphology of the resulting xerogels. For instance, the faster evaporation rate of ethanol due to high vapor pressure leads to a higher volume shrinkage and densification, which in turn makes the agglomerated fibers less porous and of low SA. More specifically, xerogel with isopropanol filled in pores had a porosity of 80% and SA of 107 m2 g−1, while xerogel with ethanol was less porous (70%) and had extremely low SA (0.87 m2 g−1).82
Even though different cross-linkers have been used, the choice is rather arbitrary, and the mechanism of cross-linking and its effects have not been well understood.
Based on the survey, the fabrication strategies for certain applications are suggested, as shown in Fig. 8. The water treatment application of aerogels is via adsorption, thus, the large SA, high porosity, and abundant reactive functional groups are desirable. For instance, the dispersion9 and dissolution36 routes offer the same oil adsorption capacity of 25 (g per oil) (g per aerogel), however, high durability is desired for reusability purposes. Therefore, the dispersion is chosen over the dissolution route. Also, oil adsorption is a physical phenomenon occurring via pore-filling, thus, high porosity is expected, and cellulose is chosen as a preferred material. The aerogel prepared from the entire lignocellulose biomass has a lower oil adsorption capacity (13 g g−1)55 than those from the lignin-free cellulose fibers fractionated from paper waste (24.4 g g−1)36 and pineapple leaf (around 38 g g−1).40 The carbonization step could significantly increase the adsorption capacity of aerogels up to 106–312 g g−1.85 Under the same synthetic conditions, cellulose aerogels exhibit better properties (large SSA and higher porosity) than those derived from lignin or hemicellulose (as mentioned in Section 2.4). Therefore, in applications (e.g., dye removal), where SA is crucial, lignin-free cellulose is preferred as the starting material to prepare aerogels. Huang et al. reported that cellulose-derived carbon aerogels with SA (2825 m2 g−1) had a methylene blue adsorption capacity (1078 mg g−1), which is nearly 5-fold higher than that of the aerogel with SA (791.4 m2 g−1).86
For applications such as heat and sound insulation, the aerogel performance depends on the porosity of aerogels. Due to high porosity, aerogels capture a large volume of air (air is a good insulator at ambient temperature and pressure, 0.026 W m−1 K−1). Therefore, the higher the porosity, the lower the thermal conductivity. The dissolution route helps achieve the 3D-web-like structure for aerogels22 with large pores and high porosity. Also, the material concentration should be kept low, because increasing the material concentration would increase the aggregation of fibers, thus decreasing the porosity.9 The effect is, however, the opposite for sound insulation applications. Smaller pore size and less porosity would prevent sound from transmitting through the aerogel, consequently, the noise reduction coefficient increases.28 The dispersion route and increasing material concentration would produce aerogels with a 2D-sheet-like structure with a small pore size and less porosity, therefore, increasing the noise reduction coefficient.
Aerogels have also been used as carriers such as drug delivery.87 Aerogels must not only have high porosity and large SA for the impregnation of active compounds but also be non-cytotoxic materials. Ideally, biocompatible and biodegradable cellulose is the best choice as a precursor. However, cellulose must be lignin-free because lignin is reportedly slightly cytotoxic for peripheral blood mononuclear cells due to its phenolic nature.88 The dissolution route offers aerogels with large SA (dispersion: 25 m2 g−1, dissolution: up to 300 m2 g−1, as shown in Table 1 above). Even though dissolution solvents like ILs have produced some controversy due to their toxicity and biodegradability, non-toxic and biodegradable cations and anions could be used to prepare low-toxicity ILs. Agostinho et al. prepared κ-carrageenan aerogels from two different types of ILs: 1-butyl-3-methyl imidazolium chloride (BmimCl) and 1-butyl-3-methyl imidazolium acetate (BmimAc). Both aerogels had SA ranging from 185–215 m2 g−1 and a total pore volume of 0.32–0.46 cm3 g−1. More importantly, the resulting aerogels did not show cytotoxicity during the cytotoxicity test assays (Caco-2 cell for 24 hours), which are suitable for pharmaceutical applications. The aerogel prepared by the dissolution in IL having a 3D-web-like structure (Fig. 9a) has a higher loading rate of tetracycline (21.2%) and a higher release rate (0.031 mg min−1) than the aerogel dissolved in water and potassium salt (loading rate: 8.8%, release rate: 0.011 mg min−1), which has a 2D-sheet-like structure (Fig. 9b).87 The higher loading rate and release rate of the aerogel prepared by IL is attributed to its higher macro-porosity. The same observation was reported elsewhere.77 The 3D-web-like structured aerogel (Fig. 9c) with the largest SA of 525 m2 g−1 offered the highest loading rate of 6.4 mg g−1 for methylene blue and the fastest release rate (4.34% per hour), compared to the 2D-sheet-like structured aerogel (Fig. 9d) with SA of 22 m2 g−1, whose loading rate was 0.8 mg g−1 and release rate was 2.5% per hour.77 The same properties (larger SA and high porosity) are recommended for aerogels to be used as catalyst supports. Normally, the carbonization of aerogels into carbon aerogels is recommended to offer even larger SA (400–1000 m2 g−1) and durability.89,90
