Rachel
Woods-Robinson
*abcf,
Kristin A.
Persson
bde and
Andriy
Zakutayev
*c
aApplied Science and Technology Graduate Group, University of California at Berkeley, Berkeley, CA, 94720 USA
bMaterials Sciences Division, Lawrence Berkeley National Laboratory, Berkeley, CA, 94720 USA
cMaterials Science Center, National Renewable Energy Laboratory, Golden, Colorado, 80401 USA. E-mail: Andriy.Zakutayev@nrel.gov
dMolecular Foundry Division, Lawrence Berkeley National Laboratory, Berkeley, CA, 94720 USA
eDepartment of Materials Science and Engineering, University of California at Berkeley, Berkeley, CA, 94720 USA
fClean Energy Institute, University of Washington, WA, 98105 USA. E-mail: rwoodsr@uw.edu
First published on 10th November 2023
Barium tin sulfide (Ba–Sn–S) is a ternary phase space with interesting material candidates for optoelectronic and thermoelectric applications, yet its properties have not been explored in-depth experimentally, and no thin films have been synthesized. This study uses combinatorial sputtering and theoretical calculations to survey the phase space of Ba–Sn–S materials. We experimentally find that at deposition temperatures up to 600 °C, phases of rocksalt-derived BaS structures (Fmm), layered SnS derived structures (Aem2), and heavily distorted rocksalt solid solutions (possibly P121/m) dominate phase space, with amorphous films crystallizing in the middle of the composition space (SnBa). Upon annealing with a capping layer, ternary phases of Ba2SnS4 (Pna21) and Ba7Sn5S15 (P63cm) are observed. However the theoretically predicted 0 K thermodynamically stable phase of BaSnS2 (P21/c) does not crystallize. These differences are explained with temperature-dependent computed phase diagrams, which show that BaSnS2 becomes unstable at high temperatures while Ba2SnS4 (Pna21) becomes stabilized. Lastly, we compute electronic and optical absorption properties of selected observed and predicted Ba–Sn–S phases, showing band gaps ranging from 1.67–2.5 eV, electron effective masses from 0.5–1 m0, and hole effective masses from 0.6–1.3 m0. These findings motivate future research into materials within this chemical space for solar energy harvesting and other semiconductor applications.
The binary endpoints of this system are rocksalt BaS (Fmm), a wide band gap insulator with a very low hole effective mass, and SnS, which crystallizes in a variety of experimentally observed p-type semiconductor polymorphs (with band gaps EG > 1 eV) including Pnma, Cmcm, Fmm, and Aem2.5 The first Ba–Sn–S compound, a perovskite phase of BaSnS3 (Pnma), was synthesized in 1970 using a high-pressure bulk synthesis method.6 Several more bulk crystalline phases have been grown since, including Ba3Sn2S7 (P21/c),7,8 Ba2SnS4 (Pna21),9,10 BaSnS2 (P21/c),11,12 and BaSn2S3 (P121/m).13 In the 2010s Ba–Sn–S was studied for nonlinear optics applications, yielding compounds with more complicated stoichiometries and structures: Ba6Sn7S20 (C2/c), Ba7Sn5S15 (P63cm), BaSn2S5 (Pccn), Ba8Sn4S15 (Pca21), Ba7Sn3S13 (Pnma), and Ba12Sn4S23 (P21c).14–16 Additional Ba–Sn–S crystal structures have been computationally predicted as thermodynamically stable or metastable – such as Ba7Sn3S13 (Pnma), Ba3SnS5 (I4/mcm), and BaSn3S4 (P1m1) – but to our knowledge these have yet to be synthesized or characterized.17,18
In addition to the quantity of unique ordered phases, another compelling aspect of the Ba–Sn–S system is the large unit cells of synthesized and predicted thermodynamically stable structures; notably, Ba8Sn4S15 (Pca21) has 216 atoms in its crystal structure, yet is thermodynamically stable (for reference, only 0.1% of compounds on the Materials Project that lie on the convex hull have over 200 atoms). We suspect that these features are due to the diverse bonding preferences of Ba, Sn, and S atoms, which can result in structures with high coordination numbers. These low symmetry structures could lead to interesting polar or scattering properties. Recently, Ba–Sn–S compounds such as BaSnS2 have been predicted as candidates for optoelectronic applications such as photovoltaics and thermoelectrics.19 This BaSnS2 phase space is similar to Cu–Ba–Sn–S, which has been studied as a solar absorber.20 Notably, photovoltaic devices with over 5 percent efficiency have been demonstrated with a Cu2BaSn(S,Se)4 absorber using earth-abundant elements for photovoltaic and photoelectrochemical applications.21,22 However, reports of synthesis and properties of ternary Ba–Sn–S are rare. Moreover, optoelectronic applications usually require thin films with non-stoichiometric compositions, however to our knowledge thin film Ba–Sn–S crystals have not yet been grown nor has off-stoichiometry been explored.
