Diego A.
Resendiz-Lara
a,
Suna
Azhdari
ab,
Hubert
Gojzewski
a,
Andre H.
Gröschel
b and
Frederik R.
Wurm
*a
aSustainable Polymer Chemistry (SPC), Department of Molecules and Materials, MESA+ Institute for Nanotechnology, Faculty of Science and Technology, Universiteit Twente, PO Box 217, 7500 AE Enschede, The Netherlands. E-mail: frederik.wurm@utwente.nl
bPhysical Chemistry, University of Münster, Corrensstraße 28–30, Münster 48149, Germany
First published on 26th September 2023
Ring-opening metathesis polymerization (ROMP) is a versatile method for synthesizing complex macromolecules from various functional monomers. In this work, we report the synthesis of water-soluble and degradable bottlebrush polymers, based on polyphosphoesters (PPEs) via ROMP. First, PPE-macromonomers were synthesized via organocatalytic anionic ring-opening polymerization of 2-ethyl-2-oxo-1,3,2-dioxaphospholane using N-(hydroxyethyl)-cis-5-norbornene-exo-2,3-dicarboximide as the initiator and 1,8-diazabicyclo[5.4.0]undec-7-ene (DBU) as the catalyst. The resulting norbornene-based macromonomers had degrees of polymerization (DPn) ranging from 25 to 243 and narrow molar mass dispersity (Đ ≤ 1.10). Subsequently, these macromonomers were used in ROMP with the Grubbs 3rd-generation bispyridyl complex (Ru-G3) to produce a library of well-defined bottlebrush polymers. The ROMP was carried out either in dioxane or in aqueous conditions, resulting in well-defined and water-soluble bottlebrush PPEs. Furthermore, a two-step protocol was employed to synthesize double hydrophilic diblock bottlebrush copolymers via ROMP in water at neutral pH-values. This general protocol enabled the direct combination of PPEs with ROMP to synthesize well-defined bottlebrush polymers and block copolymers in water. Degradation of the PPE side chains was proven resulting in low molar mass degradation products only. The biocompatible and biodegradable nature of PPEs makes this pathway promising for designing novel biomedical drug carriers or viscosity modifiers, as well as many other potential applications.
Over the last decade, significant efforts to perform ROMP under aqueous conditions15,16 have been successful and different strategies have been developed. For instance, the use of water-soluble ROMP catalysts has facilitated the synthesis of complex macromolecular architectures in aqueous conditions; however, this requires the modification of the catalyst.17–20 Very recently, a monomer oil-in-water emulsified aqueous ROMP was developed with quantitative initiation and a high degree of polymerization, but with the use of chlorinated solvents as the oil phase.21 In contrast, the O'Reilly group reported aqueous ROMP using a mixed solvent system H2O/THF (v/v = 9/1) using Grubbs' third generation catalysts (Ru-G3).22,23 Aqueous ROMP might be applied to other water-soluble monomers,24 in the modification of biomacromolecules,18,25,26 or the formation of controlled nanoparticles through ROMP with a more sustainable approach.22,27
PPEs are well-defined, water-soluble polymers and potential alternatives to poly(ethylene glycol) (PEG) but with a controlled degradation pattern.28 The chemistry of PPEs is versatile, allowing hydrophilicity, thermo-responsiveness, and (bio)degradation rates to be tuned.28–30 PPEs are appealing for biological and biomedical applications due to their nucleic acid analogue structure, water-solubility, anti-biofouling properties, cytocompatibility, and the so-called ‘stealth effect’.31–33 Specifically, PPE-containing nanomaterials have been employed in surface protein adsorption,34 as drug or gene delivery nanocarriers,35–37 due to their antifouling properties and antimicrobial nanoparticles.38 Our efforts in the synthesis of PPEs have been focused on one subclass, i.e., polyphosphonates [–P(O)R–OCH2CH2O–]n, which can be obtained with high control over molar mass (Mn) and narrow distributions (Đ < 1.2) from the anionic ring-opening polymerization (AROP) of cyclic phosphonates (CH2O)2P(O)R.31,39 Especially, polyphosphonates (R = Me, Et, iPr, allyl) are water-soluble and are recognized as degradable PEG alternatives.28,33