Fig. 9 SEM images of κ-carrageenan aerogel samples: (a) dissolved in BmimCl, (b) dissolved in water and KCl87 (Reprinted from Agostinho, D. A. S., Paninho, A. I., Cordeiro, T., Nunes, A. V. M., Fonseca, I. M., Pereira, C., Matias, A. and Ventura, M. G., Properties of κ-carrageenan aerogels prepared using different dissolution media and its application as drug delivery systems, Materials Chemistry and Physics, 2020, 253, 123290, copyright 2020, with permission from Elsevier). SEM images of sugarcane bagasse aerogel samples prepared by dissolution in NaOH:thiourea:urea (8:6.5:8 w/v%): (c) 1 wt%, (d) 5 wt% (Reprinted with permission from Chin, S.-F., Jimmy, F. B. and Pang, S.-C., Fabrication of Cellulose Aerogel from Sugarcane Bagasse as Drug Delivery Carriers, Journal of Physical Science, 2016, 27, 159–168).77 |
Most studies have focused on pure components, such as cellulose isolated from lignocellulose biomass as evidenced that aerogels from pure cellulose tend to have better properties, such as high SA and porosity. Nonetheless, the use of pure cellulose could increase the production cost, hence hindering its commercialization. An alternative way to produce aerogels without any pre-treatment is via direct dissolution of lignocellulose in ILs, which minimizes the amount of waste stream and material lost. However, it is worth mentioning that some ILs are toxic91 and expensive, ranging from 400 to 20000 EUR per kg,92 and the process still involves the separation of ILs from anti-solvent and water during coagulation and washing steps. The capital costs could reduce significantly if ILs could be fully recovered, for instance, via nanofiltration membrane93 or pervaporation.94 Furthermore, direct dissolution utilizes all three major components of lignocellulose: cellulose, hemicellulose, and lignin. Even though it has been reported that coupling cellulose, hemicellulose, and lignocellulose results in aerogels with poorer properties in comparison to pure cellulose aerogels (as mentioned in Section 2.4), the intensification of the synthesis route could be performed to overcome the limitations of aerogels from the whole lignocellulose. For instance, the homogenization of the mixture after the dissolution proved to reduce the particle size, thus enhancing the cellulose solubilization and lignin dispersion, hence improving the homogeneity and properties of the aerogel. As a result, an aerogel prepared with a homogenization step has a larger surface area (105 m2 g−1) than that without the homogenization (60 m2 g−1).59 Carbonization can be used to further improve the properties of aerogels prepared from the entire lignocellulose biomass. For instance, the normal aerogels without the carbonization step had pore volume in the range of 0.1 × 10−3 to 3.5 × 10−3 cm3 g−1, SA in a range of 2.5–34 m2 g−1. The properties such as pore volume and SA could be enhanced more than 100 times after carbonization, for instance, a carbon aerogel could possess pore volume and SA of up to 2 cm3 g−1 and 2825 m2 g−1, respectively.86
Precursors such as cellulose, lignin, and hemicellulose have been used to prepare aerogels. The differences in aerogels' properties (porosity, surface area, mechanical strength) have been reported, but the reasons why there is such a difference have not been fully understood. Therefore, it is important to have a fundamental understanding in terms of material sciences, such as how changes in certain components affect the structure of aerogels, and thus the aerogel properties. In this regard, molecular modeling is useful for answering questions related to aerogel structures, preparation, and properties. There are two main approaches in simulations of aerogels, including atomistic descriptions and coarse-grained descriptions. The former treats each atom individually, while the latter treats larger objects assembled by many atoms of molecules.95 Both approaches have been used extensively on silica aerogels, which are synthesized via the sol–gel process from monomers while starting materials of aerogels from lignocellulosic components are ‘already’ polymers. Therefore, the aforementioned approaches might not be applicable to the aerogels derived from lignocellulose.