Here, we survey the thin film phase space of Ba–Sn–S using combinatorial sputter synthesis, varying composition and deposition temperature. Cation ratio is varied along approximately the BaxSn1−xS tieline, with binary endpoints of BaS and SnS. We identify a range of disordered and distorted RS-derived and layered phases of Sn-substituted BaS and Ba-substituted SnS, and an amorphous region. To access high-temperature phases, we use a capping layer to anneal as-deposited thin films, and identify Ba7Sn5S15 and Ba2SnS4. Our initial assumption was the that the computationally predicted stable phases near Ba:Sn 1:1 – namely, BaSnS2 (P21/c) and Ba6Sn7S20 (C2/c) – would crystallize, and these phases are referred to for reference throughout the manuscript. However, to our knowledge neither BaSnS2 nor Ba6Sn7S20 was synthesized under any growth condition. A series of computational phase diagrams at various temperatures are analyzed, which support these experimental findings. Lastly, we compute band gaps, effective masses, and optical absorption spectra of compelling Ba–Sn–S compounds to guide future research. We find low electron and hole effective masses (0.5–1 and 0.6–1.3 m0, respectively; subsequently, effective mass is reported as unitless) as well as relatively wide band gaps (1.67–2.5 eV) suggestive of photoelectrochemical applications of these materials.
Anneals were performed in an evacuated quartz tube on Ba–Sn–S library rows deposited at ambient temperatures in the composition range of interest, 0.4 < Sn/(Ba + Sn) < 0.6, with anneal temperatures of 400 °C and 500 °C. Anneals with a capping layer of BaS were performed by simply turning off the sputter gun with the SnS target after deposition and growing ∼20 nm of BaS on top of each sample, and then annealing the stack for one hour at 300–600 °C.
After synthesis, the films were measured using mapping style X-ray fluorescence (XRF) on a Fisher XUV-SDD to determine composition and thickness. Structural property mapping was performed with X-ray diffraction (XRD) on a Bruker D8 Discover with a θ–2θ geometry, Cu Kα radiation, and a proportional 2D detector. Measurements were complemented for 11 libraries of interest at beam line 1–5 at the Stanford Synchrotron Radiation Lightsource (SSRL) with Wide Angle X-ray Scattering (WAXS). 2D scattering was collected with a Rayonix 165 CCD Camera at grazing incidence at an incident energy of 12.7 keV. Analysis was conducted using the customized COMBIgor software package.23 The files were automatically harvested using Research Data Infrastructure at NREL,24 and the resulting data is available through High Throughput Experimental Materials Database (HTEM DB).25
Anion-to-cation ratio S/(Ba + Sn) ranges from 0.4 to 0.6, and analysis of S content yields insights into phase stability. First, we observe trends in the “1:1” region. Stoichiometric crystals of BaSnS2 would have a anion-to-cation ratio of 0.5, but we observe that across all temperatures the “1:1” cation region is S-rich with respect to this stoichiometric value. Second, we observe trends in the ambient temperature samples, the boxed region in Fig. 1(c). Some samples are near stoichiometric with S/(Ba + Sn) ≈ 0.5, while others are S-poor. As Sn is incorporated into the samples, S content jumps up around Sn/(Ba + Sn) = 0.1, decreases somewhat between 0.1 < Sn/(Ba + Sn) < 0.3, remains S-rich between 0.35 < Sn/(Ba + Sn) < 0.65, then decreases slightly between 0.65 < Sn/(Ba + Sn) < 0.75. At Sn/(Ba + Sn) = 0.8 samples abruptly become S-poor, and remain S-poor until Sn is the only cation (Sn–S). Lastly, at elevated temperatures it is observed that S content deviates more dramatically from stoichiometric expectations. Both the high temperature Ba-rich regions and Sn-rich regions are S-poor. These trends indicate that sample composition in our films does not perfectly trend along the phase diagram tielines between binary endpoints BaS and SnS.