So far, only scarce reports on PPE-based graft polymers via atom transfer radical polymerization (ATRP)40 (Scheme 1A) or free radical polymerization41 (Scheme 1B) have been reported; however, materials with narrow molar mass dispersity remain challenging. The application of olefin metathesis polymerization of phosphate-based materials has been limited to post-functionalization of ROMP polymers with phosphonates42 or by acyclic diene metathesis (ADMET)43–45 or ROMP of 7-membered cyclic phosphoesters45,46 or phosphoramidates47 (Scheme 1C), generally resulting in low molar mass PPEs with uncontrolled distributions. Other phosphoester-based norbornene oligomers have been synthesized via ROMP and used as either benzylating48 or triazolating reagents.49
Concerns about PEG as a non-biodegradable polyether, which can accumulate in the body and lead to the formation of antiPEG-antibodies,50–52 have motivated the search for other bottlebrush type materials for biomedical applications derived from other functional hydrophilic polymers as PEG alternatives, e.g. norbornene-based polyoxazolines53 or N-carboxyanhydrides,54,55 but the application of ROMP of such macromonomers is neither under biorelevant conditions nor are the side chains prone to degrade.
In detail, we present PPE-based bottlebrush (co)polymers as a novel class of materials with high molar masses prepared by aqueous ROMP (Scheme 1D). We used the AROP of 2-ethyl-2-oxo-1,3,2-dioxaphospholane (i.e., ethyl ethylene phosphonate, EtPn) initiated by N-(hydroxyethyl)-cis-5-norbornene-exo-2,3-dicarboximide to prepare a library of well-defined and water-soluble poly(ethyl ethylene phosphonate (PEEP)-macromonomers for ROMP with DPn between ca. 20 and 300. These macromonomers were applied in a ‘grafting through’ ROMP to well-defined BBPs bearing polyphosphonates as the side chains. The ROMP of the PPE-macromonomers was performed in dioxane or in aqueous conditions without the need for catalyst modifications relying solely on the Grubbs 3rd-generation catalyst (Scheme 1D). Control over the length of the side-chains and the BBP backbone was independently achieved using polyphosphonate macromonomers with different DPn and changing the macromonomer to catalyst ratio, respectively. In addition, a two-step approach was used to prepare double hydrophilic diblock copolymers using sequential ROMP: first by polymerization of a hydrophilic monomer in a water-soluble organic solvent (THF) and then by using the living chain as a macroinitiator in neutral aqueous media to chain-extend with the PPE-macromonomers.
The kinetics of the AROP of 1 with the initiator 2 was assessed (Table S2†). Similar to earlier reports using other functional initiators,39,56 high control over the molar mass and molar mass dispersity (Đ < 1.10) was achieved under the experimental conditions, reaching 92% conversion after ca. 105 min (Fig. 1b). The linear relationship between the increase of the molar mass Mn and the monomer conversion as well as a linear relation of ln([M]0/[M]t) versus time indicated a living polymerization using the norbornene imide-based initiator (Fig. 1c and d). A library of well-defined PPE-macromonomers with degrees of polymerization (DPn) between 20 and 300 was prepared (Fig. 1e and Table S1†). The polymers were obtained as colorless and viscous materials at room temperature, typical for PEEP. The presence of the initiator and the absolute molar mass were also retrieved by 1H NMR (Fig. S1†).