An alternative to modelling porous materials like biopolymer aerogels, including but not limited to cellulose aerogels, is reconstruction, where experimental data are inverted to generate a computational realization of the material structure. In a recent study, Chandrasekaran et al. developed a computational approach, using the Laguerre–Voronoi tessellation (LVT) based on random closed packing of polydisperse spheres (RCPPS). It was reported that the nanostructure and mechanical behavior of κ-carrageenan aerogels could be predicted if the pore size distributions (PSD), solid fractions, and Young's modulus of the pore-wall fibers are known.96Fig. 10 presents SEM images and computational designs of the nanostructure of κ-carrageenan aerogels at different concentrations. The computational designs represent quite well the actual fibrillar morphology of the aerogels. The higher the κ-carrageenan content, the denser the aerogel and the smaller the pores. Furthermore, the simulation results of pore size distribution and mechanical behaviors are in good agreement with experimental ones.96 There have been several attempts to close the gap between theory and experiments and further understand the structure–property relationship of biopolymer aerogels, such as a generalized micro-mechanical model97 or bonded-particle model coupled with discrete element method98 to model mechanical behaviors of biopolymer aerogels. Nonetheless, the findings of Chandrasekaran and colleagues are sui generis, which, based on attainable data (e.g., PSD, solid fractions, and Young's modulus), showed that a 3D computationally designed structure of aerogels is feasible to tailor properties and applications accordingly.
Fig. 10 SEM images of κ-carrageenan aerogels (top row) and the computationally designed nanostructured aerogel network (bottom row) of 1 wt% (a, b), 2 wt% (c, d) 3 wt% (e, f) κ-carrageenan96 (Adapted from Chandrasekaran, R., Hillgärtner, M., Ganesan, K., Milow, B., Itskov, M. and Rege, A., Computational design of biopolymer aerogels and predictive modelling of their nanostructure and mechanical behaviour, Scientific Reports, 2021, 11, 10198, Creative Commons Attribution 4.0 International License). |
Evaporation drying seems unsuitable with the current development. Supercritical drying produces aerogels with minimum destruction, followed by freeze-drying. However, the suggested drying method was only for retaining the structure of aerogels at the drying stage and neglecting the effects of synthetic conditions. There are no available studies on the interactions between the synthetic and drying steps on the structure of aerogels. Therefore, it can be hypothesized that the evaporative drying could still be as effective either if the solvent used during the synthetic approach has a low surface tension and evaporation rate to reduce the volume shrinkage and agglomeration or if the materials from the gel process are sufficient to resist the collapse of the structure. Drying cannot be a “stand-alone” step but must be studied in conjunction with others to aid the development of aerogel production from lignocellulosic materials.
Chemical pre-treatment approaches are used to obtain cellulose for aerogels and they ignore other components, leading not only to up to 50% loss of materials (lignin and hemicellulose) but also posing an environmental threat due to the use of harsh chemicals. An alternative way is to fractionate the lignocellulosic biomass or dissolve the entire lignocellulosic biomass in dissolution solvents, such as ILs for preparing aerogels. This will not only reduce the capital costs but also minimize materials lost. However, two aspects need to be further studied: (1) the recoverability of ILs that would help reduce the costs and waste stream, (2) the intensification of pre-treatment and synthetic aerogels.
Studies of aerogels from lignocellulose are still focusing on exploring new lignocellulose sources and the choice of synthesis routes. The mechanism of cellulose, hemicellulose, and lignin interaction after dissolution, regeneration, and drying, and how the interaction affects the properties of aerogels are not fully understood. The effects of the molecular size of polymers, and synthesis conditions on their properties have not been fully investigated. Certain things could be considered to provide further understanding: (1) more advanced characterization techniques such as nano-CT as a super high-resolution imaging technique to study the change in textural properties of fibers, (2) mathematical modeling of gel formation and nanostructure of aerogel accordingly that would help predict the structural properties and produce aerogels in a customizable manner.
To date, aerogels from lignocellulose are still in their infancy and previous studies have focused on exploring starting materials, and synthesis routes rather than discussing the mechanisms behind the changes in aerogels' structures and properties caused by synthetic conditions. There is an urgent need to better understand such changes as it will help engineers to design aerogels with desired properties. Production of aerogels derived from lignocellulose is still emerging, but a sustainable way to turn biomass into value-added products. Still, several aspects need a better understanding, and this review is expected to stimulate further research in this direction.
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