To assess the structural variety within ambient temperature samples, a corresponding heat map of XRD patterns is plotted in Fig. 1(d). This diagram indicates a wide amorphous region of phase space in the middle of the BaS–SnS compositions. This region spans from approximately 0.28 < Sn/(Ba + Sn) < 0.8, though amorphous samples are also observed at Sn/(Ba + Sn) ≈ 0.85. On the Ba-rich side of this amorphous region, XRD reflections suggest a rocksalt (RS) BaS phase (grey), with a shift to (100) oriented RS at approximately Sn/(Ba + Sn) = 0.18. No significant peak shift is observed, which could indicate that samples in this region are composites of RS BaS and an amorphous SnSy or Ba–Sn–S phase, rather than solid solutions. On the Sn-rich side, experimental XRD patterns correspond to a layered structure of SnS, although it is unclear which phase of SnS has formed (Pnma is plotted in black). As Sn content S/(Ba + Sn) decreases from 1.0 to 0.9, a strong peak shift to lower values of 2θ is observed, likely resulting from either a phase change, change in texturing, or solid solution. This shift is reasonable since Ba cations are larger than Sn cations (ionic radii of Ba2+ and Sn2+ are 135 and 118 pm, respectively). Indeed, a Ba1−xSnxS solid solution should induce an XRD peak shift in the same direction as is observed, however the shift could also be related to the changing S content. In summary, at ambient temperature crystal formation is prohibited in the middle of composition space; therefore, higher temperature growths have been explored.
Our combinatorial survey results at elevated deposition temperatures (Tdep) are summarized in Fig. 2, in which crystal structures across this phase space are identified using XRD measurements (b) and approximate regions of the phase space are labeled accordingly (a). The data at ∼60 °C corresponds to the ambient temperature samples shown in Fig. 1. The light red region in the Ba-rich side of the phase map corresponds to RS (derived from Fmm BaS), as shown in the first set of diffraction patterns (dark red) in Fig. 2(b). Unidentified peaks or peak splitting may arise from a secondary phase present in some of these films (possibly Ba7Sn5S15; see next section), or slight distortions or disordering in the RS structure. As Sn content is increased in these films, an amorphous region emerges for Tdep > 200 °C for 0.3 ≲ Sn/(Ba + Sn) < 0.5; this is narrower than the amorphous region for ambient temperature samples.
In Sn-rich samples, no phases crystallized at Tdep > 500 °C for Sn/(Ba + Sn) ≈ 0.5, however two different phases crystallize in this region at lower temperatures. First, samples in the range 350 °C ≲ Tdep ≲ 465 °C yield XRD patterns represented by the dark blue trace (Tdep = ∼410 °C) in Fig. 2(b). The closest sensible XRD standard we could match to this phase is the Aem2 SnS structure. These reflections are spaced regularly in a manner that resemble superlattice peaks, indicative of a layered structure, though more structural analysis should be performed to confirm this. As Sn increases across the films in this region, the Aem2 peaks shift to higher 2θ values, indicative of a solid solution. For example, the dominant 2θ peak is at ∼30.6 deg. for Sn/(Ba + Sn) = 0.5, and shifts monotonically to ∼31.7 deg. when Sn/(Ba + Sn) = 0.8. Second, in samples in the range 200 °C < Tdep < 350 °C, a single strong peak is present at approximately 2θ = 31 deg. (teal trace, Tdep = ∼310 °C), with only a negligible shift as Sn content increases. Our best guess is that these samples are heavily distorted RS structures. The heavily distorted RS BaSn2S3 (P121/m) is simulated in Fig. 2(b) as a representative ordered standard, and is the closest matching XRD standard we could find for this region. BaSn2S3 (P121/m) has been previously reported in the experimental literature13 and is predicted to be thermodynamically stable at 0 K. However, in our experimental samples only the (033) and (105) peaks are observed, which could be due to strong orientation along the (033) direction. Alternatively, crystals in this region may be better simulated using a disordered model such as special quasirandom structures (SQS), or perhaps correspond to another phase that we have been unable to identify. For comparison, the simulated XRD pattern of BaSnS2 (P21/c) is also plotted in gold at the bottom of Fig. 2(b). Each of the crystal structures represented in this plot (as well as BaSnS2 for comparison) are depicted in Fig. 4(a); each consist of related structures derived from the RS structure.