The grafting through polymerization of the NB-PEtPn macromonomers was investigated in dioxane first (Fig. 2a). NB-PEtPn25 was dissolved in dioxane (0.05 M) followed by addition of the Ru-G3 catalyst ([NB-PEtPn25]:[Ru-G3] ratio; i.e. DPn = 10:1) at 22 °C. To monitor the reaction progress, samples of the reaction were taken at different time points (10, 15, 30, and 60 min) and terminated by the addition of excess ethyl vinyl ether (EVE). SEC analysis of these samples revealed that full conversion was achieved to form a polyphosphonate BBP P(NB-g-PEtPn25)10 in only 10 min under these conditions (Fig. 2b). After the successful preparation of the first BBP, different ratios of [NB-PEtPn25]:[Ru-G3] between 10, 25, 50 and 100 equivalents were reacted under the same conditions (Fig. 2c and S6†). SEC analyses showed high conversion (ca. 90%) in all cases with a narrow molar mass dispersity of Đ < 1.11, except for the largest [NB-PEtPn25]:[Ru-G3] ratio (Table S3†). The 1H NMR spectra of the resulting BBPs showed the characteristic resonances for the polyphosphonate at 4.25, 1.84 and 1.21 ppm and the typical resonances of the polynorbornene imide backbone at 5.75 and 5.53 ppm, while the resonance of the initial norbornene alkene of the NB-PEtPn macromonomer at 6.29 ppm was no longer visible (Fig. S4†). The 31P NMR spectra show the same resonance for the polyphosphonate macromonomer and the BBP at ca. 35.2 ppm (Fig. S5†).
Besides changing the DPn of the polymer backbone, the DPn of the side chains was also varied by grafting through ROMP of the other NB-PEtPn macromonomers between 20 and 300 repeating units (Table S4†). We used a [NB-PEtPnn]:[Ru-G3] ratio of 25:1 at 22 °C in dioxane (0.05 M). The reactions were terminated after 24 h by addition of EVE. SEC analyses revealed that the NB-PEtPn conversion to P(NB-g-PEtPn25)n decreased with an increase in the macromonomer DPn. For example, the conversion decreased from ca. 90% to 75% and ca. 60% when macromonomers with 25, 75 and 148 repeating units were used, respectively (Fig. S7†). For the highest DPn, mainly unreacted macromonomers and low molar mass bottlebrush polymers were observed even after 6 days of reaction (Fig. S8†). The latter observation is in agreement when increasing the macromonomers' degree of polymerization the conversion decreased, as a consequence of the low concentration of the chain-end polymerizable moiety and the additional steric hindrance of side chains of macromonomers.57 Another explanation might be the decreased initiation efficiency due to catalyst decomposition caused by water at a low concentration of the catalyst.23
As PEEP is a water-soluble polymer with a similar partition coefficient (logP) value to PEG,33 the grafting through the ROMP process of NB-PEtPn was investigated in aqueous conditions. The O'Reilly group had successfully reported ROMP in water under different aqueous conditions using Ru-G3 as a catalyst23 and demonstrated the influence of solution pH and the presence of salt additives on the catalytic activity and stability during polymerization. In this work, we explored those reaction conditions for the formation of BBPs using our macromonomers NB-PEtPn in water (Fig. 3a and Table 1). First, acidic conditions (9:1 v/v H2O/THF, 100 mM Na2HPO4) were adjusted to a final pH = 2 using HCl and a concentration of 10 mg mL−1 was explored. Under these conditions, our initial attempts started with a NB-PEtPn33 and Ru-G3 catalyst at a [NB-PEtPn33]:[Ru-G3] ratio of 50:1. The polymerization was terminated after 2 h by the addition of one drop of diethylene glycol vinyl ether (DGVE), a water-soluble vinyl ether capable of deactivating the carbene propagating species. SEC analysis revealed a conversion of ca. 75% to P(NB-g-PEtPn25)n (Fig. 3b). In order to simplify the reaction media, the sole use of HCl as a Brønsted acid additive was explored. The source of H+ and Cl− as primary determinants for the metathetical activity in aqueous conditions has been proven to promote ligand dissociation and add further protection to the Ru-G3 catalyst from decomposition.23 We attempt the polymerization of NB-PEtPn33 and Ru-G3 at a [NB-PEtPn33]:[Ru-G3] ratio of 50:1 in a mixed solution (9:1 v/v H2O/THF) with pH = 2 (final concentration 10 mg mL−1), using only HCl as the acidifier additive. In the same manner, the reaction was terminated after 2 h of polymerization by DGVE and SEC analysis revealed a similar conversion (ca. 73%) to P(NB-g-PEtPn33)n to the previous experiment (Fig. 3b). It is important to note that polyphosphoesters are stable at acidic pH for at least several hours as reported earlier.58 The role of the Cl− anion has been determined, which avoids the formation of inactive Ru–(OH)n species by ligand exchange by simply adding NaCl to the aqueous media.23 Finally, we attempted the ROMP at neutral pH, and the polymerization at a [NB-PEtPn33]:[Ru-G3] ratio of 50:1 was attempted in an aqueous solution (9:1 v/v H2O/THF, 100 mM of NaCl) with a final concentration of 10 mg mL−1. After 2 h of polymerization, the reaction was terminated by DGVE and the SEC analyses also revealed a similar conversion (72%) to the molecular brush P(NB-g-PEtPn33)n (Fig. 3b). In general, the dispersity of the resultant BBPs was low (Đ < 1.1), which demonstrates control over ROMP under these aqueous conditions.