In order to keep Sn incorporated in the lattice while annealing to high temperatures, selected as-depositied Ba–Sn–S thin film libraries have been coated with a capping layer of BaS, as depicted in Fig. 3(a). At 500 °C anneal temperatures with a capping layer, the previously unreachable Ba-rich region in Fig. 2 has been accessed; namely, films crystallize in the region 0.3 < Sn/(Ba + Sn) < 0.5. The opacity of a given sample increases as Sn increases, as shown in Fig. 3(b) going from region “D” to region “A,” with a small semitransparent region emerging at the Sn-rich side of the library (“B”). A heatmap of the XRD reflections for four representative samples in this region is plotted in Fig. 3(c), clearly yielding a crystalline region rather than the amorphous region found in as-deposited samples.
Crystalline regions are identified and compared to standard XRD patterns in Fig. 3(d), and corresponding crystal structures of each standard are depicted in Fig. 4. First, region D (red) corresponds to Ba2SnS4 (Pna21), which has been experimentally synthesized previously and has a Ehull value on the Materials Project of 0.005 eV per atom (the P21/c Ba2SnS4 polymorph is on the thermodynamic hull, but not observed here). The XRF measurement of the Sn/(Ba + Sn) ratio is similar to the expected stoichiometric value, with some tolerance to off-stoichiometry, so this structure identification seems reasonable. We note that Ba2SnS4 lies on more S-rich tieline than BaxSn1−xS (see Fig. 5) such that S/(Ba + Sn) > 1. Region B (blue), which is semitransparent, appears to crystallize as Ba7Sn5S15 (P63cm), an experimental compound similar to Ba8Sn4S15 that is also more S-rich than BaxSn1−xS. Its band gap has been demonstrated experimentally as approximately ∼2.29 eV, which is within the visible regime, and therefore corroborates our observed semitransparency.14 In between B and D, region C appears to be a mixed-phase, likely consisting of Ba2SnS4 (Pna21) and Ba7Sn5S15 (P63cm), and thus a simulated XRD pattern of the two phases is plotted below the measured XRD pattern. Lastly, region A also appears to be a mixed phase of Ba7Sn5S15 (P63cm) and another crystal structure, as it contains peaks not present in B (e.g., at ∼31 deg.). We have plotted a simulated XRD pattern that mixes Ba7Sn5S15 (P63cm) with BaSnS3 (Pnma), which could explain the observed pattern, although it is possible there is another crystal structure here that we have been unable to identify. BaSnS3 is also more absorbing than BaSnS2 and Ba7Sn5S15, with a computed PBE gap of 0.857 eV (compared to 1.996 eV for BaSnS2; see Table 1). For comparison, BaSnS2 (P21/c) is again plotted at the bottom of Fig. 3(d), and it appears that none of the measured data corresponds to this structure. Our hypothesis is that our annealed samples are too S-rich for BaSnS2 to grow; S content would need to be further reduced during growth or post-processing to achieve this predicted thermodynamically stable phase.
Formula | Sn/(Ba + Sn) | S/(Ba + Sn) | Space group | ID | # of sites | E 0Khull (eV per at.) | E 1000Khull (eV per at.) | E G (eV) | E dG (eV) | Gap method | Grown here? | ||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|
a A mixed phase of BaSnS3 with Ba7Sn5S15 may have been synthesized upon anneal; see Fig. 3. b We synthesized a heavily distorted rocksalt; this BaSn2S3 phase has been selected as an ordered representative, but may not have been synthesized. c From Ricci et al. BoltzTraP calculations.41 | |||||||||||||
BaS | 0 | 1 | Fmm | mp-1500 | 2 | 0.000 | 0.000 | 0.42 | 0.80 | 3.08 | 3.25 | HSE | Yes |
β-Ba2SnS4 | 0.33 | 1.33 | Pna21 | mp-540689 | 56 | 0.005 | 0.000 | 5.88c | 0.93c | 2.31 | 2.31 | PBEsol18,40 | Yes |
Ba8Sn4S15 | 0.33 | 1.25 | Pca21 | mp-1195594 | 216 | 0.000 | 0.000 | — | — | 2.31 | — | Exp15 | No |
Ba7Sn5S15 | 0.42 | 1.25 | P63cm | COD-4331670 | 168 | — | — | — | — | 2.29 | — | Exp14 | Yes |
BaSnS2 | 0.5 | 1 | P21/c | mp-12181 | 16 | 0.000 | 0.040 | 0.96 | 0.90 | 2.50 | 2.55 | HSE | No |
BaSnS3 | 0.5 | 1.5 | Pnma | mp-1183370 | 20 | 0.016 | 0.035 | 0.75 | 1.25 | 1.67 | 1.92 | HSE | yesa |
BaSn2S3 | 0.67 | 1 | P121/m | mp-27802 | 36 | 0.000 | 0.091 | 0.54 | 0.64 | 1.88 | 1.88 | HSE | Yesb |
SnS | 1 | 1 | Pnma | mp-2231 | 8 | 0.000 | 0.147 | 0.20 | 0.53 | 1.30 | 1.59 | HSE | Yes |
SnS | 1 | 1 | Aem2 | mp-8781 | 4 | 0.046 | 0.000 | 0.19 | 0.19 | 2.07 | 2.07 | HSE | Yes |
The crystal structures observed from annealing are depicted in Fig. 4(b); these consists of more complex structures than in (a) (the three left-most structures with >50 atoms per unit cell). To assess optical properties a few preliminary UV-Vis-NIR measurements were performed, but are not reported here because many of the films decomposed in the presence of oxygen over time, and it was difficult to parse due to absorption from the capping layer. An additional challenge with using an insulating capping layer on these films is that their transport properties cannot be easily measured. It is recommended that follow-up work fabricate contacts with the Ba–Sn–S layer sandwiched between the substrate and the BaS capping layer in order to measure conductivity and mobility. We note that anneals have been performed in a shared space with selenization for CdTe solar cells, and films were exposed to oxygen, so there is a possibility of selenium contamination or oxide formation.
Fig. 5 Computed ternary phase diagrams for Ba–Sn–S (a) at 0 K and (b–d) as a function of temperature using the high-throughput vibrational energy approximation from Bartel et al., as implemented in the Materials Project.32 Phases of interest are labeled. |
Our experimental observations can be contextualized with these calculations. At low temperature, several ternary phases are on the convex hull, including BaSnS2, Ba2SnS4 and Ba2SnS3, as highlighted in (a). We show in the ESI† that increasing the chemical potential of the sulfur reference state does not lead to stabilization of additional S-rich metastable phases. However, as temperature increases using the SISSO descriptor, the phase stability shifts and several of the stable phases at 0 K become metastable. First, the BaSn2S3 (P121/m) phase that we may have observed experimentally appears on the 0 K phase diagram alongside other stable phases, however with the SISSO approximation this phase becomes metastable at elevated temperatures as shown in Fig. 5(b). This could explain the possible observationof this phase or other highly distorted RS phases at lower temperatures in Fig. 2, and its disappearance upon annealing. Similarly, SnS (Pnma) becomes highly metastable at non-zero temperatures (with an Ehull of 0.147 eV at 1000 K) in favor of SnS (Aem2); this corroborates the appearance of the Aem2 phase at deposition temperatures above 300 °C in Fig. 5 (dark blue).