Entry | Aqueous conditions | Concentration of NB-PEtPn33 | Reaction time | Conversiona (%) | M n SEC (kDa) | Đ |
---|---|---|---|---|---|---|
a Conversion of NB-PEtPn33 to brush polymers is determined by integration of the peak areas of the brush polymer and residual NB-PEtPn33 from SEC measurement of the crude product. b Determined from integration of the SEC signals of the high molar mass fraction (measured in DMF (0.1 M LiCl) at 60 °C vs. polystyrene standards using the RI detector by conventional SEC). | ||||||
1 | 100 mM Na2HPO4; pH = 2 (HCl) | 10 mg mL−1 | 18 h | 75 | 97.3 | 1.07 |
2 | pH = 2 (HCl) | 10 mg mL−1 | 18 h | 74 | 89.2 | 1.10 |
3 | 100 mM NaCl | 10 mg mL−1 | 18 h | 71 | 93.7 | 1.09 |
4 | 100 mM Na2HPO4; pH = 2 (HCl) | 20 mg mL−1 | 2 h | 85 | 94.8 | 1.07 |
5 | pH = 2 (HCl) | 20 mg mL−1 | 2 h | 88 | 91.7 | 1.07 |
6 | 100 mM NaCl | 20 mg mL−1 | 2 h | 90 | 88.9 | 1.09 |
The three previous aqueous reaction conditions were successful in polymerizing the macroinitiator; however, they did not achieve complete conversion after 2 h at a concentration of 10 mg mL−1. To improve conversion to P(NB-g-PEtPn33)n, the reaction was monitored after 3 h and 18 h at 10 mg mL−1, by which the conversion increased from ca. 75% to ca. 85%, respectively, as observed by SEC analysis (Fig. S9†). We further attempted to improve the conversion to P(NB-g-PEtPn33)n by increasing the initial concentration of the macromonomer to 20 mg mL−1. In this case, we achieved high conversion (ca. 90%) after only 2 h, as observed by SEC analysis (Fig. 3c).
We have successfully proved that the formation of molecular brush P(NB-g-PEtPn)n at neutral aqueous conditions is possible. Encouraged by this, we explored the synthesis of diblock bottlebrush copolymers by a two-step approach in aqueous solution using Ru-G3 as a catalyst. First, polymerization of a few units of a hydrophilic monomer, i.e. exo-norbornene-2-(dimethylamino)ethyl imide (NB-NMe2), in a water-miscible organic solvent is prepared using Ru-G3. Then, the resulting corresponding macroinitiator can subsequently propagate in solvent mixtures containing high concentrations of H2O (e.g., ≥90 v/v%) for chain-extension of a second monomer dissolved in water (Fig. 4a).
As the initial monomer to form the hydrophilic macroinitiator, the polymerization of NB-NMe2 at a [NB-NMe2]:[Ru-G3] ratio of 10:1 was first conducted in THF. Then, different amounts of the as-prepared macroinitiator were added to NB-PEtPn33 solutions (100 mM NaCl, neutral pH) to achieve different chain lengths of this second forming block (DPn = 45 or 90) to evaluate the control over the polymerization. In this manner, the synthesis of two double hydrophilic P[(NB-NMe2)n-b-(NB-g-PEtPn)n] diblock copolymers was achieved with low dispersities (Đ < 1.12). High conversion (ca. 85%) was observed for P[(NB-NMe2)10-b-(NB-g-PEtP33)45], and high conversion (ca. 95%) was achieved for P[(NB-NMe2)10-b-(NB-g-PEtP33)90], as analyzed by SEC (Fig. 4b).
By atomic force microscopy (AFM), polymeric nano-objects with a rod-like morphology were observed after spin-coating aqueous solutions of the BBPs (10 mg mL−1). P[(NB-NMe2)10-b-(NB-g-PEtP33)45] exhibited anisotropic particles with an aspect ratio of approximately 2:1, while P[(NB-NMe2)10-b-(NB-g-PEtP33)90] showed objects with an aspect ratio of approximately 4:1 (the aqueous dispersion was spin-coated onto silicon wafers) (Fig. 5a and c). Anisotropic nanoparticles were in a similar size regime to other reports on BBPs.59–62 The anisotropy of the two BBP samples was also confirmed by SEM measurements. [(NB-NMe2)10-b-(NB-g-PEtP33)45] shows a roundish shape, whereby P[(NB-NMe2)10-b-(NB-g-PEtP33)90] clearly differs from this and is displayed as rods (Fig. S10a and b†). A size distribution of the particles was also determined which confirmed that the BBPs with DPn = 45 have a length of 149 nm, and those with DPn = 90 are slightly longer with 185 nm (Fig. 5b, d, S11a and b†). The height of 15 nm, determined by AFM, supports the assumption of densely grafted arms that prevent flattening due to steric hindrance (Fig. 5a and c). This observation highlights that the domains in the densely grafted BBPs exhibit significantly larger sizes and volumes compared to those of traditional block copolymers. This distinction holds considerable relevance for future self-assembly studies, as the increased volume and stiffness of BBPs, as opposed to BCPs, exert notable influence on self-assembly behavior. Consequently, the domain spacing in BBPs can be more readily adjusted, offering potential advantages for fine-tuning self-assembly processes. The correlated with the DLS measurements: measurements were conducted in DMF, indicating a hydrodynamic radius of 233 ± 4 nm for [(NB-NMe2)10-b-(NB-g-PEtP33)45] (Fig. S12†) and 312 ± 9 nm for P[(NB-NMe2)10-b-(NB-g-PEtP33)90] (Fig. S12†). It's worth noting that the diameters derived from DLS in DMF tend to be larger relative to those obtained via SEM and AFM due to swelling in dispersion.
In contrast to previously reported water-soluble BBPs, which have been studied in biomaterials, drug delivery, and encapsulation, the herein reported polyphosphoester-bearing BBPs carry degradable side chains.63–66 As proof of concept, P[(NB-NMe2)10-b-(NB-g-PEtP33)45] was stirred in a borate buffer solution (pH = 11) at 25 °C (5 mg mL−1) for a period of 24 h and the degradation product was analyzed by 1H NMR spectroscopy. The 1H NMR spectrum showed complete degradation of the polyphosphoester side chains as evidenced by the absence of resonances at 4.25, 1.84 and 1.21 ppm, which correspond to the main chain and side chain signals of the polyphosphoesters, respectively. Also in 31P NMR spectroscopy spectra, the absence of the PPE-backbone resonance at 35 ppm further evidenced the degradation of the side chains (Fig. S13†). SEC analysis showed the hydrolytic process of the polymeric side chain in the BBP by decreasing the Mn from ca. 71 kg mol−1 to less than 1 kg mol−1 (Fig. S14†). The degradation pathway of the side chain polyphosphoesters likely follows the backbiting mechanism as previously demonstrated for other polyphosphonates.67 As the backbone of the herein prepared BBPs cannot further degrade, in future studies additional labile bonds can also be installed, similar to previously reported studies for linear ROMP-based polymers.47,68,69
With the growing need for sustainable and biodegradable polymers, the development of PPE-based bottlebrushes using ROMP might have the potential to pave the way for the design of innovative materials with tunable properties, offering exciting possibilities for applications in fields ranging from biomedicine to nanotechnology.
Footnote |
† Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d3sc02649c |
This journal is © The Royal Society of Chemistry 2023 |