As temperatures increase further in the computed phase diagrams as shown in Fig. 5(c), BaSnS2 is next to leave the convex hull at temperatures greater than ∼600 K. The fact we have not synthesized BaSnS2 could be due to insufficient temperature sampling under appropriate thermodynamic conditions. Below 900 K, Ba2SnS4 (P121/c1) is on the convex hull, though this phase is not observed experimentally. However, at around 900 K the phase that we do observe upon annealing – Ba2SnS4 (Pna21) – overtakes P121/c1 as the most stable polymorph on the hull. Just above 1000 K Ba7Sn5S15, which we observe experimentally upon annealing, becomes destabilized. As temperatures rise, Ba6Sn7S20 leaves the hull next, followed by Ba3Sn2S7, and at temperatures greater than 1400 K only Ba2SnS4 (Pna21) remains on the convex hull. This could explain the predominance of Ba2SnS4 (Pna21) at high annealing temperatures and Ba-rich conditions (see red marker and XRD patterns in Fig. 3). Therefore, since Ba2SnS4 (Pna21) and Ba7Sn5S15 appear at the same temperature under the same anneal, it is likely that the annealing conditions accessed a sweet spot of temperature space corresponding to ∼900–1000 K (∼625–725 °C ) in our calculations: high enough such that the Pna21 phase of Ba2SnS4 was stabilized but low enough such that Ba7Sn5S15 was still accessible.
We show in the ESI† that it is likely the volume-dependent terms lead to temperature instabilities, according to the SISSO framework. We also show in the ESI,† using this approach combined with a Pourbaix methodology, that increased temperature may help stabilize Ba–Sn–S materials in the presence of moisture and air. These plots only account for effects of a machine-learned high-throughput vibrational entropy, rather than first principles computed vibrational entropy, and therefore the trends and temperatures observed should be interpretted as an estimate. In particular, the method used to compute these diagrams has been benchmarked on phases of different composition across a phase diagram, but the authors claim it is not a great descriptor for predicting relative polymorph ordering at a particular composition.32 Additionally, these calculations do not account for configurational entropy or surface-stabilization effects than may come into play in thin film synthesis. However, computed phase diagrams do corroborate some of the phase stability trends of combinatorial experiments, in particular of the annealed samples, and provide insight to a pathway to future stabilization of thin films.
As Sn content increases, both electron effective mass and hole effective mass increase between BaS and Ba2SnS4, and then decrease nearly monotonically between Ba2SnS4 and SnS. All computed phases have values of approximately 1 or less, notably low for sulfides. Fundamental gap (EG) and direct gap (EdG) are reported in Table 1. EdG decreases from 2.25 eV in BaS to 1.59 eV in SnS (Pnma), but jumps to 2.07 eV in the SnS (Aem2) polymorph. Previous studies have reported BaSnS2 HSE gap of 2.4 eV,43 BaSnS2 experimental gap of 2.4 eV,12 BaSnS3 HSE gap of 2.62 eV;44 each of these are similar to our reported values. To our knowledge, this is the first HSE gap report for BaSn2S3.
In Fig. 6, the computed optical absorption spectra is plotted for a representative set of Ba–Sn–S compounds. Rainbow shading corresponds the visible spectrum (“vis.”), and the EG, EdG, and direct allowed gap (EdaG; a proxy for absorption edge, as defined elsewhere34,45) are depicted with dotted lines. Computed absorption coefficient α is plotted as a function of photon energy. As expected, the energy of the absorption edge decreases as Sn concentration increases. It is observed that in BaSnS2 and SnS (Pnma), optical transitions at the direct band gap are weak or forbidden such that the absorption edge is somewhat higher in energy.
Footnotes |
† Electronic supplementary information (ESI) available: S1 – SCAN phase diagrams, S2 – free energy terms from SISSO, S3 – Pourbaix moisture sensitivity, S4 – chemical potential phase diagrams. See DOI: https://doi.org/10.1039/d3ta04431a |
‡ Barium ore, barite, has been added to the European Union's critical raw materials list as of 2017.4 |
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